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HomeMy WebLinkAbout2018-05-07 (Regular) Meeting Agenda Packet Please note: If you have a disability and need auxiliary aids or services, please notify the City of Englewood (303-762-2405) at least 48 hours in advance of when services are needed. 1000 Englewood Pkwy – Council Chambers Englewood, CO 80110 AGENDA City Council Regular Meeting Monday, May 7, 2018 ♦ 7:00 PM 1. Call to Order 2. Invocation 3. Pledge of Allegiance 4. Roll Call 5. Consideration of Minutes of Previous Session a. Minutes of the Regular City Council Meeting of April 16, 2018. City Council Regular - 16 Apr 2018 - Minutes - Pdf 6. Recognition of Scheduled Public Comment The deadline to sign up to speak for Scheduled Public Comment is Wednesday, prior to the meeting, through the City Manager’s Office. Only those who meet the deadline can speak in this section. (This is an opportunity for the public to address City Council. There is an expectation that the presentation will be conducted in a respectful manner. Council may ask questions for clarification, but there will not be any dialogue. Please limit your presentation to five minutes.) a. Toni Arnoldy, Englewood Police Community Relations Specialist, will be presenting certificates to the 2018 Citizens Police Academy graduates. Carl Adams Melissa Adams Dolores J. Pol Aguilar Hedy Anselman Taylor Bigandt Jordan Britt Judith Browne Nancy Byers Carol Curtis Britt Fuiks Aurelio Gazotti Brian Hart Irene C Jackson Timothy Joe Neputi Stephen Powers Bernadette Saleh Jean Walton Stephen Walton Deborah Ward Steve Ward Cheryl Wink Page 1 of 165 Englewood City Council Regular Agenda May 7, 2018 Please note: If you have a disability and need auxiliary aids or se rvices, please notify the City of Englewood (303-762-2405) at least 48 hours in advance of when services are needed. Katelyn Yarian b. Elaine Hults, an Englewood resident, will address Council. c. Kathleen Bailey, an Englewood resident, will address Council regarding a response to the announced recall election. d. Matt Millen, an Englewood resident, will address Council regarding ransomware attacks. e. Ida May Nicholl, an Englewood resident, will address Council regarding the Englewood Military Memorial. f. Doug Cohn, an Englewood resident, will address Council regarding historic preservation. 7. Recognition of Unscheduled Public Comment Speakers must sign up for Unscheduled Public Comment at the beginning of the meeting. (This is an opportunity for the public to address City Council. There is an expectation that the presentation will be conducted in a respectful manner. Council may ask questions for clarification, but there will not be any dialogue. Please limit your presentation to three minutes. Time for unscheduled public comment may be limited to 45 minutes, and if limited, shall be continued to General Discussion.) Council Response to Public Comment. 8. Communications, Proclamations, and Appointments 9. Consent Agenda Items a. Approval of Ordinances on First Reading i. CB 14 - Denver Water - Englewood IGA CB 14 - Pdf Water and Sewer Board recommends Council approval a Bill for an Ordinance an Inter-Governmental Agreement with Denver Water for sharing of costs incurred for the joint services of Martin and Wood Consultants, Inc. between the City of Englewood and Denver Water for the Timbro Ranch Cattle Company case. Martin and Wood Consultants are the Utilities Department's water consultants. Staff: Director of Utilities Tom Brennan b. Approval of Ordinances on Second Reading. c. Resolutions and Motions i. Allen Plant Alum Residuals Removal and Disposal Allen Plant Alum Residuals Removal and Disposal - Pdf Staff recommends Council approve, by motion, a contract with Norm Services, LLC in the amount of $149,312.00 for residuals removal and disposal at the Allen Water Filtration Plant. Staff: Director of Utilities Tom Brennan ii. Purchase Jacobsen AR-522 Mower for Golf Course Purchase Jacobsen AR-522 Mower for Golf Course- Pdf Staff recommends Council approve, by motion, the purchase of a Jacobsen AR- 522 mower for the Golf Course from C & M Golf and Grounds Equipment using Page 2 of 165 Englewood City Council Regular Agenda May 7, 2018 Please note: If you have a disability and need auxiliary aids or se rvices, please notify the City of Englewood (303-762-2405) at least 48 hours in advance of when services are needed. the NJPA (National Joint Powers Alliance) quote of $40,800. Staff: Fleet Manager Scott Edwards. 10. Public Hearing Items 11. Ordinances, Resolutions and Motions a. Approval of Ordinances on First Reading i. CB 13 - CDOT IGA for Dartmouth Bridge CB 13 -Pdf Staff recommends Council approve a Bill for an Ordinance for an IGA with CDOT for the rehabilitation of the Dartmouth Ave. bridge over the South Platte River. Staff: Engineering Manager Paul Weller b. Approval of Ordinances on Second Reading c. Resolutions and Motions i. Award 2018 Concrete Ramp & Utility Program Award 2018 Concrete Ramp & Utility Program - Pdf Staff recommends that City Council award, by motion, a contract with Silva Construction Inc., for $785,449.50 for construction of the Concrete Ramp & Utility Program for 2018 and an additional $78,544.95 contingency for unidentified work for a total of $863,994.45. Interim Director of Public Works Larry Nimmo ii. Resolution for 2018 Budget Supplemental Appropriation for the Concrete Utility Fund Resolution for 2018 Budget Supplemental Appropriation for the Concrete Utility Fund - Pdf Staff recommends that City Council approve a Resolution for a re-appropriation of funds ($190,734) from the Concrete Utility Fund to facilitate the completion of the 2018 Concrete Utility Program. Staff: Interim Director of Public Works Larry Nimmo 12. General Discussion a. Mayor's Choice i. Executive Session for discussion of a personnel matter under C.R.S. Section 24- 6-402(2)(f) and for a conference with the City attorney for the purpose of receiving legal advice on specific legal questions under C.R.S. Section 24-6- 402(4)(b). b. Council Members' Choice 13. City Manager’s Report a. Council Travel to Colorado Municipal League Conference Council Travel to Colorado Municipal League Conference - Pdf City Council requests the ability to have two members travel to Vail, Colorado for the Page 3 of 165 Englewood City Council Regular Agenda May 7, 2018 Please note: If you have a disability and need auxiliary aids or se rvices, please notify the City of Englewood (303-762-2405) at least 48 hours in advance of when services are needed. 96th Annual CML Conference. The purpose of this conference is professional development related to the duties as elected municipal officials Staff: City Manager Eric Keck b. SANS update. 14. City Attorney’s Report 15. Adjournment Page 4 of 165 MINUTES City Council Regular Meeting Monday, April 16, 2018 1000 Englewood Pkwy – Council Chambers 7:00 PM 1 Call to Order The regular meeting of the Englewood City Council was called to order by Mayor Pro Tem Russell at 7:03 p.m. 2 Roll Call COUNCIL PRESENT: Mayor Pro Tem Rita Russell Council Member Laurett Barrentine Council Member Amy Martinez Council Member Linda Olson Council Member Cheryl Wink COUNCIL ABSENT: Council Member Dave Cuesta STAFF PRESENT: City Manager Keck City Attorney McKenney Brown Assistant City Manager Woulf City Clerk Carlile Deputy City Clerk McKinnon Director Brocklander, Information Technology Director Rinkel, Finance and Administrative Services Deputy Director of 0&M Solutions Carson, Littleton/Englewood Waste Water Treatment Plant Engineering Manager Weller, Public Works Economic Development Manager Hollingsworth, Community Development Governmnt Relations Specialist Varner Littleton/Englewood Waste Water Treatment Plant Technical Support Specialist IIl Munnell, Information Technology Deputy Police Chief Watson, Police Department 3 Invocation The invocation was given by Council Member Barrentine. 4 Pledge of Allegiance Page 1 of 7 Draft Page 5 of 165 City Council Regular April 16, 2018 The Pledge of Allegiance was led by Council Member Barrentine. 5 Consideration of Minutes of Previous Session a) Minutes of the Regular City Council Meeting of April 2, 2018. Moved by Council Member Linda Olson Seconded by Council Member Laurett Barrentine TO APPROVE THE CORRECTED MINUTES OF THE REGULAR CITY COUNCIL MEETING OF APRIL 2, 2018. (Correction noted by Mayor Pro Tem Russell). For Against Abstained Amy Martinez x Linda Olson (Moved By) x Laurett Barrentine (Seconded By) x Rita Russell x Cheryl Wink x 5 0 0 Motion CARRIED. 6 Recognition of Scheduled Public Comment a) Cathy Schmidt addressed Council regarding Giving Heart. b) Owen Beaver, an Englewood resident, addressed Council about the late night speeding of cars. c) Jerry Walker, an Englewood resident, addressed Council regarding Ameresco. d) Coween Dickerson, an Englewood resident, addressed Council regarding Ameresco. e) Elaine Hults, an Englewood resident, was scheduled to address Council but was not present. f) LynnAnn Huizingh addressed Council regarding homelessness. g) Doug Cohn, an Englewood resident, addressed Council regarding historic preservation. h) Joe Anderson, an Englewood resident, addressed Council regarding Giving Heart. 7 Recognition of Unscheduled Public Comment a) Mike Jones, an Englewood resident, addressed Council regarding homelessness. Page 2 of 7 Draft Page 6 of 165 City Council Regular April 16, 2018 b) JJ Margiotta addressed Council regarding homelessness. c) Mike Lindgren addressed Council regarding homelessness. d) Jim Woodward, an Englewood resident, addressed Council regarding District 3. Council Responded to Public Comment. 8 Communications, Proclamations, and Appointments a) Arbor Day Proclamation Moved by Council Member Amy Martinez Seconded by Council Member Linda Olson TO APPROVE A PROCLAMATION DECLARING APRIL 22, 2018 AS ARBOR DAY WITHIN THE CITY OF ENGLEWOOD AND ENCOURAGING ALL RESIDENTS TO SUPPORT EFFORTS TO CARE FOR OUR TREES AND WOODLANDS. For Against Abstained Amy Martinez (Moved By) x Linda Olson (Seconded By) x Laurett Barrentine x Rita Russell x Cheryl Wink x 5 0 0 Motion CARRIED. 9 Consent Agenda Items Moved by Council Member Wink, seconded by Council Member Olson to approve Consent Agenda Items 9 (a)(i) (b)(i-ii) and 9 (c) (i-ii). Mayo Pro Tem Russell removed Agenda Item 9 (a)(i) from Consent Agenda. a) Approval of Ordinances on First Reading i) Council Bill No. 12 - Retail Liquor Tasting Permit [Clerks note: This agenda item was pulled from Consent Agenda and considered independently.] Moved by Council Member Laurett Barrentine Seconded by Council Member Rita Russell Page 3 of 7 Draft Page 7 of 165 City Council Regular April 16, 2018 Motion to table the Retail Liquor Tasting Permit to a Study Session. For Against Abstained Amy Martinez x Linda Olson x Laurett Barrentine (Moved By) x Rita Russell (Seconded By) x Cheryl Wink x 3 2 0 Motion CARRIED, item was tabled. b) Approval of Ordinances on Second Reading. i) Council Bill No. 10 - Revisions to Floodplain Regulations ORDINANCE NO. 6 (COUNCIL BILL NO. 10, INTRODUCED BY COUNCIL MEMBER OLSON). AN ORDINANCE AMENDING TITLE 16, CHAPTER 4, SECTION 2 OF THE ENGLEWOOD MUNICIPAL CODE 2000, REGARDING UPDATES TO THE JURISDICTION AND APPLICABILITY OF THE FLOODPLAIN REGULATIONS OF THE CITY OF ENGLEWOOD, COLORADO. ii) Council Bill NO. 11 - Colorado Brownfields Revolving Loan Fund - Memorandum of Agreement Amendment 5 ORDINANCE NO. 7 (COUNCIL BILL NO. 11, INTRODUCED BY COUNCIL MEMBER WINK). A BILL FOR AN ORDINANCE AUTHORIZING AN INTERGOVERNMENTAL AGREEMENT ENTITLED “COLORADO BROWNFIELDS REVOLVING LOAN FUND MEMORANDUM OF AGREEMENT, AMENDMENT 5” PERTAINING TO THE COLORADO BROWNFIELDS REVOLVING LOAN FUND BETWEEN THE CITY OF ENGLEWOOD, THE CITY AND COUNTY OF DENVER, COMMERCE CITY, THE CITY OF LAKEWOOD, THE CITY OF LOVELAND, THE CITY OF WESTMINSTER AND EL PASO COUNTY COLORADO AS WELL AS THE COLORADO HOUSING AND FINANCE AUTHORITY AND THE COLORADO DEPARTMENT OF PUBLIC HEALTH AND ENVIRONMENT. c) Resolutions and Motions i) LDC Plaza Reconstruction Conceptual Design Masterplan Motion approving a contract for a conceptual design for renovation of Page 4 of 7 Draft Page 8 of 165 City Council Regular April 16, 2018 the Little Dry Creek Plaza in the amount of $32,933.00. ii) Esri Small Municipal and County Government Enterprise Agreement Motion approving the Esri Small Municipal and County Government Enterprise Agreement (EA) that will grant our organization access to Esri license software on an unlimited basis including maintenance on all software offered through the EA for the term of the agreement. Moved by Council Member Cheryl Wink Seconded by Council Member Linda Olson Motion to approve Consent Agenda Items 9 (b) (i-ii) and 9 (c) (i-ii). For Against Abstained Amy Martinez x Linda Olson (Seconded By) x Laurett Barrentine x Rita Russell x Cheryl Wink (Moved By) x 5 0 0 Motion CARRIED. 10 Public Hearing Items No public hearing was scheduled before Council. 11 Ordinances, Resolutions and Motions a) Approval of Ordinances on First Reading There were no additional Ordinances on First Reading (See Agenda Item 9 (a)(i).) b) Approval of Ordinances on Second Reading There were no additional Ordinances on Second Reading (See Agenda Item 9 (b) (i-ii).) c) Resolutions and Motions i) WWTP Raw Sewage Pump Impellers Purchase Page 5 of 7 Draft Page 9 of 165 City Council Regular April 16, 2018 Moved by Council Member Linda Olson Seconded by Council Member Cheryl Wink Motion approving a purchase with ABI, Inc. for four Raw Sewage Pump (RSP) Impellers in the amount of $94,676.00. This recommendation was approved by the L/E WWTP Supervisory Committee on March 15, 2018. For Against Abstained Amy Martinez x Linda Olson (Moved By) x Laurett Barrentine x Rita Russell x Cheryl Wink (Seconded By) x 5 0 0 Motion CARRIED. ii) Xcel Energy Renewable Connect Program Moved by Council Member Cheryl Wink Seconded by Council Member Amy Martinez Motion approving an agreement with Xcel Energy for the Renewable Connect program and determine whether or not to support the recommended contract terms. The Council provided the City Manager with authorization to subscribe to the program through the Xcel Energy online portal for the Renewable Connect program. For Against Abstained Amy Martinez (Seconded By) x Linda Olson x Laurett Barrentine x Rita Russell x Cheryl Wink (Moved By) x 5 0 0 Motion CARRIED. 12 General Discussion a) Mayor's Choice Deputy Chief Watson addressed Council regarding a CDOT Grant program. Page 6 of 7 Draft Page 10 of 165 City Council Regular April 16, 2018 Assistant City Manager Woulf addressed Council regarding two potential facilitators for the Council Strategic Planning Session to be held on May 5, 2018. b) Council Members' Choice 13 City Manager’s Report 14 City Attorney’s Report 15 Adjournment MAYOR PRO TEM RUSSELL MOVED TO ADJOURN. The meeting adjourned at 9:16 p.m. City Clerk Page 7 of 7 Draft Page 11 of 165 COUNCIL COMMUNICATION TO: Mayor and Council FROM: Tom Brennan DEPARTMENT: Utilities DATE: May 7, 2018 SUBJECT: CB 14 - Denver Water - Englewood IGA DESCRIPTION: CB 14 - Denver Water - Englewood IGA RECOMMENDATION: Water and Sewer Board recommends Council approval by Ordinance an Inter-Governmental Agreement with Denver Water for sharing of costs incurred for the joint services of Martin and Wood Consultants, Inc. between the City of Englewood and Denver Water for the Timbro Ranch Cattle Company case. Martin and Wood Consultants are the Utilities Department's water consultants. PREVIOUS COUNCIL ACTION: None SUMMARY: The Timbro Ranch Company filed an application in water court seeking to acquire tributary groundwater rights and an augmentation plan for wells to be completed in the Upper Pierre aquifer. Englewood entered this case because there have been several attempts to acquire non-tributary status for this aquifer that lacked proper data and to ensure that the augmentation does not impact the South Platte River. The Upper Pierre aquifer is a tributary of the South Platte River with its water flowing into the river. These proposed wells would deplete the water entering the river. To protect Englewood’s senior South Platte River water rights, a sound augmentation plan is essential. Augmentation is a substitute water supply plan that requires adequate replacement water to cover the depletion of water ensuring Englewood’s ability to exercise its senior rights. ANALYSIS: In February, Berg Hill, Englewood’s water counsel, conferred with counsel for Denver Water, Tom Brennan, and Englewood’s water engineer regarding joint representation of Denver Water and Englewood by Martin and Wood Consultants with respect to opinion/report regarding hydrogeological analysis. FINANCIAL IMPLICATIONS: This IGA will save the City half of the engineering costs in this case, which are likely to run into the tens of thousands. ATTACHMENTS: Page 12 of 165 Council Bill #14 Contract Approval Summary Intergovernmental Agreement - Denver Water and the City of Englewood Professional Services 2018 Budget Page 13 of 165 -1- BY AUTHORITY ORDINANCE NO. _____ COUNCIL BILL NO. 14 SERIES OF 2018 INTRODUCED BY COUNCIL MEMBER ________________ A BILL FOR AN ORDINANCE AUTHORIZING AN INTERGOVERNMENTAL AGREEMENT FOR JOINT SERVICES BETWEEN THE CITY AND COUNTY OF DENVER BY AND THROUGH ITS BOARD OF WATER COMMISSIONERS AND THE CITY OF ENGLEWOOD WHEREAS, Denver Water and the City of Englewood are opposers to water applications filed by Timbro Ranch Cattle Company, LLC, consolidated Case Nos. 2013CW3144 and 2014CW3134; WHEREAS, The City of Englewood has contracted with Martin and Wood to provide expert engineering analysis and testimony in the two applications; WHEREAS, Denver Water will reimburse the City of Englewood half of the costs for Martin and Woods engineering analysis, up to $100,000 dollars, and; WHEREAS, the passage of this Ordinance will authorize the City of Englewood to invoice Denver Water for one-half of the costs from January 29, 2018 to the effective date of this Agreement. NOW, THEREFORE, BE IT ORDAINED BY THE CITY COUNCIL OF THE CITY OF ENGLEWOOD, COLORADO, AS FOLLOWS: Section 1. The City Council of the City of Englewood, Colorado, hereby authorizes an Intergovernmental Agreement for Joint Services with the City and County of Denver by and through its Board of Water Commissioners, for an amount up to $100,000 dollars, for one-half of the engineering services of Martin and Wood. Section 2. The Mayor and the City Clerk are hereby authorized to sign and attest said Intergovernmental Agreement, on behalf of the City of Englewood. Introduced, read in full, and passed on first reading on the 7th day of May, 2018. Published by Title as a Bill for an Ordinance in the City’s official newspaper on the 10th day of May, 2018. Published as a Bill for an Ordinance on the City’s official website beginning on 9th day of May 2018. Rita Russell, Mayor Pro Tem Page 14 of 165 -2- ATTEST: Stephanie Carlile, City Clerk I, Stephanie Carlile, City Clerk of the City of Englewood, Colorado, hereby certify that the above and foregoing is a true copy of the Bill for Ordinance introduced, read in full, and passed on first reading on the 7th day of May, 2018. Stephanie Carlile Page 15 of 165 Page 16 of 165 Page 17 of 165 rr1 -.----Ir __._:.Q0885a..255.98mg:anunnoaumanm3.mE:8m:nE.mE8=83 an35:...E8 €oon_.m2:.$28885%as95$cm280::onEn338E8E:.Un:<nn «<52 £5:HQ m:m_n€ooao:n._E_m33::Ea<<oon_.m.3902.mBo::.. 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Hmmms??nvumnmmo=o< 03.ommsm?sooa Page 20 of 165 Page 21 of 165 Page 22 of 165 Contract Approval Summary V10/25/2017 Page | 1 Contact Identification Information (to be completed by the City Clerk) ID number:Authorizing Resolution/Ordinance: Recording Information: City Contact Information Staff Contact Person: Tom Brennan Phone: 303-762-2654 Title: Director Utilities Email: tbrennan@englewoodco.gov Vendor Contact Information Vendor Name: Denver Water Vendor Contact: James Wittler Vendor Address: 1600 W 12th Avenue Vendor Phone: 303-628-6460 City: Denver Vendor Email: james.wittler@denverwater.org State: CO Zip Code: 80254 Contract Type Contract Type :Intergovernmental Agreement Description of Contract Work/Services: Attachments: ☒Contract -- ☐Original ☒Copy ☐Addendum(s) ☐Exhibit(s) ☐Certificate of Insurance Summary of Terms: Start Date: January 29, 2018 End Date: January 29, 2019 Total Years of Term:1 Total Amount of Contract for term (or estimated amount if based on item pricing):$10,000 to $20,000 (est) If Amended: Original Amount $ Amendment Amount $ Total as Amended: $ Renewal options available: Payment terms (please describe terms or attach schedule if based on deliverables): Attachments: ☐Copy of original Contract if this is an amendment IGA for the sharing of costs incurred for the joint services of Martin and Wood Consultants between the City of Englewood and Denver Water for the Timbro Ranch Company case. Page 23 of 165 Contract Approval Summary V10/25/2017 Page | 2 ☐Copies of related Contracts/Conveyances/Documents Source of funds: Budgeted Funds: $400,000 Line Item Description:Professional Services Line Item Total Funding: $400,000 Portion of Line Item spent to date: $73,892.22 Funding Source:Fund:40 Division Code:1601 Note (if needed): Attachments: ☐Copy of budget page from current budget book if contract value $25,000 or over or requires Council approval. Process for Choosing Vendor: ☐Bid: ☐ Bid Evaluation Summary attached ☐ Bid Response of proposed awardee ☐RFP: ☐ RFP Evaluation Summary attached ☐ RFP Response of proposed awardee ☐Quotes: Copy of Quotes attached ☐Sole Source: Explain Need below ☐Other: Please describe Page 24 of 165 "vr-I‘3"P saouuas|2uo_rssa;md (00'_0_D0'00l7$)5I‘='l0.LW919 l3N 00'000'0Dlv$S'IV.LD.LCINVHEJ3SN3d)G oo'o$§lV10.L cmvusznnua/um SIFIOLW919 RN (og‘0oo'o0y$)SIEIOJ.puns «|31EM -Ob nuns O0'00C|'00b$FIVLOJ.3SN3d)G| 5]u1DJ_puns mum -up pun_.5 D0'D00'00b$§l\Il01.ElSN':IdX3 00.000100”5:210;Aqddns ;u aomos tog 00‘D00'0Olr$ 0D'D00'00b$It 00'000'0Ob |w\mad\1 I‘-’"|:l 8|0Z IOZb§ saaauas/L’/1Dewuo_') Agddns ya zunos a tag;uugsx.-.13 3SN3dX3 PWH 1319M -09 W" uonduzsaulunouav mnu)Jv BIOZ JEa)\1a6png 0'19 96 ng 1 go I 362:]Nd £O19Z1EI 8IOZ/OE/b0"0 U099!-'3J3J!UU9[MI“"11 T, 'I l|0!S!-'40 5727.1;saapug/urn):-111193 5/210159:14/as/ruo/we yd >3)/A/ac poo/v\a|6u3 ;oPage 25 of 165 COUNCIL COMMUNICATION TO: Mayor and Council FROM: Tom Brennan DEPARTMENT: Utilities DATE: May 7, 2018 SUBJECT: Allen Plant Alum Residuals Removal and Disposal DESCRIPTION: Allen Plant Alum Residuals Removal and Disposal RECOMMENDATION: Staff recommends Council approve by Motion a contract with Norm Services, LLC in the amount of $149,312.00 for residuals removal and disposal at the Allen Water Filtration Plant. PREVIOUS COUNCIL ACTION: Council approved this expenditures beginning in 2004 for the residuals removal. SUMMARY: The City of Englewood owns the Allen Water Treatment Plant. While the drinking water produced at the Plant meets all drinking water standards, there are low levels of naturally occurring radionuclides in the source water that are removed through treatment and ultimately resides in the residuals generated at the Plant. As such, the residuals generated at the Plant are considered technologically-enhanced naturally occurring radioactive materials and have additional disposal consideration by Colorado Department of Public Health and Environment Regulatory requirements. ANALYSIS: The bid opening was held on March 22, 2018. Two bids were received: Secure On-Site Services USA, LLC $149,352.00 Norm Services LLC $149,312.00 The Englewood Water and Sewer Board, at their April 10, 2018 meeting, recommended City Council approve the contract with Norm Services, LLC in the amount of $149,312. FINANCIAL IMPLICATIONS: Norm Services, LLC is recommended as the lowest, acceptable bidder at $149,312.00 for disposal of approximately 800 cubic yards. Norm Services, LLC will be using the Clean Harbors disposal site, which is a State approved facility. $250,000.00 was budgeted in 2018 for this under 1603- 54201 Professional Services . Page 26 of 165 ATTACHMENTS: Contract Summary April 10 2018 Water and Sewer Board Minutes Bid Tabulation Contract Page 27 of 165 Contract Approval Summary V10/25/2017 Page | 1 Contact Identification Information (to be completed by the City Clerk) ID number: CFS/18-15 Authorizing Resolution/Ordinance: Recording Information: City Contact Information Staff Contact Person: Tom Brennan Phone: 303-762-2654 Title: Director of Utilities Email: tbrennan@englewoodco.gov Vendor Contact Information Vendor Name: NORM Services Vendor Contact: Robert Krumberger Vendor Address: 6535 S Riviera Way Vendor Phone: 303-229-6616 City: Aurora Vendor Email: rkrumberger@normservices.com State: CO Zip Code: 80016 Contract Type Contract Type:Contractural Services Description of ‘Other’ Contract Type: Description of Contract Work/Services: Attachments: ☒Contract -- ☐Original ☒Copy ☐Addendum(s) ☐Exhibit(s) ☐Certificate of Insurance Summary of Terms: Start Date: 04/02/2018 End Date: 06/01/2018 Total Years of Term: .2 Total Amount of Contract for term (or estimated amount if based on item pricing): $ 149,312.00 If Amended: Original Amount $ Amendment Amount $ Total as Amended: $ Renewal options available: Payment terms (please describe terms or attach schedule if based on deliverables): Upon completion Attachments: ☐Copy of original Contract if this is an amendment ☐Copies of related Contracts/Conveyances/Documents Removal, hauling and disposal of residuals from the Allen Water Treatment Plant. Page 28 of 165 Contract Approval Summary V10/25/2017 Page | 2 Source of funds: Budgeted Funds: $ 400,000 Line Item Description: Professional Services Line Item Total Funding: $ 400,000 Portion of Line Item spent to date: $ 33,241.60 Funding Source: Fund: 40 Division Code: 1603 Note (if needed): Attachments: ☒Copy of budget page from current budget book if contract value $25,000 or over or requires Council approval. Process for Choosing Vendor: ☐Bid: ☒ Bid Evaluation Summary attached ☐ Bid Response of proposed awardee ☐RFP: ☐ RFP Evaluation Summary attached ☐ RFP Response of proposed awardee ☐Quotes: Copy of Quotes attached ☐Sole Source: Explain Need below ☐Other: Please describe Page 29 of 165 Page 30 of 165 E E. zo.=w12_mB_xwu:_m:o_..m82.»mmnzoam8:man32..Sac...»:o_...oo..uo_.mB _.mn_u_a=»m 238.89.:53833.»::3...Bxuu<o_.Eo_.:5ou=o:3:332.no :3 =32..25 3n:_m=o_..mm_uou_.o<Eo53mu2_u=<:.m<co_:__uoma._.2.3.33 3 ._:..:_m:=8 .uxuu<2. a2_.=_2.=o=.=_=.a2._=032.3oo=.u_<SE.53»_.on:_u:o:m.=5 0.2 _.on:_3m <05. 3._o_.m_SxEo3=..nm:o::_.=:u20..moo_m_m¢n:_.=<zzaunu.£_._n=n<2.E m :32». m._z s=._.zmmmEzmmmom.Em umamm:m..m::.o:m<mmccmnzumn8Emuooacmor_:n_.a_:m m__02:82 _uon:3m:.m mm=m.macm_o§.._u8uomm=mnoum3<<o_.xmpmnmama .._=m:_.m=ommozsm.._uEn:mmm oam.zo._3a6B=o=uoocamam 3 muu=nmu_3 x mxzu..mman _:n_.._&=mmo:ma..__m O:._.=m 3 m??ama.R <<o§ Boom=o_m£ooa_...m;3m<.m:n_9zoo.._.oo_oBnoas_ Sad Bow.avmuoo<<§z.m:u_mioon_no<.o_.u~ Umnmu Bmumzama9393 my:Umnmu zox:moi oSo m=<.533 UK mam“>2:u.no; 85:.3 moan:xaaanauw 039 >._4mm._. 0.2 gm} 0_._.<on mzm_.m<<ooo Page 31 of 165 Page 32 of 165 Page 33 of 165 Page 34 of 165 4.mmzmm>_. :5O5.2mzmamioou«DRE2.»:<<m.2.I.=sm:.o:E2:«Shh»..mmaniac azmammn<m=Q2.m 2....o=5§2m8taosdm3m..Q:m_mB=.o<m.:m==.:nmanSwnomm.mm~.S....mm8 n3nm1.< EwuommonSo3m..Q=m.mBm=E.=n~33Sm:o==m~obmied:amSo .26:<$...u §.5 mam. s2:o<m~no3Eme.o=Q39.LE.»533 M.z>_smm__u_._ozmzczmmxm>20m_s>_rmom_umo._mo4 ooom_u_z>3xm ._mmo=oa;Noam:x_.:3_um6m_. <<m.m~_ua9§§.9.2._u..mmam:. oom5._mmUmumnamazom:mmnsomm uo?mwmmmmmou.mmw.mm._m ._n_m}ma_ms6oqo<.o_.:c.:3am_.mmq@.._o_.3mm2_omm.oo3 M.mc:_s>m<O_uucxuomm.uO_»m._.>._.m_<_mZ...O_u Son.» :503.2m:m_m<<ooa5.3>__m:<<m$_._u=...m..o:Ema 923 .mmomazmncm?mq <m_.ao_.mo.. no:.Bo8B3u..o<_am_.mmEcm_m_.m3o<m_:mc=:mmana_m_uomm_mm_.<_8m8 _u_.o_um_._<amuomwa5» 8mE:m_m_.mm_._=_:m33:6:o_.3m_oumaao:onEm>__m:<<m_u<<.»:mam._.m_.=o<m_oo3u_mno:am?n .E:m4~08.:6>__m:Ema._m_oom.mam»Goo<<._.m<.o:><m._m:m_m<<ooa.00 2:8.m$o._.cm” 32¢.manmmm.35m__._.m_.mmn._o:u2mm__m<_m<<manmmam_um. ‘_.._.:ma_.mvomm_En__=<35.umm_uu_.o<ma3Imumaocm _sm.m_..m_mman<<mm.m_<_m:mmm:.m3 U_<Eo:3..mnnmu?aomca._.mo_.5o_ou_nm__<m=:m=8._zm==m__<Concise mma_omn=<m _<_m.m:m_Qmzoaé. 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NI I09 03 'J°’|‘Ed S0Z'3lS “PM ‘KWEH|ll"|°S 09LZl ooo‘zse‘sv ls saauuasausuo amoas BLOODO0 ‘W0-" WVAIMwlnuu"s 95:59 [oo'zu:‘svLs syuammoa/suoudaaxg 5 pm [2301 l°3!°Jd IE/\°|-'-|3H '5|9"P!Hd:lM U-'9IlV900-9 k?ll 3Cll8 Wall LOW wa oozzmoa ‘zz uomwzaxea5U!U9dOma "°!19In¢19J. “—I J ———L ' ——‘L"-'.I If , i—___L___. \_,_____Page 39 of 165 1 of 1 100%Find |Next    City of Englewood Budget Performance Report Fiscal Year to Date 04/03/18 Include Rollup Account and Rollup to Account Adopted Budget Amended Current Month YTD YTD Budget - YTD % Used/ Account Account Description Budget Amendments Budget Transactions Encumbrances Transactions Transactions Rec'd Prior Year Total Fund 40 - Water Fund EXPENSE Division 1603 - Purification 54201 Professional Services 400,000.00 .00 400,000.00 .00 20,350.00 12,891.60 366,758.40 8 416,033.23 Division 1603 - Purification Totals $400,000.00 $0.00 $400,000.00 $0.00 $20,350.00 $12,891.60 $366,758.40 8%$416,033.23 EXPENSE TOTALS $400,000.00 $0.00 $400,000.00 $0.00 $20,350.00 $12,891.60 $366,758.40 8%$416,033.23 Fund 40 - Water Fund Totals REVENUE TOTALS .00 .00 .00 .00 .00 .00 .00 +++.00 EXPENSE TOTALS 400,000.00 .00 400,000.00 .00 20,350.00 12,891.60 366,758.40 8%416,033.23 Fund 40 - Water Fund Totals ($400,000.00)$0.00 ($400,000.00)$0.00 ($20,350.00)($12,891.60)($366,758.40)($416,033.23) Grand Totals REVENUE TOTALS .00 .00 .00 .00 .00 .00 .00 +++.00 EXPENSE TOTALS 400,000.00 .00 400,000.00 .00 20,350.00 12,891.60 366,758.40 8%416,033.23 Grand Totals ($400,000.00)$0.00 ($400,000.00)$0.00 ($20,350.00)($12,891.60)($366,758.40)($416,033.23) Run by Jason Clark on 04/03/2018 06:51:12 AM Page 1 of 1 Send to myReports Page 40 of 165 Results of Electronic Meeting held for Approval of Minutes April 10, 2018: Chair Wiggins called a special meeting for approval of the minutes for the Water & Sewer Board on April 16, 2018. Ayes: Wiggins, Russell, Mercier, Roth, Habenicht Absent: Moore, Mullen, Wink No Response: Johnson, Barrentine Minutes approved by the majority of members /s/ Julie Bailey, Staff Liaison Page 41 of 165 MINUTES Water and Sewer Board Meeting Tuesday, April 10, 2018 MEMBERS PRESENT: Clyde Wiggins Don Roth Chuck Habenicht Tim Johnson Caitlin Mercier Rita Russell Laurett Barrentine MEMBERS ABSENT: John Moore Andrew Mullen Cheryl Wink STAFF PRESENT: Tom Brennan, Director of Utilities Mark Woulfe, Assistant City Manager Julie Bailey, Staff Liaison 1.Call to Order 2.Approval of Minutes a.The minutes of the previous meeting on February 13, 2018 were approved via e-mail on February 21, 2018. 3.Public Forum No members of the public were present at the meeting. 4.New Business a.Contract for Residuals Removal Moved by Member Don Roth Seconded by Member Tim Johnson To approve the contract with NORM Services for removal of residuals from the Allen Plant operations. Motion Carried b.Intergovernmental Agreement with Denver Water Moved by Member Tim Johnson Seconded by Member Chuck Habenicht Page 42 of 165 2 Begin forwarded message: From: Ruth Wiggins <r.wiggins9398@gmail.com> Subject: Fwd: Special Meeting for Approval of Minutes for Water & Sewer Board. Date: April 16, 2018 at 4:07:10 PM MDT To: To: amullen515@gmail.com, catie.jae33@gmail.com, cwink@englewoodco. gov, ch2co@yahoo.com, droth@centurylink.net, jhmoore50@gmail.com, lbarrent ine@englewoodco.gov, RRussell@Englewoodco.gov, tsjdad50@gmail.com, Tom Brennan <tbrennan@Englewoodco.gov>, jbailey@englewoodco.gov This e-mail is a Call to Order of a special meeting for approval of minutes for the Water & Sewer Board on April 10, 2018 at 5 PM. A copy of the draft minutes is attached. Julie will accept all of the email votes and record them. Clyde Wiggins Chair—Sewer and Water Board rw Page 43 of 165 Water and Sewer Board April 10, 2018 To approve the intergovernmental agreement with Denver Water to reduce water rights defense and engineering costs related to protection of Englewood's water rights. Motion Carried 5.Old Business 6.Staff's Choice 7.Adjournment 5:40 p.m. Julie Bailey, Staff Liaison /s/ Julie Bailey Page 44 of 165 1 Julie Bailey From:Ruth Wiggins <r.wiggins9398@gmail.com> Sent:Tuesday, April 17, 2018 8:07 AM To:Julie Bailey Subject:Re: Special Meeting for Approval of Minutes for Water & Sewer Board. Thanks!!! Clyde approves the minutes. Ruth Page 45 of 165 1 Julie Bailey From:Rita Russell Sent:Tuesday, April 17, 2018 5:54 PM To:Ruth Wiggins; Julie Bailey Subject:Re: Approval of Minutes from February 13, 2018 Julie,  I approve the April 10, 2018 meeting minutes.  Thank you,  Rita Russell  Mayor Pro Tem  Englewood City Council, At Large  ritarussell@comcast.net  303‐639‐6181  Page 46 of 165 1 Julie Bailey From: Sent: To: Subject: Caitlin Mercier <catie.jae33@gmail.com> Monday, April 16, 2018 4:32 PM Julie Bailey Re: Approval of Minutes from April 10, 2018 Approved Page 47 of 165 1 Julie Bailey From:Don Roth <droth@centurylink.net> Sent:Tuesday, April 17, 2018 3:22 PM To:Julie Bailey Subject:Minutes from April 10, 2018 WSB meeting I vote Yes on approval of the Water & Sewer Board minutes from April 10, 2018 Don Roth Page 48 of 165 1 Julie Bailey From:Charles Habenicht <ch2co@yahoo.com> Sent:Monday, April 16, 2018 5:08 PM To:Julie Bailey Subject:WB minutes of 4-5-18 Attachments:Water and Sewer Board - 10 Apr 2018 - Minutes DRAFT.pdf I approve the minutes of the 4-10-2018 Englewood Water and Sewar board as stated. Chuck Habenicht Page 49 of 165 COUNCIL COMMUNICATION TO: Mayor and Council FROM: Scott Edwards DEPARTMENT: Public Works DATE: May 7, 2018 SUBJECT: Purchase Jacobsen AR-522 Mower for Golf Course DESCRIPTION: Purchase Jacobsen AR-522 Mower for Golf Course RECOMMENDATION: Staff recommends Council approve, by motion, the purchase of a Jacobsen AR-522 mower for the Golf Course from C & M Golf and Grounds Equipment using the NJPA (National Joint Powers Alliance) quote of $40,800. PREVIOUS COUNCIL ACTION: No previous action SUMMARY: Golf Course unit 7989, a R311T mower, is not due for replacement until the year 2020 and is under-utilized as it does not meet the needs of the Golf Course. The Golf Course is looking to replace this unit with a Jacobsen AR-522 mower, which is better suited for their operations. South Platte Water Renewal Partners could utilize the R311T in their operations. Acquiring the AR-522 mower for the Golf Course and transferring ownership of the R311T mower from the Golf Course to the South Platte Water Renewal Partners provides both departments the appropriate equipment to perform their work as efficiently as possible. It has been brought to our attention that Jacobsen has just filed for Chapter 11, which explains the $8,713 savings for a Demo unit with 62 hours of use. This $8,713 savings will more than compensate the City for any wear and tear during its demo period. I have been advised that parts and warranty will still be available locally. Worse case scenerio we buy aftermarket parts and we administer the warranty repairs if necessary, Jacobsen has been a very reliable piece of equipment over the years. We have looked over the machine and it is in excellent condition. ANALYSIS: The Jacobsen mower would replace the R311T mower, which is under-utilized and is not the correct mower for Golf Course operations. The R311T would work well for the South Platte Water Renewal Partners, saving time in their mowing operations. If the South Platte River Water Renewal Partners assume ownership they would pay the remaining CERF repayment costs. Golf Course would net $833.00 savings between the two machines per year in CERF replacement costs. R311T annual CERF repayment $7,633, projected AR-522 annual CERF repayment $6,800. Page 50 of 165 FINANCIAL IMPLICATIONS: A 2017 demo model of the Jacobsen AR-522 mower is available for $40,800, which is $8,713 lower than the 2018 NJPA quoted price of $49,513 for a new unit. Due to Fleet deferring 87.5% or $1,278,480 of 2018 scheduled vehicle replacements, funds are available in the CERF budget. The South Platte River Water Renewal Partners would assume ownership of the R311T mower and would be responsible for CERF repayment costs of $14,629.92 as well as the 10% salvage rate fee of $5,342.90 for a "holdover" vehicle. ALTERNATIVES: If we do not purchase a piece of equipment that effectively performs a needed function the Golf Course will continue to underutilize the piece of equipment they currently poses and South Platte Water Renewal Partners will either continue mowing ineffectively with smaller machines or look into purchasing a larger machine. CONCLUSION: I believe we are in a great position to reallocate an underutilized resource and smartly purchase a needed mower. ATTACHMENTS: NJPA Jacobsen AR-522 Demo Quote Jacobsen Warranty NJPA Award 2018 Capital Equipment Replacement List Page 51 of 165 Quote Only Date: 05/02/18 Quotation# Customer ID 6395 E. 56th Ave. Commerce City Colorado, 80022 Ph. 303-375-4913, Fax 303-373-0861 Quotation valid until 30 Days Quoted To:Scott Edwards/Bob Spada Broken Tee GC/City of Englewood Comments:Prices DO NOT include State, Local or Property Taxes, unless stated. 2018 NJPA 2017 DEMO Model Description List Price Quoted Price Quoted Price Quantity Extended -$ 68132 Jacobsen AR-522, 4wd rotary with 5-22" decks, 50hp Kubota tier 4 diesel 66,909.00$ 49,513.00$ -$ ROPS/ canopy-sun shade -$ -$ 68132 Jacobsen AR-522, 4wd rotary with 5-22" decks, 50hp Kubota tier 4 diesel 40,800.00$ 1 40,800.00$ ROPS Canopy-sun shade, (2017 demo unit with under 70 hours)-$ (unit includes 2 year manufacturers warranty)-$ -$ NJPA Awarded Contract #062117-JCS -$ -$ -$ -$ -$ -$ -$ 40,800.00$ If you have any questions concerning this quote please contact: Bruce Smith at 719-650-6767 or bruce@bettermowers.com Thank you for your business. Page 52 of 165 STATEMENT OF LIMITED WARRANTY LIMITED WARRANTY The Jacobsen Division of Textron Inc. (“Jacobsen”) warrants that any whole good product or serialized accessory manufactured or sold by Jacobsen other than batter ies, engines and tires (“Product”) shall be free from defects in material and/or workmanship for the time periods set forth below (“Limited Warranty”). Any Product found in the reasonable judgment of Jacobsen to be defective in material or workmanship shall be repaired or the defective component replaced, in Jacobsen’s sole discretion, by an authorized Jacobsen dealer or distributor without charge. This Limited Warranty extends to the original retail purchaser or lessee only and is not transferable to any subsequent purchasers or lessees, or applicable to used equipment. LIMITED WARRANTY PERIODS •Products (other than Aeration Products): the earlier of two (2) years from date of delivery, or two thousand (2,000) hours of usage. •Aeration Products: the earlier of two (2) years from date of delivery, or five hundred (500) hours of usage. INDIVIDUAL COMPONENT WARRANTIES Batteries, engines and tires sold as part of Jacobsen whole goods are warranted separately by their manufacturers and are not subject to this Limited Warranty. You should carefully review the warranty materials provided with your Jacobsen equipment to determine the applicable warranty. Any warranty claims for batteries, engines or tires should be made to that manufacturer at the contact information provid ed with your equipment. PARTS WARRANTIES Any parts and non-serialized accessories provided to replace defective parts and non-serialized accessories under this Limited Warranty are themselves warranted for defects in material and workmanship for the longer of one hundred and eighty (180) days from the date of installation or the remaining warranty period for the Product. Parts that are sold separately are subject to their own limited warranty. MAKING A WARRANTY CLAIM To make a warranty claim, you must notify an authorized Jacobsen dealer or distributor as soon as a warrantable condition becomes known to you, but not later than the end of the applicable warranty period. You must provide the dealer or distributor with proof and date of purchase. Warranty repairs performed by other than authorized Jacobsen dealer s or distributors will not be reimbursed and may void this Limited Warranty. Jacobsen makes no warranty for warranty service performed by other than its authorized dealers and distributors. You should visit your authorized Jacobsen dealer or distributor periodically to ensure proper maintenance and care of your Jacobsen equipment. WARRANTY EXCEPTIONS This Limited Warranty is not applicable to Product that: •has been subject to misuse, neglect, negligence, or accident; •has been operated or maintained in any way contrary to the instructions specified in the Operator’s Manual or Service Manual; •has not received required maintenance or repair; •has been altered or modified in a manner not approved by Jacobsen, (including the use of aftermarket/retrofit accessories that adversely affect the Product’s operation, performance or durability) or that has been altered or modified so as to change its intended use; •is damaged as a result of ordinary wear and tear, or is the result of consumption through use (unless otherwise found to be defective), including, but not limited to, blades, bedknives, bearings, reels, tines, caster wheels, belts, brake and clutch linings, spark plugs, hoses, oil, lubricants, or coolant; •is damaged as a result of the use of non-Jacobsen approved replacement parts that cause damage to other parts; •is damaged as a result of weather, exposure to the elements, or lack of reasonable storage practices that can affect the appearance and durability of exterior components, including but not limited to, seats, paint and plastics; and •is damaged as a result of exposure to unapproved or recycled coolants, oils, lubricants, additives or other chemicals. WARRANTY LIMITATIONS OTHER THAN THIS LIMITED WARRANTY, THERE ARE NO OTHER WARRANTIES, EXPRESS OR IMPLIED, INCLUDING THE IMPLIED WARRANTIES OF MERCHANTAB ILITY AND FITNESS FOR A PARTICULAR PURPOSE. ALL WARRANTIES OTHER THAN THIS EXPRESS LIMITED WARRANTY ARE SPECIFICALLY DISCLAIMED. JACOBSEN’S OBLIGATION UNDER THIS LIMITED WARRANTY IS STRICTLY AND EXCLUSIVELY LIMITED TO THE REPAIR OR REPLACEMENT OF DEFECTIVE PARTS. JACOBSEN DOES NOT ASSUME OR AUTHORIZE ANYONE (INCLUDING ITS AUTHORIZED DEALERS OR DISTRIBTORS) TO ASSUME FOR IT ANY OTHER OBLIGATION. JACOBSEN SHALL HAVE NO LIABILITY FOR INCIDENTAL, SPECIAL, CONSEQUENTIAL, INDIRECT OR OTHER DAMAGES ARISING OUT OF OR RELATED TO THE USE OF JACOBSEN EQUIPMENT OR BREACH OF WARRANTY, INCLUDING, BUT NOT LIMITED TO, EXPENSE FOR GASOLINE, TRAILERING OR TOWING CHARGES, RENTAL OR PURCHASE OF REPLACEMENT EQUIPMENT WHILE WARRANTY SERVICE IS BEING PERFORMED, TRAVEL, LODGING, LOSS OR DAMAGE TO PERSONAL PROPERTY, LOSS OF REVENUE, LOSS OF USE OF PRODUCT, OR LOSS OF TIME OR INCONVENIENCE. JACOBS EN RESERVES THE RIGHT TO CHANGE OR IMPROVE THE DESIGN OF ANY PRODUCT WITHOUT ASSUMING ANY OBLIGATION TO MODIFY ANY PRODUCT PREVIOUSLY MANUFACTURED. This Limited Warranty gives you specific legal rights and you may also have other rights which vary from state to state. Some states do not allow the exclusion of incidental damages or limitations on how long an implied warra nty may last, so the above excl usions and limitations may not apply to you. Litho in U.S.A. 12-2010 Part No. 4121330 - Rev A Page 53 of 165 ex N ntt»We rupacoop mg/(nap:U7?t\a:t>—?eetp-c Hl\)NatmnaHomtPowev3AH\a NJ PA l\.man.Il Jami raweu A“lJ|ICC' 888.894.1930 Contact Us Aaant Us caapemiae Purchasing Slalzwidel?eginnal Soluliuns Organizational Name >Cnuuem ve Puxhasmg >(unlra:\5 .?eet mndseane mGmtmds Mamtgnanre >Jambsm.A Dmsmn at rearan lnr. ?geeé V Ovewlew Jacobsen,A Div sion of Textron Inc. cnmneta:05Z117nJCS Cikgory:Landscape at Gmunds Marnterranae Mnunty mm us/15/2021 Home NJPAooess In:Vendms NJ P "(“('y<\¥R>!|:E(D /aL'oD§eIv®Ls mmmmed ta nrandrng nrgmguatrty lwfmamtenanceegurnrnerrt ta customers araund mewarm. Iambserv nraducea runtrne ofqualny mnwerx furgulf spark mrfand pubbc space uppbcanonx,as wett as utrtrty cantaet Duzumenlatmn vehtcles,xpmyerx and aemlors.we engrneer aar pmdum ta meet meneed;uftodays turigraxx pm/e§§mrIuL$by axkmg In:and tatenrng ta area/eedaacktnraugnaut mepraduct urecycte./amnselv provide:dednated Kuppon and Pnzmg Mammy Mm,,E,§xpumfucllmaiand park worId—wxde. mm Cnmact xncernmrcn conducts rlgomux texkmg furguatrty and relmblbty.vaa wru/ind/ambxen egurnment at me?nestgalfcoursex, we market and sell /ucohsen praduas tnraagh an extensrve deater netwark Ln Nonh America.our sktued teams are tratned ta praurde guarnyservrce and support furevery machme we xzlt we even have aur awn mztmrlg flmltfy —— How m PURCHASE /ucobserl unwernry——wmch prawde;servtce trarnrng furcuimmevx and deaterr. Our step—by—stepgmde we take great pnde m aur Business and are pleased ta ae meonly turyeaurnrnent manufacturerta have amreued ISO 11001 cem?cattanfurenvtrolvmenlal management jumbsenk ISO 14001 pragram reduced energy and raw Vendor Contact Info Gina Putnam mrecnPhone:7067714619 ggmnam?textron cum www.acobsencam Headquartered rn Auguxta,5a.,Jambxen Ls a rmran company. ———r marenat cnnsump?on,decreased waste management com,tawered dtsrnbulmn cons and pmvrdes a /rarnewarkfur carmnuat nnnrauementayemnranmentar perrarmance.we knaw mat the enwranrnent :5 the mvnemunearaur busmess and yams,:0 we da everyrrungwe can ta protect rt at our [a«'l£II'4s and in the field \.:‘@l B! ma m-s?Page 54 of 165 Department Public Works Fund Capital Equipment Replacement 2018 Capital Equipment Replacement List Life Exp. Estimated Replacement Unit Number Year/Make/Model Months 38,506.80 25,978.29 109,308.61 19,116.71 32,267.90 32,430.67 118,369.21 109,595.01 27,988.00 21,293.62 20,986.48 23,954.06 19,202.08 38,472.31 107,085.05 99,998.60 31,687.19 18,214.29 24,576.76 22,854.12 32,788.18 23,301.20 23,286.93 21,438.55 15,497.12 15,688.97 21,418.94 21,418.94 21,418.94 43,563.19 41,706.63 39,583.96 39,583.96 39,583.96 47,986.14 0416 1319 1320 1358 1403 1423 1427 1430 1431 1435 1436 2374 2378 3058 3059 3060 3311 3581 4280 5248 5253 5255 5256 5257 5266 5267 7446 7447 7448 7451 7454 7467 7468 7469 7901 1992 YALE FORKLIFT 2002 DODGE DAKOTA Ordered 2003 FREIGHTLINER FL80 2001 SULLIVAN AIR COMP. 2003 CHEVROLET C2500 2007 CHEVROLET TRAILBLAZER 2008 FREIGHTLINER M2106 2009 FREIGHTLINER M2106 2008 CHEVROLET SILVERADO 2500 2011 GMC SIERRA 1500 2011 GMC SIERRA 1500 2009 DODGE DAKOTA 2007 CHEVROLET SI LVERADO 1500 2009 DODGE RAM 3500 2009 GMC C5500 2009 GMC C4500 2006 DYNAPAC CC800 2007 CHEVROLET COLORADO 2007 CHEVROLET 2500 2008 CHEVROLET COLORADO 2009 DODGE RAM 3500 2011 CHEVROLET C2500 HD 2011 CHEVROLET C2500 HD 2011JOHN DEERE 825i Here 2013 GRAS5HOPER 725D 2013 GRAS5HOPER 725D 2013 HARLEY FLHTP Here 2013 HARLEY FLHTP Totaled not replacing 2013 HARLEY FLHTP Here 2013 CHEVROLET TAHOE 2013 CHEVROLET CAPRICE 2014 CHEVROLET CAPRICE 2014 CHEVROLET CAPRICE 2014 CHEVROLET CAPRICE 2000 JOHN DEERE 4600 2018 estimated CERF replacement total 252 120 180 168 120 132 132 120 120 96 96 108 96 108 108 108 120 108 108 120 108 84 84 84 60 60 60 60 60 60 60 48 48 48 192 • • • • • • • • • • • • • • • • • • • • • 1,368,732.46 339 BUDGET 2018 City of Englewood, Colorado 5 Beginning in 2018 the capital equipment list will be reviewed in terms of meeting revised replacement criteria. Where appropriate, vehicles and equipment lives will be extended. Yellow Highlight for vehicles life being extended. Page 55 of 165 COUNCIL COMMUNICATION TO: Mayor and Council FROM: Paul Weller DEPARTMENT: Public Works DATE: May 7, 2018 SUBJECT: CB 13 - CDOT IGA for Dartmouth Bridge DESCRIPTION: CB 13 - CDOT IGA for Dartmouth Bridge RECOMMENDATION: Staff recommends approval of this IGA with CDOT for the rehabilitation of the Dartmouth Ave. bridge over the South Platte River. PREVIOUS COUNCIL ACTION: Council approved transfer of appropriations of $1,500,000 from the General Fund to the Public Improvement Fund per Resolution # 43 on March 2, 2015 (attached) based on the initial Colorado Municipal League (CML) grant of $524,000. SUMMARY: The estimated cost for the rehabilitation (engineering and construction) of this structure was $1,739,430 as determined by the 2013-2014 CDOT Off-System Bridge Inspection Report. The Special Highway Committee of the Colorado Municipal League (CML) has made two awards to the City of Englewood for the rehabilitation of this structure. The first award was made on February 3, 2015 and had a value of $524,000. The second award was made on December 18, 2015 for $867,544 for a total award of $1,391,544 which is 80% of the estimated rehabilitation cost. The IGA requires the City to encumber a minimum of $ 347,886 (20% of the estimated cost) for this project. ANALYSIS: This is a bridge rehabilitation and widening project that will include complete removal and replacement of the existing asphalt wearing surface, 1 1/2" reinforced concrete deck, expansion joints, bridge railings sidewalks and surface inlets. Concrete Tee flange surfaces will be visually inspected and repaired as necessary. Sidewalk approaches will be reconstructed at each end of the structure as well as new approach railings and end anchors that meet current CDOT and AASHTO standards for improved vehicular, pedestrian, and bicycle safety. Displaced riprap Page 56 of 165 will be adjusted to protect abutments from scour. The bridge will be widened by approximately 9' to accommodate future traffic volumes and AASHTO Design Guidelines for traffic lane and sidewalk widths. FINANCIAL IMPLICATIONS: The initial grant of $524,000 was received February 3, 2015. The 2nd grant of $867,544 was received December 28, 2015. At that time, work was planned to begin in 2016. However, CDOT coordination was not available until early 2018. It is now expected that the engineering design work will be done in 2018, with the actual construction scheduled for 2019. In 2015, the $1,500,000 was appropriated into the Public Improvement Fund, which carries forward appropriated balances from year to year. The attached 2018 budget page reflects all work being done in 2019 in anticipation that CDOT coordination would not be available until late 2018/early 2019. Since funding from CDOT is now available through the attached IGA, we would like to take advantage of the timing and begin work earlier than reflected in the 2018 5-year Capital budget forecast. The attached IGA will commit the City of Englewood to spending a minimum of $347,866 on this work. Costs in excess of the estimated $ 1,739,430 will be borne by the City of Englewood. ALTERNATIVES: If the City does not wish to enter into this agreement, additional money will need to be set aside to cover the total cost of the rehabilitation of the structure. CONCLUSION: The IGA with CDOT will provide 80% of the estimated cost of the rehabilitation of this structure. ATTACHMENTS: Council Bill #13 Contract Approval Summary CDOT Dartmouth Bridge IGA Resolution #43, March 2, 2015 2018 Budget 5-Year Capital Plan page Page 57 of 165 -1- BY AUTHORITY ORDINANCE NO. _____ COUNCIL BILL NO. 13 SERIES OF 2018 INTRODUCED BY COUNCIL MEMBER ________________ AN ORDINANCE AUTHORIZING AN INTERGOVERNMENTAL AGREEMENT BETWEEN THE COLORADO DEPARTMENT OF TRANSPORTATION (CDOT) AND THE CITY OF ENGLEWOOD, COLORADO THAT PERTAINS TO REHABILITATION AND WIDENING OF THE DARTMOUTH AVENUE BRIDGE OVER THE SOUTH PLATTE RIVER WHEREAS, the existing bridge was originally built in 1965 after the South Platte River flood, and has been in constant use since that time; WHEREAS, CDOT has classified the bridge as functionally obsolete due to roadway topping slab and asphalt surface deterioration, the sidewalk and approach railings being too narrow to carry current and future traffic loads, and other critical components such as the expansion joints, guard rails and water inlets; WHEREAS, the proposed rehabilitation and widening will meet CDOT and AASHTO standards for improved vehicular, pedestrian and bicycle safety; WHEREAS, the City Council approved Resolution No. 43, Series of 2015, authorizing $1,500,000 in matching funds for the bridge rehabilitation project; WHEREAS, the Special Highway Committee of the Colorado Municipal League made an award of $524,000 and another in the amount of $867,544 to the City for the bridge rehabilitation project; and WHEREAS, the passage of this Ordinance will authorize the acceptance of $1,391,544.00 dollars which is 80% of the cost for the project, with the City adding the remaining 20% in the amount of $347,886.00 dollars in matching funds. NOW, THEREFORE, BE IT ORDAINED BY THE CITY COUNCIL OF THE CITY OF ENGLEWOOD, COLORADO, AS FOLLOWS: Section 1. The City Council of the City of Englewood, Colorado, hereby authorizes an Intergovernmental Agreement with the Colorado Department of Transportation for the Rehabilitation and Widening of the Dartmouth Avenue Bridge over the South Platte River. Section 2. The Mayor and the City Clerk are hereby authorized to sign and attest said Intergovernmental Agreement, on behalf of the City of Englewood. Introduced, read in full, and passed on first reading on the 7th day of May, 2018. Published by Title as a Bill for an Ordinance in the City’s official newspaper on the 10th day of May, 2018. Page 58 of 165 -2- Published as a Bill for an Ordinance on the City’s official website beginning on 9th day of May 2018. Rita Russell, Mayor Pro Tem ATTEST: Stephanie Carlile, City Clerk I, Stephanie Carlile, City Clerk of the City of Englewood, Colorado, hereby certify that the above and foregoing is a true copy of the Bill for Ordinance introduced, read in full, and passed on first reading on the 7th day of May, 2018. Stephanie Carlile Page 59 of 165 Contract Approval Summary V10/25/2017 Page | 1 Contact Identification Information (to be completed by the City Clerk) ID number: Authorizing Resolution/Ordinance: Recording Information: City Contact Information Staff Contact Person: Paul R. Weller, P.E. Phone: 303-762-2505 Title: Engineering Manager, Public Works Email: pweller@englewoodco.gov Vendor Contact Information Vendor Name: Colorado Dept. of Transportation Vendor Contact: Cathy Cole, Project Manager Vendor Address: 2000 S Holly St. Vendor Phone: 303-757-9780 City: Denver Vendor Email: cathy.cole@state.co.us State: CO Zip Code: 80222 Contract Type Contract Type :Intergovernmental Agreement Description of ‘Other’) Description of Contract Work/Services: Attachments: ☒Contract -- ☒Original ☐Copy ☐Addendum(s) ☐Exhibit(s) ☐Certificate of Insurance Summary of Terms: Start Date: January 15, 2018 End Date: 5 years form the effective date or execution of form 950 whichever is sooner Total Years of Term: 5 years Total Amount of Contract for term (or estimated amount if based on item pricing): $1,739,430.00 TOTAL-Maximum $1,391,544.00 by CDOT $ 347,886.00 by Englewood If Amended: Original Amount $ Amendment Amount $ Total as Amended: $ Renewal options available: Payment terms (please describe terms or attach schedule if based on deliverables): Rehabilitation of the Dartmouth Bridge over the S. Platte River. Page 60 of 165 Contract Approval Summary V10/25/2017 Page | 2 Attachments: ☐Copy of original Contract if this is an amendment ☐Copies of related Contracts/Conveyances/Documents Source of funds: Budgeted Funds: $1,500,000.00 Line Item Description: Line Item Total Funding: $ Portion of Line Item spent to date: $0.00 Funding Source: Fund:30 Division Code:1001 Note (if needed): Program: 005 Dartmouth Bridge Attachments: ☒Copy of budget page from current budget book if contract value $25,000 or over or requires Council approval. Process for Choosing Vendor: ☐Bid: ☐ Bid Evaluation Summary attached ☐ Bid Response of proposed awardee ☐RFP: ☐ RFP Evaluation Summary attached ☐ RFP Response of proposed awardee ☐Quotes: Copy of Quotes attached ☒Sole Source: Explain Need below Grant money via Colorado Municipal League (CML) award ☐Other: Please describe Page 61 of 165 OLA #: 331001711 Routing #: 18-HA1-XC-00047 Document Builder Generated Rev. 12/09/2016 Page 1 of 25 STATE OF COLORADO INTERGOVERNMENTAL AGREEMENT Signature and Cover Page State Agency Department of Transportation Agreement Routing Number 18-HA1-XC-00047 Local Agency CITY OF ENGLEWOOD Agreement Effective Date The later of the effective date or January 15, 2018 Agreement Description Dartmouth Bridge over S. Platte Agreement Expiration Date 5 years from the effective date or execution of form 950, whichever is sooner Project # BRO M395- 017 (22124) Region # 1 Contract Writer JH Agreement Maximum Amount $1,739,430.00 THE PARTIES HERETO HAVE EXECUTED THIS AGREEMENT Each person signing this Agreement represents and warrants that he or she is duly authorized to execute this Agreement and to bind the Party authorizing his or her signature. LOCAL AGENCY CITY OF ENGLEWOOD ___________________________________________ Signature ___________________________________________ By: (Print Name and Title) Date: _________________________ STATE OF COLORADO John W. Hickenlooper, Governor Department of Transportation Michael P. Lewis, Executive Director ___________________________________________ Joshua Laipply, P.E., Chief Engineer Date: _________________________ 2nd State or Local Agency Signature if Needed ___________________________________________ Signature ___________________________________________ By: (Print Name and Title) Date: _________________________ LEGAL REVIEW Cynthia H. Coffman, Attorney General ___________________________________________ Assistant Attorney General ___________________________________________ By: (Print Name and Title) Date: _________________________ In accordance with §24-30-202 C.R.S., this Agreement is not valid until signed and dated below by the State Controller or an authorized delegate. STATE CONTROLLER Robert Jaros, CPA, MBA, JD By:___________________________________________ Department of Transportation Effective Date:_____________________ Page 62 of 165 OLA #: 331001711 Routing #: 18-HA1-XC-00047 Document Builder Generated Rev. 12/09/2016 Page 2 of 25 TABLE OF CONTENTS 1. PARTIES ................................................................................................................................................. 2 2. TERM AND EFFECTIVE DATE ........................................................................................................... 2 3. AUTHORITY .......................................................................................................................................... 3 4. PURPOSE ............................................................................................................................................... 3 5. DEFINITIONS ........................................................................................................................................ 4 6. STATEMENT OF WORK ...................................................................................................................... 6 7. PAYMENTS ........................................................................................................................................... 9 8. REPORTING - NOTIFICATION ......................................................................................................... 13 9. LOCAL AGENCY RECORDS ............................................................................................................. 14 10. CONFIDENTIAL INFORMATION-STATE RECORDS .................................................................... 15 11. CONFLICT OF INTEREST .................................................................................................................. 15 12. INSURANCE ........................................................................................................................................ 16 13. BREACH ............................................................................................................................................... 17 14. REMEDIES ........................................................................................................................................... 18 15. DISPUTE RESOLUTION ..................................................................................................................... 19 16. NOTICES AND REPRESENTATIVES ............................................................................................... 19 17. RIGHTS IN WORK PRODUCT AND OTHER INFORMATION ...................................................... 20 18. GOVERNMENTAL IMMUNITY ........................................................................................................ 21 19. STATEWIDE CONTRACT MANAGEMENT SYSTEM ................................................................... 21 20. GENERAL PROVISIONS .................................................................................................................... 21 21. COLORADO SPECIAL PROVISIONS ............................................................................................... 23 22. FEDERAL REQUIREMENTS ............................................................................................................. 24 23. DISADVANTAGED BUSINESS ENTERPRISE (DBE) ..................................................................... 24 24. DISPUTES ............................................................................................................................................ 24 EXHIBIT A, STATEMENT OF WORK EXHIBIT B, SAMPLE OPTION LETTER EXHIBIT C, FUNDING PROVISIONS EXHIBIT D, LOCAL AGENCY RESOLUTION EXHIBIT E, LOCAL AGENCY AGREEMENT ADMINISTRATION CHECKLIST EXHIBIT F, CERTIFICATION FOR FEDERAL-AID AGREEMENTS EXHIBIT G, DISADVANTAGED BUSINESS ENTERPRISE EXHIBIT H, LOCAL AGENCY PROCEDURES FOR CONSULTANT SERVICES EXHIBIT I, FEDERAL-AID AGREEMENT PROVISIONS FOR CONSTRUCTION AGREEMENTS EXHIBIT J, ADDITIONAL FEDERAL REQUIREMENTS EXHIBIT K, FFATA SUPPLEMENTAL FEDERAL PROVISIONS EXHIBIT L, SAMPLE SUBRECIPIENT MONITORING AND RISK ASSESSMENT FORM EXHIBIT M, OMB UNIFORM GUIDANCE FOR FEDERAL AWARDS 1. PARTIES This Agreement is entered into by and between Local Agency named on the Signature and Cover Page for this Agreement (“Local Agency”), and the STATE OF COLORADO acting by and through the State agency named on the Signature and Cover Page for this Agreement (the “State” or “CDOT”). Local Agency and the State agree to the terms and conditions in this Agreement. 2. TERM AND EFFECTIVE DATE A. Effective Date This Agreement shall not be valid or enforceable until the Effective Date, and Agreement Funds shall be expended within the dates shown in Exhibit C for each respective phase (“Phase Performance Period(s)”). The State shall not be bound by any provision of this Agreement before the Effective Date, and shall have no obligation to pay Local Agency for any Work performed or expense incurred before 1) the Effective Date of this original Agreement; 2) before the encumbering document for the respective phase and the official Notice to Proceed for the respective phase; or 3) after the Final Phase Performance Page 63 of 165 OLA #: 331001711 Routing #: 18-HA1-XC-00047 Document Builder Generated Rev. 12/09/2016 Page 3 of 25 End Date, as shown in Exhibit C. B. Initial Term The Parties’ respective performances under this Agreement shall commence on the Agreement Effective Date shown on the Signature and Cover Page for this Agreement and shall terminate on the date of notice of CDOT final acceptance (“Agreement Expiration Date”) shown on the Signature and Cover Page for this Agreement, unless sooner terminated or further extended in accordance with the terms of this Agreement. C. Early Termination in the Public Interest The State is entering into this Agreement to serve the public interest of the State of Colorado as determined by its Governor, General Assembly, or Courts. If this Agreement ceases to further the public interest of the State, the State, in its discretion, may terminate this Agreement in whole or in part. This subsection shall not apply to a termination of this Agreement by the State for breach by Local Agency, which shall be governed by §14.A.i. i. Method and Content The State shall notify Local Agency of such termination in accordance with §16. The notice shall specify the effective date of the termination and whether it affects all or a portion of this Agreement. ii. Obligations and Rights Upon receipt of a termination notice for termination in the public interest, Local Agency shall be subject to §14.A.i.a iii. Payments If the State terminates this Agreement in the public interest, the State shall pay Local Agency an amount equal to the percentage of the total reimbursement payable under this Agreement that corresponds to the percentage of Work satisfactorily completed and accepted, as determined by the State, less payments previously made. Additionally, if this Agreement is less than 60% completed, as determined by the State, the State may reimburse Local Agency for a portion of actual out -of- pocket expenses, not otherwise reimbursed under this Agreement, incurred by Local Agency which are directly attributable to the uncompleted portion of Local Agency’s obligations, provided that the sum of any and all reimbursement shall not exceed the maximum amount payable to Local Agency hereunder. 3. AUTHORITY Authority to enter into this Agreement exists in the law as follows: A. Federal Authority Pursuant to Title I, Subtitle A, of the “Fixing America’s Surface Transportation Act” (FAST Act) of 2015, and to applicable provisions of Title 23 of the United States Code and implementing regulations at Title 23 of the Code of Federal Regulations, as may be amended, (collectively referred to hereinafter as the “Federal Provisions”), certain federal funds have been and are expected to continue to be allocated for transportation projects requested by Local Agency and eligible under the Surface Transportation Improvement Program that has been proposed by the State and approved by the Federal Highway Administration (“FHWA”). B. State Authority Pursuant to CRS §43-1-223 and to applicable portions of the Federal Provisions, the State is responsible for the general administration and supervision of performance of projects in the Program, including the administration of federal funds for a Program project performed by a Local Agency under a contract with the State. This Agreement is executed under the authority of CRS §§29-1-203, 43-1-110; 43-1-116, 43-2-101(4)(c) and 43-2-104.5. 4. PURPOSE The purpose of this Agreement is to disburse Federal funds to the Local Agency pursuant to CDOT’s Stewardship Agreement with the FHWA. Page 64 of 165 OLA #: 331001711 Routing #: 18-HA1-XC-00047 Document Builder Generated Rev. 12/09/2016 Page 4 of 25 5. DEFINITIONS The following terms shall be construed and interpreted as follows: A. “Agreement” means this agreement, including all attached Exhibits, all documents incorporated by reference, all referenced statutes, rules and cited authorities, and any future modifications thereto. B. “Agreement Funds” means the funds that have been appropriated, designated, encumbered, or otherwise made available for payment by the State under this Agreement. C. “Award” means an award by a Recipient to a Subrecipient funded in whole or in part by a Federal Award. The terms and conditions of the Federal Award flow down to the Award unless the terms and conditions of the Federal Award specifically indicate otherwise. D. “Budget” means the budget for the Work described in Exhibit C. E. “Business Day” means any day in which the State is open and conducting business, but shall not include Saturday, Sunday or any day on which the State obse rves one of the holidays listed in §24 -11-101(1) C.R.S. F. “Consultant” means a professional engineer or designer hired by Local Agency to design the Work Product. G. “Contractor” means the general construction contractor hired by Local Agency to construct the Work. H. “CORA” means the Colorado Open Records Act, §§24-72-200.1 et. seq., C.R.S. I. “Effective Date” means the date on which this Agreement is approved and signed by the Colorado State Controller or designee, as shown on the Signature and Cover Page for this Agreement. J. “Evaluation” means the process of examining Local Agency’s Work and rating it based on criteria established in §6, Exhibit A and Exhibit E. K. “Exhibits” means the following exhibits attached to this Agreement: i. Exhibit A, Statement of Work. ii. Exhibit B, Sample Option Letter. iii. Exhibit C, Funding Provisions iv. Exhibit D, Local Agency Resolution v. Exhibit E, Local Agency Contract Administration Checklist vi. Exhibit F, Certification for Federal-Aid Contracts vii. Exhibit G, Disadvantaged Business Enterprise viii. Exhibit H, Local Agency Procedures for Consultant Services ix. Exhibit I, Federal-Aid Contract Provisions for Construction Contracts x. Exhibit J, Additional Federal Requirements xi. Exhibit K, The Federal Funding Accountability and Transparency Act of 2006 (FFATA) Supplemental Federal Provisions xii. Exhibit L, Sample Sub-Recipient Monitoring and Risk Assessment Form xiii. Exhibit M, Supplemental Provisions for Federal Awards Subject to The Office of Management and Budget Uniform Administrative Requirements, Cost principles, and Audit Requirements for Federal Awards (the “Uniform Guidance”) L. “Federal Award” means an award of Federal financial assistance or a cost-reimbursement contract under the Federal Acquisition Requirements by a Federal Awarding Agency to a Recipient. “Federal Award” also means an agreement setting forth the terms and conditions of the Federal Award. The term does not include payments to a contractor or payments to an individual that is a benef iciary of a Federal program. Page 65 of 165 OLA #: 331001711 Routing #: 18-HA1-XC-00047 Document Builder Generated Rev. 12/09/2016 Page 5 of 25 M. “Federal Awarding Agency” means a Federal agency providing a Federal Award to a Recipient. N. “FHWA” means the Federal Highway Administration, which is one of the twelve administrations under the Office of the Secretary of Transportation at the U.S. Department of Transportation. FHWA provides stewardship over the construction, maintenance and preservation of the Nation’s highways and tunnels. FHWA is the Federal Awarding Agency for the Federal Award which is the subject of th is Agreement. O “Goods” means any movable material acquired, produced, or delivered by Local Agency as set forth in this Agreement and shall include any movable material acquired, produced, or delivered by Local Agency in connection with the Services. P. “Incident” means any accidental or deliberate event that results in or constitutes an imminent threat of the unauthorized access or disclosure of State Confidential Information or of the unauthorized modification, disruption, or destruction of any State Records. Q. “Initial Term” means the time period defined in §2.B R. “Notice to Proceed” means the letter issued by the State to the Local Agency stating the date the Local Agency can begin work subject to the conditions of this Agreement. S. “OMB” means the Executive Office of the President, Office of Management and Budget. T. “Oversight” means the term as it is defined in the Stewardship Agreement between CDOT and the FHWA. U. “Party” means the State or Local Agency, and “Parties” means both the State and Local Agency. V. “PII” means personally identifiable information including, without limitation, any information maintained by the State about an individual that can be used to distinguish or trace an individual‘s identity, such as name, social security number, date and place of birth, mother‘s maiden name, or biometric records; and any other information that is linked or linkable to an individual, such as medical, educational, financial, and employment information. PII includes, but is not limited to, all i nformation defined as personally identifiable information in §24 -72-501 C.R.S. W. “Recipient” means the Colorado Department of Transportation (CDOT) for this Federal Award. X. “Services” means the services to be performed by Local Agency as set forth in this Agreement, and shall include any services to be rendered by Local Agency in connection with the Goods. Y. “State Confidential Information” means any and all State Records not subject to disclosure under CORA. State Confidential Information shall include, but is not limited to, PII and State personnel records not subject to disclosure under CORA. Z. “State Fiscal Rules” means the fiscal rules promulgated by the Colorado State Controller pursuant to §24-30-202(13)(a). AA. “State Fiscal Year” means a 12 month period beginning on July 1 of each calendar year and ending on June 30 of the following calendar year. If a single calendar year follows the term, then it means the State Fiscal Year ending in that calendar year. BB. “State Purchasing Director” means the position described in the Colorado Procurement Code and its implementing regulations. CC. “State Records” means any and all State data, information, and records, regardless of physical form, including, but not limited to, information subject to disclosure under CORA. DD. “Subcontractor” means third-parties, if any, engaged by Local Agency to aid in performance of the Work. EE. “Subrecipient” means a non-Federal entity that receives a sub-award from a Recipient to carry out part of a Federal program, but does not include an individual that is a beneficiary of such program. A Subrecipient may also be a recipient of other Federal Awards directly from a Federal Awarding Agency. FF. “Uniform Guidance” means the Office of Management and Budget Uniform Administrative Requirements, Cost Principles, and Audit Requirements for Federal Awards, which supersedes requirements from OMB Circulars A-21, A-87, A-110, A-122, A-89, A-102, and A-133, and the Page 66 of 165 OLA #: 331001711 Routing #: 18-HA1-XC-00047 Document Builder Generated Rev. 12/09/2016 Page 6 of 25 guidance in Circular A-50 on Single Audit Act follow-up. GG. “Work” means the delivery of the Goods and performance of the Services in compliance with CDOT’s Local Agency Manual described in this Agreement. HH. “Work Product” means the tangible and intangible results of the Work, whether finished or unfinished, including drafts. Work Product includes, but is not limited to, documents, text, software (including source code), research, reports, proposals, specifications, plans, notes, studies, data, images, photographs, negatives, pictures, drawings, designs, models, surveys, maps, materials, ideas, concepts, know-how, and any other results of the Work. “Work Product” does not include any material that was developed prior to the Effective Date that is used, without modification, in the performance of the Work. Any other term used in this Agreement that is defined in an Exhibit shall be construed and interpreted as defined in that Exhibit. 6. STATEMENT OF WORK Local Agency shall complete the Work as described in this Agreement and in accordance with the provisions of Exhibit A, and the Local Agency Manual. The State shall have no liability to compensate Local Agency for the delivery of any Goods or the performance of any Services that are not specifically set forth in this Agreement. Work may be divided into multiple phases that have separate periods of performance. The State may not compensate for Work that Local Agency performs outside of its designated phase performance period. The performance period of phases, including, but not limited to Design, Construction, Right of Way, Ut ilities, or Environment phases, are identified in Exhibit C. The State may unilaterally modify Exhibit C from time to time, at its sole discretion, to extend the period of performance for a phase of Work authorized under this Agreement. To exercise this phase performance period extension option, the State will provide written notice to Local Agency in a form substantially equivalent to Exhibit B. The State’s unilateral extension of phase performance periods will not amend or alter in any way the funding pr ovisions or any other terms specified in this Agreement, notwithstanding the options listed under §7.E A. Local Agency Commitments i. Design If the Work includes preliminary design, final design, design work sheets, or special provisions and estimates (collectively referred to as the “Plans”), Local Agency shall ensure that it and its Contractors comply with and are responsible for satisfying the following requirements: a. Perform or provide the Plans to the extent required by the nature of the Work. b. Prepare final design in accordance with the requirements of the latest edition of the American Association of State Highway Transportation Officials (AASHTO) manual or other standard, such as the Uniform Building Code, as approved by the State. c. Prepare provisions and estimates in accordance with the most current version of the State’s Roadway and Bridge Design Manuals and Standard Specifications for Road and Bridge Construction or Local Agency specifications if approved by the State. d. Include details of any required detours in the Plans in order to prevent any interference of the construction Work and to protect the traveling public. e. Stamp the Plans as produced by a Colorado registered professional engineer. f. Provide final assembly of Plans and all other necessary documents. g. Ensure the Plans are accurate and complete. h. Make no further changes in the Plans following the award of the construction contract to Contractor unless agreed to in writing by the Parties. The Plans shall be considered final when approved in writing by CDOT, and when final, they will be deemed incorporated herein. ii. Local Agency Work a. Local Agency shall comply with the requirements of the Americans With Disabilities Act (ADA) 42 U.S.C. § 12101, et. seq., and applicable federal regulations and standards as contained in the document “ADA Accessibility Requirements in CDOT Transportation Page 67 of 165 OLA #: 331001711 Routing #: 18-HA1-XC-00047 Document Builder Generated Rev. 12/09/2016 Page 7 of 25 Projects”. b. Local Agency shall afford the State ample opportunity to review the Plans and shall make any changes in the Plans that are directed by the State to comply with FHWA requirements. c. Local Agency may enter into a contract with a Consultant to perform all or any portion of the Plans and/or construction administration. Provided, however, if federal-aid funds are involved in the cost of such Work to be done by such Consultant, such Consultant contract (and the performance provision of the Plans under the contract) must comply with all a pplicable requirements of 23 C.F.R. Part 172 and with any procedures implementing those requirements as provided by the State, including those in Exhibit H. If Local Agency enters into a contract with a Consultant for the Work: 1) Local Agency shall submit a certification that procurement of any Consultant contract complies with the requirements of 23 C.F.R. 172.5(1) prior to entering into such Consultant contract, subject to the State’s approval. If not approved by the State, Local Agency shall not enter into such Consultant contract. 2) Local Agency shall ensure that all changes in the Consultant contract have prior approval by the State and FHWA and that they are in writing. Immediately after the Consultant contract has been awarded, one copy of the exec uted Consultant contract and any amendments shall be submitted to the State. 3) Local Agency shall require that all billings under the Consultant contract comply with the State’s standardized billing format. Examples of the billing formats are available from the CDOT Agreements Office. 4) Local Agency (and any Consultant) shall comply with 23 C.F.R. 172.5(b) and (d) and use the CDOT procedures described in Exhibit H to administer the Consultant contract. 5) Local Agency may expedite any CDOT approval of its procurement process and/or Consultant contract by submitting a letter to CDOT from Local Agency’s attorney/authorized representative certifying compliance with Exhibit H and 23 C.F.R. 172.5(b)and (d). 6) Local Agency shall ensure that the Consultant contract complies with the requirements of 49 CFR 18.36(i) and contains the following language verbatim: (a) The design work under this Agreement shall be compatible with the requirements of the contract between Local Agency and the State (which is incorporated herein by this reference) for the design/construction of the project. The State is an intended third - party beneficiary of this agreement for that purpose. (b) Upon advertisement of the project work for construction, the consultant shall make available services as requested by the State to assist the State in the evaluation of construction and the resolution of construction problems that may arise during the construction of the project. (c) The consultant shall review the construction Contractor’s shop drawings for conformance with the contract documents and compliance with the provisions of the State’s publication, Standard Specifications for Road and Bridge Construction, in connection with this work. (d) The State, in its sole discretion, may review construction plans, special provisions and estimates and may require Local Agency to make such changes therein as the State determines necessary to comply with State and FHWA requirements. iii. Construction If the Work includes construction, Local Agency shall perform the construction in accordance with the approved design plans and/or administer the construction in accordance with Exhibit E. Such administration shall include Work inspection and testing; approving sources of materials; performing required plant and shop inspections; documentation of contract payments, testing and inspection activities; preparing and approving pay estimates; preparing, approving and securing the funding for contract modification orders and minor contract revisions; processing construction Contractor claims; construction supervision; and meeting the quality control requirements of the FHWA/CDOT Stewardship Agreement, as described in Exhibit E. Page 68 of 165 OLA #: 331001711 Routing #: 18-HA1-XC-00047 Document Builder Generated Rev. 12/09/2016 Page 8 of 25 a. The State may, after providing written notice of the reason for the suspension to Local Agency, suspend the Work, wholly or in part, due to the failure of Local Agency or its Contractor to correct conditions which are unsafe for workers or for such periods as the State may deem necessary due to unsuitable weather, or for conditions considered unsuitable for the prosecution of the Work, or for any other condition or reason deemed by the State to be in the public interest. b. Local Agency shall be responsible for the following: 1) Appointing a qualified professional engineer, licensed in the State of Colorado, as Local Agency Project Engineer (LAPE), to perform engineering administration. The LAPE shall administer the Work in accordance with this Agreement, the requirements of the construction contract and applicable State procedures, as defined in the CDOT Local Agency Manual (https://www.codot.gov/business/designsupport/bulletins_manuals/2006- local-agency-manual). 2) For the construction Services, advertising the call for bids, following its approval by the State, and awarding the construction contract(s) to the lowest responsible bidder(s). (a) All Local Agency’s advertising and bid awards pursuant to this Agreement shall comply with applicable requirements of 23 U.S.C. §112 and 23 C.F.R. Parts 633 and 635 and C.R.S. § 24-92-101 et seq. Those requirements include, without limitation, that Local Agency and its Contractor(s) incorporate Form 1273 (Exhibit I) in its entirety, verbatim, into any subcontract(s) for Services as terms and conditions thereof, as required by 23 C.F.R. 633.102(e). (b) Local Agency may accept or reject the proposal of the apparent low bidder for Work on which competitive bids have been received. Local Agency must accept or reject such bids within 3 working days after they are publicly opened. (c) If Local Agency accepts bids and makes awards that exceed the amount of available Agreement Funds, Local Agency shall provide the additional funds necessary to complete the Work or not award such bids. (d) The requirements of §6.A.iii.b.2 also apply to any advertising and bid awards made by the State. (e) The State (and in some cases FHWA) must approve in advance all Force Account Construction, and Local Agency shall not initiate any such Services until the State issues a written Notice to Proceed. iv. Right of Way (ROW) and Acquisition/Relocation a. If Local Agency purchases a ROW for a State highway, including areas of influence, Local Agency shall convey the ROW to CDOT promptly upon the completion of the project/construction. b. Any acquisition/relocation activities shall comply with all applicable federal and State statutes and regulations, including but not limited to, the Uniform Relocation Assistance and Real Property Acquisition Policies Act of 1970, as amended, the Uniform Relocation Assistance and Real Property Acquisition Policies for Federal and Federally Assisted Programs, as amended (49 C.F.R. Part 24), CDOT’s Right of Way Manual, and CDOT’s Policy and Procedural Directives. c. The Parties’ respective responsibilities for ensuring compliance with acquisition, relocation and incidentals depend on the level of federal participation as detailed in CDOT’s Right of Way Manual (located at http://www.codot.gov/business/manuals/right-of-way); however, the State always retains oversight responsibilities. d. The Parties’ respective responsibilities at each level of federal participation in CDOT’s Right of Way Manual, and the State’s reimbursement of Local Agency costs will be determined pursuant the following categories: 1) Right of way acquisition (3111) for federal participation and non-participation; 2) Relocation activities, if applicable (3109); 3) Right of way incidentals, if applicable (expenses incidental to acquisition/relocation of right of way – 3114). Page 69 of 165 OLA #: 331001711 Routing #: 18-HA1-XC-00047 Document Builder Generated Rev. 12/09/2016 Page 9 of 25 v. Utilities If necessary, Local Agency shall be responsible for obtaining the proper clearance or approval from any utility company that may become involved in the Work. Prior to the Work being advertised for bids, Local Agency shall certify in writing to the State that all such clearances have been obtained. vi. Railroads If the Work involves modification of a railroad company’s facilities and such modification will be accomplished by the railroad company, Local Agency shall make timely application to the Public Utilities Commission (“PUC”) requesting its order providing for the installation of the proposed improvements. Local Agency shall not proceed with that part of the Work before obtaining the PUC’s order. Local Agency shall also establish contact with the railroad company involved for the purpose of complying with applicable provisions of 23 C.F.R. 646, subpart B, concerning federal - aid projects involving railroad facilities, and: a. Execute an agreement with the railroad company setting out what work is to be accomplished and the location(s) thereof, and which costs shall be eligible for federal participation. b. Obtain the railroad’s detailed estimate of the cost of the Work. c. Establish future maintenance responsibilities for the proposed installation. d. Proscribe in the agreement the future use or dispositions of the proposed improvements in the event of abandonment or elimination of a grade crossing. e. Establish future repair and/or replacement responsibilities, as between the railroad company and the Local Agency, in the event of accidental destruction or damage to the installation. vii. Environmental Obligations Local Agency shall perform all Work in accordance with the requirements of current federal and State environmental regulations, including the National Environmental Policy Act of 1969 (NEPA) as applicable. viii. Maintenance Obligations Local Agency shall maintain and operate the Work constructed under this Agreement at its own cost and expense during their useful life, in a manner satisfactory to the State and FHWA. Local Agency shall conduct such maintenance and operations in accordance with all applicable statutes, ordinances, and regulations pertaining to maintaining such improvements. The State and FHWA may make periodic inspections to verify that such improvements are being adequately maintained. ix. Monitoring Obligations Local Agency shall respond in a timely manner to and participate fully with the monitoring activities described in §7.F.vi. B. State’s Commitments i. The State will perform a final project inspection of the Work as a quality control/assurance activity. When all Work has been satisfactorily completed, the State will sign the FHWA Form 1212. ii. Notwithstanding any consents or approvals given by the State for the Plans, the State sha ll not be liable or responsible in any manner for the structural design, details or construction of any Work constituting major structures designed by, or that are the responsibility of, Local Agency, as identified in Exhibit E. 7. PAYMENTS A. Maximum Amount Payments to Local Agency are limited to the unpaid, obligated balance of the Agreement Funds set forth in Exhibit C. The State shall not pay Local Agency any amount under this Agreement that exceeds the Agreement Maximum set forth in Exhibit C. B. Payment Procedures i. Invoices and Payment Page 70 of 165 OLA #: 331001711 Routing #: 18-HA1-XC-00047 Document Builder Generated Rev. 12/09/2016 Page 10 of 25 a. The State shall pay Local Agency in the amounts and in accordance with conditions set forth in Exhibit C. b. Local Agency shall initiate payment requests by invoice to the State, in a form and manner approved by the State. c. The State shall pay each invoice within 45 days following the State’s receipt of that invoice, so long as the amount invoiced correctly represents Work completed by Local Agency and previously accepted by the State during the term that the invoice covers. If the State determines that the amount of any invoice is not correct, then Local Agency shall make all changes necessary to correct that invoice. d. The acceptance of an invoice shall not constitute acceptance of any Work performed or deliverables provided under the Agreement. ii. Interest Amounts not paid by the State within 45 days after the State’s acceptance of the invoice shall bear interest on the unpaid balance beginning on the 46th day at the rate of 1% per month, as required by §24-30-202(24)(a), C.R.S., until paid in full; provided, however, that interest shall not accrue on unpaid amounts that the State disputes in writing. Local Agency shall invoice the State separately for accrued interest on delinquent amounts, and the invoice shall reference the delinquent payment, the number of days interest to be paid and the interest rate. iii. Payment Disputes If Local Agency disputes any calculation, determination, or amount of any payment, Local Agency shall notify the State in writing of its dispute within 30 days following the earlier to occur of Local Agency’s receipt of the payment or notification of the determination or calculation of the payment by the State. The State will review the information presented by Local Agency and may make changes to its determination based on this review. The calculation, determination, or payment amount that results from the State’s review shall not be subject to additional dispute under this subsection. No payment subject to a dispute under this subsection shall be due until after the State has concluded its review, and the State shall not pay any interest on any amount during the period it is subject to dispute under this subsection. iv. Available Funds-Contingency-Termination The State is prohibited by law from making commitments beyond the term of the current State Fiscal Year. Payment to Local Agency beyond the current State Fiscal Year is contingent on the appropriation and continuing availability of Agreement Funds in any subsequent year (as provided in the Colorado Special Provisions). If federal funds or funds from any other non -State funds constitute all or some of the Agreement Funds, the State’s obligation to pay Local Agency shall be contingent upon such non-State funding continuing to be made available for payment. Payments to be made pursuant to this Agreement shall be made only from Agreement Funds, and the State’s liability for such payments shall be limited to the amount remaining of such Agreement Funds. If State, federal or other funds are no t appropriated, or otherwise become unavailable to fund this Agreement, the State may, upon written notice, terminate this Agreement, in whole or in part, without incurring further liability. The State shall, however, remain obligated to pay for Services and Goods that are delivered and accepted prior to the effective date of notice of termination, and this termination shall otherwise be treated as if this Agreement were terminated in the public interest as described in §2.C v. Erroneous Payments The State may recover, at the State’s discretion, payments made to Local Agency in error for any reason, including, but not limited to, overpayments or improper payments, and unexpended or excess funds received by Local Agency. The State may recover such payments by deduction from subsequent payments under this Agreement, deduction from any payment due under any other contracts, grants or agreements between the State and Local Agency, or by any other appropriate method for collecting debts owed to the State. The close out of a Federal Award does not affect the right of FHWA or the State to disallow costs and recover funds on the basis of a later audit or other review. Any cost disallowance recovery is to be made within the Record Retention Period (as Page 71 of 165 OLA #: 331001711 Routing #: 18-HA1-XC-00047 Document Builder Generated Rev. 12/09/2016 Page 11 of 25 defined below in §9.A.). C. Matching Funds Local Agency shall provide matching funds as provided in §7.A. and Exhibit C. Local Agency shall have raised the full amount of matching funds prior to the Effective Date and shall report to the State regarding the status of such funds upon request. Local Agency’s obligation to pay all or any part of any matching funds, whether direct or contingent, only extend to funds duly and lawfully appropriated for the purposes of this Agreement by the authorized representatives of Local Age ncy and paid into Local Agency’s treasury. Local Agency represents to the State that the amount designated “Local Agency Matching Funds” in Exhibit C has been legally appropriated for the purpose of this Agreement by its authorized representatives and paid into its treasury. Local Agency may evidence such obligation by an appropriate ordinance/resolution or other authority letter expressly authorizing Local Agency to enter into this Agreement and to expend its match share of the Work. A copy of any such ordinance/resolution or authority letter is attached hereto as Exhibit D. Local Agency does not by this Agreement irrevocably pledge present cash reserves for payments in future fiscal years, and this Agreement is not intended to create a multiple-fiscal year debt of Local Agency. Local Agency shall not pay or be liable for any claimed interest, late charges, fees, taxes, or penalties of any nature, except as required by Local Agency’s laws or policies. D. Reimbursement of Local Agency Costs The State shall reimburse Local Agency’s allowable costs, not exceeding the maximum total amount described in Exhibit C and §7. The applicable principles described in 2 C.F.R. Part 200 shall govern the State’s obligation to reimburse all costs incurred by Local Agency and submitted to the State for reimbursement hereunder, and Local Agency shall comply with all such principles. The State shall reimburse Local Agency for the federal-aid share of properly documented costs related to the Work after review and approval thereof, subject to the provisions of this Agreement and Exhibit C. Local Agency costs for Work performed prior to the Effective Date shall not be reimbursed absent specific allowance of pre-award costs and indication that the Federal Award funding is retroactive. Local Agency costs for Work performed after any Performance Period End Date for a respective phase of the Work, is not reimbursable. Allowable costs shall be: i. Reasonable and necessary to accomplish the Work and for the Goods and Services provided. ii. Actual net cost to Local Agency (i.e. the price paid minus any items of value received by Local Agency that reduce the cost actually incurred). E. Unilateral Modification of Agreement Funds Budget by State Option Letter The State may, at its discretion, issue an “Option Letter” to Local Agency to add or modify Work phases in the Work schedule in Exhibit C if such modifications do not increase total budgeted Agreement Funds. Such Option Letters shall amend and update Exhibit C, Sections 2 or 4 of the Table, and sub- sections B and C of the Exhibit C. Option Letters shall not be deemed valid until signed by the State Controller or an authorized delegate. Modification of Exhibit C by unilateral Option Letter is permitted only in the specific scenarios listed below. The State will exercise such options by providing Local Agency a fully executed Option Letter, in a form substantially equivalent to Exhibit B. Such Option Letters will be incorporated into this Agreement. i. Option to Begin a Phase and/or Increase or Decrease the Encumbrance Amount The State may require by Option Letter that Local Agency begin a new Work phase that may include Design, Construction, Environmental, Utilities, ROW Incidentals or Miscellaneous Work (but may not include Right of Way Acquisition/Relocation or Railroads) as detailed in Exhibit A. Such Option Letters may not modify the other terms and conditions stated in this Agreement, and must decrease the amount budgeted and encumbered for one or more other Work phases so that the total amount of budgeted Agreement Funds remains the same. The State may also issue a unilateral Option Letter to simultaneously increase and decrease the total encumbrance amount of two or more existing Work phases, as long as the total amount of budgeted Agreement Funds remains the same, replacing the original Agreement Funding exhibit (Exhibit C) with an updated Exhibit C-1 (with subsequent exhibits labeled C-2, C-3, etc.). ii. Option to Transfer Funds from One Phase to Another Phase. Page 72 of 165 OLA #: 331001711 Routing #: 18-HA1-XC-00047 Document Builder Generated Rev. 12/09/2016 Page 12 of 25 The State may require or permit Local Agency to transfer Agreement Funds from one Work phase (Design, Construction, Environmental, Utilities, ROW Incidentals or Miscellaneous) to another phase as a result of changes to State, federal, and local match funding. In such case, the original funding exhibit (Exhibit C) will be replaced with an updated Exhibit C-1 (with subsequent exhibits labeled C-2, C-3, etc.) attached to the Option Letter. The Agreement Funds transfe rred from one Work phase to another are subject to the same terms and conditions stated in the original Agreement with the total budgeted Agreement Funds remaining the same. The State may unilaterally exercise this option by providing a fully executed Opti on Letter to Local Agency within thirty (30) days before the initial targeted start date of the Work phase, in a form substantially equivalent to Exhibit B. iii. Option to Exercise Options i and ii. The State may require Local Agency to add a Work phase as detailed in Exhibit A, and encumber and transfer Agreement Funds from one Work phase to another. The original funding exhibit (Exhibit C) in the original Agreement will be replaced with an updated Exhibit C-1 (with subsequent exhibits labeled C-2, C-3, etc.) attached to the Option Letter. The addition of a Work phase and encumbrance and transfer of Agreement Funds are subject to the same terms and conditions stated in the original Agreement with the total budgeted Agreement Funds remaining the same. The State may unilaterally exercise this option by providing a fully executed Option Letter to Local Agency within 30 days before the initial targeted start date of the Work phase, in a form substantially equivalent to Exhibit B. iv. Option to Update a Work Phase Performance Period and/or modify information required under the OMB Uniform Guidance, as outlined in Exhibit C. The State may update any information contained in Exhibit C, Sections 2 and 4 of the Table, and sub-sections B and C of the Exhibit C. F. Accounting Local Agency shall establish and maintain accounting systems in accordance with generally accepted accounting standards (a separate set of accounts, or as a separate and integral part of its current accounting scheme). Such accounting systems shall, at a minimum, provide as follows: i. Local Agency Performing the Work If Local Agency is performing the Work, it shall document all allowable costs, including any approved Services contributed by Local Agency or subcontractors, using payrolls, time rec ords, invoices, contracts, vouchers, and other applicable records. ii. Local Agency-Checks or Draws Checks issued or draws made by Local Agency shall be made or drawn against properly signed vouchers detailing the purpose thereof. Local Agency shall keep on file all checks, payrolls, invoices, contracts, vouchers, orders, and other accounting documents in the office of Local Agency, clearly identified, readily accessible, and to the extent feasible, separate and apart from all other Work documents. iii. State-Administrative Services The State may perform any necessary administrative support services required hereunder. Local Agency shall reimburse the State for the costs of any such services from the budgeted Agreement Funds as provided for in Exhibit C. If FHWA Agreement Funds are or become unavailable, or if Local Agency terminates this Agreement prior to the Work being approved by the State or otherwise completed, then all actual incurred costs of such services and assistance provided by the State shall be reimbursed to the State by Local Agency at its sole expense. iv. Local Agency-Invoices Local Agency’s invoices shall describe in detail the reimbursable costs incurred by Local Agency for which it seeks reimbursement, the dates such costs were incurred and the amounts thereof, and Local Agency shall not submit more than one invoice per month. v. Invoicing Within 60 Days Page 73 of 165 OLA #: 331001711 Routing #: 18-HA1-XC-00047 Document Builder Generated Rev. 12/09/2016 Page 13 of 25 The State shall not be liable to reimburse Local Agency for any costs invoiced more than 60 days after the date on which the costs were incurred, including costs included in Local Agency’s final invoice. The State may withhold final payment to Local Agency at the State’s sole discretion until completion of final audit. Any costs incurred by Local Agency that are not allowable under 2 C.F.R. Part 200 shall be Local Agency’s responsibility, and the State will deduct such disallowed costs from any payments due to Local Agency. The State will not reimburse costs for Work performed after the Performance Period End Date for a respective Work phase . The State will not reimburse costs for Work performed prior to Performance Period End Date, but for which an invoice is received more than 60 days after the Performance Period End Date. vi. Risk Assessment & Monitoring Pursuant to 2 C.F.R. 200.331(b), – CDOT will evaluate Local Agency’s risk of noncompliance with federal statutes, regulations, and terms and conditions of this Agreement. Local Agency shall complete a Risk Assessment Form (Exhibit L) when that may be requested by CDOT. The risk assessment is a quantitative and/or qualitative determination of the potential for Local Agency’s non-compliance with the requirements of the Federal Award. The risk assessment will evaluate some or all of the following factors: 1. Experience: Factors associated with the experience and history of the Subrecipient with the same or similar Federal Awards or grants. 2. Monitoring/Audit: Factors associated with the results of the Subrecipient’s previous audits or monitoring visits, including those performed by the Federal Awarding Agency, when the Subrecipient also receives direct federal funding. Include audit results if Subrecipient receives single audit, where the specific award being assessed was selected as a major program. 3. Operation: Factors associated with the significant aspects of the Subrecipient’s operations, in which failure could impact the Subrecipient’s ability to perform and account for the contracted goods or services. 4. Financial: Factors associated with the Subrecipient’s financial stability and ability to comply with financial requirements of the Federal Award. 5. Internal Controls: Factors associated with safeguarding assets and resources, deterring and detecting errors, fraud and theft, ensuring accuracy and completeness of accounting data, producing reliable and timely financial and management information, and ensuring adherence to its policies and plans. 6. Impact: Factors associated with the potential impact of a Subrecipient’s non -compliance to the overall success of the program objectives. 7. Program Management: Factors associated with processes to manage critical personnel, approved written procedures, and knowledge of rules and regulations regarding federal -aid projects. Following Local Agency’s completion of the Risk Assessment Tool (Exhibit L), CDOT will determine the level of monitoring it will apply to Local Agency’s performance of the Work. This risk assessment may be re-evaluated after CDOT begins performing monitoring activities. G. Close Out Local Agency shall close out this Award within 90 days after the Fi nal Phase Performance End Date. Close out requires Local Agency’s submission to the State of all deliverables defined in this Agreement, and Local Agency’s final reimbursement request or invoice. The State will withhold 5% of allowable costs until all final documentation has been submitted and accepted by the State as substantially complete. If FHWA has not closed this Federal Award within 1 year and 90 days after the Final Phase Performance End Date due to Local Agency’s failure to submit required docume ntation, then Local Agency may be prohibited from applying for new Federal Awards through the State until such documentation is submitted and accepted. 8. REPORTING - NOTIFICATION A. Quarterly Reports In addition to any reports required pursuant to §19 or pursuant to any exhibit, for any contract having a term longer than 3 months, Local Agency shall submit, on a quarterly basis, a written report specifying Page 74 of 165 OLA #: 331001711 Routing #: 18-HA1-XC-00047 Document Builder Generated Rev. 12/09/2016 Page 14 of 25 progress made for each specified performance measure and standard in this Agreement. Such progres s report shall be in accordance with the procedures developed and prescribed by the State. Progress reports shall be submitted to the State not later than five (5) Business Days following the end of each calendar quarter or at such time as otherwise specified by the State. B. Litigation Reporting If Local Agency is served with a pleading or other document in connection with an action before a court or other administrative decision making body, and such pleading or document relates to this Agreement or may affect Local Agency’s ability to perform its obligations under this Agreement, Local Agency shall, within 10 days after being served, notify the State of such action and deliver copies of such pleading or document to the State’s principal representative ide ntified in §16. C. Performance and Final Status Local Agency shall submit all financial, performance and other reports to the State no later than 60 calendar days after the Final Phase Performance End Date or sooner termination of this Agreement, containing an Evaluation of Subrecipient’s performance and the final status of Subrecipient’s obligations hereunder. D. Violations Reporting Local Agency must disclose, in a timely manner, in writing to the State and FHWA, all violations of federal or State criminal law involving fraud, bribery, or gratuity violations potentially affecting the Federal Award. Penalties for noncompliance may include suspension or debarment (2 CFR Part 180 and 31 U.S.C. 3321). 9. LOCAL AGENCY RECORDS A. Maintenance Local Agency shall make, keep, maintain, and allow inspection and monitoring by the State of a complete file of all records, documents, communications, notes and other written materials, electronic media files, and communications, pertaining in any manner to the Work or the de livery of Services (including, but not limited to the operation of programs) or Goods hereunder. Local Agency shall maintain such records for a period (the “Record Retention Period”) of three years following the date of submission to the State of the final expenditure report, or if this Award is renewed quarterly or annually, from the date of the submission of each quarterly or annual report, respectively. If any litigation, claim, or audit related to this Award starts before expiration of the Record Retention Period, the Record Retention Period shall extend until all litigation, claims, or audit findings have been resolved and final action taken by the State or Federal Awarding Agency. The Federal Awarding Agency, a cognizant agency for audit, oversight or indirect costs, and the State, may notify Local Agency in writing that the Record Retention Period shall be extended. For records for real property and equipment, the Record Retention Period shall extend three years following final disposition of such prop erty. B. Inspection Local Agency shall permit the State to audit, inspect, examine, excerpt, copy, and transcribe Local Agency Records during the Record Retention Period. Local Agency shall make Local Agency Records available during normal business hours at Local Agency’s office or place of business, or at other mutually agreed upon times or locations, upon no fewer than 2 Business Days’ notice from the State, unless the State determines that a shorter period of notice, or no notice, is necessary to protect the interests of the State. C. Monitoring The State will monitor Local Agency’s performance of its obligations under this Agreement using procedures as determined by the State. The State shall monitor Local Agency’s performance in a manner that does not unduly interfere with Local Agency’s performance of the Work. D. Final Audit Report Local Agency shall promptly submit to the State a copy of any final audit report of an audit performed on Local Agency’s records that relates to or affects this Agreement or the Work, whether the audit is Page 75 of 165 OLA #: 331001711 Routing #: 18-HA1-XC-00047 Document Builder Generated Rev. 12/09/2016 Page 15 of 25 conducted by Local Agency or a third party. 10. CONFIDENTIAL INFORMATION-STATE RECORDS A. Confidentiality Local Agency shall hold and maintain, and cause all Subcontractors to hold and maintain, any and all State Records that the State provides or makes available to Local Agency for the sole and exclusive benefit of the State, unless those State Records are otherwise publicly available at the time of disclosure or are subject to disclosure by Local Agency under CORA. Local Agency shall not, without prior written approval of the State, use for Local Agency’s own benefit, publish, copy, or otherwise disclose to any third party, or permit the use by any third party for its benefit or to the detriment of the State, any State Records, except as otherwise stated in this Agreement. Local Agency shall provide for the security of all State Confidential Information in accordance with all policies promulgated by the Colorado Office of Information Security and all applicable laws, rules, policies, publications, and guidelines. Local Agency shall immediately forward any request or demand for State Records to the State’s principal representative. B. Other Entity Access and Nondisclosure Agreements Local Agency may provide State Records to its agents, employees, assigns and Subcontractors as necessary to perform the Work, but shall restrict access to State Confidential Information to those agents, employees, assigns and Subcontractors who require access to perform their obligations under this Agreement. Local Agency shall ensure all such agents, employees, assigns, and Subcontractors sign nondisclosure agreements with provisions at least as protective as those in this Agreement, and that the nondisclosure agreements are in force at all times the agent, employee, assign or Subcontractor has access to any State Confidential Information. Local Agency shall provide copies of those signed nondisclosure agreements to the State upon request. C. Use, Security, and Retention Local Agency shall use, hold and maintain State Confidential Information in compliance with any and all applicable laws and regulations in facilities located within the United States, and shall maintain a secure environment that ensures confidentiality of all State Confidential Information wherever located. Local Agency shall provide the State with access, subject to Local Agency’s reasonable security requirements, for purposes of inspecting and monitoring access and use of State Confidential Information and evaluating security control effectiveness. Upon the expiration or termination of this Agreement, Local Agency shall return State Records provided to Local Agency or destroy such State Records and certify to the State that it has done so, as directed by the State. If Local Agency is prevented by law or regulation from returning or destroying State Confidential Information, Local Agency warrants it will guarantee the confidentiality of, and cease to use, such State Confidential Information. D. Incident Notice and Remediation If Local Agency becomes aware of any Incident, it shall notify the State immediately and cooperate with the State regarding recovery, remediation, and the necessity to involve law enforcement, as determined by the State. Unless Local Agency can establish that none of Local Agency or any of its agents, employees, assigns or Subcontractors are the cause or source of the Incident, Local Agency shall be responsible for the cost of notifying each person who may have been impacted by the Incident. After an Incident, Local Agency shall take steps to reduce the risk of incurring a similar type of Incident in the future as directed by the State, which may include, but is not limited to, developing and implementing a remediation plan that is approved by the State at no additional cost to the State. 11. CONFLICT OF INTEREST A. Actual Conflicts of Interest Local Agency shall not engage in any business or activities, or maintain any relationships that conflict in any way with the full performance of the obligations of Local Agency und er this Agreement. Such a conflict of interest would arise when a Local Agency or Subcontractor’s employee, officer or agent were to offer or provide any tangible personal benefit to an employee of the State, or any member of his or her immediate family or his or her partner, related to the award of, entry into or management or oversight of this Agreement. Officers, employees and agents of Local Agency may neither solicit nor accept gratuities, favors or anything of monetary value from contractors or partie s to subcontracts. Page 76 of 165 OLA #: 331001711 Routing #: 18-HA1-XC-00047 Document Builder Generated Rev. 12/09/2016 Page 16 of 25 B. Apparent Conflicts of Interest Local Agency acknowledges that, with respect to this Agreement, even the appearance of a conflict of interest shall be harmful to the State’s interests. Absent the State’s prior written approval, Local A gency shall refrain from any practices, activities or relationships that reasonably appear to be in conflict with the full performance of Local Agency’s obligations under this Agreement. C. Disclosure to the State If a conflict or the appearance of a conflict arises, or if Local Agency is uncertain whether a conflict or the appearance of a conflict has arisen, Local Agency shall submit to the State a disclosure statement setting forth the relevant details for the State’s consideration. Failure to promptly submit a disclosure statement or to follow the State’s direction in regard to the actual or apparent conflict constitutes a breach of this Agreement. 12. INSURANCE Local Agency shall obtain and maintain, and ensure that each Subcontractor shall obtain and mai ntain, insurance as specified in this section at all times during the term of this Agreement. All insurance policies required by this Agreement that are not provided through self-insurance shall be issued by insurance companies with an AM Best rating of A-VIII or better. A. Local Agency Insurance Local Agency is a "public entity" within the meaning of the Colorado Governmental Immunity Act, §24 - 10-101, et seq., C.R.S. (the “GIA”) and shall maintain at all times during the term of this Agreement such liability insurance, by commercial policy or self-insurance, as is necessary to meet its liabilities under the GIA. B. Subcontractor Requirements Local Agency shall ensure that each Subcontractor that is a public entity within the meaning of the GIA, maintains at all times during the terms of this Agreement, such liability insurance, by commercial policy or self-insurance, as is necessary to meet the Subcontractor’s obligations under the GIA. Local Agency shall ensure that each Subcontractor that is not a public entity within the meaning of the GIA, maintains at all times during the terms of this Agreement all of the following insurance policies: i. Workers’ Compensation Workers’ compensation insurance as required by state statute, and employers’ liability insurance covering all Local Agency or Subcontractor employees acting within the course and scope of their employment. ii. General Liability Commercial general liability insurance written on an Insurance Services Office occurrence form, covering premises operations, fire damage, independent contractors, products and completed operations, blanket contractual liability, personal injury, and advertising liability with minimum limits as follows: a. $1,000,000 each occurrence; b. $1,000,000 general aggregate; c. $1,000,000 products and completed operations aggregate; and d. $50,000 any 1 fire. iii. Automobile Liability Automobile liability insurance covering any auto (including owned, hired and non -owned autos) with a minimum limit of $1,000,000 each accident combined single limit. iv. Protected Information Liability insurance covering all loss of State Confidential Information, such as PII, PHI, PCI, Tax Information, and CJI, and claims based on alleged violations of privacy rights through improper use or disclosure of protected information with minimum limits as follows: Page 77 of 165 OLA #: 331001711 Routing #: 18-HA1-XC-00047 Document Builder Generated Rev. 12/09/2016 Page 17 of 25 a. $1,000,000 each occurrence; and b. $2,000,000 general aggregate. v. Professional Liability Insurance Professional liability insurance covering any damages caused by an error, omission or any negligent act with minimum limits as follows: a. $1,000,000 each occurrence; and b. $1,000,000 general aggregate. vi. Crime Insurance Crime insurance including employee dishonesty coverage with minimum limits as follows: a. $1,000,000 each occurrence; and b. $1,000,000 general aggregate. C. Additional Insured The State shall be named as additional insured on all commercial general liability policies (leases and construction contracts require additional insured coverage for completed operations) required of Local Agency and Subcontractors. In the event of cancellation of any commercial general liability policy, the carrier shall provide at least 10 days prior written notice to CDOT. D. Primacy of Coverage Coverage required of Local Agency and each Subcontractor shall be primary over any insurance or self- insurance program carried by Local Agency or the State. E. Cancellation All commercial insurance policies shall include provisions preventing cancellation or non -renewal, except for cancellation based on non-payment of premiums, without at least 30 days prior notice to Local Agency and Local Agency shall forward such notice to the State in accordance with §16 within 7 days of Local Agency’s receipt of such notice. F. Subrogation Waiver All commercial insurance policies secured or maintained by Local Agency or its Subcontractors in relation to this Agreement shall include clauses stating that each carrier shall waive all rights of recovery under subrogation or otherwise against Local Agency or the State, its agencies, institutions, organizations, officers, agents, employees, and volunteers. G. Certificates For each commercial insurance plan provided by Local Agency under this Agreement, Local Agency shall provide to the State certificates evidencing Local Agency’s insurance coverage required in this Agreement within 7 Business Days following the Effective Date. Local Agency shall provide to the State certificates evidencing Subcontractor insurance coverage required under this Agree ment within 7 Business Days following the Effective Date, except that, if Local Agency’s subcontract is not in effect as of the Effective Date, Local Agency shall provide to the State certificates showing Subcontractor insurance coverage required under this Agreement within 7 Business Days following Local Agency’s execution of the subcontract. No later than 15 days before the expiration date of Local Agency’s or any Subcontractor’s coverage, Local Agency shall deliver to the State certificates of insurance evidencing renewals of coverage. At any other time during the term of this Agreement, upon request by the State, Local Agency shall, within 7 Business Days following the request by the State, supply to the State evidence satisfactory to the State of compliance with the provisions of this §12. 13. BREACH A. Defined The failure of a Party to perform any of its obligations in accordance with this Agreement, in whole or in part or in a timely or satisfactory manner, shall be a breach. The institution of proceedings under any bankruptcy, insolvency, reorganization or similar law, by or against Local Agency, or the appointment of a receiver or similar officer for Local Agency or any of its property, which is not vacated or fully Page 78 of 165 OLA #: 331001711 Routing #: 18-HA1-XC-00047 Document Builder Generated Rev. 12/09/2016 Page 18 of 25 stayed within 30 days after the institution of such proceeding, shall also constitute a breach. B. Notice and Cure Period In the event of a breach, the aggrieved Party shall give written notice of breach to the other Party. If the notified Party does not cure the breach, at its sole expense, within 30 days after the delivery of written notice, the Party may exercise any of the remedies as described in §14 for that Party. Notwithstanding any provision of this Agreement to the contrary, the State, in its discretion, need not provide notice or a cure period and may immediately terminate this Agreement in whole or in part or institute any other remedy in the Agreement in order to protect the public interest of the State. 14. REMEDIES A. State’s Remedies If Local Agency is in breach under any provision of this Agreement and fails to cure such breach, the State, following the notice and cure period set forth in §13.B, shall have all of the remedies listed in this §14.A. in addition to all other remedies set forth in this Agreement or at law. The State may exercise any or all of the remedies available to it, in its discretion, concurrently or consecutively. i. Termination for Breach In the event of Local Agency’s uncured breach, the State may terminate this entire Agreement or any part of this Agreement. Local Agency shall continue performance of this Agreement to the extent not terminated, if any. a. Obligations and Rights To the extent specified in any termination notice, Local Agency shall not incur further obligations or render further performance past the effective date of such notice, and shall terminate outstanding orders and subcontracts with third parties. However, Local Agency shall complete and deliver to the State all Work not cancelled by the termination notice, and may incur obligations as necessary to do so within this Agreement’s terms. At the request of the State, Local Agency shall assign to the State all of Local Agency's rights, title, and interest in and to such terminated orders or subcontracts. Upon termination, Local Agency shall take timely, reasonable and necessary action to protect and preserve property in the possession of Local Agency but in which the State has an interest. At the State’s request, Local Agency shall return materials owned by the State in Local Agency’s possession at the time of any termination. Local Agency shall deliver all completed Work Product and all Work Product that was in the process of completion to the State at the State’s request. b. Payments Notwithstanding anything to the contrary, the State shall only pa y Local Agency for accepted Work received as of the date of termination. If, after termination by the State, the State agrees that Local Agency was not in breach or that Local Agency's action or inaction was excusable, such termination shall be treated as a termination in the public interest, and the rights and obligations of the Parties shall be as if this Agreement had been terminated in the public interest under §2.C. c. Damages and Withholding Notwithstanding any other remedial action by the State, Local Agency shall remain liable to the State for any damages sustained by the State in connection with any breach by Local Agency, and the State may withhold payment to Local Agency for the purpose of mitigating the State’s damages until such time as the exact amount of damages due to the State from Local Agency is determined. The State may withhold any amount that may be due Local Agency as the State deems necessary to protect the State against loss including, without limitation, loss as a result of outstanding liens and excess costs incurred by the State in procuring from third parties replacement Work as cover. ii. Remedies Not Involving Termination The State, in its discretion, may exercise one or more of the following additional remedies: a. Suspend Performance Suspend Local Agency’s performance with respect to all or any portion of the Work pending Page 79 of 165 OLA #: 331001711 Routing #: 18-HA1-XC-00047 Document Builder Generated Rev. 12/09/2016 Page 19 of 25 corrective action as specified by the State without entitling Local Agency to an adjustment in price or cost or an adjustment in the performance schedule. Local Agency shall promptly cease performing Work and incurring costs in accordance with the State’s directive, and the State shall not be liable for costs incurred by Local Agency after the suspension of performance. b. Withhold Payment Withhold payment to Local Agency until Local Agency corrects its Work. c. Deny Payment Deny payment for Work not performed, or that due to Local Agency’s actions or inactions, cannot be performed or if they were performed are reasonably of no value to the state; provided, that any denial of payment shall be equal to the value of the obligations not performed. d. Removal Demand immediate removal from the Work of any of Local Agency’s employees, agents, or Subcontractors from the Work whom the State deems incompetent, careless, insubordinate, unsuitable, or otherwise unacceptable or whose continued relation to this Agreement is deemed by the State to be contrary to the public interest or the State’s best interest. e. Intellectual Property If any Work infringes a patent, copyright, trademark, trade secret, or other intellectual property right, Local Agency shall, as approved by the State (a) secure that right to use such Work for the State or Local Agency; (b) replace the Work with noninfringing Work or modify the Work so that it becomes noninfringing; or, (c) remove any infringing Work and refund the amount paid for such Work to the State. B. Local Agency’s Remedies If the State is in breach of any provision of this Agreement and does not cure such breach, Local Agency, following the notice and cure period in §13.B and the dispute resolution process in §15 shall have all remedies available at law and equity. 15. DISPUTE RESOLUTION A. Initial Resolution Except as herein specifically provided otherwise, disputes concerning the performance of this Agreement which cannot be resolved by the designated Agreement representatives shall be referred in writing to a senior departmental management staff member designated by the State and a senior manager designated by Local Agency for resolution. B. Resolution of Controversies If the initial resolution described in §15.A fails to resolve the dispute within 10 Business Days, Contractor shall submit any alleged breach of this Contract by the State to the Procurement Official of CDOT as described in §24-101-301(30), C.R.S. for resolution in accordance with the provisions of §§24- 106-109, 24-109-101.1, 24-109-101.5, 24-109-106, 24-109-107, 24-109-201 through 24-109-206, and 24-109-501 through 24-109-505, C.R.S., (the “Resolution Statutes”), except that if Contractor wishes to challenge any decision rendered by the Procurement Official, Contractor’s challenge shall be an appeal to the executive director of the Department of Personnel and Administration, or their delegate, under the Resolution Statutes before Contractor pursues any further action as permitted by such statutes. Except as otherwise stated in this Section, all requirements of the Resolution Statutes shall apply including, without limitation, time limitations. 16. NOTICES AND REPRESENTATIVES Each individual identified below shall be the principal representative of the designating Party. All notices required or permitted to be given under this Agreement shall be in writing, and shall be delivered (i) by hand with receipt required, (ii) by certified or registered mail to such Party’s principal representative at the address set forth below or (iii) as an email with read receipt requested to the principal representative at the email address, if any, set forth below. If a Party delivers a notice to another through email and the email is undeliverable, then, unless the Party has been provided with an alternate email contact, the Party delivering the notice shall deliver the notice by hand with receipt required or by certified or registered mail to such Party’s principal representative at the address set forth below. Either Party may change its principal representative or principal representative Page 80 of 165 OLA #: 331001711 Routing #: 18-HA1-XC-00047 Document Builder Generated Rev. 12/09/2016 Page 20 of 25 contact information by notice submitted in accordance with this §16 without a formal amendment to this Agreement. Unless otherwise provided in this Agreement, notices shall be effective upon delivery of the written notice. For the State Colorado Department of Transportation (CDOT) Cathy Cole, Project Manager CDOT Region 1 2000 South Holly Street Denver, CO 80222 303-757-9780 cathy.cole@state.co.us For the Local Agency CITY OF ENGLEWOOD Paul R. Weller, P.E., Project Manager 1000 Englewood Parkway Englewood, CO 80110 303-762-2505 pweller@englewoodco.gov 17. RIGHTS IN WORK PRODUCT AND OTHER INFORMATION A. Work Product Local Agency assigns to the State and its successors and assigns, the entire right, title, and interest in and to all causes of action, either in law or in equity, for past, present, or future infringement of intellectual property rights related to the Work Product and all works based on, derived from, or incorporating the Work Product. Whether or not Local Agency is under contract with the State at the time, Local Agency shall execute applications, assignments, and other documents, and shall render all other reasonable assistance requested by the State, to enable the State to secure patents, copyrights, licenses and other intellectual property rights related to the Work Product. The Parties intend the Work Product to be works made for hire. i. Copyrights To the extent that the Work Product (or any portion of the Work Product) would not be considered works made for hire under applicable law, Local Agency hereby assigns to the State, the entire right, title, and interest in and to copyrights in all Work Product and all works based upon, derived from, or incorporating the Work Product; all copyright applications, registrations, extensions, or renewals relating to all Work Product and all works based upon, derived from, or incorporating the Work Product; and all moral rights or similar rights with respect to the Work Product throughout the world. To the extent that Local Agency cannot make any of the assignments required by this section, Local Agency hereby grants to the State a perpetual, irrevocable, royalty-free license to use, modify, copy, publish, display, perform, transfer, distribute, sell, and create derivative works of the Work Product and all works based upon, derived from, or incorporating the Work Product by all means and methods and in any format now known or invented in the future. The State may assign and license its rights under this license. ii. Patents In addition, Local Agency grants to the State (and to recipients of Work Product distributed by or on behalf of the State) a perpetual, worldwide, no-charge, royalty-free, irrevocable patent license to make, have made, use, distribute, sell, offer for sale, import, transfer, and otherwise utilize, operate, modify and propagate the contents of the Work Product. Such license applies only to those patent claims licensable by Local Agency that are necessarily infringed by the Work Product alone, or by the combination of the Work Product with anything else used by the State. Page 81 of 165 OLA #: 331001711 Routing #: 18-HA1-XC-00047 Document Builder Generated Rev. 12/09/2016 Page 21 of 25 B. Exclusive Property of the State Except to the extent specifically provided elsewhere in this Agreement, any pre -existing State Records, State software, research, reports, studies, photographs, negatives, or other documents, drawings, models, materials, data, and information shall be the exclusive property of the State (collectively, “State Materials”). Local Agency shall not use, willingly allow, cause or permit Work Product or State Materials to be used for any purpose other than the performance of Local Agency’s obligations in this Agreement without the prior written consent of the State. Upon termination of this Agreement for any reason, Local Agency shall provide all Work Product and State Materials to the State in a form and manner as directed by the State. 18. GOVERNMENTAL IMMUNITY Liability for claims for injuries to persons or property arising from the negligence of the Parties, their departments, boards, commissions committees, bureaus, offices, employees and officials shall be controlled and limited by the provisions of the GIA; the Federal Tort Claims Act, 28 U.S.C. Pt. VI, Ch. 171 and 28 U.S.C. 1346(b), and the State’s risk management statutes, §§24 -30-1501, et seq. C.R.S. 19. STATEWIDE CONTRACT MANAGEMENT SYSTEM If the maximum amount payable to Local Agency under this Agreement is $100,000 or greater, either on the Effective Date or at anytime thereafter, this §19 shall apply. Local Agency agrees to be governed by and comply with the provisions of §24-102-205, §24-102-206, §24-103-601, §24-103.5-101 and §24-105-102 C.R.S. regarding the monitoring of vendor performance and the reporting of contract performance information in the State’s contract management system (“Contract Management S ystem” or “CMS”). Local Agency’s performance shall be subject to evaluation and review in accordance with the terms and conditions of this Agreement, Colorado statutes governing CMS, and State Fiscal Rules and State Controller policies. 20. GENERAL PROVISIONS A. Assignment Local Agency’s rights and obligations under this Agreement are personal and may not be transferred or assigned without the prior, written consent of the State. Any attempt at assignment or transfer without such consent shall be void. Any assignment or transfer of Local Agency’s rights and obligations approved by the State shall be subject to the provisions of this Agreement B. Subcontracts Local Agency shall not enter into any subcontract in connection with its obligations under this Agreement without the prior, written approval of the State. Local Agency shall submit to the State a copy of each such subcontract upon request by the State. All subcontracts entered into by Local Agency in connection with this Agreement shall comply with all applicable federal and state laws and regulations, shall provide that they are governed by the laws of the State of Colorado, and shall be subject to all provisions of this Agreement. C. Binding Effect Except as otherwise provided in §20.A. all provisions of this Agreement, including the benefits and burdens, shall extend to and be binding upon the Parties’ respective successors and assigns. D. Authority Each Party represents and warrants to the other that the execution and delivery of this Agreement and the performance of such Party’s obligations have been duly authorized. E. Captions and References The captions and headings in this Agreement are for convenience of reference only, and shall not be used to interpret, define, or limit its provisions. All refer ences in this Agreement to sections (whether spelled out or using the § symbol), subsections, exhibits or other attachments, are references to sections, subsections, exhibits or other attachments contained herein or incorporated as a part hereof, unless otherwise noted. F. Counterparts This Agreement may be executed in multiple, identical, original counterparts, each of which shall be Page 82 of 165 OLA #: 331001711 Routing #: 18-HA1-XC-00047 Document Builder Generated Rev. 12/09/2016 Page 22 of 25 deemed to be an original, but all of which, taken together, shall constitute one and the same agreement. G. Entire Understanding This Agreement represents the complete integration of all understandings between the Parties related to the Work, and all prior representations and understandings related to the Work, oral or written, are merged into this Agreement. Prior or contempor aneous additions, deletions, or other changes to this Agreement shall not have any force or effect whatsoever, unless embodied herein. H. Jurisdiction and Venue All suits or actions related to this Agreement shall be filed and proceedings held in the State of Colorado and exclusive venue shall be in the City and County of Denver. I. Modification Except as otherwise provided in this Agreement, any modification to this Agreement shall only be effective if agreed to in a formal amendment to this Agreement, pro perly executed and approved in accordance with applicable Colorado State law and State Fiscal Rules. Modifications permitted under this Agreement, other than contract amendments, shall conform to the policies promulgated by the Colorado State Controller. J. Statutes, Regulations, Fiscal Rules, and Other Authority. Any reference in this Agreement to a statute, regulation, State Fiscal Rule, fiscal policy or other authority shall be interpreted to refer to such authority then current, as may have been chan ged or amended since the Effective Date of this Agreement. K. Order of Precedence In the event of a conflict or inconsistency between this Agreement and any exhibits or attachment such conflict or inconsistency shall be resolved by reference to the docume nts in the following order of priority: i. Colorado Special Provisions in the main body of this Agreement. ii. The provisions of the other sections of the main body of this Agreement. iii Exhibit A, Statement of Work. iv. Exhibit D, Local Agency Resolution. v. Exhibit C, Funding Provisions. vi. Exhibit B, Sample Option Letter. vii. Exhibit E, Local Agency Contract Administration Checklist. viii. Other exhibits in descending order of their attachment. L. Severability The invalidity or unenforceability of any provision of this Agreement shall not affect the validity or enforceability of any other provision of this Agreement, which shall remain in full force and effect, provided that the Parties can continue to perform their obligations under this Agr eement in accordance with the intent of the Agreement. M. Survival of Certain Agreement Terms Any provision of this Agreement that imposes an obligation on a Party after termination or expiration of the Agreement shall survive the termination or expiratio n of the Agreement and shall be enforceable by the other Party. N. Taxes The State is exempt from federal excise taxes under I.R.C. Chapter 32 (26 U.S.C., Subtitle D, Ch. 32) (Federal Excise Tax Exemption Certificate of Registry No. 84-730123K) and from State and local government sales and use taxes under §§39-26-704(1), et seq. C.R.S. (Colorado Sales Tax Exemption Identification Number 98-02565). The State shall not be liable for the payment of any excise, sales, or use taxes, regardless of whether any political subdivision of the state imposes such taxes on Local Page 83 of 165 OLA #: 331001711 Routing #: 18-HA1-XC-00047 Document Builder Generated Rev. 12/09/2016 Page 23 of 25 Agency. Local Agency shall be solely responsible for any exemptions from the collection of excise, sales or use taxes that Local Agency may wish to have in place in connection with this Agreement. N. Third Party Beneficiaries Except for the Parties’ respective successors and assigns described in §20.C, this Agreement does not and is not intended to confer any rights or remedies upon any person or entity other than the Parties. Enforcement of this Agreement and all rights and obligations hereunder are reserved solely to the Parties. Any services or benefits which third parties receive as a result of this Agreement are incidental to the Agreement, and do not create any rights for such third parties. O. Waiver A Party’s failure or delay in exercising any right, power, or privilege under this Agreement, whether explicit or by lack of enforcement, shall not operate as a waiver, nor shall any single or partial exercise of any right, power, or privilege preclude any other or further exercise of such right, power, or privilege. P. CORA Disclosure To the extent not prohibited by federal law, this Agreement and the performance measures and standards required under §24-103.5-101 C.R.S., if any, are subject to public release through the CORA. Q. Standard and Manner of Performance Local Agency shall perform its obligations under this Agreement in accordance with the highest standards of care, skill and diligence in Local Agency’s industry, trade, or profession. R. Licenses, Permits, and Other Authorizations. Local Agency shall secure, prior to the Effective Date, and maintain at all times during the term of this Agreement, at its sole expense, all licenses, certifications, permits, and other authorizations require d to perform its obligations under this Agreement, and shall ensure that all employees, agents and Subcontractors secure and maintain at all times during the term of their employment, agency or subcontract, all license, certifications, permits and other authorizations required to perform their obligations in relation to this Agreement. 21. COLORADO SPECIAL PROVISIONS These Special Provisions apply to all contracts except where noted in italics. A. CONTROLLER'S APPROVAL. §24-30-202(1), C.R.S. This Agreement shall not be valid until it has been approved by the Colorado State Controller or designee. B. FUND AVAILABILITY. §24-30-202(5.5), C.R.S. Financial obligations of the State payable after the current State Fiscal Year are contingent upon fund s for that purpose being appropriated, budgeted, and otherwise made available. C. GOVERNMENTAL IMMUNITY. No term or condition of this Agreement shall be construed or interpreted as a waiver, express or implied, of any of the immunities, rights, benefits, protections, or other provisions, of the Colorado Governmental Immunity Act, §24-10-101 et seq. C.R.S., or the Federal Tort Claims Act, 28 U.S.C. Pt. VI, Ch. 171 and 28 U.S.C. 1346(b). D. INDEPENDENT CONTRACTOR Local Agency shall perform its duties hereunder as an independent contractor and not as an employee. Neither Local Agency nor any agent or employee of Local Agency shall be deemed to be an agent or employee of the State. Local Agency and its employees and agents are not entitled to unemployment insurance or workers compensation benefits through the State and the State shall not pay for or otherwise provide such coverage for Local Agency or any of its agents or employees. Unemployment insurance benefits will be available to Local Agency and its employees and agents only if such coverage is made available by Local Agency or a third party. Local Agency shall pay when due all applicable employment taxes and income taxes and local head taxes incurred pursuant to this Agreement. Local Agency shall not have authorization, express or implied, to bind the State to any agreement, liability or understanding, except as expressly set forth herein. Local Agency shall (i) provide and keep in force workers' Page 84 of 165 OLA #: 331001711 Routing #: 18-HA1-XC-00047 Document Builder Generated Rev. 12/09/2016 Page 24 of 25 compensation and unemployment compensation insurance in the amounts required by law, (ii) provide proof thereof when requested by the State, and (iii) be solely responsible for its acts and those of its employees and agents. E. COMPLIANCE WITH LAW. Local Agency shall strictly comply with all applicable federal and State laws, rules, and regulations in effect or hereafter established, including, without limitation, laws applicable to discrimination and unfair employment practices. F. CHOICE OF LAW. Colorado law, and rules and regulations issued pursuant thereto, shall be applied in the interpretation, execution, and enforcement of this Agreement. Any provision included or incorporated herein by reference which conflicts with said laws, rules, and regulations shall be null and void. Any provision incorporated herein by reference which purports to negate this or any other Special Provision in whole or in part shall not be valid or enforceable or available in any action at law, whether by way of complaint, defense, or otherwise. Any provision rendered null and void by the operation of this provision shall not invalidate the remainder of this Agreement, to the extent capable of execution. G. BINDING ARBITRATION PROHIBITED. The State of Colorado does not agree to binding arbitration by any extra -judicial body or person. Any provision to the contrary in this Agreement or incorporated herein by reference shall be null and void. H. SOFTWARE PIRACY PROHIBITION. Governor's Executive Order D 002 00. State or other public funds payable under this Agreement shall not be used for the acquisition, operation, or maintenance of computer software in violation of federal copyright laws or applicable licensing restrictions. Local Agency hereby certifies and warrants that, during the term of this Agreement and any extensions, Local Agency has and shall maintain in place appropriate systems and controls to prevent such improper use of public funds. If the State determines that Local Agency is in violation of this provision, the State may exercise any remedy available at law or in equity or under this Agreement, including, without limitation, immediate termination of this Agreement and any remedy consistent with federal copyright laws or applicable licensing restrictions. I. EMPLOYEE FINANCIAL INTEREST/CONFLICT OF INTEREST. §§24-18-201 and 24-50-507, C.R.S. The signatories aver that to their knowledge, no employee of the State has any personal or beneficial interest whatsoever in the service or property described in this Agreement. Local Agency has no interest and shall not acquire any interest, direct or indirect, that would conflict in any manner or degree with the performance of Local Agency’s services and Local Agency shall not employ any person having such known interests. 22. FEDERAL REQUIREMENTS Local Agency and/or their contractors, subcontractors, and consultants shall at all times during the execution of this Agreement strictly adhere to, and comply with, all applicable federal and State laws, and their implementing regulations, as they currently exist and may hereafter be amended. A summary of applicable federal provisions are attached hereto as Exhibit F, Exhibit I, Exhibit J, Exhibit K and Exhibit M are hereby incorporated by this reference. 23. DISADVANTAGED BUSINESS ENTERPRISE (DBE) The recipient Local Agency shall not discriminate on the basis of race, color, national origin, or sex in the award and performance of any DOT -assisted contract or in the administration of its DBE program or the requirements 49 CFR part 26. The Local Agency shall take all necessary and reasonable steps under 49 CFR part 26 to ensure nondiscrimination in the award and administration of DOT -assisted contracts. CDOT’s DBE program, as required by 49 CFR part 26 and as approved by DOT, is incorporated by reference in this agreement. Implementation of this program i s a legal obligation and failure to carry out its terms shall be treated as a violation of this agreement. Upon notification to the Local Agency of its failure to carry out its approved program, the Department may impose sanctions as provided for under 49 CFR part 26 and may, in appropriate cases, refer the matter for enforcement under 18 U.S.C. 1001 and/or the Program Fraud Civil Remedies Act of 1986 (31 U.S.C. 3801 et seq.). Page 85 of 165 OLA #: 331001711 Routing #: 18-HA1-XC-00047 Document Builder Generated Rev. 12/09/2016 Page 25 of 25 The Local Agency agrees to the following and shall include it verbatim in all DOT -assisted contracts: The contract, sub recipient or subcontractor shall not discriminate on the basis of race, color, national origin, or sex in the performance of this contract. The contractor shall carry out applicable requirements of 49 CFR part 26 in the award and administration of DOT-assisted contracts. Failure by the contractor to carry out these requirements is a material breach of this contract, which may result in the termination of this contract or such other remedy as the recipient deems appropriate, which may include, but is not limited to: 1) Withholding monthly progress payments; 2) Assessing sanctions; 3) Liquidated damages; and/or 4) Disqualifying the contractor from future bidding as non -responsible. 24. DISPUTES Except as otherwise provided in this Agreement, any dispute concerning a question of fact arising under this Agreement which is not disposed of by agreement shall be decided by the Chief Engineer of the Department of Transportation. The decision of the Chief Engineer will be final and conclusive unless, within 30 calendar days after the date of receipt of a copy of such written decision, Local Agency mails or otherwise furnishes to the State a written appeal addressed to the Executive Director of CDOT. In connection with any appeal proceeding under this clause, Local Agency shall be afforded an opportunity to be heard and to offer evidence in support of its appeal. Pending final decision of a dispute hereunder, Local Agency shall proceed dilig ently with the performance of this Agreement in accordance with the Chief Engineer’s decision. The decision of the Executive Director or his duly authorized representative for the determination of such appeals shall be final and conclusive and serve as final agency action. This dispute clause does not preclude consideration of questions of law in connection with decisions provided for herein. Nothing in this Agreement, however, shall be construed as making final the decision of any administrative official, representative, or board on a question of law. THE REMAINDER OF THIS PAGE IS INTENTIONALLY LEFT BLANK Page 86 of 165 Exhibit A – Page 1 of 1 EXHIBIT A, STATEMENT OF WORK The Dartmouth Bridge over the Platte River (Structure # ENGLWD-DAPR) is a critical link in the roadway network to the northwest portion of the city which serves a large light industrial district, the Englewood/Littleton Wastewater Treatment Plant and approximately 1,140 residents. It is used by over 20,000 vehicles a day with a large percentage of truck traffic (per 2013 DRCOG traffic counts). The bridge is also on a dedicatd bicycle route that links cyclists from Denver, Engilewood and Sheridan to the Platte River Trail. This bridge, re-constructed after the flood of 1965, is on the Select List and has been rated as Functionally Obsolete with an approximate sufficiency rating of 75.5 (in December 2013). This project is a bridge rehabilitation project and widening that will include complete removal and replacement of the existing asphalt wearing surface, 1 ½” reimborced concrete deck, expansion joints, bridge railings, sidewalks and surface inlets. Spot repairs to the existing deck will be made if feasible, and full deck replacement is anticipated given the condition and number of repairs that have been made over the years. Concrete Tee flange surfaces will be visually inspected and repaired as necessary. Sidewalk approaches will be reconstructed at each end of the structure as well as new approach railings and end anchors that meet current CDOT and AASHTO standards for improved vehicular, pedestrian, and bicycle safety. Displaced riprap will be adjusted to protect abutments from scour. The widening portion of the project will provide for 2 though lanes in each direction and a dedicated left-hand-turn lane for each direction. Intersections at each end of the bridge are signalized, subjecting the structure to both the stopping and turning movements of the traffic. Page 87 of 165 Exhibit B - Page 1 of 2 EXHIBIT B, SAMPLE OPTION LETTER State Agency Department of Transportation Option Letter Number ZOPTLETNUM Local Agency ZVENDORNAME Agreement Routing Number ZSMARTNO Agreement Maximum Amount Initial term State Fiscal Year ZFYY_1 Extension terms State Fiscal Year ZFYY_2 State Fiscal Year ZFYY_3 State Fiscal Year ZFYY_4 State Fiscal Year ZFYY_5 Total for all state fiscal years $ ZFYA_1 $ ZFYA_2 $ ZFYA_3 $ ZFYA_4 $ ZFYA_5 $ ZPERSVC_MAX_ AMOUNT Agreement Effective Date The later of the effective date or ZSTARTDATEX Current Agreement Expiration Date ZTERMDATEX 1. OPTIONS: A. Option to extend for an Extension Term B. Option to unilaterally authorize the Local Agency to begin a phase which may include Design, Construction, Environmental, Utilities, ROW incidentals or Miscellaneous ONLY (does not apply to Acquisition/Relocation or Railroads) and to update encumbrance amounts (a new Exhibit C must be attached with the option letter and shall be labeled C-1, future changes for this option shall be labeled as follows: C-2, C-3, C-4, etc.). C. Option to unilaterally transfer funds from one phase to another phase (a new Exhibit C must be attached with the option letter and shall be labeled C-1, future changes for this option shall be labeled as follows: C-2, C-3, C- 4, etc.). D. Option to unilaterally do both A and B (a new Exhibit C must be attached with the option letter and shall be labeled C-1, future changes for this option shall be labeled as follows: C-2, C-3, C-4, etc.). E. Option to update a Phase Performance Period and/or Modify OMB Uniform Guidance Information. 2. REQUIRED PROVISIONS: Option A In accordance with Section 2, C of the Original Agreement reference d above, the State hereby exercises its option for an additional term, beginning on (insert date) and ending on the current contract expiration date shown above, under the same funding provisions stated in the Original Contract Exhibit C, as amended. Option B In accordance with Section 7, E of the Original Agreement referenced above, the State hereby excerises its option to authorize the Local Agency to begin a phase that will include (describe which phase will be added and include all that apply – Design, Construction, Environmental, Utilities, ROW incidentals or Miscellaneous) and to encumber previously budgeted funds for the phase based upon changes in funding availability and authorization. The encumbrance for (Design, Construction, Environmental, Utilities, ROW incidentals or Miscellaneous)is (insert dollars here). A new Exhibit C-1 is made part of the original Agreement and replaces Exhibit C. (The following is a NOTE only, please delete when using this option. Future changes for this option for Exhibit C shall be labled as follows: C-2, C-3, C-4, etc.). Option C In accordance with Section 7, E of the Original Agreement referenced above, the State hereby excerises its option to Page 88 of 165 Exhibit B - Page 2 of 2 authorize the Local Agency to transfer funds from (describe phase from which funds will be moved) to (describe phase to which funds will be moved) based on variance in actual phase costs and original phase estimates. A new Exhibit C-1 is made part of the original Agreement and replaces Exhibit C. Option D In accordance with Section 7, E of the Original Agreement referenced above, the State hereby excerises its option to authorize the Local Agency to begin a phase that will include (describe which phase will be added and include all that apply – Design, Construction, Environmental, Utilities, ROW incidentals or Miscellaneous); 2) to encumber funds for the phase based upon changes in funding availability and authorization; and 3) to transfer funds from (describe phase from which funds will be moved) to (describe phase to which funds will be moved) based on variance in actual phase costs and original phase estimates. A new Exhibit C-1 is made part of the original Agreement and replaces Exhibit C. (The following language must be included on ALL options): The Agreement Maximum Amount table on the Contract’s Signature and Cover Page is hereby deleted and replaced with the Current Agreement Maximum Amount table shown above. Option E In accordance with Section 7, E of the Original Agreement referenced above, the State hereby excerises its option to authorize the Local Agency to update a Phase Performance Period and/or Modify OMB Uniform Guidance Information. A new Exhibit C-1 is made part of the original Agreement and replaces Exhibit C. 3. OPTION EFFECTIVE DATE: The effective date of this option letter is upon approval of the State Controller or delegate. APPROVALS: State of Colorado: John W. Hickenlooper, Governor By: _____________________________________________ Date: __________________ Executive Director, Colorado Department of Transportation ALL CONTRACTS MUST BE APPROVED BY THE STATE CONTROLLER CRS §24-30-202 requires the State Controller to approve all State Contracts. This Agreement is not valid until signed and dated below by the State Controller or delegate. Contractor is n ot authorized to begin performance until such time. If the Local Agency begins performing prior thereto, the State of Colorado is not obligated to pay the Local Agency for such performance or for any goods and/or services provided hereunder. State Controller Robert Jaros, CPA, MBA, JD By: __________________________________ Date: ________________________________ Page 89 of 165 Exhibit C - Page 1 of 2 EXHIBIT C – FUNDING PROVISIONS BRO M395-017 (22124) A. Cost of Work Estimate The Local Agency has estimated the total cost the Work to be $1,739,430.00, which is to be funded as follows: 1. BUDGETED FUNDS a. Federal Funds (80.00% of Participating Costs) $1,391,544.00 b. Local Agency Matching Funds (20.00% of Participating Costs) $347,886.00 TOTAL BUDGETED FUNDS $1,739,430.00 2. OMB UNIFORM GUIDANCE a. Federal Award Identification Number (FAIN): TBD b. Federal Award Date (also Phase Performance Start Date): See Below c. Amount of Federal Funds Obligated by this Action: $0.00 d. Total Amount of Federal Award: $1,391,544.00 e. Name of Federal Awarding Agency: FHWA f. FDA # Highway Planning and Construction CFDA 20.205 g. Is the Award for R&D? No h. Indirect Cost Rate (if applicable) N/A 3. ESTIMATED PAYMENT TO LOCAL AGENCY a. Federal Funds Budgeted $1,391,544.00 b. Less Estimated Federal Share of CDOT-Incurred Costs $0.00 TOTAL ESTIMATED PAYMENT TO LOCAL AGENCY $1,391,544.00 4. FOR CDOT ENCUMBRANCE PURPOSES a. Total Encumbrance Amount $1,739,430.00 b. Less ROW Acquisition 3111 and/or ROW Relocation 3109 $0.00 Net to be encumbered as follows: $1,739,430.00 Note: Design and Construction phase funds are currently not available. Desigh and Construction funds will become available after federal authorization and execution of an Option Letter (Exhibit B) or formal Amendment. WBS Element 22124.10.30 Performance Period Start*/End Date 12/6/2017 / 9/30/2019 Design 3020 $0.00 WBS Element 22124.20.10 Performance Period Start*/End Date TBD / TBD Const. 3301 $0.00 *The Local Agency should not begin work until all three of the following are in place: 1) Phase Performance Period Start Date; 2) the execution of the document encumbering funds for the respective phase; and 3) Local Agency receipt of the official Notice to Proceed. Any work performed before these three milestones are achieved will not be reimbursable. Page 90 of 165 Exhibit C - Page 2 of 2 B. Matching Funds The matching ratio for the federal participating funds for this Work is 80.00% federal-aid funds to 20.00% Local Agency funds, it being understood that such ratio applies only to the $1,739,430.00 that is eligible for federal participation, it being further understood that all non -participating costs are borne by the Local Agency at 100%. If the total participating cost of performance of the Work exceeds $1,739,430.00, and additional federal funds are made available for the Work, the Local Agency shall pay 20.00% of all such costs eligible for federal participation and 100% of all non-participating costs; if additional federal funds are not made available, the Local Agency shall pay all such excess costs. If the total participating cost of performance of the Work is less than $1,739,430.00, then the amounts of Local Agency and federal-aid funds will be decreased in accordance with the funding ratio described herein. The performance of the Work shall be at no cost to the State. C. Maximum Amount Payable The maximum amount payable to the Local Agency under this Agreement shall be $1,391,544.00 (for CDOT accounting purposes, the federal funds of $1,391,544.00 and the Local Agency matching funds of $347,886.00 will be encumbered for a total encumbrance of $1,739,430.00), unless such amount is increased by an appropriate written modification to this Agreement executed before any increased cost is incurred. It is understood and agreed by the parties hereto that the total cost of the Work stated hereinbefore is the best estimate available, based on the design data as approved at the time of execution of this Agreement, and that such cost is subject to revisions (in accord with the procedure in the previous sentence) agreeable to the parties prior to bid and award. The maximum amount payable shall be reduced witho ut amendment when the actual amount of the Local Agency’s awarded contract is less than the budgeted total of the federal participating funds and the Local Agency matching funds. The maximum amount payable shall be reduced through the execution of an Option Letter as described in Section 7. E. of this contract. D. Single Audit Act Amendment All state and local government and non-profit organizations receiving more than $750,000 from all funding sources defined as federal financial assistance for Single Au dit Act Amendment purposes shall comply with the audit requirements of 2 CFR part 200, subpart F (Audit Requirements) see also, 49 C.F.R. 18.20 through 18.26. The Single Audit Act Amendment requirements applicable to the Local Agency receiving federal funds are as follows: i. Expenditure less than $750,000 If the Local Agency expends less than $750,000 in Federal funds (all federal sources, not just Highway funds) in its fiscal year then this requirement does not apply. ii. Expenditure of $750,000 or more-Highway Funds Only If the Local Agency expends $750,000 or more, in Federal funds, but only received federal Highway funds (Catalog of Federal Domestic Assistance, CFDA 20.205) then a program specific audit shall be performed. This audit will examine the “financ ial” procedures and processes for this program area. iii. Expenditure of $750,000 or more-Multiple Funding Sources If the Local Agency expends $750,000 or more in Federal funds, and the Federal funds are from multiple sources (FTA, HUD, NPS, etc.) then the Single Audit Act applies, which is an audit on the entire organization/entity. iv. Independent CPA Single Audit shall only be conducted by an independent CPA, not by an auditor on staff. An audit is an allowable direct or indirect cost. Page 91 of 165 EXHIBIT D, LOCAL AGENCY RESOLUTION Page 92 of 165 Exhibit E – Page 1 of 5 EXHIBIT E, LOCAL AGENCY CONTRACT ADMINISTRATION CHECKLIST Page 93 of 165 Exhibit E – Page 2 of 5 Page 94 of 165 Exhibit E – Page 3 of 5 Page 95 of 165 Exhibit E – Page 4 of 5 Page 96 of 165 Exhibit E – Page 5 of 5 Page 97 of 165 Exhibit F - Page 1 of 1 EXHIBIT F, CERTIFICATION FOR FEDERAL-AID CONTRACTS The Local Agency certifies, by signing this Agreement, to the best of its knowledge and belief, that: No Federal appropriated funds have been paid or will be paid, by or on behalf of the undersigned, to any person for influencing or attempting to influence an officer or employee of any Federal agency, a Member of Congress, an officer or employee of Congress, or an employee of a Member of Congress in connection with the awarding of any Federal loan, the entering into of any cooperative agreement, and the extension, continuation, renewal, amendment, or modification of any Federal contract, Agreement, loan, or cooperative agreement . If any funds other than Federal appropriated funds have been paid or will be paid to any person for influencing or attempting to influence an officer of Congress, or an employee of a Member of Congress in connection with this Federal contract, Agreement, loan, or cooperative agreement, the undersigned shall complete and submit Standard Form-LLL, "Disclosure Form to Report Lobbying," in accordance with its instructions. This certification is a material representation of fact upon which reliance was placed when this transaction was made or entered into. Submission of this certification is a prerequisite for making or entering into this transaction imposed by Section 1352, Title 31, U.S. Code. Any person who fails to file the required certification shall be s ubject to a civil penalty of not less than $10,000 and not more than $100,000 for each such failure. The prospective participant also agree by submitting his or her bid or proposal that he or she shall require that the language of this certification be included in all lower tier subcontracts, which exceed $100,000 and that all such sub - recipients shall certify and disclose accordingly. Page 98 of 165 Exhibit G - Page 1 of 1 EXHIBIT G [INTENTIONALLY OMITTED] SEE SECTION 23 IN BODY OF AGREEMENT Page 99 of 165 Exhibit H - Page 1 of 2 EXHIBIT H, LOCAL AGENCY PROCEDURES FOR CONSULTANT SERVICES Title 23 Code of Federal Regulations (CFR) 172 applies to a federally funded Local Agency project agreement administered by CDOT that involves professional consultant services. 23 CFR 172.1 states “The policies and procedures involve federally funded contracts for engineering and design related services for projects subject to the provisions of 23 U.S.C. 112(a) and are issued to ensure that a qualified consultant is obtained through an equitable selection process, that prescribed work is properly accomplished in a timely manner, and at fair and reasonable cost” and according to 23 CFR 172.5 “Price shall not be used as a factor in the analysis and selection phase.” Therefore, local agencies must comply with these CFR requirements when obtaining professional consultant services under a federally funded consultant contract administered by CDOT. CDOT has formulated its procedures in Procedural Directive (P.D.) 400.1 and the related operations guidebook titled "Obtaining Professional Consultant Services". This directive and guidebook incorp orate requirements from both Federal and State regulations, i.e., 23 CFR 172 and CRS §24-30-1401 et seq. Copies of the directive and the guidebook may be obtained upon request from CDOT's Agreements and Consultant Management Unit. [Local agencies should have their own written procedures on file for each method of procurement that addresses the items in 23 CFR 172]. Because the procedures and laws described in the Procedural Directive and the guidebook are quite lengthy, the subsequent steps serve as a short-hand guide to CDOT procedures that a Local Agency must follow in obtaining professional consultant services. This guidance follows the format of 23 CFR 172. The steps are: 1. The contracting Local Agency shall document the need for obtaining professional services. 2. Prior to solicitation for consultant services, the contracting Local Agency shall develop a detailed scope of work and a list of evaluation factors and their relative importance. The evaluation factors are those identified in C.R.S. 24-30-1403. Also, a detailed cost estimate should be prepared for use during negotiations. 3. The contracting agency must advertise for contracts in conformity with the requirements of C.R.S. 24 -30- 1405. The public notice period, when such notice is required, is a minimum of 15 days prior to the selection of the three most qualified firms and the advertising should be done in one or more daily newspapers of general circulation. 4. The Local Agency shall not advertise any federal aid contract without prior review by the CDOT Regional Civil Rights Office (RCRO) to determine whether the contract shall be subject to a DBE contract goal. If the RCRO determines a goal is necessary, then the Local Agency shall include the goal and the applicable provisions within the advertisement. The Local Agency shall not award a contract to any Contractor or Consultant without the confirmation by the CDOT Civil Rights and Business Resource Center that the Contractor or Consultant has demonstrated good faith efforts. The Local Agency shall work with the CDOT RCRO to ensure compliance with the established terms during the performance of the contract. 5. The Local Agency shall require that all contractors pay subcontractors for satisfactory performance of work no later than 30 days after the receipt of payment for that work from the contractor. For construction projects, this tiem period shall be reduced to seven days in accordance with Colorado Revised Statute 24 -91-103(2). If the Local Agency withholds retainage from contractors and/or allows contractors to withhold retainage fr om subcontractors, such retainage provisions must comply with 49 CFR 26.29. 6. Payments to all Subconsultants shall be made within thirty days of receipt of payment from [the Local Agency] or no later than ninety days from the date of the submission of a complete invoice from the Subconsultant, whichever occurs first. If the Consultant has good cause to dispute an amount invoiced by a Subconsultant, the Consultant shall notify [the Local Agency] no later than the required date for payment. Such notification shall include the amount disputed and justification for the withholding. The Consultant shall maintain records of payment that show amounts paid to all Subconsultants. Good cause does not include the Consultant’s failure to submit an invoice to the Local Agency or to deposit payments made. 7. The analysis and selection of the consultants shall be done in accordance with CRS §24 -30-1403. This section of the regulation identifies the criteria to be used in the evaluation of CDOT pre-qualified prime consultants and their team. It also shows which criteria are used to short-list and to make a final selection. The short-list is based on the following evaluation factors: a. Qualifications, Page 100 of 165 Exhibit H - Page 2 of 2 b. Approach to the Work, c. Ability to furnish professional services. d. Anticipated design concepts, and e. Alternative methods of approach for furnishing the professional services. Evaluation factors for final selection are the consultant's: a. Abilities of their personnel, b. Past performance, c. Willingness to meet the time and budget requirement, d. Location, e. Current and projected work load, f. Volume of previously awarded contracts, and g. Involvement of minority consultants. 8. Once a consultant is selected, the Local Agency enters into negotiations with the consultant to obtain a fair and reasonable price for the anticipated work. Pre -negotiation audits are prepared for contracts expected to be greater than $50,000. Federal reimbursements for costs are limited to those costs allowable under the cost principles of 48 CFR 31. Fixed fees (profit) are determined with consideration given to size, complexity, duration, and degree of risk involved in the work. Profit is in the range of six to 15 percent of the total di rect and indirect costs. 9. A qualified Local Agency employee shall be responsible and in charge of the Work to ensure that the work being pursued is complete, accurate, and consistent with the terms, conditions, and specifications of the contract. At the end of Work, the Local Agency prepares a performance evaluation (a CDOT form is available) on the consultant. CRS §§24-30-1401 THROUGH 24-30-1408, 23 CFR PART 172, AND P.D. 400.1, PROVIDE ADDITIONAL DETAILS FOR COMPLYING WITH THE PRECEEDING EIGHT (8) STEPS. Page 101 of 165 Exhibit I - Page 1 of 12 EXHIBIT I, FEDERAL-AID CONTRACT PROVISIONS FOR CONSTRUCTION CONTRACTS Page 102 of 165 Exhibit I - Page 2 of 12 Page 103 of 165 Exhibit I - Page 3 of 12 Page 104 of 165 Exhibit I - Page 4 of 12 Page 105 of 165 Exhibit I - Page 5 of 12 Page 106 of 165 Exhibit I - Page 6 of 12 Page 107 of 165 Exhibit I - Page 7 of 12 Page 108 of 165 Exhibit I - Page 8 of 12 Page 109 of 165 Exhibit I - Page 9 of 12 Page 110 of 165 Exhibit I - Page 10 of 12 Page 111 of 165 Exhibit I - Page 11 of 12 Page 112 of 165 Exhibit I - Page 12 of 12 Page 113 of 165 Exhibit J - Page 1 of 11 EXHIBIT J, ADDITIONAL FEDERAL REQUIREMENTS Federal laws and regulations that may be applicable to the Work include: Executive Order 11246 Executive Order 11246 of September 24, 1965 entitled "Equal Employment Opportunity," as amended by Executive Order 11375 of October 13, 1967 and as supplemented in Department of Labor regulations (41 CFR Chapter 60) (All construction contracts awarded in excess of $10,000 by the Local Agencys and their contractors or the Local Agencys). Copeland "Anti-Kickback" Act The Copeland "Anti-Kickback" Act (18 U.S.C. 874) as supplemented in Department of Labor regulations (29 CFR Part 3) (All contracts and sub-Agreements for construction or repair). Davis-Bacon Act The Davis-Bacon Act (40 U.S.C. 276a to a-7) as supplemented by Department of Labor regulations (29 CFR Part 5) (Construction contracts in excess of $2,000 awarded by the Local Agencys and the Local Agencys when required by Federal Agreement program legislation. This act requires that all laborers and mechanics employed by contractors or sub-contractors to work on construction projects financed by federal assistance must be paid wages not less than those established for the locality of the project by the Secretary of Labor). Contract Work Hours and Safety Standards Act Sections 103 and 107 of the Contract Work Hours and Safety Standards Act (40 U.S.C. 327 -330) as supplemented by Department of Labor regulations (29 CFR Part 5). (Construction contracts awarded by the Local Agency’s in excess of $2,000, and in excess of $2,500 for other contracts which involve the employment of mechanics or laborers). Clear Air Act Standards, orders, or requirements issued under section 306 of the Clear Air Act (42 U.S.C. 1857(h), section 508 of the Clean Water Act (33 U.S.C. 1368). Executive Order 11738, and Environmental Protection Agency regulations (40 CFR Part 15) (contracts, subcontracts, and sub -Agreements of amounts in excess of $100,000). Energy Policy and Conservation Act Mandatory standards and policies relating to energy efficiency which are contained in the state energy conservation plan issued in compliance with the Energy Policy and Conservation Act (Pub. L. 94 -163). OMB Circulars Office of Management and Budget Circulars A-87, A-21 or A-122, and A-102 or A-110, whichever is applicable. Hatch Act The Hatch Act (5 USC 1501-1508) and Public Law 95-454 Section 4728. These statutes state that federal funds cannot be used for partisan political purposes of any kind by any person or organization involved in the administration of federally-assisted programs. Nondiscrimination The Local Agency shall not exclude from participation in, deny the benefits of, or subject to discrimination any person in the United States on the ground of race, color national origin, sex, age or disability. Prior to the receipt of any Federal financial assistance from CDOT, the Local Agency shall execute the attached Standard DOT Title VI assurance. As appropriate, the Local Agency shall include Appendix A, B, or C to the Standard DOT Title VI assurance in any contract utilizing federal funds, land or other aid. The Local Agency shall also include the following in all contract advertisements: The [Local Agency], in accordance with the provisions of Title VI of the Civil Rights Act of 1964 (79 Stat. 252, 42 US.C. §§ 2000d to 2000d-4) and the Regulations, hereby notifies all bidders that it will affirmatively ensure that any contract entered into pursuant to this advertisement, DBEs will be afforded full and fair opportunity to submit bids in response to this invitation and will not be discriminated against on the grouds of race, color, or national origin in consideration for any award. Page 114 of 165 Exhibit J - Page 2 of 11 ADA In any contract utilizing federal funds, land, or other federal aid, the Local Agency shall require the federal- aid recipient or contractor to provide a statement of written assurance that they will comply with Section 504 and not discriminate on the basis of disability. Uniform Relocation Assistance and Real Property Acquisition Policies Act The Uniform Relocation Assistance and Real Property Acquisition Policies Act, as amended (Public Law 91-646, as amended and Public Law 100-17, 101 Stat. 246-256). (If the contractor is acquiring real property and displacing households or businesses in the performance of the Agreement). Drug-Free Workplace Act The Drug-Free Workplace Act (Public Law 100-690 Title V, subtitle D, 41 USC 701 et seq.). Age Discrimination Act of 1975 The Age Discrimination Act of 1975, 42 U.S.C. Sections 6101 et. seq. and its implementing regulation, 45 C.F.R. Part 91; Section 504 of the Rehabilitation Act of 1973, 29 U.S.C. 794, as amended, and implementing regulation 45 C.F.R. Part 84. 23 C.F.R. Part 172 23 C.F.R. Part 172, concerning "Administration of Engineering and Design Related Contracts". 23 C.F.R Part 633 23 C.F.R Part 633, concerning "Required Contract Provisions for Federal-Aid Construction Contracts". 23 C.F.R. Part 635 23 C.F.R. Part 635, concerning "Construction and Maintenance Provisions". Title VI of the Civil Rights Act of 1964 and 162(a) of the Federal Aid Highway Act of 1973 Title VI of the Civil Rights Act of 1964 and 162(a) of the Federal Aid Highway Act of 1973. The requirements for which are shown in the Nondiscrimination Provisions, which are attached hereto and made a part hereof. Nondiscrimination Provisions: In compliance with Title VI of the Civil Rights Act of 1964 and with Section 162(a) of the Federal Aid Highway Act of 1973, the Contractor, for itself, its assignees and successors in interest, agree as follows: i. Compliance with Regulations The Contractor will comply with the Regulations of the Department of Transportation relative to nondiscrimination in Federally assisted programs of the Department of Transportation (Title 49, Code of Federal Regulations, Part 21, hereinafter referred to as the "Regulations"), which are herein incorporated by reference and made a part of this Agreement. ii. Nondiscrimination The Contractor, with regard to the wo rk performed by it after award and prior to completion of the contract work, will not discriminate on the ground of race, color, sex, mental or physical handicap or national origin in the selection and retention of Subcontractors, including procurement of materials and leases of equipment. The Contractor will not participate either directly or indirectly in the discrimination prohibited by Section 21.5 of the Regulations, including employment practices when the contract covers a program set forth in Appendi x C of the Regulations. iii. Solicitations for Subcontracts, Including Procurement of Materials and Equipment In all solicitations either by competitive bidding or negotiation made by the Contractor for work to be performed under a subcontract, including procurement of materials or equipment, each potential Subcontractor or supplier shall be notified by the Contractor of the Contractor's obligations under this Agreement and the Regulations relative to nondiscrimination on the ground of race, color, sex, mental or physical handicap or national origin. iv. Information and Reports The Contractor will provide all information and reports required by the Regulations, or orders and instructions issued pursuant thereto and will permit access to its books, records, accounts, other sources of information and its facilities as may be determined by the State or the FHWA to be pertinent to ascertain compliance with such Regulations, orders and instructions. Where any information required of the Contractor is in the exclusive possession of another who fails or refuses to furnish this information, the Contractor shall so certify to the State, or the FHWA as appropriate and shall set forth what efforts have been made to obtain the information. Page 115 of 165 Exhibit J - Page 3 of 11 v. Sanctions for Noncompliance In the event of the Contractor's noncompliance with the nondiscrimination provisions of this Agreement, the State shall impose such contract sanctions as it or the FHWA may determine to be appropriate, including, but not limited to: a. Withholding of payments to the Contractor under the contract until the Contractor complies, and/or b. Cancellation, termination or suspension of the contract, in whole or in part. Incorporation of Provisions §22 The Contractor will include the provisions of this Exhibit J in every subcontract, including procurement of materials and leases of equipment, unless exempt by the Regulations, orders, or instructions issued pursuant thereto. The Contractor will take such action with respect to any subcontract or procurement as the State or the FHWA may direct as a means of enforcing such provisions including sanctions for noncompliance; provided, however, that, in the event the Contractor becomes involved in, or is threatened with, litigation with a Subcontractor or supplier as a result of such direction, the Contractor may request the State to enter into such litigation to protect the interest of the State and in addition, the Contractor may request the FHWA to enter into such litigation to protect the interests of the United States. THE REMAINDER OF THIS PAGE INTENTIONALLY LEFT BLANK Page 116 of 165 Exhibit J - Page 4 of 11 SAMPLE The United States Department of Transportation (USDOT) Standard Title VI/Non -Discrimination Assurances for Local Agencies DOT Order No. 1050.2A The [Local Agency] (herein referred to as the "Recipient"), HEREBY AGREES THAT, as a condition to receiving any Federal financial assistance from the U.S. Department of Transportation (DOT), through the Colorado Department of Transportation and the Federal Highway Administration (FHWA), Federal Transit Administr ation (FTA), and Federal Aviation Administration (FAA), is subject to and will comply with the following: Statutory/Regulatory Authorities  Title VI of the Civil Rights Act of 1964 (42 U.S.C. § 2000d et seq., 78 stat. 252), (prohibits discrimination on the basis of race, color, national origin);  49 C.F.R. Part 21 (entitled Non-discrimination In Federally-Assisted Programs Of The Department Of Transportation-Effectuation Of Title VI Of The Civil Rights Act Of 1964);  28 C.F.R. section 50.3 (U.S. Department of Justice Guidelines for Enforcement of Title VI of the Civil Rights Act of 1964); The preceding statutory and regulatory cites hereinafter are referred to as the "Acts" and "Regulations," respectively. General Assurances In accordance with the Acts, the Regulations, and other pertinent directives, circulars, policy, memoranda, and/or guidance, the Recipient hereby gives assurance that it will promptly take any measures necessary to ensure that: "No person in the United States shall, on the grounds of race, color, or national origin, be excluded from participation in, be denied the benefits of, or be otherwise subjected to discrimination under any program or activity, "for which the Recipient receives Federal financial assistance from DOT, including the FHWA, FTA, or FAA. The Civil Rights Restoration Act of 1987 clarified the original intent of Congress, with respect to Title VI and other Non-discrimination requirements (The Age Discrimination Act of 1975, and Section 504 of the Rehabilitation Act of 1973), by restoring the broad, institutional-wide scope and coverage of these non- discrimination statutes and requirements to include all programs and activities of the Recipient, so long as any portion of the program is Federally assisted. Specific Assurances More specifically, and without limiting the above general Assurance, the Recipient agrees with and gives the following Assurances with respect to its Federally assisted FHWA, FTA, and FAA assisted programs: 1. The Recipient agrees that each "activity," "facility," or "program," as defined in §§ 21.23(b) and 21.23(e) of 49 C.F.R. § 21 will be (with regard to an "activity") facilitated, or will be (with regard to a "facility") operated, or will be (with regard to a "program") conducted in compliance with all requirements imposed by, or pursuant to the Acts and the Regulations. 2. The Recipient will insert the following notification in all solicitations for bids, Requests For Proposals for work, or material subject to the Acts and the Regulations made in connection with all FHWA, FTA and FAA programs and, in adapted form, in all proposals for negotiated agreements regardless of funding source: 3. "The [Local Agency] in accordance with the provisions of Title VI of the Civil Rights Act of 1964 (78 Stat. 252, 42 US.C. §§ 2000d to 2000d-4) and the Regulations, hereby notifies all bidders that it will affirmatively ensure that any contract entered into pursuant to this advertisement, disadvantaged business enterprises will be afforded full and fair opportunity Page 117 of 165 Exhibit J - Page 5 of 11 4. to submit bids in response to this invitation and will not be discriminated against on the grounds of race, color, or national origin in consideration for an award." 5. The Recipient will insert the clauses of Appendix A and E of this Assurance in every contract or agreement subject to the Acts and the Regulations. 6. The Recipient will insert the clauses of Appendix B of this Assurance, as a covenant running with the land, in any deed from the United States effecting or recording a transfer of real property, structures , use, or improvements thereon or interest therein to a Recipient. 7. That where the Recipient receives Federal financial assistance to construct a facility, or part of a facility, the Assurance will extend to the entire facility and facilities operated in c onnection therewith. 8. That where the Recipient receives Federal financial assistance in the form, or for the acquisition of real property or an interest in real property, the Assurance will extend to rights to space on, over, or under such property. 9. That the Recipient will include the clauses set forth in Appendix C and Appendix D of this Assurance, as a covenant running with the land, in any future deeds, leases, licenses, permits, or similar instruments entered into by the Recipient with other parties: a. for the subsequent transfer of real property acquired or improved under the applicable activity, project, or program; and b. for the construction or use of, or access to, space on, over, or under real property acquired or improved under the applicable activity, project, or program. 10. That this Assurance obligates the Recipient for the period during which Federal financial assistance is extended to the program, except where the Federal financial assistance is to provide, or is in the form of, personal property, or real property, or interest therein, or structures or improvements thereon, in which case the Assurance obligates the Recipient, or any transferee for the longer of the following periods: a. the period during which the property is used for a purpose for which the Federal financial assistance is extended, or for another purpose involving the provision of similar services or benefits; or b. the period during which the Recipient retains ownership or possession of the property. 11. The Recipient will provide for such methods of administration for the program as are found by the Secretary of Transportation or the official to whom he/she delegates specific authority to give reasonable guarantee that it, other recipients, sub-recipients, sub-grantees, contractors, subcontractors, consultants, transferees, successors in interest, and other participants of Federal financial assistance under such program will comply with all requirements imposed or pursuant to the Acts, the Regulations, and this Assurance. 12. The Recipient agrees that the United States has a right to seek judicial enforcement with regard to any matter arising under the Acts, the Regulations, and this Assurance. By signing this ASSURANCE, the [Local Agency] also agrees to comply (and require any sub-recipients, sub- grantees, contractors, successors, transferees, and/or assignees to comply) with all applicable provisions governing the FHWA, FTA, and FAA’s access to records, accounts, documents, information, facilities, and staff. You also recognize that you must comply with any program or compliance reviews, and/or complaint investigations conducted by CDOT, FHWA, FTA, or FAA. You must keep records, reports, and submit the material for review Page 118 of 165 Exhibit J - Page 6 of 11 upon request to CDOT, FHWA, FTA, or FAA, or its designee in a timely, complete, and accurate way. Additionally, you must comply with all other reporting, data collection, and evaluation requirements, as prescribed by law or detailed in program guidance. [Local Agency] gives this ASSURANCE in consideration of and for obtaining any Federal grants, loans, contracts, agreements, property, and/or discounts, or other Federal-aid and Federal financial assistance extended after the date hereof to the recipients by the U.S. Department of Transportation under the FHWA, FTA, and FAA. Th is ASSURANCE is binding on [Local Agency], other recipients, sub-recipients, sub-grantees, contractors, subcontractors and their subcontractors', transferees, successors in interest, and any other participants in the FHWA, FTA, and FAA funded programs. The person(s) signing below is authorized to sign this ASSURANCE on behalf of the Recipient. _____________________________________ (Name of Recipient) by ___________________________________ (Signature of Authorized Official) DATED________________________________ Page 119 of 165 Exhibit J - Page 7 of 11 APPENDIX A During the performance of this contract, the contractor, for itself, its assignees, and successors in interest (hereinafter referred to as the "contractor") agrees as follows: 1. Compliance with Regulations: The contractor (hereinafter includes consultants) will comply with the Acts and the Regulations relative to Non-discrimination in Federally-assisted programs of the U.S. Department of Transportation, FHWA, as they may be amended from time to time, which are herein incorporated by reference and made a part of this contract. 2. Non-discrimination: The contractor, with regard to the work performed by it during the contract, will not discriminate on the grounds of race, color, or national origin in the selection and retention of subcontractors, including procurements of materials and leases of equipment. The contractor will not participate directly or indirectly in the discrimination prohibited by the Acts and the Regulations, including employment practices when the contract covers any activity, project, or program set forth in Appendix B of 49 CFR Part 21. 3. Solicitations for Subcontracts, Including Procurements of Materials and Equipment : In all solicitations, either by competitive bidding, or negotiation made by the contractor for work to be performed under a subcontract, including procurements of materials, or leases of equipment, each potential subcontractor or supplier will be notified by the contractor of the contractor's obligations under this contract and the Acts and the Regulations relative to Non-discrimination on the grounds of race, color, or national origin. 4. Information and Reports: The contractor will provide all information and reports required by the Acts, the Regulations, and directives issued pursuant thereto and will per mit access to its books, records, accounts, other sources of information, and its facilities as may be determined by the [Local Agency], CDOT or FHWA to be pertinent to ascertain compliance with such Acts, Regulations, and instructions. Where any information required of a contractor is in the exclusive possession of another who fails or refuses to furnish the information, the contractor will so certify to the [Local Agency], CDOT or FHWA, as appropriate, and will set forth what efforts it has made to obtain the information. 5. Sanctions for Noncompliance: In the event of a contractor's noncompliance with the Non- discrimination provisions of this contract, the [Local Agency] will impose such contract sanctions as it, CDOT or FHWA may determine to be appropriate, including, but not limited to: a. withholding payments to the contractor under the contract until the contractor complies; and/or b. cancelling, terminating, or suspending a contract, in whole or in part. 6. Incorporation of Provisions: The contractor will include the provisions of paragraphs one through six in every subcontract, including procurements of materials and leases of equipment, unless exempt by the Acts, the Regulations and directives issued pursuant thereto. The contractor will take action with re spect to any subcontract or procurement as the Recipient or the [Local Agency], CDOT or FHWA may direct as a means of enforcing such provisions including sanctions for noncompliance. Provided, that if the contractor becomes involved in, or is threatened with litigation by a subcontractor, or supplier because of such direction, the contractor may request the Recipient to enter into any litigation to protect the interests of the Recipient. In addition, the contractor may request the United States to enter int o the litigation to protect the interests of the United States. Page 120 of 165 Exhibit J - Page 8 of 11 APPENDIX B CLAUSES FOR DEEDS TRANSFERRING UNITED STATES PROPERTY The following clauses will be included in deeds effecting or recording the transfer of real property, structures, or improvements thereon, or granting interest therein from the United States pursuant to the provisions of Assurance 4: NOW, THEREFORE, the U.S. Department of Transportation as authorized by law and upon the condition that the [Local Agency] will accept title to the lands and maintain the project constructed thereon in accordance with (Name of Appropriate Legislative Authority), the Regulations for the Administration of (Name of Appropriate Program), and the policies and procedures prescribed by the FHWA of the U.S. Department of Transportation in accordance and in compliance with all requirements imposed by Title 49, Code of Federal Regulations, U.S. Department of Transportation, Subtitle A, Office of the Secretary, Part 21, Non-discrimination in Federally-assisted programs of the U.S Department of Transportation pertaining to and effectuating the provisions of Title VI of the Civil Rights Act of 1964 (78 Stat. 252; 42 U.S.C. § 2000d to 2000d-4), does hereby remise, release, quitclaim and convey unto the [Local Agency] all the right, title and interest of the U.S. Department of Transportation in and to said lands described in Exhibit A attached hereto and made a part hereof. (HABENDUM CLAUSE) TO HAVE AND TO HOLD said lands and interests therein unto [Local Agency] and its successors forever, subject, however, to the covenants, conditions, restrictions and reservations herein contained as follows, which will remain in effect for the period during which the real property or structures are used for a purpose for which Fe deral financial assistance is extended or for another purpose involving the provision of similar services or benefits and will be binding on the [Local Agency] its successors and assigns. The [Local Agency], in consideration of the conveyance of said lands and interests in lands, does hereby covenant and agree as a covenant running with the land for itself, its successors and assigns, that (1) no person will on the grounds of race, color, or national origin, be excluded from participation in, be denied th e benefits of, or be otherwise subjected to discrimination with regard to any facility located wholly or in part on, over, or under such lands hereby conveyed [,] [and]* (2) that the [Local Agency] will use the lands and interests in lands and interests in lands so conveyed, in compliance with all requirements imposed by or pursuant to Title 49, Code of Federal Regulations, U.S. Department of Transportation, Subtitle A, Office of the Secretary, Part 21, Non-discrimination in Federally-assisted programs of the U.S. Department of Transportation, Effectuation of Title VI of the Civil Rights Act of 1964, and as said Regulations and Acts may be amended [, and (3) that in the event of breach of any of the above-mentioned non-discrimination conditions, the Department will have a right to enter or re-enter said lands and facilities on said land, and that above described land and facilities will thereon revert to and vest in and become the absolute property of the U.S. Department of Transportation and its assigns as such interest existed prior to this instruction].* (*Reverter clause and related language to be used only when it is determined that such a clause is necessary in order Page 121 of 165 Exhibit J - Page 9 of 11 APPENDIX C CLAUSES FOR TRANSFER OF REAL PROPERTY ACQUIRED OR IMPROVED UNDER THE ACTIVITY, FACILITY, OR PROGRAM The following clauses will be included in deeds, licenses, leases, permits, or similar instruments entered into by the [Local Agency] pursuant to the provisions of Assurance 7(a): A. The (grantee, lessee, permittee, etc. as appropriate) for himself/herself, his/her heirs, personal representatives, successors in interest, and assigns, as a part of the consideration hereof, does hereby covenant and agree [in the case of deeds and leases add "as a covenant running with the land"] that: 1. In the event facilities are constructed, maintained, or otherwise operated on the property described in this (deed, license, lease, permit, etc.) for a purpose for which a U.S. Department of Transportation activity, facility, or program is extended or for another purpose involving the provision of similar services or benefits, the (grantee, licensee, lessee, permittee, etc.) will maintain and operate such facilities and services in compliance with all requirements imposed by the Acts and Regulations (as may be amended) such that no person on the grounds of race, color, or national origin, will be excluded from participation in, denied the benefits of, or be otherwise subjected to discrimination in the use of said facilities. B. With respect to licenses, leases, permits, etc., in the event of breach of any of the above Non-discrimination covenants, [Local Agency] will have the right to terminate the (lease, license, permit, etc.) and to enter, re -enter, and repossess said lands and facilities thereon, and hold the same as if the (lease, license, permit, etc.) had never been made or issued.* C. With respect to a deed, in the event of breach of any of the above Non-discrimination covenants, the [Local Agency] will have the right to enter or re-enter the lands and facilities thereon, and the above described lands and facilities will there upon revert to and vest in and become the absolute property of the [Local Agency] and its assigns.* (*Reverter clause and related language to be used only when it is determined that such a clause is necessary to make clear the purpose of Title VI.) Page 122 of 165 Exhibit J - Page 10 of 11 APPENDIX D CLAUSES FOR CONSTRUCTION/USE/ACCESS TO REAL PROPERTY ACQUIRED UNDER THE ACTIVITY, FACILITY OR PROGRAM The following clauses will be included in deeds, licenses, permits, or similar instruments/agreements entered into by [Local Agency] pursuant to the provisions of Assurance 7(b): A. The (grantee, licensee, permittee, etc., as appropriate) for himself/herself, his/her heirs, personal representatives, successors in interest, and assigns, as a part of the consideration hereof, does hereby covenant and agree (in the case of deeds and leases add, "as a covenant running with the land") that (1) no person on the ground of race, color, or national origin, will be excluded from participation in, denied the benefits of, or be otherwise subjected to discrimination in the use of said facilities, (2) that in the construction of any improvements on, over, or under such land, and the furnishing of services thereon, no person on the ground o f race, color, or national origin, will be excluded from participation in, denied the benefits of, or otherwise be subjected to discrimination, (3) that the (grantee, licensee, lessee, permittee, etc.) will use the premises in compliance with all other req uirements imposed by or pursuant to the Acts and Regulations, as amended, set forth in this Assurance. B. With respect to (licenses, leases, permits, etc.), in the event of breach of any of the above Non- discrimination covenants, [Local Agency] will have the right to terminate the (license, permit, etc., as appropriate) and to enter or re-enter and repossess said land and the facilities thereon, and hold the same as if said (license, permit, etc., as appropriate) had never been made or issued.* C. With respect to deeds, in the event of breach of any of the above Non-discrimination covenants, [Local Agency] will there upon revert to and vest in and become the absolute property of [Local Agency] of Transportation and its assigns.* (*Reverter clause and related language to be used only when it is determined that such a clause is necessary to make clear the purpose of Title VI.) Page 123 of 165 Exhibit J - Page 11 of 11 APPENDIX E During the performance of this contract, the contractor, for itself, its assignees, and successors in interest (hereinafter referred to as the "contractor") agrees to comply with the following non -discrimination statutes and authorities; including but not limited to: Pertinent Non-Discrimination Authorities:  Title VI of the Civil Rights Act of 1964 (42 U.S.C. § 2000d et seq., 78 stat. 252), (prohibits discrimination on the basis of race, color, national origin); and 49 CFR Part 21.  The Uniform Relocation Assistance and Real Property Acquisition Policies Act of 1970, (42 U.S.C. § 4601), (prohibits unfair treatment of persons d isplaced or whose property has been acquired because of Federal or Federal-aid programs and projects);  Federal-Aid Highway Act of 1973, (23 U.S.C. § 324 et seq.), (prohibits discrimination on the basis of sex);  Section 504 of the Rehabilitation Act of 1973, (29 U.S.C. § 794 et seq.), as amended, (prohibits discrimination on the basis of disability); and 49 CFR Part 27;  The Age Discrimination Act of 1975, as amended, (42 U.S.C. § 6101 et seq.), (prohibits discrimination on the basis of age);  Airport and Airway Improvement Act of 1982, (49 USC § 471, Section 47123), as amended, (prohibits discrimination based on race, creed, color, national origin, or sex);  The Civil Rights Restoration Act of 1987, (PL 100-209), (Broadened the scope, coverage and applicability of Title VI of the Civil Rights Act of 1964, The Age Discrimination Act of 1975 and Section 504 of the Rehabilitation Act of 1973, by expanding the definition of the terms "programs or activities" to include all of the programs or activities of the Federal-aid recipients, sub-recipients and contractors, whether such programs or activities are Federally funded or not);  Titles II and III of the Americans with Disabilities Act, which prohibit discrimination on the basis of disability in the operation of public entities, public and private transportation systems, places of public accommodation, and certain testing entities (42 U.S.C. §§ 12131 -12189) as implemented by Department of Transportation regulations at 49 C.F.R. parts 37 and 38;  The Federal Aviation Administration's Non-discrimination statute (49 U.S.C. § 47123) (prohibits discrimination on the basis of race, color, national origin, and sex);  Executive Order 12898, Federal Actions to Address Environmental Justice in Minority Populations and Low-Income Populations, which ensures discrimination against minority populations by discouraging programs, policies, and activities with disproportionately high and adverse human health or environmental effects on minority and low-income populations;  Executive Order 13166, Improving Access to Services for Persons with Limited English Proficiency, and resulting agency guidance, national origin discrimination includes discrimination because of Limited English proficiency (LEP). To ensure compliance with Title VI, you mu st take reasonable steps to ensure that LEP persons have meaningful access to your programs (70 Fed. Reg. at 74087 to 74100);  Title IX of the Education Amendments of 1972, as amended, which prohibits you from discriminating because of sex in education programs or activities (20 U.S.C. 1681 et seq). Page 124 of 165 Exhibit K - Page 1 of 4 EXHIBIT K, FFATA SUPPLEMENTAL FEDERAL PROVISIONS State of Colorado Supplemental Provisions for Federally Funded Contracts, Grants, and Purchase Orders Subject to The Federal Funding Accountability and Transparency Act of 2006 (FFATA), As Amended Revised as of 3-20-13 The contract, grant, or purchase order to which these Supplemental Provisions are attached has been funded, in whole or in part, with an Award of Federal funds. In the event of a conflict bet ween the provisions of these Supplemental Provisions, the Special Provisions, the contract or any attachments or exhibits incorporated into and made a part of the contract, the provisions of these Supplemental Provisions shall control. 1. Definitions. For the purposes of these Supplemental Provisions, the following terms shall have the meanings ascribed to them below. 1.1. “Award” means an award of Federal financial assistance that a non-Federal Entity receives or administers in the form of: 1.1.1. Grants; 1.1.2. Contracts; 1.1.3. Cooperative agreements, which do not include cooperative research and development agreements (CRDA) pursuant to the Federal Technology Transfer Act of 1986, as amended (15 U.S.C. 3710); 1.1.4. Loans; 1.1.5. Loan Guarantees; 1.1.6. Subsidies; 1.1.7. Insurance; 1.1.8. Food commodities; 1.1.9. Direct appropriations; 1.1.10. Assessed and voluntary contributions; and 1.1.11. Other financial assistance transactions that authorize the expenditure of Federal funds by non-Federal Entities. Award does not include: 1.1.12. Technical assistance, which provides services in lieu of mone y; 1.1.13. A transfer of title to Federally-owned property provided in lieu of money; even if the award is called a grant; 1.1.14. Any award classified for security purposes; or 1.1.15. Any award funded in whole or in part with Recovery funds, as defined in section 1512 of the American Recovery and Reinvestment Act (ARRA) of 2009 (Public Law 111 -5). 1.2. “Contract” means the contract to which these Supplemental Provisions are attached and includes all Award types in §1.1.1 through 1.1.11 above. 1.3. “Contractor” means the party or parties to a Contract funded, in whole or in part, with Federal financial assistance, other than the Prime Recipient, and includes grantees, subgrantees, Subrecipients, and borrowers. For purposes of Transparency Act reporting, Contractor does not include Vendors . 1.4. “Data Universal Numbering System (DUNS) Number” means the nine-digit number established and assigned by Dun and Bradstreet, Inc. to uniquely identify a business entity. Dun and Bradstreet’s website may be found at: http://fedgov.dnb.com/webform. 1.5. “Entity” means all of the following as defined at 2 CFR part 25, subpart C; 1.5.1. A governmental organization, which is a State, local government, or Indian Tribe; 1.5.2. A foreign public entity; 1.5.3. A domestic or foreign non-profit organization; Page 125 of 165 Exhibit K - Page 2 of 4 1.5.4. A domestic or foreign for-profit organization; and 1.5.5. A Federal agency, but only a Subrecipient under an Award or Subaward to a non -Federal entity. 1.6. “Executive” means an officer, managing partner or any other employee in a management position. 1.7. “Federal Award Identification Number (FAIN)” means an Award number assigned by a Federal agency to a Prime Recipient. 1.8. “FFATA” means the Federal Funding Accountability and Transparency Act of 2006 (Public Law 109 - 282), as amended by §6202 of Public Law 110 -252. FFATA, as amended, also is referred to as the “Transparency Act.” 1.9. “Prime Recipient” means a Colorado State agency or institution of higher education that receives an Award. 1.10. “Subaward” means a legal instrument pursuant to which a Prime Recipient of Award funds awards all or a portion of such funds to a Subrecipient, in exchange for the Subrecipient’s support in the performance of all or any portion of the substantive project or program for which the Award was granted. 1.11. “Subrecipient” means a non-Federal Entity (or a Federal agency under an Award or Subaward to a non - Federal Entity) receiving Federal funds through a Prime Recipient to support the performance of the Federal project or program for which the Federal funds were awarded. A Subrecipient is subj ect to the terms and conditions of the Federal Award to the Prime Recipient, including program compliance requirements. The term “Subrecipient” includes and may be referred to as Subgrantee. 1.12. “Subrecipient Parent DUNS Number” means the subrecipient parent organization’s 9-digit Data Universal Numbering System (DUNS) number that appears in the subrecipient’s System for Award Management (SAM) profile, if applicable. 1.13. “Supplemental Provisions” means these Supplemental Provisions for Federally Funded Contracts, Grants, and Purchase Orders subject to the Federal Funding Accountability and Transparency Act of 2006, As Amended, as may be revised pursuant to ongoing guidance from the relevant Federal or State of Colorado agency or institution of higher education. 1.14. “System for Award Management (SAM)” means the Federal repository into which an Entity must enter the information required under the Transparency Act, which may be found at http://www.sam.gov. 1.15. “Total Compensation” means the cash and noncash dollar value earned by an Executive during the Prime Recipient’s or Subrecipient’s preceding fiscal year and includes the following: 1.15.1. Salary and bonus; 1.15.2. Awards of stock, stock options, and stock appreciation rights, using the dollar amount recognized for financial statement reporting purposes with respect to the fiscal year in accordance with the Statement of Financial Accounting Standards No. 123 (Revised 2005) (FAS 123R), Shared Based Payments; 1.15.3. Earnings for services under non-equity incentive plans, not including group life, health, hospitalization or medical reimbursement plans that do not discriminate in favor of Executives and are available generally to all salaried employees; 1.15.4. Change in present value of defined benefit and actuarial pension plans; 1.15.5. Above-market earnings on deferred compensation which is not tax-qualified; 1.15.6. Other compensation, if the aggregate value of all such other compensation (e.g. severance, termination payments, value of life insurance paid on behalf of the employee, perquisites or property) for the Executive exceeds $10,000. 1.16. “Transparency Act” means the Federal Funding Accountability and Transparency Act of 2006 (Public Law 109-282), as amended by §6202 of Public Law 110-252. The Transparency Act also is referred to as FFATA. 1.17 “Vendor” means a dealer, distributor, merchant or other seller providing property or services required for a project or program funded by an Award. A Vendor is not a Prime Recipient or a Subrecipient and is not subject to the terms and conditions of the Federal award. Program compliance requirements do not pass through to a Vendor. Page 126 of 165 Exhibit K - Page 3 of 4 2. Compliance. Contractor shall comply with all applicable provisions of the Transparency Act and the regulations issued pursuant thereto, including but not limited to these Supplemental Provisions. Any revisions to such provisions or regulations shall automatically become a part of these Supplemental Provisions, without the necessity of either party executing any further instrument. The State of Colorado may provide written notification to Contractor of such revisions, but such notice shall not be a condition precedent to the effectiveness of such revisions. 3. System for Award Management (SAM) and Data Universal Numbering System (DUNS) Requirements. 3.1. SAM. Contractor shall maintain the currency of its information in SAM until the Contractor submits the final financial report required under the Award or receives final payment, whichever is later. Contractor shall review and update SAM information at least annually after the initial registration, and mor e frequently if required by changes in its information. 3.2. DUNS. Contractor shall provide its DUNS number to its Prime Recipient, and shall update Contractor’s information in Dun & Bradstreet, Inc. at least annually after the initial registration, and more fr equently if required by changes in Contractor’s information. 4. Total Compensation. Contractor shall include Total Compensation in SAM for each of its five most highly compensated Executives for the preceding fiscal year if: 4.1. The total Federal funding authorized to date under the Award is $25,000 or more; and 4.2. In the preceding fiscal year, Contractor received: 4.2.1. 80% or more of its annual gross revenues from Federal procurement contracts and subcontracts and/or Federal financial assistance Awards or Subawards subject to the Transparency Act; and 4.2.2. $25,000,000 or more in annual gross revenues from Federal procurement contracts and subcontracts and/or Federal financial assistance Awards or Subawards subject to the Transparency Act; and 4.3. The public does not have access to information about the compensation of such Executives through periodic reports filed under section 13(a) or 15(d) of the Securities Exchange Act of 1934 (15 U.S.C. 78m(a), 78o(d) or § 6104 of the Internal Revenue Code of 1986. 5. Reporting. Contractor shall report data elements to SAM and to the Prime Recipient as required in §7 below if Contractor is a Subrecipient for the Award pursuant to the Transparency Act. No direct payment shall be made to Contractor for providing any reports required under these Supplemental Provisions and the cost of producing such reports shall be included in the Contract price. The reporting requirements in §7 below are based on guidance from the US Office of Management and Budget (OMB), and as such are subject to change at any time by OMB. Any such changes shall be automatically incorporated into this Contract and shall become part of Contractor’s obligations under this Contract, as provided in §2 above. The Colorado Office of the State Controller will provide summaries of revised OMB reporting requirements at http://www.colorado.gov/dpa/dfp/sco/FFATA.htm. 6. Effective Date and Dollar Threshold for Reporting. The effective date of these Supplemental Provisions apply to new Awards as of October 1, 2010. Reporting requirements in §7 below apply to new Awards as of October 1, 2010, if the initial award is $25,000 or more. If the initial Award is below $25,000 but subsequent Award modifications result in a total Award of $25,000 or more, the Award is subject to the reporting requirements as of the date the Award exceeds $25,000. If the initial Award is $25,000 or more, but funding is subsequently de-obligated such that the total award amount falls below $25,000, the Award shall continue to be subject to the reporting requirements. 7. Subrecipient Reporting Requirements. If Contractor is a Subrecipient, Contractor shall report as set forth below. Page 127 of 165 Exhibit K - Page 4 of 4 7.1 ToSAM. A Subrecipient shall register in SAM and report the following data elements in SAM for each Federal Award Identification Number no later than the end of the month following the month in which the Subaward was made: 7.1.1 Subrecipient DUNS Number; 7.1.2 Subrecipient DUNS Number + 4 if more than one electronic funds transfer (EFT) account; 7.1.3 Subrecipient Parent DUNS Number; 7.1.4 Subrecipient’s address, including: Street Address, City, State, Country, Zip + 4, and Congressional District; 7.1.5 Subrecipient’s top 5 most highly compensated Executives if the criteria in §4 above are met; and 7.1.6 Subrecipient’s Total Compensation of top 5 most highly compensated Executives if criteria in §4 above met. 7.2 To Prime Recipient. A Subrecipient shall report to its Prime Recipient, upon the effective date of the Contract, the following data elements: 7.2.1 Subrecipient’s DUNS Number as registered in SAM. 7.2.2 Primary Place of Performance Information, including: Street Address, City, State, Country, Zip code + 4, and Congressional District. 8. Exemptions. 8.1. These Supplemental Provisions do not apply to an individual who receives an Award as a natural person, unrelated to any business or non-profit organization he or she may own or operate in his or her name. 8.2 A Contractor with gross income from all sources of less than $300,000 in the previous tax year is exempt from the requirements to report Subawards and the Total Compensation of its most highly compensated Executives. 8.3 Effective October 1, 2010, “Award” currently means a grant, cooperative agreement, or other arrangement as defined in Section 1.1 of these Special Provisions. On future dates “Award” may include other items to be specified by OMB in policy memoranda available at the OMB Web site; Award also will include other types of Awards subject to the Transparency Act. 8.4 There are no Transparency Act reporting requirements for Vendors. Event of Default. Failure to comply with these Supplemental Provisions shall constitute an event of default under the Contract and the State of Colorado may terminate the Contract upon 30 days prior written notice if the default remains uncured five calendar days following the termination of the 30 day notice period. This remedy will be in addition to any other remedy available to the State of Colorado under the Contract, at law or in equity. Page 128 of 165 Exhibit L - Page 1 of 3 EXHIBIT L, SAMPLE SUBRECIPIENT MONITORING AND RISK ASSESSMENT Page 129 of 165 Exhibit L - Page 2 of 3 Page 130 of 165 Exhibit L - Page 3 of 3 Page 131 of 165 Exhibit M - Page 1 of 5 EXHIBIT M, OMB Uniform Guidance for Federal Awards Subject to The Office of Management and Budget Uniform Administrative Requirements, Cost Principles, and Audit Requirements for Federal Awards (“Uniform Guidance”), Federal Register, Vol. 78, No. 248, 78590 The agreement to which these Uniform Guidance Supplemental Provisions are attached has been funded, in whole or in part, with an award of Federal funds. In the event of a conflict between the provisions of these Supplemen tal Provisions, the Special Provisions, the agreement or any attachments or exhibits incorporated into and made a part of the agreement, the provisions of these Uniform Guidance Supplemental Provisions shall control. In the event of a conflict between the provisions of these Supplemental Provisions and the FFATA Supplemental Provisions, the FFATA Supplemental Provisions shall control. 9. Definitions. For the purposes of these Supplemental Provisions, the following terms shall have the meanings ascribed to them below. 9.1. “Award” means an award by a Recipient to a Subrecipient funded in whole or in part by a Federal Award. The terms and conditions of the Federal Award flow down to the Award unless the terms and conditions of the Federal Award specifically indicate otherwise. 2 CFR §200.38 9.2. “Federal Award” means an award of Federal financial assistance or a cost-reimbursement contract under the Federal Acquisition Requirements by a Federal Awarding Agency to a Recipient. “Federal Award” also means an agreement setting forth the terms and conditions of the Federal Award. The term does not include payments to a contractor or payments to an individual that is a beneficiary of a Federal program. 9.3. “Federal Awarding Agency” means a Federal agency providing a Federal Award to a Recipient. 2 CFR §200.37 9.4. “FFATA” means the Federal Funding Accountability and Transparency Act of 2006 (Public Law 109 - 282), as amended by §6202 of Public Law 110 -252. 9.5. “Grant” or “Grant Agreement” means an agreement setting forth the terms and conditions of an Award. The term does not include an agreement that provides only direct Federal cash assistance to an individual, a subsidy, a loan, a loan guarantee, insurance, or acquires property or services for the direct benefit of use of the Federal Awarding Agency or Recipient. 2 CFR §200.51. 9.6. “OMB” means the Executive Office of the President, Office of Management and Budget. 9.7. “Recipient” means a Colorado State department, agency or institution of higher education that receives a Federal Award from a Federal Awarding Agency to carry out an activity under a Federal program. The term does not include Subrecipients. 2 CFR §200.86 9.8. “State” means the State of Colorado, acting by and through its departments, agencies and institutions of higher education. 9.9. “Subrecipient” means a non-Federal entity receiving an Award from a Recipient to carry out part of a Federal program. The term does not include an individual who is a beneficiary of such program. 9.10. “Uniform Guidance” means the Office of Management and Budget Uniform Administrative Requirements, Cost Principles, and Audit Requirements for Federal Awards, which supersedes requirements from OMB Circulars A-21, A-87, A-110, and A-122, OMB Circulars A-89, A-102, and A- 133, and the guidance in Circular A-50 on Single Audit Act follow-up. The terms and conditions of the Uniform Guidance flow down to Awards to Subrecipients unless the Uniform Guidance or the terms and conditions of the Federal Award specifically indicate otherwise. 9.11. “Uniform Guidance Supplemental Provisions” means these Supplemental Provisions for Federal Awards subject to the OMB Uniform Guidance, as may be revised pursuant to ongoing guidance from relevant Federal agencies or the Colorado State Controller. 10. Compliance. Subrecipient shall comply with all applicable provisions of the Uniform Guidance, including but not limited to these Uniform Guidance Supplemental Provisions. Any revisions to such provisions Page 132 of 165 Exhibit M - Page 2 of 5 automatically shall become a part of these Supplemental Provisions, without the necessity of eithe r party executing any further instrument. The State of Colorado may provide written notification to Subrecipient of such revisions, but such notice shall not be a condition precedent to the effectiveness of such revisions. 11. Procurement Standards. 3.1 Procurement Procedures. Subrecipient shall use its own documented procurement procedures which reflect applicable State, local, and Tribal laws and regulations, provided that the procurements conform to applicable Federal law and the standards identified in the Uniform Guidance, including without limitation, §§200.318 through 200.326 thereof. 3.2 Procurement of Recovered Materials. If Subrecipient is a State Agency or an agency of a political subdivision of a state, its contractors must comply with section 6002 of the Solid Waste Disposal Act, as amended by the Resource Conservation and Recovery Act. The requirements of Section 6002 include procuring only items designated in guidelines of the Environmental Protection Agency (EPA) at 40 CFR part 247 that contain the highest percentage of recovered materials practicable, consistent with maintaining a satisfactory level of competition, where the purchase price of the item exceeds $10,000 or the value of the quantity acquired during the preceding fiscal year excee ded $10,000; procuring solid waste management services in a manner that maximizes energy and resource recovery; and establishing an affirmative procurement program for procurement of recovered materials identified in the EPA guidelines. 4. Access to Records. Subrecipient shall permit Recipient and auditors to have access to Subrecipient’s records and financial statements as necessary for Recipient to meet the requirements of §200.331 (Requirements for pass-through entities), §§200.300 (Statutory and national policy requirements) through 200.309 (Period of performance), and Subpart F-Audit Requirements of the Uniform Guidance. 2 CFR §200.331(a)(5). 5. Single Audit Requirements. If Subrecipient expends $750,000 or more in Federal Awards during Subrecipient’s fiscal year, Subrecipient shall procure or arrange for a single or program-specific audit conducted for that year in accordance with the provisions of Subpart F -Audit Requirements of the Uniform Guidance, issued pursuant to the Single Audit Act Amendments of 1996, (31 U.S.C. 7501-7507). 2 CFR §200.501. 5.1 Election. Subrecipient shall have a single audit conducted in accordance with Uniform Guidance §200.514 (Scope of audit), except when it elects to have a program-specific audit conducted in accordance with §200.507 (Program-specific audits). Subrecipient may elect to have a program-specific audit if Subrecipient expends Federal Awards under only one Federal program (excluding research and development) and the Federal program's statutes, regulations, or the terms and conditions of the Federal award do not require a financial statement audit of Recipient. A program-specific audit may not be elected for research and development unless all of the Federal Awards expended were received from Recipient and Recipient approves in advance a program-specific audit. 5.2 Exemption. If Subrecipient expends less than $750,000 in Federal Awards during its fiscal year, Subrecipient shall be exempt from Federal audit requirements for that year, except as noted in 2 CFR §200.503 (Relation to other audit requirements), but records shall be available for review or audit by appropriate officials of the Federal agency, the State, and the Government Accountability Office. 5.3 Subrecipient Compliance Responsibility. Subrecipient shall procure or otherwise arrange for the audit required by Part F of the Uniform Guidance and ensure it is properly performed and submitted when due in accordance with the Uniform Guidance. Subrecipient shall prepare appropriate financial statements, including the schedule of expenditures of Federal awards in accordance with Uniform Guidance §200.510 (Financial statements) and provide the auditor with access to personnel, accounts, books, records, supporting documentation, and other information as need ed for the auditor to perform the audit required by Uniform Guidance Part F-Audit Requirements. 6. Contract Provisions for Subrecipient Contracts. Subrecipient shall comply with and shall include all of the following applicable provisions in all subcontracts entered into by it pursuant to this Grant Agreement. Page 133 of 165 Exhibit M - Page 3 of 5 6.1 Equal Employment Opportunity. Except as otherwise provided under 41 CFR Part 60, all contracts that meet the definition of “federally assisted construction contract” in 41 CFR Part 60 -1.3 shall include the equal opportunity clause provided under 41 CFR 60-1.4(b), in accordance with Executive Order 11246, “Equal Employment Opportunity” (30 FR 12319, 12935, 3 CFR Part, 1964 -1965 Comp., p. 339), as amended by Executive Order 11375, “Amending Executi ve Order 11246 Relating to Equal Employment Opportunity,” and implementing regulations at 41 CFR part 60, “Office of Federal Contract Compliance Programs, Equal Employment Opportunity, Department of Labor.” “During the performance of this contract, the contractor agrees as follows: (1) The contractor will not discriminate against any employee or applicant for employment because of race, color, religion, sex, or national origin. The contractor will take affirmative action to ensure that applicants are employed, and that employees are treated during employment, without regard to their race, color, religion, sex, or national origin. Such action shall include, but not be limited to the following: Employment, upgrading, demotion, or transfer, recruitment or recruitment advertising; layoff or termination; rates of pay or other forms of compensation; and selection for training, including apprenticeship. The contractor agrees to post in conspicuous places, available to employees and applicants for employment, notices to be provided by the contracting officer setting forth the provisions of this nondiscrimination clause. (2) The contractor will, in all solicitations or advertisements for employees placed by or on behalf of the contractor, state that all qualified applicants will receive consideration for employment without regard to race, color, religion, sex, or national origin. (3) The contractor will send to each labor union or representative of workers with which he has a collective bargaining agreement or other contract or understanding, a notice to be provided by the agency contracting officer, advising the labor union or workers' representative of the contractor's commitments under section 202 of Executive Order 11246 of September 24, 1965, and shall post copies of the notice in conspicuous places available to employees and applicants for employment. (4) The contractor will comply with all provisions of Executive Order 11246 of September 24, 1965, and of the rules, regulations, and relevant orders of the Secretary of Labor. (5) The contractor will furnish all information and reports required by Executive Order 11246 of September 24, 1965, and by the rules, regulations, and orders of the Secretary of Labor, or pursuant thereto, and will permit access to his books, records, and accounts by the contracting agency and the Secretary of Labor for purposes of investigation to ascertain compliance with such rules, regulations, and orders. (6) In the event of the contractor's non-compliance with the nondiscrimination clauses of this contract or with any of such rules, regulations, or orders, this contract may be canceled, terminated or suspended in whole or in part and the contractor may be declared ineligible for further Government contracts in accordance with procedures authorized in Executive Order 11246 of September 24, 1965, and such other sanctions may be imposed and remedies invoked as provided in Executive Order 11246 of September 24, 1965, or by rule, regulation, or order of the Secretary of Labor, or as otherwise provided by law. (7) The contractor will include the provisions of paragraphs (1) through (7) in every subcontract or purchase order unless exempted by rules, regulations, or orders of the Secretary of Labor issued pursuant to section 204 of Executive Or der 11246 of September 24, 1965, so that such provisions will be binding upon each subcontractor or vendor. The contractor will take such action with respect to any subcontract or purchase order as may be directed by the Secretary of Labor as a means of enforcing such provisions including sanctions for noncompliance: Provided, however, that in the event the contractor becomes involved in, or is threatened with, litigation with a subcontractor or vendor as a result of such direction, the contractor may request the United States to enter into such litigation to protect the interests of the United States.” 4.2 Davis-Bacon Act. Davis-Bacon Act, as amended (40 U.S.C. 3141-3148). When required by Federal program legislation, all prime construction contracts in excess of $2,000 awarded by non-Federal entities must include a provision for compliance with the Davis-Bacon Act (40 U.S.C. 3141-3144, and 3146- Page 134 of 165 Exhibit M - Page 4 of 5 3148) as supplemented by Department of Labor regulations (29 CFR Part 5, “Labor Standards Provisions Applicable to Contracts Covering Federally Financed and Assisted Construction”). In accordance with the statute, contractors must be required to pay wages to laborers and mechanics at a rate not less than the prevailing wages specified in a wage determination made by the Secretary of Labor. In addition, contractors must be required to pay wages not less than once a week. The non-Federal entity must place a copy of the current prevailing wage determination issued by the Department of Labor in each solicitation. The decision to award a contract or subcontract must be conditioned upon the acceptance of the wage determination. The non-Federal entity must report all suspected or reported violations to the Federal awarding agency. The contracts must also include a provision for compliance with the Copeland “Anti-Kickback” Act (40 U.S.C. 3145), as supplemented by Department of Labor regulations (29 CFR Part 3, “Contractors and Subcontractors on Public Building or Public Work Financed in Whole or in Part by Loans or Grants from the United States”). The Act provides that each contractor or Subrecipient must be prohibited from inducing, by any means, any person employed in the construction, completion, or repair of public work, to give up any part of the compensation to which he or she is otherwise entitled. The non-Federal entity must report all suspected or reported violations to the Federal awarding agency. 4.3 Rights to Inventions Made Under a Contract or Agreement. If the Federal Award meets the definition of “funding agreement” under 37 CFR §401.2 (a) and Subrecipient wishes to enter into a contract with a small business firm or nonprofit organization regarding the substitution of parties, assignment or performance of experimental, developmental, or research work un der that “funding agreement,” Subrecipient must comply with the requirements of 37 CFR Part 401, “Rights to Inventions Made by Nonprofit Organizations and Small Business Firms Under Government Grants, Contracts and Cooperative Agreements,” and any implementing regulations issued by the awarding agency. 4.4 Clean Air Act (42 U.S.C. 7401-7671q.) and the Federal Water Pollution Control Act (33 U.S.C. 1251-1387), as amended. Contracts and subgrants of amounts in excess of $150,000 must contain a provision that requires the non-Federal award to agree to comply with all applicable standards, orders or regulations issued pursuant to the Clean Air Act (42 U.S.C. 7401 -7671q) and the Federal Water Pollution Control Act as amended (33 U.S.C. 1251-1387). Violations must be reported to the Federal awarding agency and the Regional Office of the Environmental Protection Agency (EPA). 4.5 Debarment and Suspension (Executive Orders 12549 and 12689). A contract award (see 2 CFR 180.220) must not be made to parties listed on the government wide exclusions in the System for Award Management (SAM), in accordance with the OMB guidelines at 2 CFR 180 that implement Executive Orders 12549 (3 CFR part 1986 Comp., p. 189) and 12689 (3 CFR part 1989 Comp., p. 235), “Debarment and Suspension.” SAM Exclusions contains the names of parties debarred, suspended, or otherwise excluded by agencies, as well as parties declared ineligible under statutory or regulatory authority other than Executive Order 12549. 4.6 Byrd Anti-Lobbying Amendment (31 U.S.C. 1352). Contractors that apply or bid for an award exceeding $100,000 must file the required certification. Each tier certifies to the tier above that it will not and has not used Federal appropriated funds to pay any person or organization for influencing or attempting to influence an officer or employee of any agency, a member of Congress, officer or employee of Congress, or an employee of a member of Congress in connection with obtaining any Federal contract, grant or any other award covered by 31 U.S.C. 1352. Each tier must also disclose any lobbying with non-Federal funds that takes place in connection with obtaining any Federal award. Such disclosures are forwarded from tier to tier up to the non-Federal award. 7. Certifications. Unless prohibited by Federal statutes or regulations, Recipient may require Subrecipient to submit certifications and representations required by Federal statutes or regulations on an annual basis. 2 CFR §200.208. Submission may be required more frequently if Subrecipient fails to meet a requirement of the Federal award. Subrecipient shall certify in writing to the State at the end of the Award that the project or activity was completed or the level of effort was expended. 2 CFR §200.201(3). If the required l evel of activity or effort was not carried out, the amount of the Award must be adjusted. 1. 8. Event of Default. Failure to comply with these Uniform Guidance Supplemental Provisions shall constitute an event of default under the Grant Agreement (2 CFR §200.339) and the State may terminate the Grant upon 30 Page 135 of 165 Exhibit M - Page 5 of 5 days prior written notice if the default remains uncured five calendar days following the termination of the 30 day notice period. This remedy will be in addition to any other remedy available to the Sta te of Colorado under the Grant, at law or in equity. 9. Effective Date. The effective date of the Uniform Guidance is December 26, 2013. 2 CFR §200.110. The procurement standards set forth in Uniform Guidance §§200.317 -200.326 are applicable to new Awards made by Recipient as of December 26, 2015. The standards set forth in Uniform Guidance Subpart F -Audit Requirements are applicable to audits of fiscal years beginning on or after December 26, 2014. 10. Performance Measurement The Uniform Guidance requires completion of OMB-approved standard information collection forms (the PPR). The form focuses on outcomes, as related to the Federal Award Performance Goals that awarding Federal agencies are required to detail in the Awards. Section 200.301 provides guidance to Federal agencies to measure performance in a way that will help the Federal awarding agency and other non-Federal entities to improve program outcomes. The Federal awarding agency is required to provide recipients with clear performance goa ls, indicators, and milestones (200.210). Also, must require the recipient to relate financial data to performance accomplishments of the Federal award. Page 136 of 165 wmmorcdoz20.WW mm?mmom8: .>.wmmorcdoz._.w>zmmmEmzomczumENOKdamomzmwk.mczuHO Himwcwso=é.wo<mz_mz._.mczdmowEmU>W.ESOC.—.mw?uom wWO.:.u.0.H>ZU EmwmnE.u>dozomzamwm<>n. €mmwm>m.Ba05cmmu?aéoommmnoa&_.n..._3.05Graham8 guano Eu.9€nu&.E.nmno:0.958.._omm=<mmou?mwuuaownwmoumwan €mmwm>m.Ba8:.magmaSumm=_.B§&mum§..o<2_3.En mu?o?oomO3.OocuomonZo<oBcn..u.usemum .$Bwm>m.Enmum??oom05.Conan:upGa3.23N.no:9:3.mnmmmouEmo?mnnEn2.38_.au&..>.aE~ooEnUE4.Bo=Emanna85EnWonnamnouOnu?im 3%.manm<>o m<m8B.?BE €mmwm>m.Bomn?néooa9?09.50:Eamo?onwarm.3 gamma.?hsoo m.oBEnQnnozmme...3Ba32:HB_..=.o<nBmB5.59ea §mmwm>m.SEE.om>E.:.omiwmoum_.nnE..802:8:womoimouus.9?9.2.8..me»man €:mwm>m.“Sacco55:5cm538_.nuww.>.nEunnEnWnonnmmou038..m<>o mwmzw?_.bNo.Mmun €mmwm>m.2.3o.8o¢<o=E.3E38nov&..>.mEunnEaUw..nBo=Ema?a wan €mmwm>m.Enuocmr9332.99.5%E.&on~_.mEE.>.nEmooBow.ESE ¢i——:2 mg»::3:ME?=mmm8.5aunaaonER.333oE...wBmcnnmum3ow?u Q35 35%. Z05.ammwmmowm.mmE.wmmor?u3Him05OOCZOP.omEm O3 om mzowméoou.OOVOFPUO.>mmO§..O¢<mu mound:_.HrnmamawonEnOmanimaaomEnO5.ommnm??oom.Oaonmmo.a 533uBnnn_nmwonEnwownnewum9:32 DHZHEFE25” mocwomonwczumu Cnummmmuomménwagon ar?aooo :2.”9..HGZUW HamummanO53Ba32:F.€_.o<nBaBmea 2.S9o8 wcwr?:<D»-O<H~<=wZ.HH546" mocwnm2..mczum HnmsmmonFm.oB:5033%.33 2.Sm.o8 Page 137 of 165 Page 138 of 165 Page 139 of 165 Page 140 of 165 Page 141 of 165 COUNCIL COMMUNICATION TO: Mayor and Council FROM: Larry Nimmo DEPARTMENT: Public Works DATE: May 7, 2018 SUBJECT: Award 2018 Concrete Ramp & Utility Program DESCRIPTION: Award 2018 Concrete Ramp & Utility Program RECOMMENDATION: Staff recommends that City Council award, by motion, a contract with Silva Construction Inc., for $785,449.50 for construction of the Concrete Ramp & Utility Program for 2018 and an additional $78,544.95 contingency for unidentified work for a total of $863,994.45. PREVIOUS COUNCIL ACTION: On May 5, 1997, City Council approved Ordinance No. 36, Series 1997 creating the Concrete Utility Enterprise Fund (EMC Chapter 8, Title 12). Council has previously approved annual construction contracts for removal and replacement of substandard concrete. SUMMARY: With Council approval of the contract, staff will complete the 2018 Concrete Ramp & Utility Program. ANALYSIS: The Concrete Ramp Program provides funding for the installation of new handicap curb ramps throughout the City. These ramps provide the community safe travel ways from sidewalk to sidewalk across intersections. This is an ongoing program to maintain compliance with the Americans with Disabilities Act and is mandated by the federal government and enforced by the State of Colorado through periodic audits of City streets. The Englewood Municipal Code (Section 11-3B-1) requires property owners to maintain the concrete curbs, gutters, and sidewalks adjacent to their property. An option available to property owners is to participate in the Concrete Utility Program. The Concrete Utility Program provides a funding mechanism for concrete repair at a reasonable cost ($8.15 to $10.00 quarterly fee for a typical residential property) and a convenient way to pay as fees are collected through the water/sewer billing system. Approximately 96% of residents participate in the program and the City contributes its share of the fees, $280,000 in 2018, just like any private owner. Page 142 of 165 Staff prepared bid documents and quantity estimates for the 2018 Concrete Ramp & Utility work. The project was publicly advertised in February and bids were opened on March 15, 2018. Silva Construction Inc. submitted the lowest responsive bid. Silva Construction Inc. has not performed a project in Englewood. Staff has checked with other municipalities listed in the Statement of Qualification (SOQ) and received all positive feedback on their work, including overall value of work, capability, workforce, willingness to address issues immediately and low customer complaints. FINANCIAL IMPLICATIONS: Two bids were received and opened on March 15, 2018 as detailed in the attached Bid Tabulation. The bid submitted by Silva Construction Inc. is 30% higher than the Engineer’s Estimate of $604,278.70 The 2018 Concrete Utility construction budget is $525,000.00. A supplemental appropriation of funds from the Concrete Utility Fund in the amount of $190,734 has been requested to compensate for the increased cost. Estimated Construction costs for the 2018 Concrete Ramp & Utility project are as follows: Concrete Program - Accessible Ramps (PIF) $148,261.00 Concrete Utility Funds $637,188.50 Construction contract (Silva Construction Inc.) $785,449.50 Contingency for unidentified work $ 78,544.95 Total Estimated 2018 Construction Cost $863,994.45 The 2018 total estimated construction cost does not include work for other departments, i.e. Utilities and Parks, which will be paid out of their accounts. As in previous years these departments leverage the economy of scale provided by the Concrete Utility to complete necessary repairs. ATTACHMENTS: Contract Approval Summary Contract Bid Tabulation 2018 PIF Budget 2018 Concrete Utility Budget Page 143 of 165 Contract Approval Summary V10/25/2017 Page | 1 Contact Identification Information (to be completed by the City Clerk) ID number: Authorizing Resolution/Ordinance: Recording Information: City Contact Information Staff Contact Person: Shawn Farmer Phone: 303-762-2510 Title: Concrete Utility Project Manager Email: sfarmer@englewoodco.gov Vendor Contact Information Vendor Name: Silva Construction Inc. Vendor Contact: Jose Silva Vendor Address: 154 Cisne Cir Vendor Phone: 303-536-5645 City: Brighton Vendor Email: Silvaconstruction154@gmail.com State: Co Zip Code: 80601 Contract Type Contract Type :Construction Agreement Construction services agreement. Description of Contract Work/Services: Attachments: ☒Contract -- ☐Original ☐Copy ☐Addendum(s) ☒Exhibit(s) Schedule A ☒Certificate of Insurance Summary of Terms: Start Date: May 21, 2018 End Date: October 15, 2018 Total Years of Term:1 Total Amount of Contract for term (or estimated amount if based on item pricing): $ 863,994.45 If Amended: Original Amount $863,994.45 Amendment Amount $ Total as Amended: $ Renewal options available: The City may offer an extension based on the language provided in the special conditions section 2.32 of the initial ITB that was provided for this project. Payment terms (please describe terms or attach schedule if based on deliverables): City will pay Vendor for the work in accordance with the following payment schedule. This schedule will include monthly payments. Monthly payment will be made upon work completed and accepted by COE for previous month. Attachments: The City of Englewood will conduct its 2018 Concrete Ramp and Utility project. The Concrete Ramp Program installs curb ramps to comply with the Americans with Disabilities Act. The Concrete Utility project replaces sub-standard concrete throughout the City of Englewood. Page 144 of 165 Contract Approval Summary V10/25/2017 Page | 2 ☐Copy of original Contract if this is an amendment ☒Copies of related Contracts/Conveyances/Documents Source of funds: Budgeted Funds: $ Line Item Description: Line Item Total Funding: $ Portion of Line Item spent to date: $ Funding Source: Fund:44 Division Code:1006 Note (if needed): Program: 9382 – Concrete Utility Attachments: ☐Copy of budget page from current budget book if contract value $25,000 or over or Requires Council approval. Process for Choosing Vendor: ☒Bid: ☐ Bid Evaluation Summary attached ☒ Bid Response of proposed awardee ☐RFP: ☐ RFP Evaluation Summary attached ☐ RFP Response of proposed awardee ☐Quotes: Copy of Quotes attached ☐Sole Source: Explain Need below ☐Other: Please describe Staff prepared bid documents and quantity estimates for the 2018 Ramp & Utility work. The project was publicly advertised in February and bids were opened on March 15, 2018. Silva Construction Inc. submitted the lowest responsive bid and was $511,491.50 or 49% lower than the next closest bid. 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M.z>_<_mm.nzozm zcammmm>20 m_s>__.m O_n _u_»o,_mo4 ooo_»_u_z>3_»m .._ommw__<m mums:_um_.3m_. m__<mOo:m._.:o=o:_:o.0.2 2 m_._m_ms6oa O<<:m_.\_u_.o_.mo.0oo.d_:m.o_.oo:o..m.mc.__=<_u3_.oo._<_m:mmm_. mom.mmm.mm._m Socm:u_mioon_um_..a2m<.mzm?sooa.oo_o_.mao8.A98% 69.:ammuooE§z.o=u_mSooano<.o6 m__<moo:m=.:o:o3 ma mmm:=m_.ma _m,.<ooaoo.o<Page 153 of 165 Page 154 of 165 Page 155 of 165 2017 +5%2018 Proposed Bid 2018 Proposed Bid Description of Item Unit Quantity Cost Per Unit Total Cost of Item 5% Cost Per Unit Total Variance Variance% Cost Per Unit Total Variance Variance% 101 Remove Vertical Curb & Gutter LF 1,920.00 $8.00 $15,360.00 $8.40 $9.00 $17,280.00 $1,920.00 12.50% $24.00 $46,080.00 $30,720.00 200.00% 102 Remove Walk SF 9,823.00 $2.30 $22,592.90 $2.42 $1.50 $14,734.50 ($7,858.40) -34.78% $4.00 $39,292.00 $16,699.10 73.91% 103 Remove Curbwalk LF 4,514.00 $11.00 $49,654.00 $11.55 $11.00 $49,654.00 $0.00 0.00% $28.00 $126,392.00 $76,738.00 154.55% 104 Remove Mono LF 355.00 $11.50 $4,082.50 $12.08 $13.00 $4,615.00 $532.50 13.04% $30.00 $10,650.00 $6,567.50 160.87% 105 Remove Industrial Type B LF 138.00 $15.50 $2,139.00 $16.28 $9.00 $1,242.00 ($897.00) -41.94% $30.00 $4,140.00 $2,001.00 93.55% 106 Remove 4' -wide V-Pan LF 0.00 $9.20 $0.00 $9.66 $15.00 $0.00 $0.00 #DIV/0! $28.00 $0.00 $0.00 #DIV/0! 107 Remove Concrete Crosspan SF 1,492.00 $3.00 $4,476.00 $3.15 $4.00 $5,968.00 $1,492.00 33.33% $4.00 $5,968.00 $1,492.00 33.33% 108 Remove Concrete Alley Paving SF 6,861.00 $3.00 $20,583.00 $3.15 $4.00 $27,444.00 $6,861.00 33.33% $4.00 $27,444.00 $6,861.00 33.33% 109 Remove Concrete Pavement 12-15" SF 523.00 $6.00 $3,138.00 $6.30 $8.00 $4,184.00 $1,046.00 33.33% $5.00 $2,615.00 ($523.00) -16.67% 110 Saw Concrete LF 318.00 $4.50 $1,431.00 $4.73 $3.00 $954.00 ($477.00) -33.33% $5.00 $1,590.00 $159.00 11.11% 111 Saw Asphalt LF 1,547.00 $3.00 $4,641.00 $3.15 $2.00 $3,094.00 ($1,547.00) -33.33% $4.00 $6,188.00 $1,547.00 33.33% 112 Remove Asphalt SF 540.00 $2.30 $1,242.00 $2.42 $2.00 $1,080.00 ($162.00) -13.04% $5.00 $2,700.00 $1,458.00 117.39% 114 Vertical Curb & Gutter LF 1,117.00 $25.55 $28,539.35 $26.83 $33.00 $36,861.00 $8,321.65 29.16% $42.00 $46,914.00 $18,374.65 64.38% 117 Construct/Slope back VC&G LF 0.00 $25.00 $0.00 $26.25 $35.00 $0.00 $0.00 #DIV/0! $42.00 $0.00 $0.00 #DIV/0! 118 4" Concrete Walk SF 5,202.00 $5.65 $29,391.30 $5.93 $11.00 $57,222.00 $27,830.70 94.69% $9.50 $49,419.00 $20,027.70 68.14% 119 6" Concrete Walk SF 1,082.00 $6.15 $6,654.30 $6.46 $11.00 $11,902.00 $5,247.70 78.86% $14.00 $15,148.00 $8,493.70 127.64% 120 6" Colored Concrete sidewalk SF 0.00 $14.00 $0.00 $14.70 $19.00 $0.00 $0.00 #DIV/0! $22.00 $0.00 $0.00 #DIV/0! 121 8" Concrete Sidewalk SF 153.00 $8.20 $1,254.60 $8.61 $13.00 $1,989.00 $734.40 58.54% $17.00 $2,601.00 $1,346.40 107.32% 122 4" Curbwalk I LF 2,596.00 $35.75 $92,807.00 $37.54 $52.00 $134,992.00 $42,185.00 45.45% $80.00 $207,680.00 $114,873.00 123.78% 123 6" Curbwalk I LF 1,588.00 $38.75 $61,535.00 $40.69 $52.00 $82,576.00 $21,041.00 34.19% $90.00 $142,920.00 $81,385.00 132.26% 124 8" Curbwalk I LF 35.00 $48.75 $1,706.25 $51.19 $60.00 $2,100.00 $393.75 23.08% $106.00 $3,710.00 $2,003.75 117.44% 125 4" Curbwalk II LF 84.00 $40.85 $3,431.40 $42.89 $52.00 $4,368.00 $936.60 27.29% $90.00 $7,560.00 $4,128.60 120.32% 126 6" Curbwalk II LF 30.00 $45.95 $1,378.50 $48.25 $60.00 $1,800.00 $421.50 30.58% $108.00 $3,240.00 $1,861.50 135.04% 127 8" Curbwalk II LF 0.00 $56.50 $0.00 $59.33 $70.00 $0.00 $0.00 #DIV/0! $120.00 $0.00 $0.00 #DIV/0! 128 4" Mono LF 123.00 $46.20 $5,682.60 $48.51 $52.00 $6,396.00 $713.40 12.55% $90.00 $11,070.00 $5,387.40 94.81% 129 6" Mono LF 435.00 $50.50 $21,967.50 $53.03 $52.00 $22,620.00 $652.50 2.97% $106.00 $46,110.00 $24,142.50 109.90% 130 8" Mono LF 124.00 $56.95 $7,061.80 $59.80 $60.00 $7,440.00 $378.20 5.36% $130.00 $16,120.00 $9,058.20 128.27% 131 Construct Industrial Type "B" LF 138.00 $56.95 $7,859.10 $59.80 $33.00 $4,554.00 ($3,305.10) -42.05% $130.00 $17,940.00 $10,080.90 128.27% 132 4'-Wide V-Pan LF 0.00 $31.00 $0.00 $32.55 $57.00 $0.00 $0.00 #DIV/0! $100.00 $0.00 $0.00 #DIV/0! 133 Curb Ramp EA 44.00 $2,057.35 $90,523.40 $2,160.22 $2,800.00 $123,200.00 $32,676.60 36.10% $5,562.00 $244,728.00 $154,204.60 170.35% 134 Construct Crosspan SF 1,492.00 $10.40 $15,516.80 $10.92 $15.00 $22,380.00 $6,863.20 44.23% $23.00 $34,316.00 $18,799.20 121.15% 135 Concrete Alley Paving SF 6,651.00 $10.40 $69,170.40 $10.92 $15.00 $99,765.00 $30,594.60 44.23% $20.00 $133,020.00 $63,849.60 92.31% 136 Construct 12-15" JRCP SF 523.00 $25.00 $13,075.00 $26.25 $25.00 $13,075.00 $0.00 0.00% $32.00 $16,736.00 $3,661.00 28.00% 137 Ashpalt Patch TONS 14.00 $215.00 $3,010.00 $225.75 $140.00 $1,960.00 ($1,050.00) -34.88% $300.00 $4,200.00 $1,190.00 39.53% 138 Compacted Gravel Basecourse TONS 100.00 $34.50 $3,450.00 $36.23 $30.00 $3,000.00 ($450.00) -13.04% $66.00 $6,600.00 $3,150.00 91.30% 139 Construct Chase Section EA 1.00 $1,725.00 $1,725.00 $1,811.25 $2,500.00 $2,500.00 $775.00 44.93% $3,400.00 $3,400.00 $1,675.00 97.10% 140 Inlet Repair EA 1.00 $3,450.00 $3,450.00 $3,622.50 $7,000.00 $7,000.00 $3,550.00 102.90% $2,450.00 $2,450.00 ($1,000.00) -28.99% 141 Construct inlet EA 1.00 $5,750.00 $5,750.00 $6,037.50 $7,000.00 $7,000.00 $1,250.00 21.74% $7,600.00 $7,600.00 $1,850.00 32.17% 142 Adjust Manhole EA 0.00 $575.00 $0.00 $603.75 $3,500.00 $0.00 $0.00 #DIV/0! $900.00 $0.00 $0.00 #DIV/0! 143 Remove Brick Pavers SF 0.00 $5.75 $0.00 $6.04 $4.00 $0.00 $0.00 #DIV/0! $16.00 $0.00 $0.00 #DIV/0! 144 Curb stop repair EA 1.00 $580.00 $580.00 $609.00 $500.00 $500.00 ($80.00) -13.79% $400.00 $400.00 ($180.00) -31.03% $0.00 $0.00 $0.00 #DIV/0! $0.00 $0.00 #DIV/0! $0.00 $0.00 $0.00 #DIV/0! $0.00 $0.00 #DIV/0! $0.00 $0.00 $0.00 #DIV/0! $0.00 $0.00 #DIV/0! $0.00 $0.00 $0.00 #DIV/0! $0.00 $0.00 #DIV/0! $0.00 $0.00 $0.00 #DIV/0!$0.00 $0.00 #DIV/0! SUBTOTAL:$604,278.70 $15,865.92 $785,449.50 30%$1,296,941.00 2018 Proposed (2017 pricing) 2018 ESTIMATE CONSTRUCTION COSTS 2017 Silva Construction Inc. Lobos Structures Page 156 of 165 ABCA+B+CDED+EA+B+C-D-ENew ProjectFund Bal.BudgetWorldG/LStart Project Carry Fwd. 2018 BUDGET Amend REVISED20182018TOTAL APPROP.Project Task DivisionPROJECTYear End Date 12/31/2017 Approp. Amendments Notes BUDGETEXPEND. ENCUMB.EXP. AND ENC. BALANCECITY MANAGER30 0201 001 0201 Misc. Infrastructure RepairsOngoing Ongoing 11,894.00 11,894.00 36,844.82 22,010.00 58,854.82 (46,960.82) 30 0201002 0201 Building Systems Replacement2014 Ongoing 10,648.70 10,648.70 - 10,648.70 30 0201004 0201 Branding Monument & Building Signs2017250,000.00 250,000.00 - 250,000.00 SUBTOTAL272,542.70 - - 272,542.70 36,844.82 22,010.00 58,854.82 213,687.88 COMMUNITY DEVELOPMENT30 0801 001-02 0801 Economic Incentive Prog - Rite Aid20171,665.00 1,665.00 - 1,665.00 30 0801002 0801 Broadway Improvements2017241,610.55 241,610.55 4,099.33 210,015.84 214,115.17 27,495.38 30 0801 003 0803 Paseo Project200850,000.00 50,000.00 - 50,000.00 30 0801004 0803 Paseo Mid-Block Crossing20167,796.19 7,796.19 - 7,796.19 30 0801005Safe Routes to School2017285,905.44 285,905.44 3,710.00 9,627.44 13,337.44 272,568.00 SUBTOTAL586,977.18 - - - 586,977.18 7,809.33 219,643.28 227,452.61 359,524.57 PUBLIC WORKS30 1001 001 1002 Road and Bridge / Bridge Repairs Ongoing Ongoing 671,529.88 1,494,000.00 2,165,529.88 8,365.64 21,621.17 29,986.81 2,135,543.07 30 1001003 1004 Transportation System Upgrade1997 Ongoing 16,153.46 165,000.00 181,153.46 - 181,153.46 30 1001004 1003 Santa Fe Light Poles2011 Ongoing 25,000.00 25,000.00 6,522.00 6,522.0018,478.00 30 1001 005 1002 Dartmouth Bridge2018 2019 1,500,000.00 1,500,000.00 - 1,500,000.00 30 1001006 1002 Street Lights & Furniture Broadway2016 Ongoing 50,000.00 40,000.00 90,000.00 - 90,000.00 30 1001007 1003 Alley Construction2016 Ongoing 230,388.64 230,388.64 - 230,388.64 30 1001008 1001 Concrete Utility - City Share1998 Ongoing- 280,000.00 280,000.00 - 280,000.00 30 1002001 1002 Concrete Program - Accessible Ramps1996 Ongoing 48,261.06 100,000.00 148,261.06 - 148,261.06 30 1005001 1005 Civic Center Facility Rehab / Repairs2016 Ongoing 205,602.24 205,602.24 741.18 741.18204,861.06 30 1005 002 1005 Jefferson Facility Rehab / Repairs2016 Ongoing 252,076.06 252,076.06 - 252,076.06 30 1005003 1005 Acoma Facility Rehab / Repairs2016 Ongoing 43,950.03 43,950.03 26,266.39 26,266.39 17,683.64 SUBTOTAL3,042,961.37 2,079,000.00 - 5,121,961.37 41,895.21 21,621.17 63,516.38 5,058,444.99 RECREATION30 1301 001 1301 Broadway Medians/Lighting/Flower Pots2016 Ongoing 27,266.00 27,266.00 12,750.00 12,750.00 14,516.00 30 1301003 1301 Tree Maintenance201712,000.00 12,000.00 - 12,000.00 30 1301004 1201 Library Upgrades20175,183.42 5,183.42 375.00 375.004,808.42 30 1301 005 1302 ERC Upgrades201750,000.00 500,000.00 550,000.00 - 550,000.00 30 1301006 1301 Parking Lots / Asphalt -PW201710,397.79 59,028.00 69,425.79 - 69,425.79 SUBTOTAL0 104,847.21 559,028.00 - 663,875.21 375.00 12,750.00 13,125.00 650,750.21 GENERAL GOVERNMENT1501 Transfer to Capital Projects Fund2002 Ongoing- 1,667,052.00 1,667,052.00 1,667,052.00 1,667,052.00 - 1501Transfer to General Fund2004 Ongoing- 120,272.00 120,272.00 120,272.00 120,272.00 - SUBTOTAL- 1,787,324.00 - 1,787,324.00 1,787,324.00 - 1,787,324.00 - - TOTALS 4,007,328.46 4,425,352.00 - 8,432,680.46 1,874,248.36 276,024.45 2,150,272.81 6,282,407.65 Distribution:86,924.36 PUBLIC IMPROVEMENT FUNDPROJECT STATUS AND FUND BALANCE REPORTMarch 31, 2018PIF-181:13 PM 4/16/2018Page 157 of 165 Budget Amended Current Month YTD YTD Budget - YTD % Used/Amendments Budget Transactions Encumbrances Transactions Transactions Rec'd Prior Year Total.00 3,729.00 .00 .00 932.25 2,796.75 25 3,729.00.00 2,000.00 .00 .00 .00 2,000.00 0 185.00.00 150.00 .00 .00 .00 150.00 0 .00.00 221.00 .00 .00 .00 221.00 0 .00.00 525,000.00 .00 .00 .00 525,000.00 0 397,336.41.00 .00 .00 .00 .00 .00 +++ 405,886.71.00 .00 .00 .00 .00 .00 +++ (397,336.41)$0.00 $531,100.00 $0.00 $0.00 $932.25 $530,167.75 0% $409,800.71$0.00 $531,100.00 $0.00 $0.00 $932.25 $530,167.75 0% $409,800.71.00 .00 .00 .00 .00 .00 +++ .00.00 531,100.00 .00 .00 932.25 530,167.75 0% 409,800.71$0.00 ($531,100.00) $0.00 $0.00 ($932.25) ($530,167.75) ($409,800.71)Grand Totals.00 .00 .00 .00 .00 .00 +++ .00.00 531,100.00 .00 .00 932.25 530,167.75 0% 409,800.71Grand Totals$0.00 ($531,100.00) $0.00 $0.00 ($932.25) ($530,167.75) ($409,800.71)City of EnglewoodBudget Performance ReportFiscal Year to Date 04/16/18Include Rollup Account and Rollup to AccountAdoptedAccount Account Description BudgetFund 44 - Concrete Utility FundEXPENSEDivision 1006 - Concrete Replacement60001 CERF Charges 3,729.0061101 Landscaping 2,000.0061202 Sprinkler System 150.0061301 Operating Machinery and Equipment 221.0061601 Construction in Process 525,000.0061901 Depreciation Expense .0069999 Capital Outlay .00Division 1006 - Concrete Replacement Totals$531,100.00EXPENSE TOTALS$531,100.00Fund 44 - Concrete Utility Fund TotalsREVENUE TOTALS.00EXPENSE TOTALS531,100.00Fund 44 - Concrete Utility Fund Totals($531,100.00)($531,100.00)REVENUE TOTALS.00EXPENSE TOTALS531,100.00 Run by Jenny Nolan on 04/16/2018 04:57:09 PM Page 1 of 1Page 158 of 165 COUNCIL COMMUNICATION TO: Mayor and Council FROM: Larry Nimmo DEPARTMENT: Public Works DATE: May 7, 2018 SUBJECT: Resolution for 2018 Budget Supplemental Appropriation for the Concrete Utility Fund DESCRIPTION: Resolution for 2018 Budget Supplemental Appropriation for the Concrete Utility Fund RECOMMENDATION: Staff recommends that City Council approve the attached resolution for a re-appropriation of funds ($190,734) from the Concrete Utility Fund to facilitate the completion of the 2018 Concrete Utility Program. PREVIOUS COUNCIL ACTION: The total 2018 appropriated Capital expenditure for the Concrete Utility Fund is budgeted at $531,100. This amount includes a line item of $525,000.00 for Construction in Process. SUMMARY: The resolution presented is administrative in nature. It requests the transfer of $190,734 from the Concrete Utility Fund Balance to 2018 Concrete Utility Program. Increases in the cost of labor, materials and fuel have resulted in a 30% increase from the 2017 cost. ANALYSIS: The estimated construction costs for the 2018 Concrete Utility Program is $715,734 which exceeds the approved budget for Construction in Process of $525,000.00 by $190,734. Additional funds will be required to fulfill the obligations of the program due to increased construction costs. Sources: Concrete Utility Fund Balance $190,734 Uses: Concrete Utility: Construction in Process $190,734 FINANCIAL IMPLICATIONS: The Concrete Utility Fund balance will be reduced by $190,734. The projected balance of the fund after the transfer is $1,000,079.61. ATTACHMENTS: Page 159 of 165 2018 Budget Concrete Utility Fund Statement City Council Resolution Page 160 of 165 RESOLUTION NO. _______ SERIES OF 2018 A RESOLUTION APPROVING A RE-APPROPRIATION FOR THE CONCRETE UTILTIY PROGRAM WHEREAS, the City of Englewood is required by City Charter to ensure that expenditures do not exceed legally adopted appropriations; WHEREAS, the 2018 Budget for the Concrete Utility Fund was submitted and approved by the Englewood City Council on October, 16, 2017 in the amount of $525,000; WHEREAS, the City’s Public Works Department is responsible for the Concrete Utility Program which maintains and replaces concrete sidewalks and other concrete improvements in the City; WHEREAS, the cost of labor, materials and fuel have increased by thirty percent (30%) since 2017; and WHEREAS, re-appropriation of funds for 2018, including those listed above, for the Concrete Utility Program are hereby presented for the consideration and approval of City Council. NOW, THEREFORE, BE IT RESOLVED BY THE CITY COUNCIL OF THE CITY OF ENGLEWOOD, COLORADO, AS FOLLOWS: Section 1. The City Council of the City of Englewood, Colorado hereby authorizes amending the Budget for the City of Englewood, Colorado, for the year ending 2018, as follows: 2018 RE-APPROPRIATION SOURCES AND USES OF FUNDS: GENERAL FUND SOURCE OF FUNDS: Concrete Utility Fund $ 190,457.50 USE OF FUNDS: Concrete Utility Program $ 190,457.50 TOTAL USE OF FUNDS $ 190,457.50 Section 2. The City Manager and the Director of Finance and Administrative Services are hereby authorized and directed to make the above changes to the 2018 Budget for the City of Englewood. ADOPTED AND APPROVED this 7th Day of May, 2018. Rita Russell, Mayor Pro Tem Page 161 of 165 ATTEST: __________________________________ Stephanie Carlile, City Clerk I, Stephanie Carlile, City Clerk for the City of Englewood, Colorado, hereby certify the above is a true copy of Resolution No. ____, Series of 2018. Stephanie Carlile, City Clerk Page 162 of 165 Department Public Works Fund Concrete Utility City of Englewood, Colorado 318 BUDGET 2018 CONCRETE UTILITY FUND Combined Statement of Fund Sources, Uses and Changes in Funds Available Balance 2012 2013 2014 2015 2016 2017 2017 2018 Actual Actual Actual Actual Actual Adopted Estimated Adopted Budget Actual Budget Beginning Funds Available 338,297$ 352,984$ 315,615$ 499,552$ 686,014$ 663,704$ 862,504$ 895,062$ Sources of Funds Operating Revenues Charges for Services 695,466 859,754 868,164 868,790 874,673 864,200 863,000 863,000 Interest and other 7,758 1,046 7,200 6,843 6,807 20,000 21,200 21,200 Total Operating Revenues 703,224 860,800 875,364 875,633 881,480 884,200 884,200 884,200 Other Financing Sources - - - - - - - - Total Sources of Funds 703,224 860,800 875,364 875,633 881,480 884,200 884,200 884,200 Uses of Funds Operating Expenses Operating Costs 359,755 363,889 278,225 219,036 254,990 314,576 328,942 367,465 Total Operating Expenses 359,755 363,889 278,225 219,036 254,990 314,576 328,942 367,465 Capital outlay 328,782 534,280 413,202 470,135 450,000 522,329 522,700 531,100 Total Uses of Funds 688,537 898,169 691,427 689,171 704,990 836,905 851,642 898,565 Net Sources(Uses) of Funds 14,687 (37,369) 183,937 186,462 176,490 47,295 32,558 (14,365) Ending Funds Available 352,984$ 315,615$ 499,552$ 686,014$ 862,504$ 710,999$ 895,062$ 880,697$ Funds Available Percentage Change 4.34%-10.59%58.28%37.33%25.73%-17.57%25.89%-1.60% 0 225,000 450,000 675,000 900,000 0 225,000 450,000 675,000 900,000 2012 Actual 2013 Actual 2014 Actual 2015 Actual 2016 Actual 2017 Budget Funds AvailableSources and UsesSources Uses Funds Available Page 163 of 165 COUNCIL COMMUNICATION TO: Mayor and Council FROM: Eric Keck DEPARTMENT: City Manager's Office DATE: May 7, 2018 SUBJECT: Council Travel to Colorado Municipal League Conference DESCRIPTION: Council Travel to Colorado Municipal League Conference RECOMMENDATION: City Council requests the ability to have two members travel to Vail, Colorado for the 96th Annual CML Conference. The purpose of this conference is professional development related to the duties as elected municipal officials. PREVIOUS COUNCIL ACTION: According to the Travel Policy (I-19) for the City of Englewood, "Each Council Member shall justify participation for all travel events thirty (30) days prior to attendance..." Resolution No. 48, Series of 2014 was amended to reflect the changes in Council Travel Policy Publications. Resolution No. 10, Series of 1992 was amended to reflect the changes in Council Travel Policy made by Resolution No. 47, Series of 2000. Resolution No. 49, Series of 1990 was repealed and amended to reflect the changes in Council Policy made by Resolution No. 10, Series of 1992. FINANCIAL IMPLICATIONS: The total cost for two members to attend the CML Conference in Vail, Colorado in June is $2372.18. Please see the attached document for a breakdown of costs. The funding is available in the City Council travel and training budget for Fiscal Year 2018. The Council budget for Travel for 2018 is $17, 000. There is currently $16,135 remaining in this account. Page 164 of 165 Notice City Council Travel Costs Proposed costs for two City Council members to attend the Colorado Municipal League Conference in Vail, CO. June 19-22, 2018. Registration fee: $230 per Councilmember Additional class/luncheon fee: up to $162 Hotel fee: $172 a night/for 3 nights per Councilmember Land travel: $110 per Councilmember Meals and transportation costs: $168 per Councilmember Total costs: approximately $1,190 per Councilmember Page 165 of 165