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HomeMy WebLinkAbout1985 Ordinance No. 042I BY AUTHORI T Y ORD I NA NCE NO. -1dl COUNCIL BILL NO, 48 U.TRODU CED BY cou~ S ERI ES OF 1985 __ _ MEMBER b'F7tl AN ORDINANCE AUTHORIZING THE ISS UA NCE OF SPECIAL ASS ESSME NT BONDS IN THE PRIN CIPAL AMOUNT OF $856 ,0 00 OF THE C ITY OF ENG LEW OO D, COLORADO, FOR PAV I NG DI S TRICT NO. 30; P RES CRIBING T HE FORM OF THE BON DS , /IN D PROVIDING FOR THE PAYI-.ENT OF THE BONDS AND THE I NTE RES T THE REO N, WHEREAS, t he City Co un c il o f th e City o f Engl ewood , Co lor ad o, h as , b y Or d in a n ce No , 3 0 , Seri es o f 1985, finally p as sed and adop te d o n May 20 , 1 985 , crea t ed Paving Dis trict No . 3 0 , wit h in th e City, f o r t h e pu r pose of cons t ruc ting and in s talling s tr e e t pav ing , c urb and g utter and s i dewalk i mp r ovements, toge ther with neces s a ry inci de nt al s o n ce rtai n s treet s in th e City; a nd WH EREA S, Notice t o Co n trac t o r s to s ubm i t b id s for t he constr uct i o n of the imp ro veme nts in the Di s tr i ct ha s b~~n ad ver t i sed a nd b i ds for suc h construct i on were r ece iv ed on Ju ne 1 7 , 1 985; a nd WHEREAS , t he Ci t y Co un ci l h a s de te rm ined t ha t s pe ci al assessme nt bo n ds of t he Ci ty fo r t he Dis t rict she>uld be is,ued in th e amou n t o f S85 6,0 00 for t he p ayr.,e n t o f p a rt of suc h c onstruc tion c o st; a nd WHEREAS , i n accord ance with t he City Cha r te r and a resolution passed o n May 20, 19 85, the City Co unc il has a d ve rtis ed f or t he s al e o f Specia.l Assessment Bonds a nd sai d b onds in the amoun t o f S8 56,000 ha ve been awarded to Ki r chn e r Moor e & Company _________ ; and \•JHEREAS , it is no w ne c e ssar y t o pr ov i de for the issuance o f s u c h bonds and t he form a n d p ayme nt ther eof ; BE IT ORDAINED BY THE C I TY COUN C I L OF THE CITY Of ENGL EWOOD , COL ORADO : Sectio n \. Au t h o ri z a ti o n and EYJnd Details . That by v ir t ue o f and pu r su ant t o th e Ci ty Charte r and t h e pr ocedure -43 - Section 1. virtue o f and pursuant to the City Charter and the proced ,re Ord ina nce of the City (Chapter 1 2 of the Municipa l Code), Spec1 a Ass essm ,t Bonds of the Ci ty of En g l e wood for Paving Dist r ic t No. 30 (t he "Bo nd s ") shall be is s u ed for the purpose of paying p a rt of the cos t s of l oca l i n,p rovements to be cons t ru cted and ins t al l e d in the District. Th e Bonds shall be in the princ i pa l amount of S 856 ,000, da t ed Aug us t I , 198 5, and b e i n the denominat i o n of SI ,000 each . Th e Bonds sha ll be i ss u ed o nly as fully regis t ered b vnds without coupons and sha ll be d u e and p ayab le on August I , 199€, s ub jert to pr i o r redemption i n accordance with Section 3 hereo f. Authorizati o n and Bond De t ails. That h y The Bo nd s s h al I be a r i nte rest pa y abl e semiannua ll y o n each februarv I a nd August I , c omm encing on February 1, 1 9 8 6 , as follow s : Amount S3 0 1 ,000 R-1 1 4 5 ,0 00 R-30 2 120 ,0 00 R-4 47 85,000 R-567 8 5,000 R-652 60 ,0 00 R-737 60 ,000 R-79 7 I niti al Bo n d Number s to R-301 , incl . to R-44 6 , inc l. t o R-56 6, inc l . to R-6 51 , incl. t o R-7 36 , incl . to R-796 , incl , t o R-856, incl. "A" Interest Ra te 6 .0 % 6 .5 7.0 7.5 8.0 8.25 8 ,5 In addit i o n t o the "A" int e res t r a t e indicated above, Bond s numbered ~ t o R~ i n c lu s ive , sha ll bear additional "B" interest for t he period from Au qust I, 198 5 to the da Le s indicated below , or to the redempt i on date of the Bond , whichever is the earlier date , su ch 11 8 11 int e re st be ing payable o n the same dates as the "A 11 intere t , during sa i d pe riod o f time : Bo nd Nu mbe r s R-1 t o R-856 I nc lusi v e "B11 I nte re s t Rate 1. 62 5 % -4 4 - Fo r Pe ri od To Aug . 1 , 1986 I such "B" inter es t shall be evid e n ced b y an a ppropria te instrument, which sha ll be f ully reg istered, The maximum net e ffective Inter est rate autho ri ze d fo r this iss u e of Bonds s hall be 14 ,00\ per annum, The actual net effective in teres t rate i sa..M.S.6-\ per a nnum, Se c tion 2, Payme nt of Bonds; Payina Agent a nd Bond Reai s trar , The principal of the Bo nds is payable in l aw ful mo ney of the United States of Americ a to t he r egis t ered owne r of each bond upon p resentat i o n at the principa l offic e of The First National Bank of Englewood , in En g l ewood , Color ad o , o r its successor, a s p ayi ng agen t (the "Paying Agent"). No twi t h s tanding a nything co nta in ed In thi s Ordin a nc e to the contrary , in t eres t on a ny Bond i s payable t o the pe rson in wh ose name such Bo nd is registered , at hi s add r ess a s it a ppear s on the registr ation books maintai n ed by or on behalf o f the Ci t y by The First Na tional Bank o f Engle wood , in En g1ewo od , Co l or ado, or it s s uccessor , as Bond Re g i strar (the "Bo nd Re gis tra r "), at the close o f busin£S 5 on the fifteenth (I 5th) day of th e calenda r mon th n ex t preceding eac ,1 interest payment date (the "Record Date "), ir r espec t ive of any transfer or exc h ange of such B nd su bseq uent to suc h Record Date a n d prior to such i nteres t payme nt date . S,ch pa)'ment shall be paid by c~eck o r d raft o f the Paying Ag e nt , The pr incipal of and i nter est o n the Bonds shall be pai d in acc o rda nce with t erms of a "Bond Paying Age nt and Registrar Agreement " betwee n the City and The First National Ba n k of Engle,•ood , in Eng l e wood , Col o rado , Sec ti o n 3 , Prior Redemnt i o n, The Bonds a re s u:i ject to call and prior payme,t o n any interest paymen t date , in di r ect numerical order , upon payment of par and accrued interest . Notice of such prio r rede:nption will be given by the Bond Re~ist r ar t-y mailing a copy of the r e d emption no tice by first class na il (postage prep a i d) n ot less t han 15 days prior to the da t e fixe f o r redemption , t o the reg i s ter ed owner of each Bond to be r edeened at the address shown on the r egistrati o n books mainta ined No t ice o f by or on behalf of the City by th e Bond Reg i strar , pri o r redemption shall also be given by adve rtisem~nt o nc e a week -4 5 - for t h ree co n sec uti ve weeks in a ne wspaper o f ge neral c ircu lat io n in the City, in accordance with Section 31-25-53 6 C ,R,S . Fai lu re to give such not ice by mailing ta any Bandowner, or a ny defect t herei n, sha ll no t affect the v alidity o f a ny proceedi ng for the redem;,tio n o f other Bonds , All Ba nds so called for r edemp tion will cease to b ear inter est afte r the specified r e,Jemptlo n da t e , provided fu nd s for t hei r r edemp tion a re on depos it at t he pla ce o f payment at that time . Sec tio n 4 . sha ll be s igned wi th the fac slmi le o r ma nu a l signature n f the Mayor, sea led with a facsimile or manual impr,,ssio n of the sea l o f the City , attes t ed and countersig ned wit h th e facsimile o r man ua l s i gnatu r e of t he Di r ec t o r of Fin ance , e x-·officia City Clerk- Treasurer. Shou l d any offic er whose facsimi le or ~an ual signature appears on the Bonds cease to b e s uc h o ffi ce r before delivery o f the Ba nds to the p ur c haser , s uc h facsi mi le o r manual signatur e shal l n evertheless be va li d a nd suff icient f or all purpose s, The Bonds sh all be in s ubstantially th e followi ng form: Farm an d Ex ec uti on of Bo nd s . The Bonds -46 - I No . R- (F orm o f Bo nd) (Fron t o f Bond) UNITED STATES OF AMERICA STATE OF COLORADO COUNTY OF ARAPAIIOE CITY OF ENGLEWO OD s __ _ PAVIN G DISTRICT NO . 3 0, S PECIAL ASS ES SMENT BO ND "A" J NTE REST RATE M.~TUR I T Y DATE AUGUST 1 , 1996 REGJ STERED OWNER : PR !NC I Pl\ L AM OUNT : ONE THOUSAND DOLI.I\RS OR I GINAL I SS UE DATE AUG UST 1 , 19 8 5 The Ci ty o f Eng lewood , Arapaho e Cou n ty, Co l o r ado , f ar value received , hereby promises to pay o ut o f the specia l f un d h e r einafte r desig nat ed , but no t o therwise, t o t he reg i ste r ed o ...,'Tl e r n wil ed above , o r reg iste red a ssig ns , on t he ma turity date spec ifi ed above , the pri nci pal amoun t spec ified ab ove , and in li ke manner t o pa y inte r es t o n such principal am o unt (com puted on the bas is o f a 36 0 -da y y ea r o f twdve 30-da y mont hs) fr om the in terest payment da te n ex t p reced ing t he d a te o f reg istra ti o n a n d authe ntication of this Bo nd , unle ss this Bo nd i s r egi at e red and auth entic atet' prior to Fe b ruar y 1 , 19 86 , in whic h event th i s Bo nd s h all bea r interest fr om August 1, 1985 , at th e 11 A" i nter st r ate per annu.., specif ie d ab o ve , p a ya b l e sem iannually on Feb ru ary l and Augus t l each ye ar, co:'i men c ing on re!:>ruar y l , 19 86 , until suc h principal am o unt i~ pa i d , unl e s s this Bond shal l have been p r eviously ca llecl far re demp tion a nd payment s ha l l hav e been duly p r ov i ded f o r o r mad~- In add ition t o the 11 A" inte r est r ate se t fo rt h abo\"e , this Bond shall be ar suppl eme nt al "!l" inte rest , at th e r ate of ann um , for the per i od from 1, 1 98 _, t a 198 , o r t o the redemption date o f th e Bond , wh icheve r i s t he earlie r date , pa yab le o n the sarie dates as the "A11 int e rest du rin:, said peri orl o f ti'11 e . Such "8 " int e re st shall be e videnced by an -4 7 - or mo r e separate instruments which shall be ful1y r eg i stered . Th e pri n c ipal of this Bond is payabl e in lawful mon ey o f the United States of America to th e r egis t ered ow n er upon prese nt ation at The First Natio nal Bank of Englewood, in En g l ewood , Colorado, o r its s ucce ~so r, as Paying Agen t. Pa;-::,e nt of each installment of inte rest shall be made t o the r egis t ered own er her eo f whose name s h all appear on the reg i st ration books of t he City maintained by o r o n behalf o f the City by The First Nat ional Bank of Englewood, in Englewood , Colorado , o r its successor, as Bond Regist r ar , at the close o f business on the fif teenth (15th) day of the cale nda r month n ext preced ing each inte rest pa yme nt date (t he "Reco r d Date"), a n d sha ll be paid by check or dr a ft of th e Paying Ag ent mai led to such reg i ste red ow n er at his address as it appears on suc h r egist r ation books. REFERENCE IS HEREBY MADE TO FURTHER PROVIS IO NS OF THI S BOND SET FORT H ON THE REVERSE HERE OF , 1-/H I CH FURTHER PROV ISIONS SHALL FOR AL L PURPOS ES HA VE THE SAME EFF ECT AS IF FULL Y SET FOR TH I N THIS PLA CE . Th i s Bo nd s hall n o t be valid or become ob ligato r y for any purpose o r b e entitled to any security o r benef i t under t h e au thoriz i ng Bo nd Or di nan ce unti l t he certificate of authentic at ion he r eon shal l have bee n signed by th e Bond Regis tr ar . TN TES TIM ONY \;HEREOF , the City of Englewood , Colora do , has ca used this Bond to be ex ecu ted in its name with the facsimile signature of t he Mayor , se aled with a facsimile o f the Ci t y seal, -48 - I attested and c o untersigned with the facsimile signature of the Director of Finance , ex-officio City Cler k-Treasurer , all as of the 1st day of Augus t, 1985, (FACSIMILE S E A L ) ATTESTED AND COUNTERSI GNED: By: (facsimile Signature) Dir e cto r o f Fina nc e , ex- offici o City Clerk-Tre a surer CITY Of ENGLEWOO D, ARAPAHOE COUNTY, COLORADO By: __ ..,(.!f_,a,_,c:..:s:.1:..:· m,,.1"-· :.l ,:.e~S.!.i,,o.:.:n.::a..::t..::uc::r..::ec,lc__ Mayor {form of Bo nd Reg i s trar's C:e rtifi c ate of Authentication] CERTIFICATE Of AUTHE NTI CA TION This Bond i s o n e of t he Bo nds of th e iss u e described in the with in mentione d Bo nd Or d inan c e . Da te of Registration a nd Au then ticati o n: The Fir s t National Bank of En g l ewood , Eng lewood, Co l o rad o, a s Bo n d Reg istr a r By •----,---,..,-~~~------Autho r ized Signa t o r y -49 - (!lack o f Bond] ADDITIONAL PROVISIONS This Bond is one of a series aggregating Eight Hundred Fifty Six Thousand Dollars ($8 56 ,000 ) par va lu e , all of li ke date, pr incipal amou nt, matu rity date, t e no r, and effec t excep t a s to number , and interest rate, issued by the City of En g lewood , in the Co unty of Arapahoe and State of Co lorado , fo r the purpos e o f paying part of the costs of c on structing an d installing stree t paving , curb and gutter and sidewalk improvements , together wit h necessary incidentals , in Pavi ng District No , 30, in the City of Eng l ewood , Colorado . The Bo nd is is sued un de r the Authority of t he City Cha rter , the proced u re Ordinanc e o f thP. City adop te d pursua nt t o the City Chart e r (Chapter 12 of t he Muni cipal Code) and the Ordinance authorizi ng the issuanc e of Bonds of the Ci ty du l y adop te d , app r oved , pu b li shed and made a l aw of said Ci ty prior t o the issua nc e hereo f , Pursuant • Chap ter 12 o f the Muni c ipal Code , such recita l sha l l conclusively i mpa rt ful l co:npl i a nce wi t h all of the provisions ther eo f, and all bonds i ssued containing such re c it a l shall be inc ontes tab le for a ny ca us e wha t soev er after t hei r delivery for value . It is hereby reci tee . certified , and wa rranted that all of th e requirements of l aw have bee n f ully c omp! ied with b y the pr o per officers i n is suin8 this Bo nd . Payme nt o f this Bond and the in te r est ther eon shall b e ma de fr om , and as s ecu rity f o r such payme nt there is pledged , a sp&cial fund d es ignated a s "Paving Di st rict No , 30 Bond an d Int eres t Fu nd", whic h Fu nd sh all c on tain initiall y any mo ne ys i n t he co nstruc ti on accou nt remaining afte r the cost o f i mp r oveme nt s has been p aid in full and ttereafter t o contai n the proceeds fr or. s pecial ass essme nts to be lev i ed against th e p1·opert y incl 1J(:e d .-ithin th e Dist rict and spe cia l ly benefitec by the constru=ti on and insta ll a ti o n of i mpr o veme nts he r ein . The a ss e ssments to be l evieC will constitute a li en o n an d aga inst each l o t or tr act o: l and in the r espec ti ve am o unts t o b appo rt ioned by an ordinan cE- of th" Cit y . Pursuant t o the City Charter , and the Ordinan r -5 0 - aut ho ri z ing the is s uanc e o f this Bond , wh e nev er f o ur-fifths (4 /5) of t he Bonds of t hi s is s u e have been paid a nd cance ll ed , and for any r e a son th e r emai n i ng ass es sme nts are not paid in time to take up the f i n a l Bo nds and interest the r eo n, the n the City shall pay satd Bo nds wh e n due a nd interest d ue th e r eon a nd r e im b urse it se lf b y col lec ti ng the unpaid asse s s~e nt s d ue the District , I t is h ereby cer t i fi ed a nd recited that the total issue o f Bo nds o f the City for the Dist ri ct , incl udi n g this Bond , d oes n o t exceed the amount authorized b y l aw; th a t eve ry requ ireme nt of law relat ing t o the c r eatio n of Pav ing District No , 30 , the cons tru ction o f sa id l oc al imp rov eme nts , and lhe iss uance o f thi s Bo n d ha s bee n fully c omp ! ied with by th e ;,r oper off i ce rs of the City , and that a ll c o ndi tio ns r equir ed to e Yist and thin gs r equired to he done p r e ced en t to and in the i ssJanc e o f this Bo n d t o rende r the same lawful and valid , h ave h a ppened , b ee n prope rly done a nd performed , a nd did exist in r eg u la r and due time , f orm , an d man ner , as requir e d by l aw . This Bo nd d oes not con st itute a d ebt or an indebted n ess of the City of Engle wood with in th e mea n ing of the Ci ty Cha rte r, o r any co nsti tu tio nal o r statutory limitati on or prov i s ion, and shall not be c onsidered o r held t o be a general ob li gation o f the Ci ty , The pa yme nt of this Bond a nd the interest t hereo n is not sec uri>d by a n encumb r ance, mo rtgage , o r o ther pledge o f proper ty of the Ci t y except for such special assessmen t s a nd o t her moneys pledged f o r the payment o f Bonds, as s et f o rth above . No propert y of the Ci ty, s uh j ec t to such exc ep tio n , shall be li ab l e t o b e f o rfe ited or t aken in payment o f t he Bo nds , Fo r the paymen t o f this Bond and the in t e res t thereo n , t he City pledges to exercise al l of it s l a wfu l c o rpor at e po wer s t o co ll ect the ass essme nt s , Sa nds of this is s ue , o f whic h thi3 Bond is o ne , are su bject to call and prior pa yr:i ent on any inter e s t p ayment <!a t e , in di r ect nurne r-ic al order , u pon paymen t o f pa r an ct accru e d i nt e rest . No tice of pr i o r r edemp ti on sha ll be given by ~aili ng a c op y of th e red em pti o n n otice n o t l ess than fifteen ( I 5) days p ri o r t o t he date fix ed fo r re•l empt i o n, t o th e r eg i s ter ed owne r o f thi s Bond a l -51 - the address show n on the registration books maintained by the Bond Registrar, in the manner set fo r th in the authoriz ing Bond Ordinance , All Bonds called for redemption will cease to bear in teres t after the specified r e demption date , p rovided funds for the ir re dem ption are on deposit at the place of payment at that time , The Ci ty a n d the Bo nd Reg i st r ar shall not be requ i red to issue o r tra n s fe r any Bo nd s: (1) du ring a period begi n ning on the Record Date a nd ending at the c l ose of bu s in e ss on the ensu i.,g inter ·-rt payment date , or (2) during the period begi nn i ng on any d ate ct select io n of Bonds to b e redeemed and end ing o n t he day o n , ich the applicab l e no tic e of redemp tio n is g iven . The Bancl R~-,istra r shall n ot be required to tr ansfer any Bonds s elected o r c a l"d for r edempt i on , in whole or in part . The City, the Payi nJ Ag ent , and the Bond Re gis tr a r may deem and treat the reg istered ow n e r of any Bo nd as the ab so lu te owner thereof for all purposes (w h e ther or no t suc h Bo no shall be overdue ) and any n otice to the con trary shal l n ~t bP bind ing upo n t he City , the Paying Agen t, o r the Bo nd Reg ist ,ar , Thi s B •~o 1 1 Lransfer a b l e b y t h e r e giste red own er hereof in person or by his atto rney duly a ut h o r -zed in writing, at the pri ncipal office of the Bo nd Registrar , but on l y in thP. :nanner , subjec t to th e limita tio ns , and upo n p a yment of t~e charges p rov i ded in the authorizing Bo nd Ord in an ce and up o n sucrend e 1: r=,.11j cance ll a t io n ')f thi s Bo n d , This Bo nd may b e t r an s f e rred upon th e r e g istra ti on b ooks upo n de live ry to the Bo r d Re gi s tr a r o f thi s Bond , accompanied by a written in s trume nt or i ~struments o f transfer in o n an d with guara nt y of si g r,H ure sa ti s fa cto ry t o the Bo nd Registrar , duly ex e cuted by t he o•mer o f thi s Ba nd or t-.i s attor ney-in-fact o r leg al rep r esentative , co ntain i r1g wr i t t en i ns tru ct io n s as t o t he de t a i 13 o f t he t r an s f e r o f t he Bond , a l o ng with the soc ial s e cur i ty nu,n be r o r f ede r a'. e mp l o yer i den tification nu mber o f such transfer ee . ln the e v e nt of the transfer of t h i s Ro nd , t he Bo nd Reqistrar shall ent e r the tran s f e r o f ,:,wners h i ;, in the re g i s trati o n boo ks a nd shc1 ll authenticat e and d e li ve r t n th e n ame o f the tran s fere e o r trc.,,sfe re e s a n e w full y r ~g i s t e red Bon -52 - I or Bo nds of a uthorized denominations of the same maturi ty and interest rate for the aggrega te princ ipal amoun t whic h the registered owner is e ntitled to re ceive at the ear l iest practicable time, The City shall pay for a ny tr ansfer fee required by the Bond Registrar relating to the transfer of suc h Bond, bu t the Ci ty or the Bo nd Registra r may charge the owne r of such Bo nd for any taK or othe r governmental charge required to be paid with respect to s uch transfer, The sequential numbers shall remain the same (i,e ., R-1 wi ll be reissued as R-lA, then R-lil , etc ,) following ea c h transfe r o f owners hip, -$3 . [Form of Transfer] ASSIGNMENT FOR VAL UE RECEIVED, the undersigned sells, assigns, and transfers unto SOC IAL SECURITY OR FEDER AL EMP LOYER IDENTIFICAT ION NUMBER OF ASSIGNEE (Name and Address r f Assignee) the within Bo nd and does her e by irre vocably co ns i tut e and appoint ,---,-----,---~--,---=---,-----,--,---c--,-----,-..,..----,---,,---,-' attorney, t o tra nsfer said Bond on the boo ks ke p t f o r r egis tratio n the r e of wi t h full power c f substitution in the p remises . Dated : _________________ _ Signature of Reg i s tered Ow n e r: NOT I CE : The signatur·e to this assignme nt must co rrespond with t he name o f the r eg istered owne r as it appears upon the face of the within Bond in every pa rticul ar , without a l te r ation or e nl argeme nt or any cha nge ,..,ha tever . Signatu r e guara nt eed : (B a n k , T rust Company , or Firm) -5 4 - I I I UNITED STAT ES Of AMERICA STATE Of COLORADO COUN TY Of ARAP HOE CITY Of ENG LEWOOD PAVING DI STRI CT NO , 30 , SPECIAL ASSESSMENT BOND "B" INT E ,ES T CERT I FICATE REGI S TER ED OWN ER: Th e City of Eng l e wood, Arapahoe Coun ty , Co l o rado (t he "i'i t.y 11 ), h e reb:1 prom ises to pay to the re giste re d owne r n amed a t..c.,v e , o r r dg ister ~d as s i g ns, the amo unt r epr esente d as "B11 i n t erest ~n the o ut std nd i ng principal amo unt of t he Speci a l As s essrn•>nt Bo nd s , of the City for Paving District No . 30, dat ed Au ,u s t 1. '~R 5 , issued in t he p rincipal amo unt o f S--~----, (th e "B•.>nd s"l n umoe r ed ~,-~-------' at the r ate of _% pe r 11 "1..:::., fo r. t he pe r iod from _____ , 19 , to 19 , ;i r to the r edemp ti o n date o f theBond cc Bo nds , wh i che vs ris the .. ea rl i er da t e . The "B" intere s t shall be payab l e on the s ame dates as th e "A" interes t for e a c h Bo nd, during s a id per i od of ti me , Such inte re st shall be com pu t ed o n the basi s o f a 360 -day year of twelve 30 -day months , fr om the i nteres t paymen t date ne xt precedi ng the late o f registrati on and au t he nti ca ti o n o f th is Cer tif i cate , unl ess th is Certificate is r eg iste red an d au t h en ticated prior to Feb ru ar y l , 19 86 , i n which e·.-e nt t his Cert ! fi cate s ha ll r e presen t i nte re st f rom _____ 19 , at t he r ate set fo rth a bove . - The Bo nds a nd the 11 B11 in t e rest thereo n represen t ed by this Cert i f i cate h av e bee n aut ho ri ze d by an Ordi nan ce fi nally passed and adopted by t he City on July 15 , 1985 . The Bo nds ar e i ss ued as ful l y r eqisterL .. d bonds , and ,nature , b ea r int e re st , an d are subject t o redemption , all as spec ifi cal l y se t for t h in t he autho rizing Bo nd Ordinan~e cited a !:Jov e . No tice c f p ri , r ,d e:np tion of t he Bo nds sh all be g iv en by The First Na tional Ban k ;.· Eng l e wood , in Eng l ewood , Co l or a do (the 11 B::i nd Registra r"), by "a il ing a copy of the 1ced e mp t io n n o ti ce , n o t l ess t ha n fifte en (15) days pri or t o the date f ixed fo r r edemption , t o t he r eg ist e r ed own e r o f th is Certificat e at the address shown o n t he r egis tr a t ion books maintained by the Po nd RegiEt rar, as mor e p art icul a rly se t fort h i n the Bond Or d inance . Th e "B" i nt e r es t o n said !onds r ep resent ed by t hi s Certificate sha ll be pa yable by the Bond Registrar t o t h~ re g i s t ered o wn e r he r eof , at his a ddre ss as i t appears on t h•.? r eg ist rati on books main t a in ed by or on !:lehal f of the City , a t t he c lose o f bus in ess o n th e Record Da t e , such d a t e being the cl o se of b •J si ness on the fifteent h (1 5) d a y o f the cal e ndar mon t h ne xt pr eceding the in t e re st payment da t e ; such payment shal l be paid '.1/ c heck or draft of the Bond Reqistra r, -5 5 - The llond Regist rar sha ll maintain the books of the City for the registrat io n of ownershi p of each Bo nd a nd this "B" Interes t Ce rtificate , a s provided b y the Bond Ordinance autho rizing the issua n ce of said Bonds. REFERENCE IS HEREBY MI\DE TO FURTHER PROVISIONS OF THI S CERTIFICATE ATTACHED HERETO, WHICH FURT HER PR OV ISIONS SHA LL FOR AL L PURPOSES HAVE THE SAME EFFECT AS If FULLY SET FORTH IN THIS PLACE . This Certificate s hall not b e valid or b e com e obligatory for a ny p urpose o r be en titled to a ny se c urity or benefi t under the Bo nd Ordinance autho rizing th is Certificate until t h e certificrte o f authenticati on hereo n s hall hav e been signed by the Bond R~g 1strar . IN TESTIMONY WHE REOF, the City Coun c il o f t he City of Englewood , Arapa hoe County , Col o rado has caused this Ce rtificate t o be e x ecuted in its name with the manua l or fa csi mile s ignature of the Ma yo r of the City , sealed with a ma nual or facsimile of the seal o f the City, attested a nd countersig ned wit h the manual or fa c sim i le s ig nature of th e Director of Firance , ex-officio City Clerk-Tr ensu r e r, as of the 1st da y o f Aug ust , 1985 . ( S E A L ATT ESTED : CITY OF ENGLEWOOD , ARA PAHOE COUNTY, COLORADO By :(lla nual or facsimile Sianatur c ) By:(Ma n ual or fa csimile Siana ture) Director o f Finance , ex -officio Mayor City Clerk -Treasurer CERTIF ICA TE Of AUTHEN TIC AT I ON Thi s 11 E11 Intere st Ce rtificate is the instru n(:n t evide ncing the "B" interest described in the wit hin mentio ned Bond Ordinance . Date of Registration and Aut hent ication By : The fi rst Nat i o nal Ba nk of Eng l ewo od En q l e wood , Color ado , as Bond Registrar Authorized Si g nat o r y -56 - ADDITIONAL PROVIS I ONS The City a n d the Bo nd Regis trar sha ll not be r e quir e d to i ss ue o r transfer any Certificate during a pe ri od beginning at th e close of bu siness o n the fif t ee nth (15th) day o f the calendar mo nth next prec e di ng a ny interest payment date a nd endi ng at th e c l o s e of business o n the inte res t payment date . The City , the Bo nd Reg istrar, and the Paying Ag en t ma y deem and treat the r egis t e r e d owne r he reof as the absolute ow n er h ereof (wh e ther o r no t this Certif ir ~t a sha ll be ov e rdue) f o r t he purpo se of receiv in g pa ym e nt -:~ or on acc o unt of the interest repr ese nt e d he r e by and for all ot h e r p u rposes , a nd neither the Ci ty, th e Bo nd Regi s tr a r , n o r the ~<l ying Age nt shall b~ a ffecte d by an y n o t i ce t o the co nt r a r y. This Certificate is transferable by the reg iste r ed owner nereof in pe rso n o r b y hi s a t t o rney d uly authorized in writing, at the p rinc iµ· • :,ffice o f t he 13o nd Re g i st ra r , but o nl 1• i n the ma nn e r , su b j t t t o the limitations , and up on payme nt of the ch :lr g es pr o v id .;!d here in, and upon surrender and cancellatio n of th i s Ce rtifi c ate . Thi s Certificate may b e tr ans f err e d upo n t hP. r eg i s tratio n b oo ks upo n deliv e ry to th e Bo nd Registrar of the r:'.er t if i ca te , a c c o mpani ed by a written in strument of tr a nsfe r in ,o rm and with g uaran ty o f sig natur e s ati s factory to the Bo nd Re g istrar, duly executed b y th e o wn e r of the Certificate to be tra ns fe rred o r his atto rney -in -fact o r legal representative , c ontai ning wri tte n instru c ti on s as t o th e de t a i ls o f the tr a nsfe r o f s uch Cert i ficat e , a l ong wit h the soc i a l s e cu rity n uznb e r o r f ede ral e mp l oy e r i de ntific a tion numb e r o f sue ~ tr a nsferee . In all c ases o f t he tran s f e r o f a Ce rtifi ca t e , t he Bo nd Re gist ra r sh a ll ent er LhP. tra ns fer o f o wn e r s hip in t he r e g i s trati o n book s an d sh a ll authe n t icate an d d e liv e r in th e n ame o f the trans fe r e e or t rans f eree s a n e w full y reg iste r e d Cer tific ate o r Ce rtifi cate s o f the s ame i nte r est r a t e wh ic h the r eq i ste r ed o wner is e ntitl ed t o rec ei ve at the e a rli es t p ra c ti ca bl e t i me . Th e City o r ao nd Re g i s trar ma y ch a r g e the o wn e r o f t h is Cer t i fic a t e fo r e ve r y such tr a ns fer o f a Ce r tific ate an amo unt suf fici e nt t o reimb ur s e it f o r its r easo na b l e f e es n nd fo r an y t a x o r o t he r gover!'l!Tte n ta l c ha r e r equ ired t o be pa i d wit h respe ct to such tr a ns f e r. -57 - ASSIGNMENT FOR VALUE RECEIVED, the undersigned sells, assign s and transfers un to SOC IAL SECURIT Y OR FEDERAL EMP LOYER ID ENTIF I CATIO N NUMBER OF ASSIGNEE (Name and Add r ~ss of Ass ignee ) the with in "B " Interes t Certi ficato and does hereby irr evoca b ly co nstitu t e an d appoint -------,---:a;-;t;-;t;-;o:::r=-n=-e:-y::-----.tc::o:----:t:cr:-a:-n:-s:-,f;:-e::r-,:s::;a:ai'-:rd ~c=e=r~t~i'f~i--:c=-a=-t:ce=-=oc::n:---;t;-;h:ce::-~b=o=oT.k:-s:---;k--:e:-p=-::-t -,fc::o:::r registration thereof with ful , power o f subst itutio n in the premise s. Dated : Signa tur e of Register ed Owner: NOT I CE : The s i gn a tu re t o thi s ass i g nme nt must ccrrespo nd with th e name o f th e regis t ered o wner as it appea r s upon t he face of the _.i thin Certifica t e in e very partic ula r, witho u t alter a t ion or enlargement o r a ny change wh a tev e r . Si g nature guarantee d: (Bank , Tru st Compa ny , o r Fi rm) -58 - ----------- I I Se ction 5 , Authenti c atio n, No Bo nd sha ll be valid o r o b li g ato ry fo r any purpose o r be e ntitled to any security or b e nefit un de r thi s Ord i nance unless and until a certif icate of a uthe ntication on s u ch Bond su b s tantially i n the form h erei n above s e t fo rth s hal l ha v e bee n duly executed by the Bond Reg istrar , and such e x e cut e d ce r tificate o f the Bo n d Regi s trar upon any such Bo nd s h a ll be con clu s iv ~ e v i d en ce tha t s uc h Bo nd h a s be e n a uthenticated a nd d e liver e ~ un ~e r t h 's Or din a n ce , The Bo nd Re g ist rar 's cer ti fic a t,1 d ~L•L,,-:"r.t i e at io n Or) any Bond sha ll be de en:e d t•.> h =w e be en e >., .. ·L "!:.,.!. l it if s i g ned by an a ut ho rized offi ce r or si g nat ory o ! ,n Bo nd Re g i s tr a r , b u t it sh all no t be necessary that th e ti ame of .i c er o r ~i 9n at o r y ~i g n t he ce r tifica te o f a u t h e nt i cati~n o n b ll o f th ~ Bo nd s is s ue d h e r e un d er, Section 6, De 1 i Ver V O f B:> nd s • Upo n the adoptio n of th is Or dinance , the Cit y shall e x e c u te t he Bo nd s and deliver them to the Bo nd Reg is tr a r , an d th e Bo n d Reg i s trar shall authenticate the ll o nds and de liv e r th em t o t he purc h aser s the reo f as d irec ted by t he City , an r· in a ccord an c e ,.,i th a Bo nd Purcha se Aa r e eme nt b et wee n t he Ci t y a nd Ki r c hn e r l !oore & Company Sec tion 7. Ren i s tr at io n a nd Trans f er o f Bo nd s : Perso n s Tr e at ed a s Own e rs . Th e Bon d Reg i s t r a r s ha l l ma int ai n t he boo ks o f th e Ci ty f o r t h e r eg i str at ion of o s•ne rs hip o f e ach Bo nd a s p r o vi ded i n th is Ordi na n.::::e . Bo nds na y be tr a ii s f erred upo n t he r e gi st rati o n bo o ks upo n d e live ry of t h e Bon ~s to t he Bo n d Re g i s trar , accomp a nied by a written i nst r ume n t o r i ns t r u:ne nts o f tr a nsfe r in f o rm an d with g ua ra n t y o f s ig na t ure satisfa c t o ry t o the Bond Reg i s t rar, d u l y exe c ut ed b y t he o wn er o f the Bo nd s t:> be tra n sfe rred o r hi s a tto rney -in -fac t o r l eg a l r e p resen t a t ive , c on tai n ing wr itten in str uc t i o n s a s to t he de ta i ls o f t he t r an s f e r o f s u ch Bo nd s, a l o ng with t he s oc i a l securily nu mb e r o r fede r a l em o l0ye r i d e ntifi ca ti o n n um be r o f s uch t r a ns f e r ee . No t r a nsfe r o f an y Bo nd s h al l b e ef fe c tive unt i l e n t e r cJ o n t he r eg i s trati o n books , Tn all ca s e s o f t h e t r an s f er o f a Bo nd , the Bond Reg i s · r shall e n ter t he tra n sfe r of .:,wn e r sh i r> i n t he r e~ i s t tu t i o n b o o ks and sha l l a uthen t i cn t e a nd de l i ve r i n t he na-nc -59 - of the tran s( re e o r tr a nsfer ees a n e w fully regi ste r ed Bond or Bo nds of a u t ho rized de nom inati o ns of the same maturity and interest rat~ for the aggregat e princi p al amount wh ich the register ed o w:ier is e n ti tl e d to rec eive at the ea rlies t prac ti cah l e t!~o in acco rdance with the provi sions ot t his Ordinance . Th e City sh a ll pay for any transfer fee r eq uired by the Bo nd Regis tr a r r e lati ng to the t ransfe r of any Bond , but the City o r t he Bond Reg i stra r may charge the owne r o f a l\o nd f o r any tax or otheL g o v e rnmenla l charge required t o b e paid with r espect to such trans f1 r . The City a n d Bo nd Reg i s trar s h all n o t be r e auired t o issue o r tran s f e r a n y Bo nd s : (1) duri ng a p e riod b e g inn i ng on t he Re co rd Date ,,.,d ending at t h ~ close of business on the ensu ing inte re s t payme nt date , o r (2 ) duri ng the period b eginni ng o n any date of se l ec ti o n o f ~ond s t o be redeem ed and e nd ing on t h e day on which t he applicabl e noti c e o f r ed e mpt i o n is gi v e n. The Bond Regis t rar sha ll not be r equ ired t o tran s f e r any Bo nd s selected or cal l ed for r edemption , in whole or in par t, New Bo nds d e l i ver ed u po n any transfer shall be v a lid special o b li g ations of t he City , evi de nci ng the s ame ob l i ga ti o n as the Bo nds surrend ered , s h all be se cur e d by this Or d inance , and shall be en ti tl ed to all of the security and b enefits her e o f t o the same extent as t h e Bo ds s u r rendered . Th e City, the Pay i nq l\ge nt , a nd the B,-,nd Reg i s trar may deem and trea t the reg i ste red o wner of a n y Bo nd a s t he absolu t e ow ner .hereo f for all pu r po s e s (wh e th er or n ,..,t such Bon d sha ll b e o ve rdu L ), and any noti c e t o the c o nt rary shal l n o t b e bi nd ing u pon the City, the Pay in9 l\ge ,.,t , o r the Bo nd Reg i str ar . De struct i or o f Bo nd s. \vhene ve r an y ou t- Secti o n 8 . sta n dino B::>nd sh a ll be de liv e r ed t o the Bo nd canc e llati o n p ursu a n to th i s Or d in a nc e and uov n and inte res t repr esen ted the r eby , s hall b e d el iv e r erl to t h e flo nd pri nc i pal amo un o ut standi nq Bo nd Re g i s tr a r p ayme nt of or whene v er Rea istrar llo nd shal l fo r t he any f o r b e t ransfer p ursua nt t o the p r ov i s ions her eo f , suc h cance l l ed a nd dest r o yed by the Bo nd Reg ist r a r anrl c o unt erparts of I I a certificate o f de s truction evide ncing suc h destr ucti o n sha ll be furnished by the Bond Registrar to the City, Se c ti o n 9 . Los t Bonds , Any Bond th a t i s l o st, s tolen, destroyed, or mutilated may be re p l ac e d or p aid by the Bo nd Reg i st rar in accordance with and subjec t t o the lin,i ati on s of app licabl e law . The applicant for any s uch r ep lac e men t Bo nd shall pos t s uch secur i t y, pay such costs, and prese nt s uc h pr oo f of ow n ~rship and loss as may be req u ired by ap plicabl e law , o r in t he abse nce of specific r eq uirements, as may b e r equi red by the Bond Registr ar. s~c ti o n 10. Dispos ition and Inve s t me nt of Bo nd Pr oceeds, The Bo nds sha ll be issued and so ld for the purpo se of pay ing p a r t of t h e costs and expenses o f const r uc ting and inst alli ng i mproveme nts in said Di str ict a nrl all ott.ar costs a nd expe nses incident th e r e to . In the e vent th at a ll o' ~he pro c e eds of the Bonds are not requir ed to pay s uch cost s and exp enses , any rema ining a mount s hall be paid in to the bo nd fu nd f or the purpose of ca lling in and paying the p ri ncipai of and i n t, ,:!s t o n the Bo nds . Neit h er th e or ig i n a l purc hase r of the !lend s nor any s u bseq u en t o wn er s sha ll b e res pons i b l e fo r the app lication o r dis pos al by the Issuer o r any of i t s off i cers of th e funds de ri verl from th e sa l e t he r eof . All o r any por ti o n of t he Bo nd pro ceeds ,say be temporari l y investe d or. r einv ested , pend i ng s uch use , in secu ritie s or obligat i o ns whi c h are l awful i nvestmerts , It is h eseby covenanted a nd agreed by the Cit y that ti ,<> t.empora r y investment or re inv estme nt o f the origina l p r oceeds of tne Bonds , or o f a ny moneys treated a s proceeds of the Bo n ds with in the meaning o f Se ction 103(c) of t he Inte rnal Revenue Code of 1954 , as am~nded (th e "CoUe "), anci per ti ne nt re g ul at i ons , r ulin 1s , and dec i sio ns , shall be of such nature a nd ex t e nt , for such period , and at s u ch yield , that tl.2 '<ends s h a ll not be o r become arbitrag bonds within the meaninq of Sec t ion 1 03(c) of the Cod e an d pnrtin ent regu l at ions , ru li nq s , a nd dec i s i ons . Sec tion 11 . Inc o nt es t ab l e Re c it a i n Aoncis . In accordance with Sectio n 1 7.-1-1 3 o f the Mun ici pa l Code of the City , -61 - eac h bo n d s h a ll r ec ite that it is i ss ued u n de r t he Autho rity o f the City Char t e r and the proc e dure ordinance o r ordinances ad op ted pursua nt t o the City Ch a rter ; suc h rec ital shall co n clusively i mp a rt fu ll complia nce with all of th e prov i s inn s th e r eof , and all bonds i ssu e d c o n ta in ing s ue h rec i ta 1 s ha 11 b e in contestable for a n y ca u se whatsoever after their d e livery for va lue. Sec ti o n 1 2, Limitation of Act i o n , In accordance with Sec t io n 12-1-12 o f Chapter 12 ol the Mun ic"oa l Cod e, a ny person f i li ng with th e Ci ty Council at the ti me of the hearing o n the crea t i o n of t he di st rict a complaint , p r otes t , o r object i o n, sh a ll ha ve the r i ght , wit h in th irty (30 ) days afte r the final pas sage of th e o rd in an ce creati ng the di s tri ct o r t he ordinan c e au t hori zinc;; the i s suance o f bonds , t o comm e nce an a cti o n o r sui t in an y c o ur t o f competent ju r isd i c ti o n t o co r rect o r set asid e a ny <iete rminati on by th e City Cou ncil o r qu es ti o n i ng the autho rity o r p roceedings tak e n by the Ci t y Counc il relat ing t o the crea ti on of t he Dis tri ct , the is s uance of bonds , t he ,ne thod o f a sse ssment , o r the constru c ti o n of im oroveme nt s . Sect io n 1 3 , Pavi no Distr ict No . 30 B.:>n d a nd I n terest Fu nd . Th e Bo nds and the inte r e st the r eo n sha ll be paya b le s o l ely from th e local imp r oveme nt fund , desi g nated as th e "P aving Di s tri c t No , 30 Bo nd a nd l nt,,r es t Fun d ", whi c h sha ll conta i n initi Rll y any mone y s i n the c o nstruction account r emainin g after t he c o st of i 'Tlp r oveme nts has b ee n paid i n full and thereaft er t o c on tain th '-' proc ee ds from special a ssessrnents t o be levie d ag ai nst the p r o pe { with in the Dis tri c t a nd spec ially ben efited by the c o nstruc t ion o f improvements th erei n. Wh e n there is o n ha nd a su ff icient am o unt c o pa y six no nths ' int e r est o n o utstand in q Bo nds for t he Dis trict , t he Ci ty s !1all ca ll fo r paym e n t, on the next inte re st p a ym e nt date , outs t andinc Bo nr]s in d ir ect nu me ri cal o r der wit h fun ds ava i l ab l e ther e f r,r . After the exoirati o n o f the per i o<l for cash p ay"'en t s of assessmen t s in full , th e City shal 1, t o th e extent pos s i ble , p a y each ye a r no t l ess than 1n1 o f the t o tal amo unt o f .• 6 2 - I I Bonds outstanding a f te r t he payme nt of the Bond s with the p r oc eds o f sue~ ~ash nayme nt s o f asses s me nt s in fu ll. Section 14, Ad d i t ion al Securi ty for the a yment of Princi oa l and I nterest . Pursuant to t h e Ci ty Char t er , wh e n ev n r four -!'ifths (4 /5) o f the Bo n ds of thi s i s sue h ave been paid and ca ncelled , and fo r an y rea s o n t he r emai n ing asses sme nts are no t p a id in time to t ake up t h e f inal Bonds and in te re s t there o n , th en the City s ha l l pay said Bo nds when due and in t erest due the r eon a nd reimb urse i t se lf by c o l l ec ti ng t he unpaid assessments d ue t he Di s tric t . Upo n comple t ion of Assessment of Costs . Sect i o n 1 5 , the local imp r ovemen t s , o r upo n c omp letion from time to time o f a ny pa rt the reof , and upon acceptance t hereo f by the Council. o r wh e n eve r t he total cost can be de f i n itely :certained , i t will c a use a stateme nt sh o wing the t otal co st of t ne improvements to be preoar e d and 'iled in the office o f the Directo r of Fi n ance . The City Co uncil , ,all f u rth er cause as sessments to b e l evi e d a g ain st t he pr ope rty , ·,c l u rled wi t h i n the Distric t and sp2cial l y bene f i ted by t he c o nstruc ti on and i n s tall a t ion ~f such im pr ovem ent s, in ac cordan ce wi~h law. All Or d inances o r resoluti ons , Se c ti on H , Repea l e r. o r parts t hereo f in con flic t h e r e wi th ar e h e re by re pea led , s ection 17. severabil it v , s .ou l d any on e or more se:ti ons o r ~rev isio ns o f th i s Or dnance be jud ic ia lly det er ni ne~ invalid o r unenforcea~le , suc h d eterminatio n shall not a ffe ct , i mpa ir o r in vali date the r ema i ni ng provisions he reof , t he i ntent i on b e ing th a t the vari o us pr ov isions hereof a r e 3eve r abl c . Se c ti on 18 , Ordin a nce t r r eriealab l e . ~.fte r said a on::, a r e ·ss u ed , t hi s Ordi n a nce s hal l be and r emai n irr epeala~l e unti : s ai d B'.>nds a nc! t he i nt e r est the r eon shall have been fully oaid , s a t isfied anj ~ischa r qed, Sec ti on 19 . Hea rinq . In ac co rdance wit h Section 4 0 :,! th'? City Charter , the Ci t y Co unci l shall h ol · a public hea ri M "'' th is o rOinance , hefo r e fina l oa s saqe , at 7:30 P .M. o n 1,onday , Jul \' l 5 , l9e 5 , -63 - Sec ti on 20 , Ordi n a nce afte r its fi n a l pessage, shal!. be nll1',bered and recorded , and the adopti o n and publicati on shall be authentlc 11 ted by the sig na t u re of t he Mayor and the Director o f Financ e , ex-offi c io' City Cl e r k-Tre a surer, ,,:id by the Cart! flc a te c,f Pu b li cati on. This o r d in ance sh all become effective t hirty (3 0) days aft e r publication following fi n al pa s s age , .E!!,bli~tlon and Effe c tive Date, This Introduc e d, r ead in full, a n d passed on fir s t reading th e 1st fay of July, 1985 . Publi s hed as a Bill for an Ordinance on the 3rd day of July , 1985 . Re ad by t i tl e and pa sed on f i na l re a d ing the 15th day o f July, 198 5 . Published b )' t i t lc as Or din a n c e No , !/::2__, Series o f 1985, on th e 17th da )' o f July , 19 85 . 1 , Ga r y R. Hi nbe e, e x o fficio City Clerk -Tre asurer of the City of En g l e wood , Co l o ra do , h e reby certify th at th e a bov e and fo r egoing i s a tr ue , a cc urate , and c omp lete c op)' of Ordina n c e ~ 7 passed o :i fin al rea d i n g an d pu bli s he d b)' title a s Ord ina n c e No ,.,(,"', Se ri es o f 19 85 . - 0 yr/{~~ -6 4 -