HomeMy WebLinkAbout2015 Ordinance No. 035ORDINANCE NO. Ob
SERIES OF 2015
BY AUTHORITY
COUNCIL BILL NO. 32
INTRODUCED BY COUNCll,
MEMBER WILSON
AN ORDINANCE OF THE CllY OF ENGLEWOOD, COLORADO
APPROVING THE REFINANCING OF A LEASE-PURCHASE AGREEMENT
FOR THE ENGLEWOOD CMC CENTER SITE TO PRODUCE AN
AGGREGATE SAVINGS TO THE CITY, AUTHORIZING AND APPROVING
THE DOCUMENTATION RELATING TO THE REFINANCING; AND
DECLARING AN EMERGENCY.
11 b iv
WHEREAS, the City of Englewood (the "City"), in the County of Arapahoe and State of
Colorado (the "State"), is a legally and regularly created, established, organized and existing
municipal corporation under the provisions of Article XX of the Constitution of the State of
Colorado and the home rule charter of the City (the "Charter"); and
WHEREAS, pursuant to Article I, Section 3 of the Charter, the City is authorized to enter
into one or more leases or lease-purchase agreements for land, buildings, equipment and other
property for governmental or proprietary purposes; and
• WHEREAS, in order to refinance, among other things, the renovation of the Englewood
Civic Center and the construction, acquisition and installation of various public improvements in
and around the Englewood Civic Center, there were previously executed in the aggregate
principal amount of $18,880,000 Refunding Certificates of Participation (Civic Center Project),
Series 2005 (the "2005 Certificates,,), evidencing undivided interests in the right to receive
revenues payable by the City under a Master Lease Purchase Agreement dated as of October 1,
2005 (the "2005 Lease"), which 2005 Certificates (i) were delivered under a Mortgage and
Indenture of Trust, as amended and restated dated as of October 1, 2005 (the "2005 Indenture"),
by and between the Englewood Environmental Foundation, Inc., a Colorado non-profit
corporation (the "Corporation") and UMB Banlc, n.a ., as successor trustee thereunder (the "2005
Trustee"), (ii) are presently outstanding in the aggregate principal amount of $10,460,000, (iii)
bear interest at rates ranging from 3.90% to 4.50% per annum, and (iv) are currently subject to
optional redemption upon 30-days prior notice to the holders of the 2005 Certificates; and
WHEREAS, based upon discussions with Public Financial Management, Inc., as the
City's financial advisor, the City has determined that a material savings can be realized by the
City through the payment and cancellation of the outstanding 2005 Certificates with proceeds
generated from the issuance of Refunding Certificates of Participation (Civic Center Project),
Series 2015 (the "2015 Certificates") pursuant to a Mortgage and Indenture of Trust between the
Corporation and the Trustee (the "2015 Indenture") which is secured by a mortgage on the Civic
Center Building located at 1000 Englewood Parkway in the City, and a request for proposals has
been distributed to banks and financial institutions for consideration by the City in connection
with the refinancing; and
4849-9S92-4773. I 1
WHEREAS, the 2015 Certificates, if and when issued, will evidence undivided interests
in the right to receive certain revenues payable by the City under a Lease Purchase Agreement by •
and between the City and the Corporation (the "2015 Lease"), which 2015 Lease will be
substantially similar to, and replace, the 2005 Lease (all capitalized terms used and not otherwise
defined in the recitals hereof shall have the respective meanings assigned in the 2015 Lease); and
WHEREAS, the Base Rentals and Additional Rentals (both as defined in the 2015 Lease)
payable by the City shall constitute currently appropriated expenditures of the City and shall not
constitute a debt or multiple fiscal year direct or indirect debt or other financial obligation
whatsoever of the City or a mandatory charge or requirement against the City in any Fiscal Year
(defined in the 2015 Lease) beyond the Fiscal Year for which such payments have been
appropriated; and
WHEREAS, the 2015 Certificates shall evidence undivided interests in the right to
receive Lease Revenues (defined in the 2015 Indenture), shall be payable solely from the Trust
Estate (defined in the 2015 Indenture) and no provision of the 2015 Certificates, the 2015
Indenture, or the 2015 Lease shall be construed or interpreted (a) to directly or indirectly obligate
the City to make any payment in any Fiscal Year in excess of amounts appropriated for such
Fiscal Year; (b) as creating a debt or multiple fiscal year direct or indirect debt or other financial
obligation whatsoever of the City within the meaning of Article XI, Section 6 or Article X,
Section 20 of the Colorado Constitution or any other constitutional or Charter limitation or
provision; (c) as a delegation of governmental powers by the City; (d) as a loan or pledge of the
credit or faith of the City or as creating any responsibility by the City for any debt or liability of
any person, company or corporation within the meaning of Article XI, Section l of the Colorado
Constitution; or (e) as a donation or grant by the City to, or in aid of, any person, company or
corporation within the meaning of Article XI, Section 2 of the Colorado Constitution; and
WHEREAS, there have been presented to the City forms of the 2015 Lease and the 2015
Indenture; and
WHEREAS, Section 11-57-204 of the Supplemental Public Securities Act, constituting
Title 11, Article 57, Part 2, Colorado Revised Statutes, as amended (the "Supplemental Act"),
provides that a public entity, including the City, may elect in an act of issuance to apply the
provisions of the Supplemental Act; and
WHEREAS, the City Council desires to authorize the necessary actions and documents,
and otherwise proceed with, the lease-purchase refinancing of the Civic Center Building in order
to reduce the future aggregate rental payments scheduled to be made by the City;
NOW, THEREFORE, BE IT ORDAINED BY THE CITY COUNCIL OF THE CITY
OF ENGLEWOOD, COLORADO:
Section 1. Authorization of the Lease Purchase Agreement The 2015 Lease, in
substantially the fonn and with substantially the content presented to the City, is in all respects
approved, authorized and confirmed. If and only if the execution and delivery of the 2015 Lease
(i) results in a present value savings of not less than six percent, expressed as a percentage
change in the aggregate amount of the Base Rentals (as provided in the 2005 Lease and the 2015
Lease) and computed based upon the arbitrage yield for the 2015 COP to the date of delivery o f
4849-9S92-4773.l 2
...
the 2015 COP, assuming semi-annual compounding, (ii) does not extend beyond calendar year
2023 and (iii) does not provide for Base Rentals in any calendar year that would exceed the Base
Rentals currently set forth in the 2005 Lease, the Mayor, or in the absence of thereof, the Mayor
Pro Tern of the City Council, is authorized and directed, for a period of 120 days following the
effective date of this Ordinance, to execute the 2015 Lease in substantially the form and with
substantially the same content as the form thereof presented to the City, for and on behalf of the
City, but with such changes therein as the Mayor may, on the advise of the City Attorney, deem
necessary or appropriate. Subject to the conditions set forth in this Section, the City Council
hereby approves the leasing of the Leased Property by the City under the terms and conditions of
the 2015 Lease.
Section 2. Approval of Refmancing and Related Documents. The City Council
approves the refinancing of the 2005 Certificates by the Corporation and all necessary actions
relating to such refinancing, including without limitation the conditional call of the 2005
Certificates subject to the issuance of the 2015 Certificates. The City Council elects to apply all
of the provisions of the Supplemental Act. The appropriate officers and officials of the City are
hereby authorized and directed to execute and file an Internal Revenue Service Form 8038-G in
connection with the refinancing, and to execute and deliver any and all additional certificates,
documents, instruments, request for proposals award and other papers, and to perform all other
acts that they deem necessary or appropriate, in order to implement and carry out the transactions
and other matters authorized by this Ordinance, and execution by the parties thereto shall
constitute the City's approval of such documents and certificates in the form so executed.
Section 3. Consent to Assignment and Sale of Proportionate Interests. The City
Council hereby acknowledges and consents to the assignment by the Corporation of all rights,
title and interest of the Corporation, pursuant to the 2015 Indenture, in, to and under the 2015
Lease to the Trustee, and the delegation by the Corporation of all duties of the Corporation under
the 2015 Lease to the Trustee. The City Council hereby acknowledges and approves the
assignment or sale of proportionate interests in rights to receive certain payments under the 2015
Lease.
Section 4. Year to Year Obligations of the City. No provision of this Ordinance, the
2015 Lease, the 2015 Indenture or the 2015 Certificates shall be construed or interpreted (a) to
directly or indirectly obligate the City to make any payment in any Fiscal Year in excess of
amounts appropriated for such Fiscal Year; (b) as creating a debt or multiple fiscal year direct or
indirect debt or other financial obligation whatsoever of the City within the meaning of Article
Xl, Section 6 or Article X, Section 20 of the Colorado Constitution or any other constitutional or
statutory limitation or provision; (c) as a delegation of governmental powers by the City; (d) as a
loan or pledge of the credit or faith of the City or as creating any responsibility by the City for
any debt or liability of any person, company or corporation within the meaning of Article Xl,
Section 1 of the Colorado Constitution; or ( e) as a donation or grant by the City to, or in aid of,
any person, company or corporation within the meaning of Article Xl, Section 2 of the Colorado
Constitution.
Section 5. Reasonableness of Rentals. The City Council hereby determines and
declares that the Base Rentals, which shall not exceed $1,500,000 annually, represent the fair
value of the use of the Leased Property, and that the Purchase Option Price, which shall not
exceed $11,000,000, represents the fair purchase price of the Leased Property. The City Council
4849-9592-4773.l 3
hereby determines and declares that the Base Rentals do not exceed a reasonable amount so as to A
place the City under an economic or practical compulsion to appropriate moneys to make W
payments under the 2015 Lease or to exercise its option to purchase the Leased Property
pursuant to the 2015 Lease. In making such determinations, the City Council has given
consideration to the current market value of the Leased Property, the cost of acquiring,
constructing or equipping property similar to the Leased Property, the uses and purposes for
which the Leased Property is being and will be employed by the City, the benefit to the citizens
and residents of the City by reason of the use of the Leased Property purs_uant to the terms and
provisions of the 2015 Lease, the option of the City to purchase the Leased Property, and the
expected eventual vesting of full title to the Leased Property in the City. The City Council
hereby determines and declares that the leasing of the Leased Property pursuant to the 2015
Lease will result in facilities of comparable quality and meeting the same requirements and
standards as would be necessary if the acquisition of the Leased Property were performed by the
City other than pursuant to the 2015 Lease. The City Council hereby determines and declares
that the duration of the 2015 Lease, including all optional renewal terms, authorized under this
Ordinance, does not exceed the weighted average useful life of the Leased Property.
Section 6. Ratification of Prior Actions. All actions heretofore taken (not inconsistent
with the provisions of this Ordinance) by the City Council and by the officers and employees of
the City directed toward the lease purchase financing for the purposes herein set forth are hereby
ratified, approved and confirmed.
Section 7. Headings. The headings to the various sections and paragraphs to this
Ordinance have been inserted solely for the convenience of the reader, are not a part of this
Ordinance, and shall not be used in any manner to interpret this Ordinance.
Section 8. Severability. It is hereby expressly declared that all provisions hereof and
their application are intended to be and are severable. In order to implement such intent, if any
provision hereof or the application thereof is determined by a court or administrative body to be
invalid or unenforceable, in whole or in part, such determination shall not affect, impair or
invalidate any other provision hereof or the application of the provision in question to any other
situation; and if any provision hereof or the application thereof is determined by a court or
administrative body to be valid or enforceable only if its application is limited, its application
shall be limited as required to most fully implement its purpose.
Section 9. Repealer. All orders, bylaws, ordinances, and resolutions of the City, or
parts thereof, inconsistent or in conflict with this Ordinance, are hereby repealed to the extent
only of such inconsistency or conflict.
Section 10. Declaration of Emergency and Effective Date. The City Council has been
advised that in order for the City to secure a Base Rentals savings due to lower interest rates
currently present in the market, and recognizing that market interest rates are changing materially
from day to day, it is necessary to execute and deliver the 2015 Lease, and facilitate the
refinancing of the 2005 Certificates, soon as possible; therefore, the Council hereby finds and
determines that this Ordinance is necessary for the immediate preservation of public property,
health, peace and safety and shall be in full force and effect immediately upon final passage by •
the Council.
4849-95924773.1 4
-.
•
•
Introduced, read in full, and passed as an emergency ordinance on first reading, on the
6th day of July, 2015.
Published by Title as an emergency Bill for an Ordinance in the City's official newspaper
on the 9th day of July, 2015
Published as an emergency Bill for an Ordinance on the City's official website beginning
on the 8th day of July, 2015.
Read by title and passed on final reading as an emergency ordinance on the 20th day of July,
2015.
~ Published by title as an emergency ordinance in the City's official newspaper as Ordinance No .
.22.., Series of 2015, on the 23rd day ofJuly, 2015.
Published by title as an emergency ordinance on the City's official website beginning on the 22nd day
of July, 2015 for thirty (30) days.
' Randy P. Penn, Mayor
I, Loucrishia A. Ellis, City Clerk of the City of Englewood, Colorado, hereby certify that the above
and foregoing ~ yrue copy of the emergency Ordinance passed on final reading and published by title as
Ordinance No~ Series of 2015. · ·uti-
4849-9592-4773. l 5
~
-
•
. ·,
~,
Memorandum:
To:
From:
Date:
Subject:
Honorable Mayor and Members of the City Council
Eric A. Keck, City Manager
1July 2015
2005 Certificate of Participation Refund Parameters Ordinance
The City Council will be required to adopt an emergency ordinance that will facilitate the
refinancing of a lease-purchase agreement for the Englewood Civic site. Currently the City's
agreement with the Englewood Environmental Foundation (EEF) for the lease of the Civic
Center requires an annual lease payment which a portion thereof is then utilized to pay the
debt service on Certificates of Participation. The current COPs are refundable at this point in
time as they are Series 2005 Certificates that are "callable" every ten years. We currently
owe $10,460,000 at an interest rate of 4 .5% per annum .
The refinancing of the 2005 Certificates of Participation can occur as of 1 June 2015. The
refunding of the COPs will facilitate considerable savings to the City over the life of the
remaining lease which is set to expire in 2023.
The emergency ordinance that will be before the Council on 6 July 2015 enunciates the
terms by which the refunding of the 2005 Certificates will transpire. The language of the
ordinance allows for the Council to enunciate the parameters for the refinancing to occur
including the authorization of a new lease-purchase agreement with the savings realized in
the debt; allows for the Mayor or Mayor Pro Tern to sign the improved lease agreement;
approves the refinancing and related documents that will approve the refinancing; and
provide the necessary protection that the City would require a transaction of this type.
Approval of this emergency ordinance is crucial to the success of the COP refunding. Staff
respectfully requests that the Garrett Rule be suspended so that the Council can both hear
and act on the ordinance on the same evening.
Thank you for your time and consideration of this important matter.
If you should have any questions or comments, please do not hesitate to contact me.
11 a iii