HomeMy WebLinkAbout2013 Ordinance No. 020•
•
•
ORDINANCE No.2£2
SERIES OF 2013
BY AUTHORITY
COUNCIL BILL NO. 16
INTRODUCED BY COUNCIL
MEMBER WOODWARD
AN ORDINANCE AUTHORIZING AN INTERGOVERNMENTAL AGREEMENT ENTITLED
"COLORADO BROWNFIELDS REVOLVING LOAN FUND MEMORANDUM OF
AGREEMENT AMENDMENT 4" PERTAINING TO THE COLORADO BROWNFIELDS
REVOLVING LOAN FUND BETWEEN THE CITY OF ENGLEWOOD, THE CITY AND
COUNTY OF DENVER, COMMERCE CITY, THE CITY OF LAKEWOOD, THE CITY OF
LOVELAND, THE CITY OF WESTMINSTER AND EL PASO COUNTY COLORADO AS
WELL AS THE COLORADO HOUSING AND FINANCE AUTHORITY AND THE
COLORADO DEPARTMENT OF PUBLIC HEAL TH AND ENVIRONMENT.
WHEREAS, the Colorado Brownfields Revolving Loan Fund was established to facilitate the
reuse and/or redevelopment of contaminated sites by making low cost funding available for
financing environmental cleanups through grants from the Environmental Protection Agency;
and
WHEREAS, Englewood is represented in a coalition of Front Range communities, which was
established to finance environmental cleanups along the Colorado Front Range within the seven
local governments as well as the State overall; and
WHEREAS, this coalition is comprised of participants from City of Englewood, Commerce
City, Lakewood, Loveland, Westminster, El Paso County, the Colorado Housing and Finance
Authority, the Colorado Department of Health and Environment and the City and County of
Denver; and
WHEREAS, the Colorado Brownfields Revolving Loan Fund presents an opportunity for the
Englewood business community by providing financing for environmental cleanup activities; and
WHEREAS, the City Council of the City of Englewood authorized the City to enter into an IGA
which established the Colorado Brownfields Revolving Loan Fund with the passage of Ordinance
Number 31, Series of 2000; and
WHEREAS, the passage of this ordinance authorizes an amendment to describe the
organization and the responsibilities of the Colorado Brownfields Revolving Loan Fund Board, and
describes meeting and voting requirements and also describes the various cooperative agreements
that have capitalized the Colorado Brownfields Revolving Loan Fund.
NOW, THEREFORE, BE IT ORDAINED BY THE CITY COUNCIL OF THE CITY OF
ENGLEWOOD, COLORADO, AS FOLLOWS:
9 bi
Section 1. The "Colorado Brownfields Revolving Loan Fund Memorandum of Agreement •
Amendment 4" attached hereto as "Exhibit A," is hereby accepted and approved by the Englewood
City Council.
Section 2. The Mayor is authorized to execute and the City Clerk to attest and seal the
"Colorado Brownfields Revolving Loan Fund Memorandum of Agreement Amendment 4" for and
on behalf of the City of Englewood, Colorado.
Section 3. The coalition uses Federal Brownfields Revolving Loan Funds.
Introduced, read in full, and passed on first reading on the 17th day of June, 2013 .
Published by Title as a Bill for an Ordinance in the City's official newspaper on the 21 st day of
June, 2013.
Published as a Bill for an Ordinance on the City's official website beginning on the 19th day of
June, 2013 for thirty (30) days.
Read by title and passed on final reading on the 1st day of July, 2013.
Published by title in the City's official newspaper as Ordinance No~tJ, Series of 2013, on
the 5th day of July, 2013.
Published by title on the City's official website beginning on the 3rd day of
July, 2013 for thirty (30) days.
~~:Jr:
Ra~.Penn,Mayor
==--
I, Loucrishia A. Ellis, City Clerk of the City of Englewood, Colorado, hereby certify that the
above and foregoing is a true copy of the Ordinance passed on final reading and published by
title as Ordinance No. 2J2 Series of 2013.
•
•
•
•
. Purpose
COLORADO BROWNFIELDS REVOLVING LOAN FUND
MEMORANDUM OF AGREEMENT
Amendment 4 (MOA) ·•·
Introduction
The purpose of the Colorado Brownfields Revolving Loan Fund (CBRLF and/or Fund) as
represented by its Board of Directors (Board or Board of Directors), is to facilitate the reuse
· and /or redevelopment of contaminated sites by making low-cost funding available for financing
environmental cleanups. The funding for this endeavor is through grants from the Environmental
Protection Agency (EPA).
Brownfields are defined as abandoned , idled, or under-utilized industrial and commercial
facilities where expansion or redevelopment is complicated by real or perceived environmental
contamination. A major barrier to redeveloping brownfields sites in Colorado is that
contaminated sites face not only the environmental challenge of cleanup, but also marginal
economic potential. In the Colorado real estate market, properties are being avoided because of
liability and cleanup cost concerns.
The city and county of Denver, Commerce City , Englewood, Lakewood, Loveland, Westminster,
El Paso County, the Colorado Housing and Finance Authority (CHF A), and the Colorado
Department of Public Health and Environment (CDPHE) have agreed to cooperate and to create
the Colorado Brownfields Revolving Loan Fund. The focus of this fund is to finance
environmental cleanups along the Colorado Front Range within the seven local governments as
well as the State overall. Each of the local governments was eligible for, applied for and was
awarded by EPA, brownfields cleanup revolving loan funds. In order to consolidate the
administrative requirements and to pool the available revolving loan funds, CDPHE prepared a
coordinated application to EPA for funding the CBRLF~· CDPHE has also been awarded
brownfields cleanup revolving loan funds, making CBRLF available statewide.
The CBRLF coalition was first awarded brownfields revolving loan funds in 2002. That grant
expired in 2010 and the associated cooperative agreement has been closed. Under the terms of
that agreement, CBRLF was allowed to retain all repayments of principal, interest, and loan
earnings as "program income ." Since the original award in 2002, CDPHE, on behalf of the
coalition, has applied for and received several additional awards of brownfields revolving loan
funds from EPA. It is the intent of the Board to use program income, existing grant funds, and
future awards and program income to continue operating CBRLF .
In general , CHF A and the other participants will be responsible for outreach and marketing the
CBRLF. CHF A will provide financial expertise for reviewing loan applications to the Fund.
CDPHE will provide the technical knowledge needed to ensure successful environmental
cleanups , and local governments review applications for consistency with CBRLF requirements
and assist the Chair in conducting business of the CBRLF.
• This arrangement is shown in a graph as Exhibit 1.
E
X
H
I
B
I
T
A
CBRLF is envisioned to be a source of capital for cleanup of both publicly and/or privately held •
property.
Due to statutory limitations, CHF A will serve as the fiscal agent for CDPHE, operating and
servicing loan and sub-grant agreements. Repayment of loan funds , including any interest and
principal, will be to CBRLF through CHF A.
Duration
This document becomes effective upon signature by the nine (9) entities at the end of the
document. It will automatically terminate on June 30, 2017 . It can be extended in 5-year periods
by mutual agreement of the signing parties, and its effectiveness on a signing party can be
terminated at any time, for any reason, with a 30-day written notice provided to the Board by
such signing party. Each of the participating local governments agrees to appoint a person to the
Board of Directors through June 30, 2017 . In April 2017 the Board shall review this MOA and
make changes as necessary, and the participating entities can reaffirm their desire to participate.
This agreement may be amended, as needed, by a unanimous decision of the Board of Directors.
Board of Directors
Organization
CBRLF will be administered through a Board of Directors as its organizational entity, with
members chosen from each of the participating cities and counties, CHF A, and CDPHE. The
Board will meet to discuss issues and make decisions regarding the use of the Fund . This MOA
prescribes operating guidelines for the Board of Directors.
Roles and Responsibilities
The Board of Directors may provide assistance with financial and environmental issues
impacting the sale, use, reuse, and /or redevelopment of both publicly and privately held property
throughout Colorado . The municipal/county Board members are responsible for: (1) attending
scheduled board meetings, (2) ensuring that projects funded under this program are consistent
with the goals and objectives of CBRLF , (3) providing loan fund policy direction to CHF A and
CDPHE, and (4) providing assistance with development of applications for additional
Brownfields Revolving Loan Fund grants.
The Board of Directors has the ultimate responsibility for approving or denying applications for
funding to CBRLF. CDPHE, acting as the "Lead Agency" under EPA grants BL98811601,
RP98899701 , BF98899601, and 2B97863101 , must assure that the Board actions are in
accordance with the terms of the respective cooperative agreements ( each a "Cooperative
Agreement" and, collectively, the "Cooperative Agreements"). The Board must not spend funds
except for their intended use as defined in the Cooperative Agreements and the EPA Browrifields
Cleanup Revolving Loan Fund Administrative Manual (OSWER, EPA 500-B-98 .001, May
1998) located via Internet at www.epa.gov/Brownfields.
Brownfields Board Members
Members. The Board of Directors shall be comprised of one member each from: City and
County of Denver, Commerce City, Englewood, Lakewood, Loveland, Westminster, El Paso
County, CHF A and CDPHE. Each member must be authorized, in writing, to participate on the
2
•
•
•
•
•
Board and must be delegated the authority, by his/her organization, to make decision necessary
to conduct the business of the CBRLF, including but not limited to decisions regarding the use of
funds available to the CBRLF.
Chair. The Board shall select a Chair who shall preside over all Board meetings. The Chair
shall, in consultation with other members of the Board, prepare agendas and facilitate Board
meetings. The . Chair may designate a member of the Board to assume the duties of Chair in their
absence. The Chair will also distribute quarterly budget updates to all members.
Additional Duties. Board members shall perform such other duties and functions as may be
required from time to time by the Board.
Vacancies. Should the office of Chair become vacant, the Board shall select a successor at the
next regular meeting or at a special meeting called for this purpose.
Conflict of Interest. No member of the Board may vote on projects in which that Board member
has a direct personal financial interest in any contract or Brownfields Project, existing or
proposed, that may be brought before the Board. For purposes of this section, "financial interest"
shall mean a substantial interest held by a member, or member's immediate family, such as :
• an ownership interest in a business ;
• employment or prospective employment for which negotiations have begun;
• an ownership interest in real or personal property;
• a loan or other debt or interest in business or real property; or
• a position as director or officer of a business .
To the degree a member of the Board has a preexisting actual or appearance of a conflict of
interest, he or she shall immediately disclose the same, in writing, to the Board, and such
disclosure shall be entered into the Minutes of the Board.
Changes in Membership. Membership in this program is expected to change over time. Current
members may choose to leave after achieving their community's brownfields goals. Other
entities may seek to join the coalition in order to benefit from the economy of scale offered by
the existing CBRLF infrastructure . The following sections outline how membership changes will
be accommodated.
1. Exiting Members: Members seeking to leave CBRLF must submit their resignation request,
in writing, to the Chair and must give a 30-day written notice .
2. New Members: New members will be allowed to join CBRLF after submitting their request,
in writing, to the Chair and receiving the approval of the Board of Directors. New members will
be required to sign and abide by this MOA. Federal funds added to the CBRLF will be managed
in accordance with the Cooperative Agreement, this MOA, and the CBRLF Administrative
Manual. Any non-federal funds and /or program income added to CBRLF will be accounted for
and managed separately. (Note: potential new members are strongly encouraged to discuss
CBLRF membership with existing Board members prior to submitting their CBRLF grant
proposal to EPA.)
3. Membership Eligibility: In order to be considered for CBRLF membership, potential
members must have contributed to CBLRF either: a) an EPA RLF grant, or b) a public/private
source of funding equivalent to a CBLRF grant (minimum of $50,000.00).
3
Meetings
Frequency. The Chair of the Board may, when the Chair deems necessary, call a meeting of the
Board for the purpose of transacting business the Chair designates for such meeting . Such
meeting shall also be called by the Chair upon the request of two members of the Board for the
purpose of transacting business these members designate in the call for such meeting. No
meeting shall be held unless all Board members are given written notice a minimum of seven (7)
days in advance .
Order of Business. At meetings of the Board, the order of business shall follow a written agenda
provided to the members by the Chair.
Quorum. For the nine-member Board, a quorum shall consist of five members, at least three of
whom are local government members. If the number of members changes, the quorum will be
redefined by the Board. A Board member must be present either in person or by telephone to be
counted in the quorum. In the event of a Board member absence, that Board member may send a
substitute to participate and vote. Additionally, voting by written proxy will be allowed.
Decision Making. There are numerous kinds of decisions that members of the Board of
Directors may be asked to make. As a guiding principle, it is the intent of the Board to make
decisions affecting more than one member, by member consensus whenever possible . In the
event that consensus cannot be reached, a simple majority vote will decide the issue .
Manner of Voting. Voting by the Board may be by acclamation, by ballot or by e-mail ballot, as
the Chair may designate .
Record of Decision . The outcome and reasoning behind Board decisions resulting in the
approval or denial of any project funding or other expenditure shall be recorded in writing and
maintained in adherence with Cooperative Agreement record keeping guidelines . Minutes of
any other Board meeting or action are not required; such documentation may be recorded at the
discretion of the Chair.
Meeting Location. The meeting location will be at the Colorado Housing and Finance
Authority's facility at 1981 Blake Street, Denver, Colorado, 80202.
Term of Office. Board members will serve indefinite terms at the pleasure of their respective
management.
Public Meetings . The Board may, from time to time, hold public meetings.
Colorado Department of Public Health and Environment
The Colorado Department of Public Health and Environment agrees to perform the following
duties with respect to this MOA:
1. CDPHE is the Cooperative Agreement Recipient, Lead Agency, and Site Manager.
2. CDPHE has entered into the Cooperative Agreements with the Environmental Protection
Agency (EPA).
•
•
3. CDPHE will process cleanup applications in accordance with Colorado's Voluntary •
Cleanup and Redevelopment Act. Fees for the Colorado Voluntary Cleanup Program
4
•
•
•
(VCP) application review and approval are to be paid by the applicant in accordance with
the requirements of that program .
4. CDPHE is responsible for assuring that all cleanups are conducted in a manner that is not
inconsistent with CERCLA and the National Contingency Plan (NCP) for non-time
critical removals.
5. CDPHE will review the Analysis of Cleanup Alternatives and write the Action
Memorandum as required by the Brownfields Cleanup Revolving Loan Fund
Administrative Manual.
6. CDPHE will identify a Brownfields Site Manager for each site receiving a loan from
CHFA and conducting a cleanup under the VCP. The Site Manager will be an
environmental professional employed by the State. The Site Manager is responsible for
overseeing cleanups at specific sites including field visits.
Colorado Housing and Finance Authority
CHF A is under contract with the State of Colorado to act as its fiscal agent for managing and
servicing the loan agreements. As the fiscal agent to the State , CHF A :
1. Will be responsible for advertising and marketing the revolving loan fund under th~
supervision of the participating local government entities and the Board of Directors,
2. Will conduct the financial portion of the loan reviews and provide loan underwriting and
servicing as required by this program,
3. Will be responsible for providing the participating local government entities and the
Board of Directors with an assessment of the financial strength of each project, prior to
final approval of the project by the Board of Directors,
4. Will provide closing documents and disburse loan and sub-grant funds , as appropriate, to
successful applicants,
5. Will be responsible for managing the funds in the trust accounts , and revenues it
subsequently receives as loan repayments , in accordance with the Cooperative
Agreement, applicable laws and regulations , prudent lending practices , and the policies ,
instructions and directions of the Board of Directors.
6. Will keep all records for each loan made for a period of not less than ten (10) years,
7. Will prepare and provide the financial portion of the EPA-required quarterly reports to
CDPHE at least one week prior to the reporting due date.
Member Cities and Counties
Member cities and counties agree to participate for a full 5-year period from the date of signature
on this MOA. In the past, both loan and administrative funds have been available for use by
member cities and counties. Currently, only loan/sub-grant funds are available to members ,
pursuant to a successful application approved by the Board. Member cities and counties agree to
use all funds received or direct the use of funds in accordance with the terms and conditions
contained in the Cooperative Agreement from the U.S . Environmental Protection Agency.
5
Description of Funds
CBRLF is made up of several loan pools derived from various Cooperative Agreements received
from EPA. Each of these pools has different federal requirements, which mandate that they be
managed separately . A general description of each pool is as follows:
1. EPA Cooperative Agreement BL98811601 is the original Cooperative Agreement that
established CBRLF. This Cooperative Agreement has expired and CDPHE and EPA
have completed administrative close-out of this agreement. Under the terms of the
Cooperative Agreement, CBRLF has retained all funds from repayment of principal,
interest, and loan earnings and these funds are considered program income. It is the
intent of the Board to use these funds, along with future program income, to continue
operating a brownfields revolving loan fund. Program income funds will be managed in
general accordance with the requirements of the original Cooperative Agreement.
2. EPA Cooperative Agreement RP98899701 was awarded through CERCLA Section
128(a) State and Tribal Response Program . These funds require a 20% matching
payment. The borrower must show that they performed all appropriate inquiry before
acquiring the property and that they are not liable for the cleanup under CERCLA Section
107. Sub-grants are allowed for up to 40% of the funds awarded under this Cooperative
Agreement. Sub-grants will be considered on a site-by-site basis.
•
3 . EPA Cooperative Agreement BF98899601 was awarded under CERCLA Section
104(k)(3). These funds require a 20% matching payment. The funds under this award •
have been segregated into two separate loan pools: funds in the petroleum loan pool can
only be used at sites that have petroleum contamination, while a separate pool has been
established for sites contaminated with hazardous substances. The borrower must show
that they performed all appropriate inquiry before acquiring the property and that they are
not liable for the cleanup under CERCLA Section 107. Sub-grants are allowed for up to
40% of the funds awarded under this Cooperative Agreement. Sub-grants will be
considered on a site-by-site basis.
4. EPA Cooperative Agreement 2B97863101 was awarded under the American Recovery
and Redevelopment Act, and are intended to provide sub-grants to local governments and
non-profits. Sub-grantees must demonstrate that they have performed all appropriate
inquiry before acquiring the property and that they are not liable for the cleanup under
CERCLA Section 107.
6
•
•
•
•
Signatures
Colorado Brownfields Revolving Loan Fund
Memorandum of Agreement, Amendment 4
City and County of Denver
Paul Washington, Executive Director
Office of Economic Development
City of Englewood
Randy Penn, Mayor
City of Loveland
William Cahill, City Manager
City of Westminster
J. Brent McFall, City Manager
Colorado Department of
Public Health and Environment
Dr. Chris Urbina, Executive Director
Commerce City
Brian McBroom, City Manager
Colorado Housing and Finance Authority
Cris A. White, Executive Director and CEO
El Paso County
Dennis Hisey, Chair
Board of County Commissioners, El Paso County
Attest: --------------
Deputy Clerk, El Paso County
7
ATTEST :
By:
Margy Greer, City Clerk
APPROVED AND RECOMMENDED :
By : ____________ _
Jay Hutchison,
Director of Public Works
By:
Larry Dorr
Director of Finance
8
CITY OF LAKEWOOD
By : __________ _
Kathleen E. Hodgson, City Manager
APPROVED AS TO FORM :
By : __________ _
City Attorney
•
•
•
•
•
CO Dept of Public Health
& Environment
Voluntary Clean-up Program
Receives Application
Colorado Brownfields Revolving Loan Fund
Board of Directors
Conduct initial loan application screening
CO Dept of Public Health
& Environment
Voluntary Clean-up Program
Review & Approval
Colorado Housing
and Finance Authority
Financial Review
Local Governments
Reviews Project
Project Consistent with
City Development Plan
Declined with
--+1 Letter of Rejection
$$$$
Decl ined with
Letter of Rejection
Colorado Brownfields Revolving Loan Fund
Board of Directors
CO Dept
Health & En
Final loan approval
Approved
Colorado Housing
and Finance Authority
Issue Loan
>--~ Redevelopment
9
Repay
Loan
•
•
•
COUNCIL COMMUNICATION
DATE: AGENDA ITEM: SUBJECT:
June 17, 2013 Colorado Brownfields Revolving Loan
9 a i Fund Memorandum of Agreement
Amendment 4
INITIATED BY: STAFF SOURCE:
City Manager's Office Darren Hollingsworth, Economic Development
Manager
COUNCIL GOAL AND PREVIOUS COUNCIL ACTION:
Council discussed the Colorado Brownfields Revolving Loan Fund Memorandum of Agreement
Amendment 4 at the May 20, 2013 study session.
Council approved Ordinance 31, series 2000 for the Intergovernmental agreement entitled, "Colorado
Brownfields Revolving Loan Fund Memorandum of Agreement." This agreement established the Colorado
Brownfields Revolving Loan Fund . Amendments were approved in 2002, 2004, and 2009 .
RECOMMENDED ACTION:
Staff recommends that Council approve the Bill for Ordinance allowing the City of Engle w ood to execute
the proposed Colorado Brownfields Revolving Loan Fund Memorandum of Agreement Amendment 4. This
amendment contains housekeeping measures and allows Englewood to remain a part of the coalition of
member cities involved in the administration and oversight for the Colorado Brownfi elds Revolving Loan
Fund.
BACKGROUND, ANALYSIS, AND ALTERNATIVES IDENTIFIED:
The City of Englewood is a party to the Colorado Brownfields Revolving Loan Fund (CBRLF) coalition,
which was founded in 2001 . The CBRLF was created through a partnership among the cities of Englewood,
Lakewood, Loveland , Denver, Commerce City, the Colorado Housing and Finance Authority (CHFA), and
the Colorado Department of Public Health and Environment (CDPHE). The initial focus of the fund was to
finance environmental cleanups along the Col o rado Front Range within the five member cities. Later, after
infusions of additional funding from EPA , El Paso County b ecame a partnering member of the fund, and the
focus of the fund was expanded to include financin g en v ironmental cleanup on a stat e-w ide basis.
Responsibilities of the CBRLF partn e rs have re main ed consistent since the fund was established. CDPHE is
responsible for managing the Cooperative Agreements that make up the fund, and CHFA serves as the
fund 's fiscal agent, responsible for administering loans and sub-grants . CDPHE, CHFA, and other CBRLF
members are responsible for outreach and marketing the CBRLF. The Board meets on an as needed basis
to conduct necessary business and to consider loan and sub-grant applications. Board members have no
fiscal responsibility to the fund, other than the time and effort of delegated board members.
The CBRLF is capitalized through a number of Federal Brownfields grants provided by EPA Region VIII. The
fund accomplishes its mission of facilitating environmental clean -up and infill redevelopment through the
issuance of low cost loans and awards sub-grants to eligible local governments and non-profits. It is the
intent of the CBRLF Board to use loan repayments and other program income to develop a true revolving
loan fund to provide new loans and other assistance for authorized purposes. If properly managed, such
funds can operate in perpetuity.
The purpose of this amendment is to describe the organization and the responsibilities of the CBRLF Board .
The document describes meeting and voting requirements and also describes the various cooperative
agreements that have capitalized the CBRLF .
In 2001 Englewood benefited from its membership in the coalition when the City borrowed funds from the
Colorado Brownfields Revolving Loan Fund to finance the environmental cleanup of a former municipal
landfill and transform the site into Centennial Park.
FINANCIAL IMPACT:
Englewood has no financial commitment to partIcIpate in the coalition. The only non-monetary
commitment is very minimal staff time involved with the periodic meetings to review loan applications.
LIST OF ATTACHMENTS:
Bill for Ordinance
•
•
•