HomeMy WebLinkAbout1978 Ordinance No. 014(,,...-•
IN TRO DUCE D AS A BILL BY COUNCILMAN
BY AUTHORITY
ORDINANCE NO . 14 I SERIES OF 1978
AN ORDINANCE AUTHORIZING THE ~SSUANCE
OF $7,600,000 HOSPITAL REVENUE BONDS
(THE SWEDISH MEDICAL CENTER PROJECT),
SERIES 1978 TO REFINANCE CERTAIN OUTSTAND-
ING OBLIGATIONS OF THE SWEDISH MEDICAL CENTER;
RATIFYING CERTAIN ACTION HERETOFORE TAKEN;
AUTHORIZING THE EXECUTION AND DELIVERY BY THE
CITY OF A FINANCING AGREEMENT, INDENTURE OF
TRUST, CLOSING DOCUMENTS AND SUCH BONDS IN
CONNECTION THEREWITH; MAXING DETERMINATIONS
AS TO THE .SUFFICIENCY OF REVENUES AND AS TO
OTHER MAT';rERS RELATED TO SUCH REFINANCING; AND .
REPEAL !NG ACTION HERETOFORE TAKEN IN CONFLICT
HEREWITH.
,
WHEREAS, the City of Englewood, in the County of
Arapahoe an d State of Colorado (the "City•), is a legally
,
and regularly created, established, organized and existing
municipal corporation under the provisions of Article XX
of the Constitution of the State of Colorado and the
Charter of the City; and
(1)
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WHEREAS, the Colorado County and Munic.ipality
Development Revenue Bond Act, Article 3, Title 29 of Colo-
rado Rev ised Statutes 1973, as amended ·cthe •Act•) author-
izes counties and municipalities 'to finance, refinance,
acquire, own, lease, improve, and dispo~e · of properties
to the end tha t more adequate hospital care may be pro-
vided, which promotes the public health, welfare, safety,
conveni ence , and prosperity; and
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WHEREAS, the Act further authorizes counties and
municipalities to refinance any obligations previously
incurred to finance or aid in financing of hospital, health-
care, or nursing home facilities which would constitute a
project within the meaning of the Act had such facilities
been originally undertaken and financed by a county or
municipality pursuant to the Act; and
WHEREAS, the Act further authorizes counties and
municipalities to issue revenue bonds for the purpose of
defray ing the cost of· refinancing any project constituting . ,
hospi tal, health-care or nursing home facilities and all
incidental expen ses incurred in issuing such bonds and to
secure the payment of such bonds as provided in the Act; and
WHEREAS, The Swedish Medical Center, a nonprofit
corporat ion, organized and existing under the laws of the
State of Colora do (the "Hospital"), has pr~sented to the
City a proposal whereby the City will, pursuant to the Act,
refin ance Firs t Mortgage Bonds, Series 1973, and First Mort-
gage Bonds, Series 1974, of the Hospital which were issued
to finance the construction, renovation and remodeling of
hospital facilitie s (the "Project") owned and operated by
the Hospital i n the City, which Project.would constitute
a "proj e ct" within the meaning of the Act had such hospital
(2)
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facilit ies been originally undertaken and financed by
a county or mQnicipality pursuant to the Act1 and
WHEREAS, Hospital Revenue Bonda (The Swedi~h
Medical Center Project), Series 1978 in the aggregate
principal amoun t of $7,600,000 (the "Bodda•) will be
issued and delivered by the City to The Aetna Casualty
and Surety Company (the "Purchaser"), to pay the cost
of refinancing the Project and costs incidental to the
authorization, issuance and sale of the Bonds; and
WHEREAS, concurrently with the issuance of the
Bonds, the Hospital will enter into a financing agreement ·
with the City providing for payments sufficient to pay
the principal of, premium, if any, and interest ·on the
Bonds and to meet other obligation• as herein and therein
provided; and
WHEREAS, on April 17, 1978, the City Council
adopted a reso lution whereby the City agreed to authorize .
~he issuance and sale·of the Bonds, it being understood ,
that no costs of issuance and sale were to be borne by the
City and that the necessary financing documents were sub-
ject to formal approval by ordinance of the City Council
pursuant to the Act; and
WHEREAS, on May 15, 1978, pursuant to a resolu-
tion duly adopted on that date by the City Council, the
City, the Hospital and the Purchaser entered into a Bond
Purchase Agreement (the "Bond Purchase Agreement•) under
which the Bonds were sold by the City to the Purchaser; and
WHEREAS , there have been presented to the City
Council: (1 ) the proposed form of Financing Agreement
dated as of May 15, 1978 between the Ci~y and the Hospital
(the "Agreement") and (2) the proposed form of Indenture
(3)
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of Trust d ated as of May 15, 1978 (the •indenture") be-
twee n the City and The First National Bank of Denver, as
Trustee (the "Trustee").
NOW, THEREFORE, BE IT ORDAINED ·BY THE CITY
CO UNCIL OF THE CITY OF ENGLEWOOD, COLORADO:
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Section 1. All action (not inconsistent with
the provisio n s of this ordinance) heretofore taken by the
C ity Counci l and the officers of the City directed toward
the refinanc i ng of the Project and the issuance and sale
of the Bond s therefor be, and the same is hereby, rati-
fi ed , approved and confirmed.
Section 2. The City shall refinance the Project
by l oaning the proceeds of the .Bonds to the Hospital in .
accordanc e wi th the provisions of the Agreement for the
purposes desc ribed above.
Sect ion 3. To defray the cost of refinancing
t he Project there is hereby ·authorized and created an
i s sue of ho s pi tal revenue bonds desi4nated "City of Engle-
wood , Colorado, Hospital Revenue Bonds (The Swedish
Medical Center Proj e ct), Series 1978" in the aggregate
p rincipal am o u nt of $7,600,000 issuable as fully registered
bonds in the denominations of $5,000 and any integral
multiple the reof, dated May 15, 1978 (except as otherwise
p rovided in the I nde nture), b e aring interest from their
da te at the rate of 6.75• per annum prior to maturity and
at the rate of 7.7 5% per annum after maturity, payable
semiann u ally on May 15 and Nove mber 15 in each year, com-
mencing Novembe r 15, 1978, and matur i ng on May 15, 1999.
T he Bonds shal l b e p ayable, shall be ~ubject to redemption
p r ior to maturi ty and shall be in substantially the
fo rm as pro v ided i n the Indenture. Pursuant to the Bond
Pu rchase Agreemen t th e bonds shall be delivered to
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the Purchaser at par plus accrued interest from May 15,
1978 to th e date of their payment and delivery. The
ma x imum net effective interest rate permitted for the
B o n ~s is he reby declared to be 81 per annum and the
actual net effective interest rate · on the. ·Bonds is
dete rmined to be under all conditions and at all times
dur ing the life of the Bonds, less than such maximum
rate.
Section 4. The !ollowing determinations and
f i nd ings ar e hereby made in accordance with Sections
29-3-113, 2 9 -3-114 and 29-3-120 of the Act:
(a) The amount necessary in each year
t o pay the principal of and the interest on the
Bonds i s as follows:
Ann u a l Peri od
to and
I ncluding
May 15
1979
1980
1981
1982
1983
1984
1 985
1986
1987
1988
19 89
199 0
199 1
199 ~.
199 3
199 4
1995
19 9 6
1997
1998
1999
Interest
"for such
Period
$513,000
513,000
513,000
513,000
513,000
513,000
513,000
513,000
513,000
513,000
51 3,000
51 3,000
5 1 3,000
51 3,000
51 3,000
513,000
51 3,000
51 3,000
5 13 ,000
51 3,000
513,000
Principal to be
Retired · in such
Period·
(5)
$ 0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
,
$7,600,000
Annual Debt
Service
Requirement
$513,000
513,000
513,000
513,000
513,000
513,000
513,000
513,000
513,000
513,000
513,000
513,000
513,000
513,000
513,000
513,000
513,000
513,000
513,000
513,000
$8,113,000
(b) No reserve fund has been established nor
is proposed to be established for 'the retirement of'
the Bonds or the maintenance of the Project and
accordingly it will not be necess~ry to pay amounts
into any reserve fund. •
' (c) The terms under which the Project is to be
refinanced provide that the Hospital shall maintain
the Project and carry all proper insurance with ,
respect thereto.
(d) The revenues payable under the Agreement
are sufficient to pay, in addition to all other
requirements of the Agreement and this ordinance,
all sums referred to in paragraphs (a) and (c) of
this Section.
(e) The revenues payable under the Agreement
• are sufficient t~ pay, in addition to all other
requirements of the Agreement and this ordinance, .
all taxes payable pursuant to Section 29-3-120 of
the Act.
Section S. The forms, terms and provisions of
the Agreement and the Indenture be and they hereby are
approved and the City shall enter into the Agreement and
the Indenture in the forms of each of such documents pre-
sented to the City Council at this meeting, with such
changes therein as are not inconsistent herewith; and the
Mayor is hereby authorized and directed to execute and
deliver such documents and the City Clerk is hereby . .
authorized and directed to affix the City seal to and to
attest such documents.
(6)
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Section 6. The form, terms and provisions of
the Bonds, in the form contained in the Indenture, be and
they h e r e by are approved, with such c~an9es therein as
are not inconsistent herewith; and the Mayor and the City . .
Clerk are ea ch hereby authorized and directed to execute
the Bonds and each is authorized 'and directed to deliver
them, and the seal of the City is hereby authorized and
direc t ed to be impressed on the Bonds. The signature
of the Ma y or on the Bonds and the signature of the City
Clerk on the Bonds shall be manual~
.
Section 7. The Mayor is hereby authorized to
execute and deliver to the Trustee the written order of
the City f or the authentication and delivery of the Bonds
by the Trustee, in accordance with Section 2.6 of the
Indenture.
Sectioh 8. The First National Bank of Denver,
. Denver, Colorado, is hereby appointed as trustee under the
Indentu r e, thereby al"so serving as registrar and paying ,
agent unde r the terms of the Indenture and Agreement.
Section 9. The officers of the City shall take
all action i n conformity with the Act necessary or reason-
ably required to effectuate the issuance of the Bonds and
s h a ll take all action necessary or desirable in conformity
wi t h th e Act to ref i nance the Project and for carrying out,
g iv i ng effe ct to and consummating the transactions contem-
p ~~e d by t his ord i nance, the Agreement and the Indenture,
inc uding without limitation the execution and delivery of . ' .
a ny closing docume nts to be delivered in connection with
t h e sale a nd delivery of the Bonds.
(7)
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Section 10. The cost of refinancing the Project
will be paid out of the proceeds of th~ Bonds and none of
them will be the general obligations of the City nor shall
any. of them , including interest thereon, constitute the
debt or inde btedness of the City within.the meaning of the
Constitution or statutes of the State of Colorado or of
the home rule charter of the City nor shall anything con-
t~ined in thi s ordinance or in the Bonda, the Agreement,
the Indenture, or any other instrument give rise to a
pecuniary liability or a charge upon the general credit or
taxing powers of the City, nor shall the breach of any
agreement contained in this ordinance, or any instrument ..
impose any pecuniary liability upon the City or any ·~barge
upon its general credit or against i ta taxing powers'· the
City having no power to pay out of its general funds, or ;·
otherwise contribute any part of the costs of refinancing
the Project, nor 0 power to operate the Project as a business
or in any manner, nor shall the City condemn any land or .
other property for the Project nor co,ntribute any land or
other property to the Project.
Section 11. After any of the Bonds are issued,
this ordinance shall be and remain irrepealable until the
Bonds and the interest thereon shall have been fully paid,
cancelled and discharged.
Section 12. If any section, paragraph, clause
or provi s ion of this o ~~ina nce shall for any reason be
held to be invalid or ~~e nforceable, the invalidity of
unenforce ability of s uc h section, paragraph, clause or
provision shall not affect any of the remaining provi-
sions of this ordinance.
( 8)
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Section 13. All bylaws, orders, regulations,
resolutions and ordinances, or parts thereof,·of the City
inconsistent herewith and with th• documents hereby
approved, are hereby repealed to the ~~tent only of .such· . . inconsistency. This repealer shall not be construed as
reviving any bylaw, order, regulation, resolution or
ordinance, or part thereof.
Section 14. Thi• ordinance, immediately on its -final passage and adoption, shall be numbered and recorded
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in the official records of ·the City kept for that purpose~···. '· t;,· ..
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authenticated by the signatures of the Mayor and City· .clerk,.>··;: : ... ? ...
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and published by reference in The .. Englewood Herald Sentinel,".: ;:,'_ ·. · /;'
a newspaper .published and of general
City •.
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circulation in the · ·i:•. : ; .. · ·· .-·. ·:.'
}, . . . Section 15. This ordinance shall be in fu11 · ·
force and effect•thirty (30) days after its publication
following its final passage.
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INTRODUCED, PASSED ON FIRST, READING, AND ORDERED
PUBLISHED this June 5, 19
(SEAL)
ATTEST:
(9)
I, William o. James, City Clerk of the City of
Englewood, Arapahoe County, Colorado, do hereby certify ·
that the above is a true and correct copy of an ordinance
in~roduced, passed on first readinq, ·and ordered published
in full in The Englewood Herald Sentin&l .at a regular
meeting of the City Council on the 5th day of June, 1978.
(SEAL)
Attest:
Published in The Englewood Herald Sentinel~
First publication June 7 , 19 78.
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(10)
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FINALLY PASSED, ADOPTED, AND APPROVED this 19th
day of June , 1978.
(SEAL)
Attest:
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Pub lished in The Englewood Herald Sentinel. Second publica-
tion {i.e., publication by reference after final passage)
Jur\e 21 , 1978.
We, James L. Taylor, Mayor, and William o. James,
City Clerk, of t~e City of Englewood, in the County of
Arapahoe and State of Colorado, do hereby certi2y that the
above and foreg oing ordinance is a true and correct copy of
the ordinance introduced, passed, and approved on first
re ading at the regular mee ting held on the 5th day of June,
1978, published in full in The Englewood Herald Sentinel
on the 7th day of June , 1978, introduced a second
time , finally passed, adopted and approved, without any
amendment , on the 19th day of June , 1978, and pub-
lished a second time by reference in The Englewood Herald
Sentinel on the 21st day of June , 1978.
(SEAL)
Attest: