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HomeMy WebLinkAbout2022-12-05 (Regular) Meeting Agenda Packet Please note: If you have a disability and need auxiliary aids or services, please notify the City of Englewood (303-762-2405) at least 48 hours in advance of when services are needed. 1000 Englewood Pkwy - Council Chambers Englewood, CO 80110 AGENDA City Council Regular Meeting Monday, December 5, 2022 ♦ 6:00 PM Council Dinner will be available at 5:30 pm Study Session will begin at 6:00 pm Regular Council Meeting will begin at 7:00 pm To view the meeting, please follow this link to our YouTube live stream link: https://www.youtube.com/watch?v=D39A80d9k3s 1. Study Session Topic a. Sustainability Coordinator Melissa Englund and Jeremiah Garrick, University of Pennsylvania student, will be present to discuss Turf Replacement Program Research. 6:00pm to 6:25pm Information and Direction Presentation: 10 minutes Discussion: 15 minutes 1a b. Planning Manager Bryan Isham, and Planner II Erik Sampson will be present to discuss an overview of proposed short-term rental ordinance revisions. 6:25pm - 7:00pm Information and Direction Presentation: 10 minutes Discussion: 25 minutes 1b 2. Call to Order 3. Pledge of Allegiance 4. Roll Call 5. Consideration of Minutes of Previous Session a. Minutes of the Regular City Council Meeting of November 21, 2022 5a 6. Appointments, Communications, Proclamations, and Recognition a. 2023 Student Art Calendar Artist Recognition 6a 7. Recognition of Scheduled Public Comment Public Comment typically starts at 7:00 pm Page 1 of 336 Englewood City Council Regular Agenda December 5, 2022 Please note: If you have a disability and need auxiliary aids or services, please notify the City of Englewood (303-762-2405) at least 48 hours in advance of when services are needed. The deadline to sign up to speak for Scheduled Public Comment is Wednesday by 5 p.m., prior to the meeting, through the City Clerk’s Office. This is an opportunity for the public to address City Council. There is an expectation that the presentation will be conducted in a respectful manner. Council may ask questions for clarification, but there will not be any dialogue. Please limit your presentation to five minutes. Written materials for presentation to Council may be submitted to the City Clerk. 8. Recognition of Unscheduled Public Comment If you would like to sign-up to speak virtually for public comment at the upcoming City Council meeting on Monday, December 5th, please visit https://englewoodco.zoom.us/webinar/register/WN_tfC4bH1dT_633Cr6fC9szA to register or plan to attend the meeting in person at 1000 Englewood Pkwy, Englewood CO 80110, Second Floor Council Chambers. If registering to speak virtually, you will receive a unique and personalized invitation by email to join the meeting. Every speaker who wants to register should sign-up with their own email address. If you do not have an email address or if you have any questions regarding this process, please reach out to the City Clerk's Office at CityClerk@englewoodco.gov or call 303- 762-2430. Citizens may also submit written public comments to the City Clerk's Office at CityClerk@englewoodco.gov until 12 p.m. Tuesday, December 6th. This is an opportunity for the public to address City Council. There is an expectation that the presentation will be conducted in a respectful manner. Council may ask questions for clarification, but there will not be any dialogue. Please limit your presentation to 3 minutes. Council Response to Public Comment. 9. Consent Agenda Items a. Approval of Ordinances on First Reading b. Approval of Ordinances on Second Reading i. CB 37 - Amending Englewood Municipal Code regarding Traffic Procedures, Definitions 9bi Staff recommends City Council approve an Ordinance amending Title 11, Chapter 1b, Sections 11-1b-1 And 11-1b-2 Of Englewood Municipal Code Regarding Traffic Procedures, Definitions. Staff: City Attorney Tamara Niles, Assistant City Attorney Sergio Renteria ii. CB 39 - Amending Englewood Municipal Code Regarding Animal Impoundment 9bii Page 2 of 336 Englewood City Council Regular Agenda December 5, 2022 Please note: If you have a disability and need auxiliary aids or services, please notify the City of Englewood (303-762-2405) at least 48 hours in advance of when services are needed. Staff recommends City Council approve an ordinance Amending Title 7, Chapter 1A, Sections 7-1A-5, 7-1A-9 and 7-1A-16 Of Englewood Municipal Code Regarding Animal Impoundment. Staff: City Attorney Tamara Niles iii. CB 63 – Intergovernmental Agreement (IGA) Between the City of Littleton and the City of Englewood for a Cost Share to Review and Evaluate the Sewer Connector District Agreements 9biii Staff recommends City Council approve, by Motion, an Intergovernmental Agreement Between the City of Littleton and the City of Englewood Regarding Cost-Sharing for Revising Sewer Connector District Agreements. Staff: Director of Utilities & South Platte Renew Pieter Van Ry iv. CB 70 - Amending Englewood Municipal Code to Add and Remove City Facilities for Open Carry of Firearms on City Property 9biv Staff recommends City Council approve an ordinance amending EMC 7-6C-6 to update for current City property ownership. Staff: City Attorney Tamara Niles v. CB 73 - Amending Englewood Municipal Code Authorizing City to Recover Costs of Collection for Unpaid Debts 9bv Staff recommends City Council approve a Bill for an Ordinance creating EMC 1-4-4 regarding collection of debts owed to the City. Staff: City Attorney Tamara Niles c. Resolutions and Motions i. Renewal of the Annual AEC-West Contract for Supplemental Building Review and Inspections 9ci Staff recommends City Council approve, by Motion, Renewal of the annual AEC-West contract for supplemental building review and inspections. Staff: Chief Building Official Karen Montanez ii. Contract Renewal for the 2023 Operations of the Englewood Trolley 9cii Staff recommends City Council approve, by Motion, to approve Renewal Agreement #2 to Transit Shuttle Services Operation Contract with MV Transportation in the amount of $462,794.40 for 2023 operations of the Englewood trolley. Staff: Department Administrator Nancy Fenton 10. Public Hearing Items 11. Ordinances, Resolutions and Motions a. Approval of Ordinances on First Reading i. CB 64 - Bill for an Ordinance to Enter into a 10 Year Agreement for Use of Comcast Dark Fiber Page 3 of 336 Englewood City Council Regular Agenda December 5, 2022 Please note: If you have a disability and need auxiliary aids or services, please notify the City of Englewood (303-762-2405) at least 48 hours in advance of when services are needed. 11ai Staff recommends City Council approve a Bill for an Ordinance to enter into a 10 year agreement for use of Comcast Dark Fiber. The full amount of the agreement is $660,000 or $5,500 a month. Staff: IT Director Jeromy King and IT Operations Manager Brad Creager b. Approval of Ordinances on Second Reading c. Resolutions and Motions i. Resolution for Civic Center Storage Area Network (SAN) End of Life Replacement 11ci Staff recommends City Council approve a resolution to purchase hardware to replace an end of life network storage device and installation professional services for the primary production environment from Peak Resources in the amount of $157,667.89 Staff: IT Director Jeromy King and IT Operations Manager Brad Creager ii. Contract Renewal for Snow and Ice Removal Services for the Englewood Environmental Foundation (EEF) properties 11cii Staff recommends City Council approve, by Motion, to renew the Contract with Keesen Landscape Management, Inc. to provide continued Snow and Ice Removal Services for the EEF (Englewood Environmental Foundation) properties in the not-to-exceed amount of $550,000. Staff: Deputy Director O&M - Public Works Chris Edelstein, and City Architect - Public Works Melinda Goblirsch iii. Contract Renewal for Landscaping / Ground Maintenance Services for the Englewood Environmental Foundation (EEF) properties 11ciii Staff recommends City Council approve, by Motion, to renew the Contract with Terracare Associates, Inc. to provide continued Landscaping / Ground Maintenance Services for the EEF (Englewood Environmental Foundation) properties in the not-to-exceed amount of $250,000. Staff: Deputy Director O&M - Public Works Chris Edelstein, and City Architect - Public Works Melinda Goblirsch iv. Resolution Authorizing the Purchase of Two (2) Utility Bed Trucks from Brandon Dodge on Broadway 11civ Staff recommends City Council approve a Resolution Purchase of two (2) Utility Bed Trucks from Brandon Dodge. Staff: Deputy Director Operations & Maintenance Chris Edelstein, Maintenance & Operations Manager Steve Ortega, and Fleet Supervisor Rick Scharnell 12. General Discussion a. Mayor's Choice Page 4 of 336 Englewood City Council Regular Agenda December 5, 2022 Please note: If you have a disability and need auxiliary aids or services, please notify the City of Englewood (303-762-2405) at least 48 hours in advance of when services are needed. b. Council Members' Choice 13. City Manager’s Report 14. Adjournment Page 5 of 336 STUDY SESSION TO: Mayor and Council FROM: Melissa Englund DEPARTMENT: City Manager's Office DATE: December 5, 2022 SUBJECT: HB22-1151 Turf Replacement Program Research: Programs and Policies DESCRIPTION: An addition in the updated Sustainability Plan is the project to "Help with education and financing for turf replacement with low-water landscaping, in alignment with the introduced bill HB22-1151 around a turf replacement program. RECOMMENDATION: Based off the four months of research done by Pennsylvania State University student Jeremiah Garrick – which included internal and external interviews – as well as past feedback from Englewood residents, the Sustainability Coordinator, Mel Englund, recommends that in 2023 the city participate in Resource Central’s Lawn Replacement program ($10,000) as well as their Garden-in-a-Box program ($975). Through HB22-1151, $5,000 of the $10,000 for the turf replacement program would qualify for reimbursement. PREVIOUS COUNCIL ACTION: In April of 2022, City Council approved of amendments to the Strategic Plan, which included the addition of key projects within the Sustainability Plan’s community resilience goal to “Help with education and financing for turf replacement with low-water landscaping, in alignment with the introduced bill HB22-1151 around a turf replacement program.” As of June 2022, HB22-1151 officially passed. During an October 17, 2022 city council meeting, councilmember Nunnenkamp additionally inquired if city staffers were looking into Garden-in-a-Box after multiple residents came forward in public comment requesting the city’s participation in such a program. SUMMARY: Back in August of 2022, Sustainability Coordinator Mel Englund partnered with Pennsylvania State University student Jeremiah Garrick for his capstone project. Jeremiah is pursuing a degree in Energy and Sustainability Policy and was looking to work with a Colorado municipality – for free – to fulfill his capstone requirements. Jeremiah was tasked with researching into HB22-1151, the state’s newly passed bill that establishes a turf replacement program along with grant funding for local governments implementing turf replacement programs. With a key project in the strategic plan to “Help with education and financing for turf replacement with low-water landscaping, in alignment with the introduced bill HB22-1151 around a turf replacement program,” Jeremiah looked into the different ways Englewood could qualify for these funds and case studies of other communities who have already implemented their own turf replacement Page 6 of 336 measures. His and Mel's presentation to council is the culmination of all his research along with suggested next steps for the City of Englewood regarding turf replacement implementation. ANALYSIS: HB22-1151, or the Turf Replacement Program bill, was first introduced in February of 2022. This bill “Concern[s] measures to incentivize water-wise landscapes, and, in connection therewith, creating a state program to finance the voluntary replacement of irrigated turf and making an appropriation.” Officially signed in June of 2022, the Colorado Water Conservation Board (board) is in the works of developing this program, with more information on guidelines and details of the application process becoming available in Spring 2023. HB22-1151 allocates $2 million to fund this program, which equates to $750,000 per funding cycle for FY 22-23 and FY 23-24 after considering staffing costs. Funds are anticipated to be available July 2023, with $550,000 per funding cycle going to existing programs and $200,000 going to the development of new programs. Listed on the board’s website is that communities with existing best practices will be more competitive for the funding once available. Currently Englewood has no turf replacement programs or policies in place, making us an uncompetitive contender. Through his research, Jeremiah found three options Englewood can take to be competitive and qualify for HB22-1151 funds: I. City run turf replacement program: Developing a rebate and informative outreach program in order to promote turf replacement and qualify for HB22-1151 funding. II. Partnering with Resource Central's Lawn Replacement Program: Resource Central is a non-profit with a mission to “put conservation into action.” They offer multiple programs municipalities can partner with, ranging from water to energy conservation. As of the writing of this memo, Resource Central is the only organization that offers an already established lawn replacement program that would qualify for the HB22-1151 funds. The program provides rebates to assist homeowners in removing turf with water-wise landscaping; or III. Implement a carrot and stick method: This method entails a mix of incentivizing updates to already developed property while updating codes and implementing restrictions on turf and high-water use plants in new developments and commercial properties Jeremiah’s research led to two recommended options to take: either partner with Resource Central and their already established program or for Englewood to create its own turf replacement program from scratch, similar to Aurora. After further discussions between Mel, Jeremiah, and internal leadership, it was found that the best suggested path forward for Englewood would be to partner with Resource Central. This is for many reason: I) This option consists of a drastically lighter staff-time load, since Resource Central would cover all things related to staffing, marketing, and programming; II) this is the best time-efficient option, with the program being ready to go in 2023 verses the potential (and likely) time commitment creating a program from scratch would take; III) this program is already guaranteed funding through HB22- 1151; IV) the cost savings of staffing, marketing, and programming; VI) established program, like Resource Central’s, would help Englewood qualify for the larger pot of money for $550,000 verse the $200,000 pot of money for newly created programs, increasing our likelihood of being awarded funds; and VII) it’s a proven and effective program, with many other towns and cities taking part in this program and others through Resource Central. Additional long-term suggestions were also recommended by Jeremiah for future consideration, which are included in the table of Suggested Next Steps below: Program Program Summary Short or Cost & Fund Pros Cons Page 7 of 336 Long- Term Lawn Replacement Program via Resource Central Incentivizes customers via rebates to permanently replace lawn with low-water alternatives. Minimum removal of 200 sq ft of maintained lawn. Short $10,000 ($5,000 return through HB22- 1151) Utilities •Proven, established program. •Staff time •Voluntary •Unanimously recommended choice •Little to no say over how program run Garden-in-a- Box via Resource Central Professionally designed, waterwise garden kits tailor-made for Colorado yards. Short $975 General •Fulfills repeated resident request •Provides alternative to participation •Does not qualify for HB22-1151 funds Updating Codes Regulations for New Developments Focusing on commercial properties with significant unused grass. Incentivize updates to existing developments. Long N/A •Prepares residents for drier future, increasing community resilience •High water savings •Initial staff time •Mandating vs incentivizing • City Property Turf Replacement Projects Where appropriate and cost-effective, convert non- functional city turf to water-wise landscaping. Long N/A •Drought resilient city properties •Potential funding through HB22-1151 •Initial staff time COUNCIL ACTION REQUESTED: City staff requests direction from city council if they would like to proceed with the suggested short-term next steps forward of partnering with Resource Central for both the Lawn Replacement program and the Garden-in-a-Box program. FINANCIAL IMPLICATIONS: The financial implications would be $975 for Garden-in-a-Box out of the sustainability fund and $10,000 for the Lawn Replacement program via Resource Central which would come out of the utilities fund in 2023. This would total $10,975 up front with potential return of $5,000 to utilities from the HB22-1151 grant program. CONNECTION TO STRATEGIC PLAN: Page 8 of 336 Researching into ways to qualify for the HB22-1151 funding through implementing turf replacement steps helps to accomplish a sustainability plan goal (Community Resilience) key project to “Help with education and financing for turf replacement with low-water landscaping, in alignment with the introduced bill HB22-1151 around a turf replacement program.” OUTREACH/COMMUNICATIONS: The resulting suggested next steps came from a multi-pronged outreach and communication approach. Jeremiah conducted multiple interviews and/or presentations consisting of relevant individuals/groups from: Arapahoe County, Aurora, the Colorado Water Conservation Board, the Sustainability Commission, and internal Englewood departments. Jeremiah also presented his research and top recommendations to the Sustainability Commission on November 8th, which also served as an opportunity for open dialogue and questions between commission members, Jeremiah, and residents in attendance. Mel Englund conducted outreach with Elisabeth Bowman, Conservation Engagement Manager at Resource Central, to get a rundown of their programming and understand how they would align with the HB22-1151 future funding. She also met with Deputy Director, Business Services for Englewood Utilities, Sarah Stone and Director of South Platte Renew and Utilities, Pieter Van Ry, to discuss feasible funding mechanisms for the suggested turf replacement program. Both Jeremiah and Mel set up a presentation and discussion with relevant directors, managers, and city employees from the following internal departments: Parks, Recreation, Library, and Golf, Utilities, South Platte Renew, Codes, and Community Development. It was through this meeting that there was unanimous consensus that the best suggested next step would be to partner with Resource Central’s lawn replacement program. ATTACHMENTS: 12_5 Turf Replacement PowerPoint slide deck Page 9 of 336 HB22-1151: Turf Replacement Program and Suggested Next Steps Englewood City Council December 5, 2022 Page 10 of 336 I.HB22-1151 turf replacement program II.Program qualifications III.The why behind turf replacement IV.Alignment with City plans V.Alignment with City projects VI.Alignment with State plans VII.Potential approaches VIII.Examples IX.Suggested next steps Agenda Page 11 of 336 •$2,000,000 in funding, starting in July 2023 •Colorado water conservation board to develop a statewide program in order to provide financial incentives for voluntary replacement of healthy irrigated turf with water-wise landscaping. •An effort to limit Kentucky Blue Grass and other high water use turf to high trafficked and well used areas •Why? -Resilience to the changing climate -Reduce sale of water rights in response to municipal demand -Protect natural river flows CO HB 22-1151 Turf Replacement Bill Page 12 of 336 Incentivizing with a focus on: Utility, Conservation, and Beauty Communities with an established program have a larger pool of money and therefore greater chance of receiving funding Can be nearly any healthy, irrigated, unused turf within the city: •Residential •Commercial, Institutional, or Industrial (CII) Program Qualifications Page 13 of 336 •Kentucky Bluegrass requires a minimum of 1.5 inches of water every week when temperatures are 90-100 degrees. •Colorado receives less than 8 inches of precipitation throughout the average summer. •Our summers are getting hotter, and precipitation is becoming more varied. •Other benefits include lower maintenance, cost, and overall sustainability/resilience The Why Behind Turf Replacement Page 14 of 336 •Key project listed in Englewood Strategic Plan: •Help with education and financing for turf replacement with low-water landscaping, in alignment with bill HB22-1151 around a turf replacement program. •Will assist in reaching water efficiency goal. Alignment with City Plans Page 15 of 336 Before (2020) Alignment with City Projects –Depot Park After (August 2022)Page 16 of 336 Alignment with State 2023 Water Plan Page 17 of 336 Potential Approaches Approach Approach Summary Pros Cons City Run Turf Replacement Program Developing a rebate and informative outreach program in order to promote turf replacement and qualify for CO HB 22- 1151 funding. •Englewood tailored and controlled program. •Staff time •Cost Partnering with Resource Central’s Lawn Replacement Program Colorado non-profit that is the only one in the state with an already established turf replacement program. Program provides rebates to assist homeowners in removing turf with water-wise landscaping. •Staff time •Cost •Little to no control over project implementation Carrot and Stick Approach A mix of incentivizing updates to already developed property while updating codes and implementing restrictions on turf and high-water use plants in new developments and commercial properties. •Sweeping, high impact •Mandating vs incentivizing Page 18 of 336 City Run Program Example: Aurora’s GRIP Checking InNew DevelopmentsRequirementsWho is paying? 35% of rebate held until the following year to verify proper maintenance and care Restricting excessive turf in new developments and providing education on water use Aesthetically pleasing, long lasting, non-water- intensive landscaping. Money set aside from the City’s conservation budget Rebate to citizen based on materials used, paid in 2 parts Grass Replacement Incentives Program Page 19 of 336 Participating cities: •City of Arvada •City of Aurora •Town of Berthoud •City and County of Broomfield •Town of Erie •City of Fountain •City of Lafayette Resource Central Examples •Little Thompson Water District •City of Longmont •City of Louisville •City of Northglenn •City of Thornton •City of Westminster •Willows Water District Page 20 of 336 •Arapahoe County performed a three-acre conversion at a facility in Littleton, which included: •Preparation, including site mapping, testing and/or removal of irrigation, turf removal, weed control •Adding mulch around trees and a dry creek bed •Planting pollinator gardens and grass seed •Controlling weeds and re-seeding if needed •About one month of watering until established Projects similar to this could be achieved in part with CO HB 22-1151 funds and be contracted out. Example -Arapahoe County Page 21 of 336 Suggested Next Steps Program Program Summary Short or Long-Term Cost & Fund Pros Cons Lawn Replacement Program via Resource Central Incentivizes customers via rebates to permanently replace lawn with low-water alternatives. Minimum removal of 200 sq ft of maintained lawn. Short $10,000 ($5,000 return through HB22-1151) Utilities •Proven, established program. •Staff time •Voluntary •Unanimously recommended choice •Little to no say over how program run Garden-in-a- Box via Resource Central Professionally designed, waterwise garden kits tailor- made for Colorado yards. Short $975 General •Fulfills repeated resident request •Provides alternative to participation •Does not qualify for HB22-1151 funds Updating Codes Regulations for New Developments Focusing on commercial properties with significant unused grass. Incentivize updates to existing developments. Long N/A •Prepares residents for drier future, increasing community resilience •High water savings •Initial staff time •Mandating vs incentivizing City Property Turf Replacement Projects Where appropriate and cost- effective, convert non- functional city turf to water- wise landscaping. Long N/A •Drought resilient city properties •Potential funding through HB22-1151 •Initial staff time Page 22 of 336 Questions? Page 23 of 336 STUDY SESSION TO: Mayor and Council FROM: Bryan Isham, Erik Sampson DEPARTMENT: Community Development DATE: December 5, 2022 SUBJECT: Overview of proposed short-term rental ordinance revisions DESCRIPTION: Staff is proposing revisions to the short-term rental ordinance as it pertains to Title 5. RECOMMENDATION: Staff recommends city council review the proposed changes to the short-term rental (STR) ordinance and provide direction on next steps. PREVIOUS COUNCIL ACTION: City council approved the original STR ordinance in February of 2020. SUMMARY: Due to the increasing popularity of short-term rentals, it is recommended that the ordinance be amended to create accountability for the hosting platform by allowing the city to fine a hosting platform directly for illegal transactions. In addition, minor changes are proposed to the ordinance, including a revision to the definition of "primary residence", the number of allowed guests, and items required for STR renewals to ensure ongoing compliance with the primary residency requirement. ANALYSIS: Community Development and the City Attorney’s Office have been working on drafting changes to the STR ordinance language that would enable booking service providers and hosting platforms such as AirBnb and VRBO to be held financially responsible for facilitating a transaction between a person operating a STR without a City of Englewood permit and potential guests. Due to the amount of staff time required to monitor and enforce STR permit violations and the lack of responsiveness from hosting services to respond to staff regarding illegal STR rentals, staff believes it would be beneficial to amend the ordinance to provide some platform accountability for facilitating illegal transactions. Other cities have taken similar actions to amend their codes to hold the hosting platform liable for any illegal transactions. Most notably, Denver has imposed a $1,000 fine per incident, per day. Denver staff indicated that once these regulations were put into place, the STR permit compliance rate has increased significantly. By regulating the platforms, the responsibility for compliance is shared more evenly among all participants, rather than only being placed on hosts or city staff. Page 24 of 336 The proposed revisions to the ordinance would accomplish the following: • Define and regulate hosting platforms that facilitate reservations or payments between a short-term rental licensee and persons seeking accommodations; • Create penalties for hosting platforms that process illegal transactions; and • Require permit holders and hosting platforms to keep certain records of their transactions. In addition, the ordinance would require each STR permit holder to keep the following records for one year: • Total number of nights the STR was rented to guests; and • The dates in which the STR was rented by guests. Hosting platforms would also be required to keep the following records for five years: • The name of the person who offered the STR; • The address of the STR; • The dates for which the STR was booked by a guest; • The price paid by the guest of each STR transaction; and • The STR license number. Other items to be amended include a clarifying definition of "primary residency", the number of guests allowed per evening, changes in the documents required for the STR renewal application to ensure continuing compliance with the primary residency requirement. COUNCIL ACTION REQUESTED: Staff recommends council review the proposed regulation changes, propose any additional regulation changes, and direct staff to schedule the item for a public hearing during a regular council meeting. FINANCIAL IMPLICATIONS: The approval of this ordinance would enable the city to issue fines to any hosting platform that processes an illegal transaction. The proposed penalty is $1,000 per incident per day. ATTACHMENTS: 1. Draft Title 5 STR Ordinance 2. Staff PowerPoint Page 25 of 336 BY AUTHORITY ORDINANCE NO. ____ COUNCIL BILL NO. ____ SERIES OF 2022 INTRODUCED BY COUNCIL MEMBER _________________ A BILL FOR AN ORDINANCE AMENDING ENGLEWOOD MUNICIPAL CODE REGARDING SHORT TERM RENTALS REGARDING PERMIT REQUIREMENTS AND HOSTING PLATFORM LIABILITY WHEREAS, the City of Englewood (“City”) is a home rule municipality organized under Article XX of the Colorado Constitution and with the authority of the Englewood Home Rule Charter; and WHEREAS, Englewood Municipal Charter Sections 3 and 30 provide that the City Council shall have all municipal legislative powers as conferred by general law, C.R.S. 31-15-103 empower the City Council to establish those laws necessary and proper to provide for the safety, preserve the health, promote the prosperity, and improve the morals, order, comfort, and convenience of such municipality and the inhabitants thereof; and WHEREAS, City staff recommends to Englewood City Council modification to the regulations and licensing requirements for short term rental properties in the City is necessary to avoid potential negative impacts to residential areas, control the impacts on the supply of long- term housing, level the playing field with commercial lodging businesses, and to protect the public health, safety and welfare; and WHEREAS, City staff responsible for administering the City’s short-term rental regulations does hereby recommend amendments to Title 5 Chapter 31 regarding Short Term Rentals to provide and clarify the requirements for licenses, permits, and ensure hosting platforms list only properly licensed and permitted properties as available for short term rental on their platforms; and WHEREAS, the Englewood City Council finds and declares that the adoption of amendments to Title 5, Chapter 31 to the Englewood Municipal Code regarding short term rentals as set forth herein are proper for the reasonable needs and desires of the City and in the promotion of the public health, safety, and welfare of the City’s residents and visitors. NOW, THEREFORE, BE IT ORDAINED BY THE CITY COUNCIL OF THE CITY OF ENGLEWOOD, COLORADO: Section 1. Englewood Municipal Code Title 5 Chapter 31 regarding Short Term Rentals is hereby amended to read as follows (new provisions in italics, deleted provisions struck through): 5-31-1: Definitions. The following definitions are applicable to this section:DRAFTPage 26 of 336 Applicant: The owner(s) of the real property for which a short term rental permit is sought. If a property has multiple owners, including joint ownership by spouses, all persons with an ownership interest must sign the application permit. . ADU: An accessory dwelling unit. Bed and Breakfast: Another term for a short term rental. The nightly or weekly rental of a residential dwelling unit, or portion thereof, ancillary to a primary living use, with or without the service of a morning meal and where the operator lives on the premises, excluding hotels, motels, for less than thirty (30) days, including but not limited to, a single family dwelling, duplex, townhome, condominium, or similar dwelling. Community Development Department (CDD): The Community Development Department of the City of Englewood. Director: Director of Community Development, or his/her designee. Enforcement Officer/Premises Inspector: The provisions of this Chapter shall be administered and enforced by the City Manager of the City of Englewood, or his designee. The Enforcement Officer, who may be a zoning enforcement officer, building official, fire marshal, or other designee, will have all legal powers necessary to enforce this Chapter. Any appropriate enforcement officer may service serve as a Premises Inspector, as designated by the Director. Summons and complaints issued by the Enforcement Officer may be served by the Enforcement Officer, a Code Enforcement Officer, or a Law Enforcement Officer. Hosting Platform: Any person or entity that facilitates reservations or payments between a short-term rental licensee and a person seeking lodging accommodations for a period of less than thirty (30) consecutive days. Long Term Lease: The lease or rental of a property for thirty (30) days or longer. Lot: A designated parcel, tract, or area of land established by plat, subdivision, or as otherwise permitted by law, to be used, developed, or built upon as a unit. If two (2), or more lots designated by plat, are combined to be built upon as a unit, the combined lots shall be understood to be a single lot for purposes of this short term rental code. Owner: The person(s) or entity listed on the title to the property as found on an Arapahoe County Deed of Record. Such persons are also the persons who sign the "proof of residency" affidavit. A long term renter is not a property owner. Owner Occupied: Means the property owner's primary residence. A person can only have one (1) primary residence. Permittee: The owner of the dwelling unit that has a valid STR operating permit and business license. Primary Residence: Means a residence the place in which a person's habitation is fixed for the term of the license and is the person's usual place of return which is the usual place of return for housing. A person can only have one (1) primary residence. See 5-31-3 for documentation requirements. which must be proven pursuant to EMC § 5-31-3. If the title to the STR property is held by a corporation, partnership, DRAFTPage 27 of 336 association, trust, or similar entity, the entity must declare the ultimate beneficial owner of the STR for whom the STR is that person’s primary residence. Renter or Lessee: The party contracting to rent the STR for a term less than thirty (30) days. Short Term Rental (STR): The nightly or weekly rental of a residential dwelling unit, or portion thereof, with or without a morning meal, ancillary to a primary living use, excluding hotels, motels, bed and breakfasts, for less than thirty (30) days, including but not limited to, a single family dwelling, duplex, townhome, condominium, or similar dwelling. The term short term rental also includes and applies to "vacation rentals." 5-31-2: Business License Required. A. It shall be unlawful for any person or entity to offer or provide lodging in the form of a short term rental, with or without a morning meal, within a residential property located within the City of Englewood, without obtaining an annual business license from the City of Englewood, in conformance with this Title. B. Prior to applying for a business license in conformance with this Title, the applicant must have complied with each of the following: 1. The property must be zoned to allow for such use. 2. The property owner and primary resident must have a short term rental registration approved by the Department of Community Development CDD, including proof of residency and ownership affidavit, if applicable. 3. The property owner must have a short term rental operating permit obtained in conformance with this Chapter, bearing the signatures of all property owners and applicable Premises Inspectors. C. A business license issued for a short term rental is not assignable or transferable to any other party or any other property. A property may not be under more than two (2) rental agreements for any fixed dates and times. Upon the sale or transfer of more than ten percent (10%) of the legal interest in a property, or the long term lease for sale of a property used as a short term rental all issued business licenses, rental registrations, or operating permits become null and void. 5-31-3: Application for Short Term Rental Registration. A. Application Process. Each applicant for a short term rental registration shall submit an application to the City of Englewood Department of Community Development (CDD). B. Short Term Rental Registration Requirements. The short term rental registration form shall be promulgated by the CDD, and shall include the following documentation: 1. Proof of Ownership of the Subject Property Affidavit. Proof of ownership shall require a copy of a deed on file with Arapahoe County. DRAFTPage 28 of 336 2. Proof the Subject Property is the Primary Residence of the Owner in the following zoning districts: R-1-A, R-1-B, R-1-C, R-2-A, R-2-B, MU-R-3-A, MU-R-3-B, and MU-R-3-C. Proof the Subject Property is the Primary Residence of the Owner is not required in the following zoning districts: M-1, M-2, MU-B-1, and MU-B-2. STRs are prohibited in the following zoning districts: I-1, I-2, and PUD. Proof of residency requires a signed and notarized "Proof of Residency and Ownership Affidavit" promulgated by the Englewood Department of Community Development CDD. Any such affidavit will include an oath that all information included therein is true and correct under penalty of perjury, and shall be supported by at least two (2) of the following documents indicating that the property is the applicant’s primary residence: a current State or Federal filed income tax return cover page showing the primary residence (with sensitive information redacted), and at least one (1) of the following documents:a valid motor vehicle registration, a valid Colorado driver's license, or a valid Colorado identification card, or a valid voter registration, a utility bill, or any other legal documentation deemed sufficient by the Director which is pertinent to establish primary residency. 3. Signed/Approved Operating Permit. An approved operating permit in accordance with EMC Sections §§ 5-31-4 and 5-31-5. 4. Acknowledgement of Right to Inspect. Signed acknowledgement that the City has the right of inspection of the rental premises for conformance with the City's life/safety codes at any reasonable time. 5. Waiver of Liability. The City of Englewood assumes no responsibility for the operation of the permitted STR property. The owner(s) shall sign a waiver and release of liability, acknowledging and agreeing to indemnify and hold harmless the City of Englewood from any and all negligent acts which may occur from the renting or operation of the STR. Such indemnification shall include defending the City from any claims arising from the use of the property as an STR. The owner(s) shall further warrant and agree to compensate the City of Englewood for any expenses incurred in any defense of any lawsuit or other action associated with the renting or operation of the STR, and which is brought against the City. 6. Certificate of Insurance. a. A permittee shall inform his or her insurance company that the property covered by the insurance company will be used as a short term rental before any short term rental transaction is processed, regardless of whether the permittee obtains liability insurance for the short term rental through that insurance company. The permittee shall verify compliance with this notification requirement by executing and submitting an insurance form affidavit provided by the CDD during the application process. b. A permittee shall maintain liability insurance to cover use of the short term rental in an amount determined appropriate by the insurance company insuring such short term rental, but no amount of less than one million dollars ($1,000,000) in the aggregate. Such coverage shall be maintained in full force and effect for the term of the business license. Alternatively, a permittee may elect to conduct each short term rental transaction through a hosting platform that provides equal or greater insurance DRAFTPage 29 of 336 coverage for each short term rental use, and documented upon the insurance form affidavit. c. If the property being used as a short term rental is included in a home owners association, the applicant for a short term rental business license shall inform the home owners association that the applicant intends to use the property as a short term rental prior to obtaining a short term rental business license. The permittee shall verify compliance with this notification requirement by executing and submitting an HOA form affidavit provided by the CDD during the operating permit application process. 7. Floorplan. A scale floorplan of the STR, including all levels; 8. Property Plan. A scale plan for the property showing all parking areas; 9. Contact information. a. Owner. The owner shall provide a cell and/or home telephone phone number, mailing address, email address, and property address, if different from mailing address. The owner shall agree to accept service of notice of violation at such address either personally or upon posting of notice upon the property. b. Primary Contact. Each STR owner or operator shall designate a primary contact person. If the primary contact is not the owner(s), the primary contact shall be a named individual and the following information shall be provided: cell and/or home telephone number, mailing address, email address, and business address and business phone, if applicable. Any change(s) to the primary contact information shall be provided, in writing, to the CDD, within ten (10) days of such change(s). Failure to notify the CDD of such change is grounds for revocation of the short term rental registration and business license. The primary contact shall be available on a twenty- four (24) hour basis, seven (7) days per week, and be able to respond to any concerns from renters or city enforcement personnel. The primary contact may be the property owner(s) or another person employed by, authorized by, or engaged by the owner(s) to manage, rent or supervised the STR. The primary contact shall be able to respond to any concerns that may arise during any rental period of the STR, including the ability to access the STR in a timely manner. 10. Posting Notice. A copy of both the short term rental operating permit and the provisions of Sections EMC §§ 5-31-5 and 5-31-6 shall be conspicuously posted within the area rented for use as an STR. The visibility of the place of posting shall be confirmed with the pPremises iInspector during the inspection of each premises prior to issuance of an annual operating permit. 11. Regulatory Compliance. All STRs shall meet the standards of all applicable building, electrical, plumbing and fire codes adopted or amended by the City of Englewood. 12. Additional Documentation. All other documentation referred to within this Chapter, or as required by the CDD. D. Ineligible Properties. An apartment complex comprised of rental units may not be utilized as an STR. Any property within I1, I2, or a PUD zone district may not be utilized as an STR. DRAFTPage 30 of 336 E. Review of Short Term Rental Registration Request. The City Manager, or designee, shall review each submitted short term rental registration form, and associated documentation as required by this Title and Chapter, within thirty (30) days of receipt of any such Registration Form. Following determination that the application is complete, the registration form and associated documentation shall be referred to all applicable City departments for review regarding conformance with all applicable Codes of the City of Englewood. Within sixty (60) days following the filing of the application the applicant will be provided with a written determination of approval/disapproval of the STR registration request. A property operating as an STR without a STR business license, rental registration and operating permit shall not be eligible to receive any such license or permit until thirty (30) days following compliance with these regulations and all applicable zoning regulations. 1. An applicant’s failure to amend an application to comply with these requirements within 30 days’ notice by the City shall be deemed a termination of the application and the applicant shall be required to file a new application for a STR registration accompanied by the application fee. F. Non-assignable. A short term rental registration may not be transferred or assigned to any other party or any other property. DRAFTPage 31 of 336 1  5-31-4: Short Term Rental Operating Permit. A. STR Operating Permits Required. All STRs must have a valid and current operating permit. An operating permit shall be effective for twelve (12) months, and shall go into effect upon the date of issuance, unless surrendered, suspended or revoked for cause. Operating permits shall be issued by the CDD in accordance with this Chapter. B. Non-Assignable. An operating permit issued for a short term rental may not be transferred or assigned to any other party or any other property. C. Posting the Operating Permit and Life/Safety Information. The operating permit shall be signed by all owner(s) of the real property used as an STR and be conspicuously posted within the area rented as an STR. Additionally, the life/safety information set forth in Section EMC § 5-31-6 shall be conspicuously posted within the area rented as an STR. D. STR Operating Requirements. 1. Accountability. The STR shall be the legal responsibility of the legal owner(s) as set forth on the application and permit, and the owner shall agree to accept notice of violation either in person or upon posting upon the property. 2. Primary Residence. A residence used as an STR shall be the primary residence of the legal owner(s), except when a waiver of this provision has been issued by the Board of Adjustments and Appeals or in the following zoning districts: M-1, M-2, MU-B-1, and MU-B-2. 3. Accessory Dwelling Units. For parcels containing ADUs the owner, if such owner is also the primary resident of the main residence, may obtain an STR permit for the main residence only. STRs are not permitted in ADUs. 4. Maximum Occupancy per Bedroom. An STR shall not exceed two (2) adults per bedroom. 5. Maximum Occupancy of Premises. The maximum overnight occupancy of an STR shall be no more than two (2) persons per legal conforming bedroom, plus two (2) additional persons. eight (8) persons. 6. Prohibited Structures. No STR shall be located in any recreational vehicle, travel trailer, or temporary structure. 7. Limitation of Rental Contracts. No STR shall be under more than two (2) simultaneous rental contracts. 8. Limitation on Multiple Uses. During any rental period, the STR shall not be used for any purpose (e.g., home-based business, temporary event, etc.) by the renter or owner other than for lodging purposes. 9. Parking. All STRs shall provide one (1) parking space per bedroom. STRs lacking a paved parking space in a driveway, garage, or carport shall be limited to two (2) on- street parking spaces. These on-street locations shall remain public and may not be reserved by the use of any signage. Any advertisements or listing of the STR shall provide the number of parking spaces available for use by the renter, and the location DRAFTPage 32 of 336 2  of such parking spaces (on-street, off-street). The number of bedrooms for rent may not exceed the number of available parking spaces. 10. Premises Inspection. Each property shall complete an initial premises compliance and safety check in conformance with a checklist promulgated by the CDD. Upon determination of compliance with this Chapter by the Premises Inspector, the property shall be issued a certificate of inspection. Annual premises inspections shall be completed in accordance with Section EMC § 5-31-5(J). During the inspection the Premises Inspector shall verify the posting place within the premises is conspicuous. a5-31-5: Special Conditions and Restrictions of the Short Term Rental Business License. Violation of any of the following provisions may result in revocation of the business license and short term rental registration: A. Fees. Fees associated with the issuance of the operating permit, registration, business license and any other requirements of this Chapter, shall be established by action of the Englewood City Council, and set forth within the City's Fee and Rate Schedule. B. City Tax Certificate. The owner of any STR issued a business license by the City of Englewood must obtain a valid City of Englewood Sales Tax Certificate within thirty (30) days from the approval of the business license application. C. State Tax License. The owner of any STR issued a business license by the City of Englewood must obtain a valid State of Colorado sales tax license within thirty (30) days from the approval of the business license application. D. Tax Liability. Owners and operators of STRs shall be subject to, and responsible for, all sales and lodging taxes as set forth under Title 4-4-4-1, Lodging Services of the Englewood Municipal Code. The requirements of EMC 4-4-4-1 are hereby deemed to incorporate and be applicable to all STRs. Failure to collect and remit all applicable sales and lodging taxes at the City, State or Federal level is grounds for revocation of the operating permit. E. Life Safety. All STRs shall contain the following: a minimum of one (1) operable fire extinguisher per floor (or more if deemed necessary during the premises inspection), operable carbon monoxide detectors in all rooms used for sleeping purposes, and operable smoke detectors on each floor of the STR. An STR with living or sleeping areas within a basement area shall be equipped with egress windows and other exit systems. F. Noise. No person shall make, cause, permit or suffer any unreasonable noise from any STR that is in excess of the sound pressure limits set forth in Section EMC § 6- 2-8 of this Code. G. Property Maintenance. The STR property shall be properly maintained and free of loose, uncollected trash, garbage, and litter. The owner(s) or management company shall comply with all property codes of the City of Englewood. DRAFTPage 33 of 336 3  H. Signs. A permitted STR dwelling is permitted one (1) exterior sign, up to a maximum of one (1) square foot in area. The sign shall not be illuminated nor contain any animation. I. Owner(s) Responsibility for Compliance. Except where otherwise required, Compliance with the terms and conditions set forth in this Chapter shall be the responsibility of the legal owner(s) of the STR, as set forth on the application and proof of residency and ownership affidavit, and cannot be delegated to any other party. Any violations of any term or condition of this Chapter are strictly the responsibility of the owner(s), and any summons and complaint served for any violation shall be served upon the owner(s) of the STR. J. Operating Permit Renewal. All STR permits shall be renewed through the CDD on an annual basis. All renewals shall include an updated inspection of premises, including a compliance and safety check, signed by applicable code enforcement personnel or Premises Inspector, any updates to the information required for a short term rental operating permit, and proof of payment of all renewal and permit fees, certificate of insurance covering the renewal period, and a proof of residency and ownership affidavit including one of the following documents as proof of primary residency: a valid motor vehicle registration, a valid Colorado driver's license, or a valid Colorado identification card, or a valid voter registration, a utility bill, or any other legal documentation deemed sufficient by the Director which is pertinent to establish primary residency. K. Change of Ownership. Any change of owner, officer, director, or holder of more than ten percent (10%) of the ownership of any STR shall render such STR business license, rental registration, and operating permit null and void. L. Affidavits Under Oath. All affidavits required by this Chapter shall be signed under penalty of perjury. M. Publication of Business License Number. Any short term rental permittee and hosting platform shall include the property’s their City of Englewood business license number upon any advertisement to lease such property as a short term rental, including upon any hosting platform website or application, or in any other form of advertisement of the STR. 5-31-6: Posting of Life/Safety Information. The owner(s)/operator(s) shall post the following information inside the area rented as an STR in a conspicuous location for any renters/lessees: A. A copy of the regulations and requirements regarding short term rental operating permits; B. The name, address, and telephone numbers of the primary contact person, management company, or owner of the STR that can be reached on a twenty-four (24) hour basis; C. The maximum number of persons allowed to occupy the STR; DRAFTPage 34 of 336 4  D. The maximum number of vehicles allowed to park on, or in front of, the STR property; E. Information regarding the neighborhood where the short-term rental is located including, but not limited to, trash/garbage storage and removal, recycling storage and removal, including the days and location of pick-up with Cclearly defined garbage and recycling areas shall be provided; restrictions on noise and amplified sound, water restrictions, fire evacuation routes, and any other information, as required by the director, applicable to the short-term rental and the surrounding neighborhood; F. The property address, including house number, street name and city; G. A list of non-emergency numbers, including the non-emergency number of the police department; H. The location of all fire extinguishers and exits, including egress windows; and I. During the annual premises inspection, the Premises iInspector shall verify the place of posting is conspicuous to the renter(s). (Ord. 4-20 , § 1) 5-31-7. Unlawful acts. A. Safety requirements. It shall be unlawful to operate a short-term rental without a functioning smoke detector, carbon monoxide detector, and fire extinguisher on the licensed premises. B. Primary residence. It shall be unlawful to operate a short-term rental in any location that is not the applicant's primary residence in the following zoning districts: R-1- A, R-1-B, R-1-C, R-2-A, R-2-B, MU-R-3-A, MU-R-3-B, and MU-R-3-C. Proof the Subject Property is the Primary Residence of the Owner is not required in the following zoning districts: M-1, M-2, MU-B-1, and MU-B-2. STRs are prohibited in the following zoning districts: I-1, I-2, and PUD. C. Compliance with city and state laws. It shall be unlawful to operate a short-term rental that does not comply with all applicable city and state laws. D. Advertising. It shall be unlawful to advertise a short-term rental without the license number clearly displayed on the face of the advertisement. For the purpose of this section, the terms "advertise," advertising" or "advertisement" mean the act of drawing the public's attention to a short-term rental. in order to promote the availability of the short-term rental, including but not limited to websites and other electronic applications or media, and print video, or other promotional materials. E. Insurance. It shall be unlawful to operate a short-term rental without liability insurance within the liability coverage of a minimum of $1,000,000.00. F. Commercial events. It shall be unlawful to operate or advertise the use of the STR as a commercial venue for weddings, parties, or for any similar activities. G. Unlawful transactions. On and after February 1, 2023, it shall be unlawful for any hosting platform to advertise or receive payment, directly or indirectly, for an DRAFTPage 35 of 336 5  unlicensed short-term rental located in the City of Englewood. The provisions of this subsection G are strict liability in nature. H. Records. On and after February 1, 2023, it shall be unlawful for any person or entity to fail to comply with section EMC § 5-31-10. I. Penalty. In addition to the general penalty provided for in EMC Section§ 1-4-1 a hosting platform who violates subsection G or H of this section shall be subject to a civil penalty of one thousand dollars ($1,000.00) per violation per day.5-31- 78: Revocation/Termination/Surrender of Business License and Operating Permit. A. Surrender. Business licenses, rental registrations, and operating permits shall be deemed surrendered upon delivery to the City of written notice by the property owner(s), or representative, that a dwelling or property will no longer be used as short term rental. B. Termination. A termination of the business license, rental registration, and operating permit occurs when the ownership of the property has been sold, assigned, or otherwise transferred to a new owner(s), or the current STR permit holder has failed to obtain a renewal of the operating permit on or before its annual renewal date. C. Revocation. Any STR operating permit may be revoked for cause or suspended by the Director, or his/her designee, after written notice to the owner(s) for the following violations: 1. Violation of any term or condition of the operating permit, or for any violation of any provision set forth in this Chapter, if such term or condition is not abated in conformance with an administrative notice of violation, or is deemed egregious by the Director. 2. Violation of any provision of the Englewood Municipal Code, City Ordinance, or State law relating to the maintenance of the permitted property operating as an STR, if such term or condition is not abated in conformance with an administrative notice of violation, or a failure to remain in compliance with all City or State sales tax regulations. 3. The existence of any condition, or performance of any act, which the City determines constitutes nuisance or causes a condition endangering the health, safety and welfare of any individual(s), or has caused damage to the STR dwelling unit identified by the operating permit, including damage caused by fire, flood, wind, or other natural disaster, if such condition or act is not abated in conformance with a notice of violation. 4. After a third violation of any provision of this Chapter, the Englewood Municipal Code, or applicable State or Federal law or regulation has been administratively verified, the Director of Community Development, or his/her designee, shall revoke the STR operating permit and rental registration. Notice of revocation shall be conveyed to the Business Licensing Officer for revocation of the business license. 5. Upon revocation of any short term rental business license, the licensing officer shall notify hosting platforms that the business license has been revoked, and the period of time associated with such revocation. DRAFTPage 36 of 336 6  D. Denial/Temporary Denial. The Director of Community Development, or his/her designee, may deny or withhold the approval of a renewal of an annual operating permit if the property is in violation of any applicable title or chapter of the Englewood Municipal Code. E. Term of Revocation. The owner(s) of an STR business license, rental registration, and operating permit that has been revoked for a violation shall not apply for another STR operating permit for a period of eighteen twelve (182) months for any property. F. Administrative Appeal. Any denial, temporary denial, or revocation of an STR business license, rental registration or operating permit may be appealed to the Board of Adjustment and Appeal in accordance with the procedures set forth in Title 1, Chapter 10 of this Municipal Code. (Ord. 4-20 , § 1) 5-31-89: Enforcement. A. Allegation of Violation of this Chapter. The Enforcement Officer shall be responsible for the enforcement of all provisions of this Chapter in association with a short term rental operating permit and a short term rental registration, and is hereby authorized to undertake all investigations of violations of such as set forth in this Chapter, to issue notices and orders, to issue summons and complaints for prosecution in the Englewood Municipal Court, to bring any legal action in other courts of competent jurisdiction, and to take other measures as are necessary for the enforcement of the provisions of this Chapter. Violations of the business license shall be enforced in accordance with Chapter 1 of this Title. 1. Right of Access/Inspection. Pursuant to the terms of the operating permit, the Enforcement Officer has the right of access and entry upon any property operating as an STR with a valid STR business license and operating permit, at any reasonable time, and upon reasonable suspicion, to make inquiry and inspection to determine if health or safety violations exist upon the property in violation of any Title of the Englewood Municipal Code. 2. Notice of Inspection. Prior to inspection the Enforcement Officer shall provide notice of the intent to inspect to the owner(s) of the STR property. Such notice may be personally served upon the owner(s), or by posting the notice on the STR property, by mailing the notice to the owner(s) at their last known address, via U.S. Mail, postage prepaid, or by publication in a newspaper of general circulation. The notice to inspect shall be deemed served when personally served, posted upon the property, or upon three (3) days from the date of mailing. 3. Contents of Notice of Inspection. The notice of inspection shall include the date and time that the notice was served, posted, or mailed, the date and time of the proposed inspection, a request that the owner(s) be present for the inspection, the name and contact information of the Enforcement Officer, and a specific statement as to each suspected violation. The property owner may contact the Enforcement Officer to seek another time for the inspection, as long as such inspection occurs within three (3) business days of having received the notice of inspection. DRAFTPage 37 of 336 7  4. Failure to Comply with Inspection Notice. Failure to comply with inspection notice, or make the property available for inspection, shall be grounds for revocation of the business license and operating permit in accordance with EMC Section § 5-31-7 above. B. Administrative Compliance/Notice of Violation. 1. Notice of Violation. Following inspection, or upon other evidence of non-compliance with this Chapter, the Enforcement Officer shall provide written notice of the violation(s) of this Chapter to the owner(s) of the STR premises. 2. Receipt of Notice of Violation. The notice shall be deemed received immediately when served upon the owner(s) by posting such notice on the permitted STR property, or by personally serving the notice to the owner(s) at the address provided for such service. Service to the hosting platform shall be as permitted by law. 3. Contents of Notice of Violation. All notices shall include the following information: a. The common address or legal description of the property upon which the STR is located; b. A specific notice that the owner(s) of the property is/are in violation of the Englewood Municipal Code, specifically listing those sections of the Code of which the property is alleged to be in violation; c. An administrative order directing the owner(s), or primary contact, of the property to correct the condition within five (5) days of the date of receipt of said notice, such compliance date to be clearly stated upon the face of the notice; d. Contact information for the Enforcement Officer assigned to the matter; e. Notice that the administrative order may be appealed to the Board of Adjustment and Appeals in compliance with the procedures in Title 1, Chapter 10 of the Englewood Municipal Code; f. Notice that failure to comply with the administrative order, or file an appeal of such order, within the time provided upon such notice, or extension thereof, shall result in the immediate revocation of the STR operating permit and business license; and g. Notice that such violations may be subject to criminal prosecution, in addition to any administrative action or order. 4. Compliance Inspection. Within five (5) business days following receipt of the administrative notice and order, the property owner or primary contact alleged violator shall contact the Enforcement Officer to schedule inspection of the property. The Enforcement Officer shall provide a compliance inspection, and shall dismiss the administrative order following a determination that the property is in compliance with the provisions of this Code. 5. Extensions of Time. The Enforcement Officer is authorized to provide one (1) extension to the administrative notice of no more than five (5) days, including weekends and holidays, following a compliance inspection of the property if the Enforcement Officer believes the property owner alleged violator made a good faith DRAFTPage 38 of 336 8  but unsuccessful effort to correct the violation(s), and such violation(s) may be successfully remediated within such additional time. 6. Notification to Hosting Platforms of Revocation. At the end of the compliance period, or any extension thereof, if the administrative order has not been dismissed by the Enforcement Officer, the Enforcement Officer shall notify the business licensing division of the City of Englewood that the business license for the STR shall be revoked pending compliance with the administrative order, and hosting platforms notified of such revocation. 7. Administrative Appeal. An administrative order may be appealed to the Board of Adjustment and Appeals in compliance with the procedures in Title 1, Chapter 10 of the Englewood Municipal Code. C. Municipal Prosecution; Summons and Complaint; Notice to Appear; Right to Proceed; Fines and Costs; Appeals. 1. Municipal Search Warrant. If the owner or primary contact alleged violator fails to schedule a time for the compliance inspection within five (5) business days following service of the administrative notice, the Enforcement Officer may seek a search warrant for the inspection of the premises under the provisions of Section EMC § 1- 7A-4 of the Englewood Municipal Code. 2. Issuance of Citation. If the Enforcement Officer has not made a determination that the property is in compliance with the Englewood Municipal Code within the time provided for compliance with the administrative notice of violation, the Enforcement Officer is authorized to issue to the owner(s) of the STR property a summons and complaint and notice to appear in the Englewood Municipal Court to answer to charges of a violation of this Chapter, and to take all administrative action associated with revocation of the STR business license and operating permit. Summons and complaints issued by the Enforcement Officer may be served by the Enforcement Officer, a Code Enforcement Officer, or a Law Enforcement Officer. 3. Administrative/Civil Enforcement. During the pendency of the case in the Municipal Court, the City shall not be precluded from addressing the violations of this Chapter, or any other Title of the Englewood Municipal Code applicable to the STR, through administrative or civil action to bring the STR property into compliance with this Chapter or the Englewood Municipal Code, or any other applicable law or regulation. The business license and operating license may be administratively revoked in compliance with this Chapter, in addition, to criminal prosecution. 4. Penalty Provisions. Any person or entity found guilty by the Municipal Court of violations of this Chapter, or who enters a plea of guilty or nolo contendere, to any violation of this Chapter, or any other violation of the Englewood Municipal Code in association with the operation of a STR, shall be subject to the provisions of the general penalty, EMC Section § 1-4-1, and shall be ordered to bring the property and/or violation into compliance before re-letting the property to any short term renters. Any hosting platform violating this Chapter shall be assessed a minimum fine of $1,000 per incident, per day. DRAFTPage 39 of 336 9  5. Costs. Any person or entity convicted of a violation of this Chapter, or any other violation of the Englewood Municipal Code in association with the operation of a STR, shall may be assessed a fine, court costs, and all costs associated with service of any and all notices upon the property incurred by the City in association with the enforcement of this Chapter. 6. Notification to Hosting Platforms. All hosting platforms shall be notified by the business licensing division or Code Enforcement Officer of the City of Englewood when a short term rental's business license/operating permit has been revoked, and such entities will be directed to remove the short term rental from any lists of properties advertised for rental. 7. Appeal of Convictions in Municipal Court. All appeals of convictions within the Municipal Court shall be to the District Court as provided by applicable law. 5-31-10. Records. A. Each short-term rental licensee shall maintain the following records for the past year: 1. Total number of nights the short-term rental was rented to a guest; and 2. The dates in which the short-term rental was rented by a guest. B. Each hosting platform shall maintain the following information for short-term rental transactions facilitated in the City of Englewood within the past five years: 1. The name of the person who offered the short-term rental; 2. The address of the short-term rental; 3. The dates for which the short-term rental was booked by a guest; 4. The price paid by the guest for each short-term rental transaction; and 5. The short-term rental license number. C. The CDD shall maintain and make publicly available a list of all licensed short-term rentals within the City and all properties cited for violations of any provision of this Chapter. 5-31-911: Waiver from Administrative Regulation(s). A. Waiver from Regulation(s). The Board of Adjustment and Appeals may, upon application from the property owner, authorize waivers from the strict application of the following provision(s) of this Chapter: 1. Requirement that a short term rental be owner occupied. NOTE: proof the subject property is the primary residence of the owner is only required in the following zoning districts: R-1-A, R-1-B, R-1-C, R-2-A, R-2-B, MU-R-3-A, MU-R-3-B, and MU-R-3-C. B. Requirement for Approved Waiver. Unless an approved waiver from regulations is on file with the City Clerk, short term rental businesses must be in compliance with all operating, registration and licensing regulations set forth within this Chapter. A DRAFTPage 40 of 336 10  waiver is not assignable to any other person/entity or transferable to any other property. It shall become null and void upon sale or transfer of the more than ten percent (10%) interest in the property. C. Form of Application. The application for waiver from regulation(s) shall be promulgated by the Department of Community Development CDD. Such application shall provide for the applicant to respond to each of the following waiver standards: 1. A statement of any and all special circumstances or conditions peculiar to the particular business or property owner that do not apply generally to all short term rental businesses or enterprises; and 2. An explanation of why the requested waiver will not weaken the general purposes of this Chapter as to the subject property; and 3. An explanation of how the property owner will provide alternate effective means of assuring the goals of the regulation(s) sought to be waived will be upheld, and that neither the waiver nor the alternate means of assuring regulatory compliance will alter the essential character of the district in which the short term rental is located. Examples of alternate effective means include, but are not limited to: a. Affidavit from hospital/medical facility that such STR is regularly rented in support of patient care. b. Affidavit from hospital/medical facility that such STR is monitored by such hospital/medical facility on a twenty-four (24) hour basis. D. Filing Application; Hearing Procedure. Upon receipt by the City Clerk or Clerk of the Board of any application for a waiver from Regulations, the same shall be referred to the Board, and a date, time and place for hearing thereon shall be set, which shall direct public notice thereof to be given in conformance with Section EMC § 1-10-2- 6; provided, however, that the Board may authorize its Clerk to set a date, time and place for hearing upon receipt of such application in lieu of such action by the Board itself. The Board shall hold a public hearing on the proposed waiver from regulations in conformance with Title 1, Chapter 10. E. Criteria for Approval. The Board may waive or modify any of the provisions set forth in Section EMC § 5-31-911(A) if it finds that applying such regulation or regulations to the short term rental is unnecessary in accordance with the criteria listed below: 1. Special circumstances or conditions peculiar to the specific STR or property owner exist that do not apply generally to all short term rental businesses or enterprises. Examples of special circumstances may include: a. Property located in a district zoned for commercial or medical uses, b. Property owned and managed by a medical facility/hospital, c. Property owned and managed by an abutting property owner, and regularly rented in support of patient care. DRAFTPage 41 of 336 11  2. The requested waiver from regulation(s) will not weaken the general purposes of this Chapter. 3. The property owner will provide alternate effective means of assuring the goals of the regulation(s) sought to be waived, and such alternate means will not alter the essential character of the district in which the short term rental is located. Alternate effective means may include, but are not limited to: a. A twenty-four (24) hour on-duty maintenance manager located within one (1) mile of the property, b. Installation of noise detection system. F. Findings of Fact and Conclusions of Law. Following such hearing, the Board shall make written findings either approving, conditionally approving, or denying the waiver from regulation. The decision on whether to approve or deny an application for a waiver from regulation shall be in writing, based upon substantial evidence presented at the public hearing. G. Procedure Following Approval. If the application is approved a form, as promulgated by the Department of Community Development CDD, shall be completed by the Board and signed by the Chair of the Board, and filed with the City Clerk, setting forth the following information, and any other information necessary to proper documentation of any approval or denial of such request for a waiver of regulation: 1. Date such waiver from regulations becomes effective; 2. Duration of the waiver from regulation(s); 3. Clear statement of that regulation(s) for which a waiver has been approved; 4. Any documentation the property owner must submit to the enforcement official, and the regularity of such submission of documentation, proving the grounds for the waiver of regulation continue to exist; and 5. Any additional regulations imposed upon the property owner and property to assure the waiver from regulation(s) will not weaken the general purposes of this Chapter. H. Post Decision Remedies. Initiation of the following remedies must occur within thirty (30) days of the Board decision. For the purpose of this subsection, the Board decision shall be the vote on the waiver request. 1. Rehearing. If the applicant or an interested third party finds evidence that was not available at the time of the hearing that may materially bear on the case, a request for a rehearing may be made to the Board. The request shall be in writing and contain the following: a. A summary of the new evidence. b. The reason the evidence was not available to the Board at the original hearing. c. A statement as to why it is believed that the evidence will materially affect the decision of the Board. DRAFTPage 42 of 336 12  2. The Board shall hear the request for rehearing and shall vote on the issue of granting a rehearing. The chairperson shall announce the Board's decision. If a rehearing is granted, a new date will be set for a public hearing and all posting and publication requirements shall apply and shall be the responsibility of the original applicant. If a rehearing is denied, the original Board decision shall stand. 3. Reconsideration. If a Board Member believes that the Board would benefit from reviewing a Board decision, a motion for reconsideration of the decision may be made. If the motion to reconsider fails, the original decision stands. If the motion to reconsider is approved, the original waiver request shall be reheard by the Board. The Board may reconsider the waiver request immediately or may continue the reconsideration to a date certain. 4. The reconsideration shall be limited to the facts presented in the original waiver request and no new evidence shall be taken. The Board may confirm, reverse, or modify the original decision. I. Appeals of Board Decisions. Appeals of final decisions of the Board may be made to the District Court pursuant to Rule 106, Colorado Rules of Civil Procedure. Section 2. General Provisions Applicable to this Ordinance The following general provisions and findings are applicable to the interpretation and application of this Ordinance: A. Severability. If any clause, sentence, paragraph, or part of this Ordinance or the application thereof to any person or circumstances shall for any reason be adjudged by a court of competent jurisdiction invalid, such judgment shall not affect, impair or invalidate the remainder of this Ordinance or its application to other persons or circumstances. B. Inconsistent Ordinances. All other Ordinances or portions thereof inconsistent or conflicting with this Ordinance or any portion hereof are hereby repealed to the extent of such inconsistency or conflict. C. Effect of repeal or modification. The repeal or modification of any provision of the Code of the City of Englewood by this Ordinance shall not release, extinguish, alter, modify, or change in whole or in part any penalty, forfeiture, or liability, either civil or criminal, which shall have been incurred under such provision, and each provision shall be treated and held as still remaining in force for the purposes of sustaining any and all proper actions, suits, proceedings, and prosecutions for the enforcement of the penalty, forfeiture, or liability, as well as for the purpose of sustaining any judgment, decree, or order which can or may be rendered, entered, or made in such actions, suits, proceedings, or prosecutions. D. Safety Clauses. The City Council hereby finds, determines, and declares that this Ordinance is promulgated under the general police power of the City of Englewood, that it is promulgated for the health, safety, and welfare of the public, and that this Ordinance is necessary for the preservation of health and safety and for the protection of public convenience and welfare. The City Council further determines that the Ordinance bears a rational relation to the proper DRAFTPage 43 of 336 13  legislative object sought to be obtained. This Safety Clause is not intended to affect a Citizen right to challenge this Ordinance through referendum pursuant to City of Englewood Charter 47. E. Publication. Publication of this Ordinance may be in the City’s official newspaper, the City’s official website, or both. Publication shall be effective upon the first publication by either authorized method. F. Actions Authorized to Effectuate this Ordinance. The Mayor is hereby authorized and directed to execute all documents necessary to effectuate the approval authorized by this Ordinance, and the City Clerk is hereby authorized and directed to attest to such execution by the Mayor where necessary. In the absence of the Mayor, the Mayor Pro Tem is hereby authorized to execute the above-referenced documents. The execution of any documents by said officials shall be conclusive evidence of the approval by the City of such documents in accordance with the terms thereof and this Ordinance. City staff is further authorized to take additional actions as may be necessary to implement the provisions of this Ordinance. G. Enforcement. To the extent this ordinance establishes a required or prohibited action punishable by law, unless otherwise specifically provided in Englewood Municipal Code or applicable law, violations shall be subject to the General Penalty provisions contained within EMC § 1-4-1. Introduced, read in full, and passed on first reading on the ___ day of __________, 2022. Published by Title as a Bill for an Ordinance in the City’s official newspaper on the ___ day of __________, 2022. Published as a Bill for an Ordinance on the City’s official website beginning on the ___ day of __________, 2022 for thirty (30) days. Othoniel Sierra, Mayor ATTEST: Stephanie Carlile, City Clerk I, Stephanie Carlile, City Clerk of the City of Englewood, Colorado, hereby certify that the above and foregoing is a true copy of the Bill for an Ordinance introduced, read in full, and passed on first reading on the ___ day of __________, 2022. Stephanie Carlile DRAFTPage 44 of 336 Short-Term Rental Regulation Update & Platform AccountabilityCity Council Study Session – December 5, 2022 Page 45 of 336 • Define and regulate hosting platforms that facilitate reservations or payments between STR licensee and persons seeking accommodations.• Create penalties for hosting platforms that process illegal transactions.• Require permitees and hosting platforms to keep certain records of their transactions.Ordinance OverviewPage 46 of 336 • In order to regulate platforms that process short-term rental transaction, the ordinance must define qualifying entities:•‘Any person or entity that facilitates reservations or payments between a short-term rental licensee and a person seeking accommodations for a period of less than 30 days.’Proposed Definition of ‘Hosting Platform’Page 47 of 336 STR Permittees would be required to keep the following records for 1 year:• Total number of nights the STR was rented• The dates in which the STR was rented by guestsHosting Platforms would be required to keep the following records for 5 years:• The name of the person who offered the STR• The address of the STR• The dates in which the STR was booked by guests• The price paid by the guest of each STR transaction• The STR license numberProposed record keeping requirementsPage 48 of 336 • Revised definition of ‘Primary Residence’• Maximum occupancy: no more than 2 persons per legal conforming bedroom plus 2 additional persons• Annual affidavit for renewalsOther Proposed ChangesPage 49 of 336 MINUTES City Council Regular Meeting Monday, November 21, 2022 1000 Englewood Parkway - 2nd Floor Council Chambers 6:00 PM 1 Study Session Topic a) Planning Manager Bryan Isham and CodeNext project consultant Chris Brewster were present to discuss CodeNext update regarding sustainability. The meeting recessed at 6:40 p.m. for a break. The meeting reconvened at 7:00 p.m. with five Council Members present, Council Member Nunnenkamp attended virtually, Council Member Anderson and Council Member Russell were absent. 2 Call to Order The regular meeting of the Englewood City Council was called to order by Mayor Sierra at 7:00 p.m. 3 Pledge of Allegiance Mayor Sierra led the Pledge of Allegiance. 4 Roll Call COUNCIL PRESENT: Mayor Othoniel Sierra Mayor Pro Tem Steven Ward Council Member Chelsea Nunnenkamp attended virtually Council Member Cheryl Wink Council Member Jim Woodward COUNCIL ABSENT: Council Member Joe Anderson Council Member Rita Russell STAFF PRESENT: City Manager Lewis City Attorney Niles Senior Deputy City Clerk McKinnon Deputy City Clerk Harkness Assistant City Manager Dodd Judge Jefferson, Municipal Court Director of Utilities and South Platte Renew Van Ry Page 1 of 9 Draft Page 50 of 336 City Council Regular November 21, 2022 Director of Finance Loh Director of Community Development Power Economic Development Manager Hollingsworth, Community Development Crime Prevention Specialist Essman, Police Administrator Julien, Municipal Court Process Improvement Specialist Smith, Malley Recreation Center Network Administrator Hunnicutt, Information Technology System Administrator Munnell, Information Technology Division Chief Jones, Police Code Enforcement Manager Lewis, Police Officer Smith, Police Department 5 Consideration of Minutes of Previous Session a) Minutes of the Regular City Council Meeting of November 7, 2022 Moved by Council Member Steven Ward Seconded by Council Member Cheryl Wink APPROVAL OF THE MINUTES OF THE REGULAR CITY COUNCIL MEETING OF NOVEMBER 7, 2022. For Against Abstained Othoniel Sierra x Chelsea Nunnenkamp x Steven Ward (Moved By) x Cheryl Wink (Seconded By) x Jim Woodward x 5 0 0 Motion CARRIED. 6 Appointments, Communications, Proclamations, and Recognition a) Police Citizens Academy Graduates were recognized. • Kenneth Marsh • Donna Marsh • Lacey Reece • Rhonda Willcox • Robert Traw • Sharon Mason • Tim Hoeglund • Natasha Weaver • Kathleen Bailey • Belinda Porter • Christopher Theis • Ellen Letendre Page 2 of 9 Draft Page 51 of 336 City Council Regular November 21, 2022 • Monica Alvidrez • Arlene Horch • Cindy Moore • Shannon Tripp b) Proclamation recognizing Small Business Saturday A Proclamation declaring all Saturdays in December 2022, as “Shop Englewood – Small Business Saturdays”. 7 Recognition of Scheduled Public Comment a) Gary Kozacek, an Englewood resident, addressed Council regarding the proposed re-development on Oxford Avenue. b) Derek Fox from the Davey Tree Expert Company addressed Council regarding Right of Way Occupancy permits and enforcement. 8 Recognition of Unscheduled Public Comment a) Diversity, Equity, and Inclusion Committee Chair Dave Lewis addressed Council regarding the support of Colorado Springs and the LGBTQ+ Community in the wake of the Club Q shooting. b) Dan Jacobson, an Englewood resident, addressed Council regarding new development. c) Mary Colecchi, an Englewood resident, addressed Council regarding thanks to Council members for serving and trash service. d) Daniel Read, an Englewood resident, addressed Council regarding Community Development. Council Member Nunnenkamp responded to Public Comment. 9 Consent Agenda Items Mayor Sierra removed Agenda Item 9(a)(iii) from the Consent Agenda. Moved by Council Member Wink seconded by Council Member Ward to approve Consent Agenda Items 9(a)(i, ii and iv), 9(b)(i-iv), and 9(c)(i-iii). a) Approval of Ordinances on First Reading i) CB 37 - Amending Englewood Municipal Code Regarding Traffic Procedures, Definitions COUNCIL BILL NO. 37, INTRODUCED BY COUNCIL MEMBER WINK Page 3 of 9 Draft Page 52 of 336 City Council Regular November 21, 2022 A BILL FOR AN ORDINANCE AMENDING TITLE 11, CHAPTER 1B, SECTIONS 11- 1B-1 AND 11-1B-2 OF ENGLEWOOD MUNICIPAL CODE REGARDING TRAFFIC PROCEDURES, DEFINITIONS. ii) CB 63 – Intergovernmental Agreement (IGA) between the City of Littleton and the City of Englewood for a cost share to review and evaluate the sewer connector district agreements COUNCIL BILL NO. 63, INTRODUCED BY COUNCIL MEMBER WINK A BILL FOR AN ORDINANCE AUTHORIZING AN INTERGOVERNMENTAL AGREEMENT BETWEEN THE CITY OF LITTLETON AND THE CITY OF ENGLEWOOD REGARDING COST- SHARING FOR REVISING SEWER CONNECTOR DISTRICT AGREEMENTS. iii) CB 72 - Amending Englewood Municipal Code to ensure compliance with applicable law, current practices [Clerks Note: This agenda item was removed from the Consent Agenda Motion and considered independently.] Moved by Council Member Othoniel Sierra Seconded by Council Member Jim Woodward Motion to table Council Bill No. 72 to the Regular City Council Meeting of January 3, 2023. For Against Abstained Othoniel Sierra (Moved By) x Chelsea Nunnenkamp x Steven Ward x Cheryl Wink x Jim Woodward (Seconded By) x 5 0 0 Motion CARRIED. iv) CB 73 - Amending Englewood Municipal Code authorizing City to recover costs of collection for unpaid debts COUNCIL BILL NO. 73, INTRODUCED BY COUNCIL MEMBER WINK A BILL FOR AN ORDINANCE AMENDING ENGLEWOOD MUNICIPAL CODE TITLE 1, CHAPTER 4, SECTION 1-4-4 CONCERNING THE COLLECTION OF UNPAID AND OVERDUE TAXES, DEBTS, FINES, FEES, RESTITUTION, BOND FORFEITURES AND CIVIL PENALTIES Page 4 of 9 Draft Page 53 of 336 City Council Regular November 21, 2022 IMPOSED BY ENGLEWOOD MUNICIPAL CODE AND ENGLEWOOD MUNICIPAL COURT. b) Approval of Ordinances on Second Reading. i) CB 67 - Increase the Waste Transfer Surcharge from $.50 per cubic yard to $.63 per cubic yard effective January 1, 2023 ORDINANCE NO. 60, SERIES OF 2022 (COUNCIL BILL NO. 67, INTRODUCED BY COUNCIL MEMBER WARD) AN ORDINANCE AMENDING TITLE 4, CHAPTER 7, SECTION 4-7-3 OF ENGLEWOOD MUNICIPAL CODE REGARDING WASTE TRANSFER SURCHARGE. ii) CB 68 - Repealing the Shoplifting and Price Switching Ordinances from Offenses Code ORDINANCE NO. 61, SERIES OF 2022 (COUNCIL BILL NO. 68, INTRODUCED BY COUNCIL MEMBER WARD) AN ORDINANCE AMENDING TITLE 7, CHAPTER 6 ARTICLE F, OF ENGLEWOOD MUNICIPAL CODE REGARDING SHOPLIFTING AND PRICE SWITCHING. iii) CB 69 - Amending Englewood Municipal Code establishing standard provisions for City contracts ORDINANCE NO. 62, SERIES OF 2022 (COUNCIL BILL NO. 69, INTRODUCED BY COUNCIL MEMBER WOODWARD) AN ORDINANCE AMENDING ENGLEWOOD MUNICIPAL CODE TO ESTABLISH MUNICIPAL CONTRACTING PROCESSES. iv) CB 71 - Approval of 3-year IGA with the Aurora-South Metro Small Business Development Center ORDINANCE NO. 63, SERIES OF 2022 (COUNCIL BILL NO. 71, INTRODUCED BY COUNCIL MEMBER WARD) AN ORDINANCE AUTHORIZING AN INTERGOVERNMENTAL AGREEMENT BETWEEN THE CITY OF ENGLEWOOD AND AURORA-SOUTH METRO SMALL BUSINESS DEVELOPMENT CENTER TO PERFORM SMALL BUSINESS SEMINARS, ONE-ON- ONE CONSULTING, AND WORKSHOPS IN THE CITY OF ENGLEWOOD. c) Resolutions and Motions Page 5 of 9 Draft Page 54 of 336 City Council Regular November 21, 2022 i) Motion to approve an internal committee to provide advice and guidance on the management of the City's 401(a) and 457 retirement plans Approval of a 401(a)/457 Internal Committee. ii) Award of Two Professional Services Agreements for Water Rights Legal Support and Water Resources Engineering for Utilities Approval of two Professional Services Agreements, one with Berg Hill Greenleaf Ruscitti, LLP for water rights legal support and another with Martin and Wood Water Consultants, Inc for water resources engineering. iii) Resolution increasing City Manager, City Attorney salaries, effective January 2023 RESOLUTION NO. 37, SERIES OF 2022 A RESOLUTION ESTABLISHING THE ANNUAL SALARY FOR THE CITY MANAGER AND CITY ATTORNEY OF THE CITY OF ENGLEWOOD, COLORADO. Moved by Council Member Cheryl Wink Seconded by Council Member Steven Ward Motion to approve Consent Agenda items 9(a)(i, ii and iv), 9(b)(i-iv), and 9(c)(i-iii). For Against Abstained Othoniel Sierra x Chelsea Nunnenkamp x Steven Ward (Seconded By) x Cheryl Wink (Moved By) x Jim Woodward x 5 0 0 Motion CARRIED. 10 Public Hearing Items No public hearing was scheduled before Council. 11 Ordinances, Resolutions and Motions a) Approval of Ordinances on First Reading Page 6 of 9 Draft Page 55 of 336 City Council Regular November 21, 2022 i) CB 39 - Amending Englewood Municipal Code regarding animal impoundment Moved by Council Member Jim Woodward Seconded by Council Member Cheryl Wink COUNCIL BILL NO. 39, INTRODUCED BY COUNCIL MEMBER WOODWARD A BILL FOR AN ORDINANCE AMENDING TITLE 7, CHAPTER 1A, SECTIONS 7-1A5, 7-1A-9, AND 7-1A-16 OF ENGLEWOOD MUNICIPAL CODE REGARDING ANIMAL IMPOUNDMENT. For Against Abstained Othoniel Sierra x Chelsea Nunnenkamp x Steven Ward x Cheryl Wink (Seconded By) x Jim Woodward (Moved By) x 5 0 0 Motion CARRIED. ii) CB 70 - Amending Englewood Municipal Code to add and remove city facilities for open carry of firearms on City property Moved by Council Member Cheryl Wink Seconded by Council Member Steven Ward COUNCIL BILL NO. 70, INTRODUCED BY COUNCIL MEMBER WINK A BILL FOR AN ORDINANCE AMENDING TITLE 7, CHAPTER 6C, SECTION 7-6C-6 OF ENGLEWOOD MUNICIPAL CODE TO ADD AND REMOVE CITY FACILITIES FOR OPEN CARRY OF FIREARMS ON CITY PROPERTY. For Against Abstained Othoniel Sierra x Chelsea Nunnenkamp x Steven Ward (Seconded By) x Cheryl Wink (Moved By) x Jim Woodward x 5 0 0 Motion CARRIED. Page 7 of 9 Draft Page 56 of 336 City Council Regular November 21, 2022 b) Approval of Ordinances on Second Reading There were no additional Ordinances on Second Reading (See Agenda Items 9(b)(i-iv). c) Resolutions and Motions i) Resolution to appoint Vincent Atencio as Associate Municipal Court Judge and Establish Compensation for Municipal Judges Moved by Council Member Cheryl Wink Seconded by Council Member Jim Woodward RESOLUTION NO.38, SERIES OF 2022 A RESOLUTION REGARDING MUNICIPAL JUDGES, APPOINTING VINCENT R. ATENCIO AS ASSOCIATE MUNICIPAL JUDGE FOR THE CITY OF ENGLEWOOD, COLORADO, AND ESTABLISHING COMPENSATION FOR MUNICIPAL JUDGES. For Against Abstained Othoniel Sierra x Chelsea Nunnenkamp x Steven Ward x Cheryl Wink (Moved By) x Jim Woodward (Seconded By) x 5 0 0 Motion CARRIED. ii) Award a Professional Services Agreement for On-Call Engineering Professional Service Agreements Moved by Council Member Steven Ward Seconded by Council Member Jim Woodward Approval of a Professional Service Agreements with Carollo Engineers, Inc, Hazen and Sawyer , HDR, Inc, and Jacobs Engineering Group, Inc to provide on-call engineering support services for the Utilities department up to an amount of $200,000 each, for a total authorization of $800,000. For Against Abstained Othoniel Sierra x Chelsea Nunnenkamp x Steven Ward (Moved By) x Cheryl Wink x Jim Woodward (Seconded By) x Page 8 of 9 Draft Page 57 of 336 City Council Regular November 21, 2022 5 0 0 Motion CARRIED. iii) Award of a Professional Services Agreement with Johnson, Mirmiran and Thompson, Inc. for Water Main Replacement Design Moved by Council Member Jim Woodward Seconded by Council Member Cheryl Wink Approval of a Professional Services Agreement with Johnson, Mirmiran and Thompson, Inc. for Water Main Replacement Design, in the amount of $258,880 including approval to execute any change order(s) to expend a 10% staff-managed contingency amount of $25,888, for a total project authorization of $284,768. For Against Abstained Othoniel Sierra x Chelsea Nunnenkamp x Steven Ward x Cheryl Wink (Seconded By) x Jim Woodward (Moved By) x 5 0 0 Motion CARRIED. 12 General Discussion a) Mayor's Choice b) Council Members' Choice 13 City Manager’s Report 14 Adjournment MAYOR SIERRA MOVED TO ADJOURN. The meeting adjourned at 8:29 p.m. Senior Deputy City Clerk Page 9 of 9 Draft Page 58 of 336 COUNCIL COMMUNICATION TO: Mayor and Council FROM: Chris Harguth DEPARTMENT: Communications DATE: December 5, 2022 SUBJECT: Student Art Calendar Artist Recognition DESCRIPTION: City Council will honor the top 13 students whose artwork will be featured in the 2023 student art calendar. RECOMMENDATION: The top 13 finalists will be recognized by City Council. Their artwork will be featured in the calendar. SUMMARY: Each year, the City of Englewood publishes a calendar that features the work of student artists. The city hosts an art contest to determine which pieces are featured in the calendar. The contest is open to all students (kindergarten – 12th grade) who live in, or go to school in Englewood. The artwork was voted on by Council Members, members of the Englewood Boards and Commissions and City of Englewood staff. COUNCIL ACTION REQUESTED: NA FINANCIAL IMPLICATIONS: NA CONNECTION TO STRATEGIC PLAN: NA Page 59 of 336 Page 60 of 336 Page 61 of 336 Page 62 of 336 Page 63 of 336 Page 64 of 336 Page 65 of 336 Page 66 of 336 Page 67 of 336 Page 68 of 336 Page 69 of 336 Page 70 of 336 Page 71 of 336 Page 72 of 336 Page 73 of 336 COUNCIL COMMUNICATION TO: Mayor and Council FROM: Tamara Niles DEPARTMENT: City Attorney's Office DATE: December 5, 2022 SUBJECT: CB 37 - Approve an ordinance amending Title 11, Chapter 1b, Sections 11-1b-1 And 11-1b-2 Of Englewood Municipal Code Regarding Traffic Procedures, Definitions. DESCRIPTION: CB 37 - Englewood Municipal Code §§ 11-1B-1 and 11-1B-2 contain provisions that are largely duplicative of state rules of traffic violation procedures and definitions of misdemeanor traffic offenses. The proposed ordinance removes duplication, incorporates state procedure and model traffic code by reference, and amends those to reflect current City best practices. RECOMMENDATION: Approve an ordinance amending Englewood Municipal Code §§ 11-1B-1 and 11-1B-2 to incorporate by reference state law and model traffic code provisions for traffic infractions and traffic offenses, remove duplicative provisions, and retain modifications to these rules that are legally enforceable. SUMMARY: Englewood Municipal Code §§ 11-1B-1 and 11-1B-2 contain provisions that are largely duplicative of state rules of traffic violation procedures and definitions of misdemeanor traffic offenses. The proposed ordinance removes duplication, incorporates state procedure and model traffic code by reference, and amends those to reflect current City best practices. These revisions only make 1 substantive change: in compliance with state law, it designates a misdemeanor traffic speeding offense as those in excess of 24 mph, rather than 19 mph as currently stated within municipal code. Assistant City Attorney Sergio Renteria consulted with Municipal Court and revised this proposed council bill to align with their requested revisions. COUNCIL ACTION REQUESTED: Approve Council Bill on first reading. FINANCIAL IMPLICATIONS: None anticipated. ATTACHMENTS: Council Bill #37 Page 74 of 336 1 BY AUTHORITY ORDINANCE NO. ____ COUNCIL BILL NO. 37 SERIES OF 2022 INTRODUCED BY COUNCIL MEMBER WINK AN ORDINANCE AMENDING TITLE 11, CHAPTER 1B, SECTIONS 11- 1B-1 AND 11-1B-2 OF ENGLEWOOD MUNICIPAL CODE REGARDING TRAFFIC PROCEDURES, DEFINITIONS. WHEREAS, Englewood Municipal Code § 11-1B-1 provides definitions and procedure for traffic violations within the City and prosecuted in Englewood Municipal Court; and WHEREAS, this section requires revision to ensure statutory consistency and compliance, specifically to denote that criminal speeding offenses are only those in excess of 24 mph over the posted speed limit, not 19 mph as currently stated; and WHEREAS, Englewood Municipal Code §§ 11-1B-1 and 11-1B-2 contain provisions that are largely duplicative of state rules of traffic violation procedures and definitions of misdemeanor traffic offenses; and WHEREAS, in a continuing effort to update Municipal Code sections for clarity and brevity, and to comport with best practices, in addition to amendments to mirror state traffic laws, the Municipal Code amendments contained herein remove duplicative rules and procedures, incorporate state rules by reference, and provide amendments to reflect current best practices previously implemented by the City of Englewood Municipal Court. NOW, THEREFORE, BE IT ORDAINED BY THE CITY COUNCIL OF THE CITY OF ENGLEWOOD, COLORADO, AS FOLLOWS: Section 1. Amendment of Englewood Municipal Code Title 11, Chapter 1B, Section 11-1B-1 of Englewood Municipal Code is hereby amended to read as follows (new provisions bold/italics, deleted provisions struck through): 11-1B-1: Traffic InfractionsViolation Procedures. A. The Colorado Court Rules Chapter 29.7 Rules for Traffic Infractions (C.R.T.I.) Rules 2,3,4,6,7,9,11,12,13,15,16,17, and 18 are incorporated by reference as if fully set forth herein. To the extent a C.R.T.I. provision is not otherwise applicable, it shall be interpreted to apply to the City or EMC equivalent. In any conflict, EMC provisions shall apply. B. Definitions. The following words, Terms and phrases, when used in this Chapter shall These definitions shall supplement C.R.T.I. and Model Traffic Code (MTC):have the meanings ascribed to them in this Section, except where the context clearly indicates a different meaning. In the event of any conflict between the Model Traffic Code and the definitions contained in this Section, this Section shall be controlling: Charging Document: Means the document commencing or initiating the traffic violation matter whether denoted as a complaint, summons and complaint, citation, penalty assessment notice, or other document charging the person with the commission of a traffic violation. Page 75 of 336 2 Defendant: Means any person charged with the commission of a traffic violation. 1. Judgment: Means the admission of guilt or liability for any traffic violation, the entry of judgment of guilt or liability, or the entry of default judgment as set forth in this Code in Title 11, Articles 1A or 1B, against any person for the commission of a traffic violation. 1. Penalty includes: Means that a fine and/or imprisonment under imposed pursuant to EMC § Section 1-4-1, but not imprisonment. of this Code. 2. Tender in C.R.T.I. 4 includes conspicuously attaching a parking violation charging document to the subject vehicle. 3. Traffic Infraction includes: Means every violation of any provision of EMC Title 11, Chapters 1, and this Chapter 1A and the MTC, relating to traffic or any provision of the Model Traffic Code, as adopted or amended by the City, excluding except those traffic violations defined as misdemeanors and traffic offenses. 4. Traffic Offense:Means the following offenses as set forth in this Chapter or in Article I of the Model Traffic Code as adopted and amended by the City: 1. Section 235 MTC: Minimum Standards for Commercial Vehicles. 2. Sec. 1903 MTC: Stopping for School Buses. 3. Secs. 1101, 1102, 1103, 1104 MTC: Basic Speed Rules - Including Decreasing of Speed Limits, Altering of Speed Limits and Elevated Structures Speed Limits Only Where the Speed Alleged is Greater Than 19 Miles Per Hour Over the Posted Speed Limit. 4. Sec. 1105 MTC: Speed Contests/Exhibition of Speed. 5. Sec. 1401 MTC: Reckless Driving. 6. Sec. 1402 MTC: Careless Driving. 7. Sec. 1409 MTC: Compulsory Insurance-Penalty, as amended by E.M.C. § 11-1-1B(21) E.M.C. 8. Sec. 1413 MTC: Eluding or Attempting to Elude Police Officer. 9. Sec. 603(5) MTC: Obedience to Official Truck Traffic Control Devices. 5. Traffic Violation: Means any violation of Title 11, Chapters 1, 1A or 1B, whether or not such violation is a traffic infractions or a traffic offense. CB. Civil Matters: Traffic Infractions Not Criminal: All Traffic infractions are deemed and shall constitute civil matters, and are not criminal violations, tried to a referee and not to a jury unless the charging document includes an offense that provides the defendant with a right to a jury trial. In that case, the action shall follow rules of procedure for that offense. C. No Jury Trial for Traffic Infractions: 1. A defendant brought to trial solely upon a traffic infraction shall have no right to a trial by jury as contemplated by C.R.S. Section 13-10-114 or Rules 223, of the Municipal Court Rules of Procedure. Trial of all traffic infractions shall be to the Court. No defendant found liable for a traffic infraction shall be punished by imprisonment for such traffic infraction. 2. Trials for traffic infractions shall in all other matters be subject to the same procedures as any other Municipal ordinance violation. D. Right to Jury Trial for Traffic Offenses: Page 76 of 336 3 1. Any defendant charged with any traffic offense shall have the right to a jury trial upon proper perfection of a jury trial demand pursuant to Rule223 of the Municipal Court Rules of Procedure. 2. If a defendant is charged with more than one traffic violation arising out of the same incident and at least one of the charged traffic violations is a traffic offense, the defendant shall have the right to demand a trial by jury as set forth in subsection D1 of this Section as to all violations, which shall be consolidated for purposes of trial. E. Commencement of Traffic Infraction Action: An action under this Chapter charging a traffic infraction is commenced by the tender or service of a charging document upon the defendant or by conspicuously attaching a parking traffic infraction document to the subject vehicle and by filing the charging document with the Municipal Court. F. Payment of Traffic Infraction Penalty Without Appearance: 1. The clerk of the Court shall accept payment of a traffic infraction penalty by a defendant without an appearance before the Court under the following conditions: a. If payment is made no later than the close of business on the thirtieth day following the date of issuance of the charging document. b. If payment is allowable by mail, telecommunications, electronic means, or at the Traffic Violations Bureau under the fine schedule. c. At the time of payment, which shall include all costs, fees, and surcharges regularly assessed by the Court; as the same are required for defendants pleading or being found guilty of non-civil Municipal violations, the defendant shall sign a waiver of rights and acknowledgment of guilt or liability upon a form approved by the Court. 2. This procedure shall constitute an entry in satisfaction of judgment. G. Traffic Infraction First Appearance: 1. If the defendant has not previously acknowledged guilt or liability and satisfied the judgment on the traffic infraction, he or she shall appear before the Court within the time period scheduled for first appearance. 2. The defendant may appear in person or by counsel who shall enter an appearance in the case; provided, however, if an admission of guilt or liability is entered, the Court may require the presence of the defendant for the assessment of the penalty. 3. If the defendant appears in person, he or she shall be advised of the following: a. The nature of the traffic infraction alleged in the charging document; b. The penalty, fees, costs and surcharges that may be assessed, and the penalty points that may be assessed against his or her driving privilege; c. The consequences of the failure to appear at any subsequent hearing, including entry of judgment against the defendant and reporting the judgment to the State Motor Vehicle Division which may assess points against his or her driving privilege and may deny an application for a driver's license; d. He or she has the right to be represented by an attorney at his or her expense; e. He or she has the right to deny the allegations and to have a final hearing before the Court; Page 77 of 336 4 f. He or she has the right to remain silent because any statement made by the defendant may be used against him or her; g. Guilt or liability for a traffic infraction must be proven beyond a reasonable doubt; h. He or she has the right to testify, subpoena witnesses, present evidence, and cross- examine any witness; i. Any answer must be voluntary and not the result of undue influence or coercion on the part of any person; and j. An admission of guilt or liability constitutes a waiver of the rights in the subsection and any right to appeal. 4. The defendant personally or by counsel shall answer the allegations in the charging document either by admitting guilt or liability or by denying the allegations. 5. If the defendant admits guilt or liability, the Court shall enter judgment and assess the appropriate penalty, fees, costs and surcharges. DH. Rule 13(b), Post-Hearing Motions and Appeal, shall be amended as follows: (b) Appeal of any finding of guilt or liability of a traffic infraction judgment shall follow the same procedure be as other Municipal Court convictionssubject to the same procedures applicable to convictions of Municipal offenses generally. E. Rule 16, Default shall be amended as follows: Judgment On Traffic Infraction After Final Hearing: 1. If the defendant is found guilty or liable the Court shall assess an applicable penalty and such additional costs and fees that are otherwise generally imposed in non-civil Municipal offenses together with applicable fees, costs, and surcharges. 2. The judgment shall be satisfied upon payment to the clerk of the Municipal Court of the total amount assessed. 3. If the defendant fails to satisfy the judgment upon the finding of guilt or liability or within the time of a reasonable extension granted upon a showing of good cause by and upon the application of the defendant, such nonpayment in the full amount of the penalty, fees, costs, and surcharges, if applicable, shall be treated as a default. (f) In addition to all other actions authorized by law, a default shall be certified to the State Motor Vehicle Division for enforcement action. I. Traffic Infraction Post-Hearing Motions: There shall be no traffic infraction post-hearing motions except for a motion to set aside a default judgment. J. Default On Traffic Infraction: 1. If the defendant fails to appear for his or her first appearance or any hearing involving a traffic infraction, the Court shall enter a default judgment against the defendant. 2. The amount of the judgment shall be the appropriate penalty that would be assessed after a finding of guilt or liability, fees, and additional costs assessable to Municipal violations generally upon conviction of non-civil Municipal charges, together with applicable surcharges. 3. The Court may set aside a default judgment entered under this rule on a showing of good cause or excusable neglect by the defendant. A motion to set aside the judgment shall be made to the Court not more than ten (10) days after the entry of judgment. 4. The defendant may satisfy judgment entered under this rule by paying the clerk of the Court. Page 78 of 336 5 5. No warrant shall be issued for the arrest of a defendant who was charged with a traffic infraction and failed to appear at a first appearance or any subsequent hearing or who failed to satisfy a judgment. F. The Municipal Prosecutor may, in the prosecutor’s discretion, represent the City or Officer in traffic infraction proceedings. Section 2. Amendment of Englewood Municipal Code Title 11, Chapter 1B, Section 11-1B-2 of Englewood Municipal Code is hereby amended to read as follows (new provisions bold/italics, deleted provisions struck through): 11-1B-2: - Traffic Offenses Procedure. A. A Traffic Offense is every offense designated as such by this Code, the Model Traffic Code (MTC), and other applicable law, including the offenses designated in MTC § 1701 as misdemeanors. B. Right to Jury Trial: A defendant charged with a traffic offense shall have the right to a jury trial for all violations arising out of the same incident upon compliance with and pursuant to Colorado Municipal Court Rules of Procedure 223. C.A. The Traffic Offenses shall follow Municipal Court procedures established in EMC Title 1, Chapter 7, Article A. commencement and all subsequent proceedings through and including appeal on matters concerning a traffic offense shall be the same as those provided and required for all criminal Municipal ordinance violations. DB. When the Court determines that a person charged with a traffic offense is guilty of a lesser included traffic infraction, The Court may enter a judgment of guilt or liability as to a lesser-included the traffic infraction, when considering guilt for a traffic offense. Section 3. General Provisions Applicable to this Ordinance The following general provisions and findings are applicable to the interpretation and application of this Ordinance: A. Severability. If any clause, sentence, paragraph, or part of this Ordinance or the application thereof to any person or circumstances shall for any reason be adjudged by a court of competent jurisdiction invalid, such judgment shall not affect, impair or invalidate the remainder of this Ordinance or its application to other persons or circumstances. B. Inconsistent Ordinances. All other Ordinances or portions thereof inconsistent or conflicting with this Ordinance or any portion hereof are hereby repealed to the extent of such inconsistency or conflict. C. Effect of repeal or modification. The repeal or modification of any provision of the Code of the City of Englewood by this Ordinance shall not release, extinguish, alter, modify, or change in whole or in part any penalty, forfeiture, or liability, either civil or criminal, which shall have been incurred under such provision, and each provision shall be treated and held as still remaining in force for the purposes of sustaining any and all proper actions, suits, proceedings, and Page 79 of 336 6 prosecutions for the enforcement of the penalty, forfeiture, or liability, as well as for the purpose of sustaining any judgment, decree, or order which can or may be rendered, entered, or made in such actions, suits, proceedings, or prosecutions. D. Safety Clauses. The City Council hereby finds, determines, and declares that this Ordinance is promulgated under the general police power of the City of Englewood, that it is promulgated for the health, safety, and welfare of the public, and that this Ordinance is necessary for the preservation of health and safety and for the protection of public convenience and welfare. The City Council further determines that the Ordinance bears a rational relation to the proper legislative object sought to be obtained. This Safety Clause is not intended to affect a Citizen right to challenge this Ordinance through referendum pursuant to City of Englewood Charter 47. E. Publication. Publication of this Ordinance may be in the City’s official newspaper, the City’s official website, or both. Publication shall be effective upon the first publication by either authorized method. F. Actions Authorized to Effectuate this Ordinance. The Mayor is hereby authorized and directed to execute all documents necessary to effectuate the approval authorized by this Ordinance, and the City Clerk is hereby authorized and directed to attest to such execution by the Mayor where necessary. In the absence of the Mayor, the Mayor Pro Tem is hereby authorized to execute the above-referenced documents. The execution of any documents by said officials shall be conclusive evidence of the approval by the City of such documents in accordance with the terms thereof and this Ordinance. City staff is further authorized to take additional actions as may be necessary to implement the provisions of this Ordinance. G. Enforcement. To the extent this ordinance establishes a required or prohibited action punishable by law, unless otherwise specifically provided in Englewood Municipal Code or applicable law, violations shall be subject to the General Penalty provisions contained within EMC § 1-4-1. Introduced, read in full, and passed on first reading on the 21st day of November, 2022. Published by Title as a Bill for an Ordinance in the City’s official newspaper on the 24th day of November, 2022. Published as a Bill for an Ordinance on the City’s official website beginning on the 23rd day of November, 2022 for thirty (30) days. Read by Title and passed on final reading on the 5th day of December, 2022. Published by Title in the City’s official newspaper as Ordinance No. ___, Series of 2022, on the 8th day of December, 2022. Published by title on the City’s official website beginning on the 7th day of December, 2022 for thirty (30) days. Page 80 of 336 7 This Ordinance shall take effect thirty (30) days after publication following final passage. Othoniel Sierra, Mayor ATTEST: Stephanie Carlile, City Clerk I, Stephanie Carlile, City Clerk of the City of Englewood, Colorado, hereby certify that the above and foregoing is a true copy of the Ordinance passed on final reading and published by Title as Ordinance No. ___, Series of 2022. Stephanie Carlile Page 81 of 336 COUNCIL COMMUNICATION TO: Mayor and Council FROM: Tamara Niles DEPARTMENT: City Attorney's Office DATE: December 5, 2022 SUBJECT: CB 39 - Approve an ordinance Amending Title 7, Chapter 1A, Sections 7-1A-5, 7-1A-9 and 7-1A-16 Of Englewood Municipal Code Regarding Animal Impoundment. DESCRIPTION: CB 39 - City staff requested an ordinance amending Sections 7-1A-5, 7-1A-9 and 7-1A-16 to resolve ambiguity in prior language, to mirror state law provisions for animal impoundment, and to provide a single, consistent section of Municipal Code regarding animal impoundment. RECOMMENDATION: Approve an ordinance amending EMC Sections 7-1A-5, 7-1A-9 and 7-1A-16 to resolve ambiguity in prior language, to mirror state law provisions for animal impoundment to ensure compliance, and to provide a single municipal code section for animal impoundment. Should City Council have any questions regarding this council bill, staff requests it be tabled until November 21, 2022--the City Attorney worked with staff to draft the council bill, and will be available to answer all questions at that time. PREVIOUS COUNCIL ACTION: City Council previously requested this be tabled to November 7, 2022 to allow time for the Code Enforcement Advisory Committee to review the proposed ordinance and provide comment. The Code Enforcement Advisory Committee met on October 26, 2022, reviewed the proposal, and approved it for Council consideration. SUMMARY: Englewood Police Department Code Enforcement division requested this revision to Englewood Municipal Code regarding animal impoundment. The proposed bill for an ordinance amends Englewood Municipal Code on animal impoundments for clarity and brevity, mirrors state law on animal impoundment time frames and procedures, and implements amendments to accomplish the following: removes requirement that payment of fines be made to Municipal Court for an owner to get an animal back, which would prohibit retrieving an animal after business hours on Friday until court opens on Monday (thus increasing the shelter costs and delaying reuniting the owner and animal even though the shelter is open 7 days per week); shortens the time frame to claim an animal to mirror state law to 5 days when the shelter is open instead of 6 days; provides a framework for an impound hearing; provides a framework to pre-pay care costs when an animal is held pending disposition of criminal charges, mirroring state law; authorizes a veterinarian to euthanize terminal animals without court order, to mirror state law; clarifies when impound fees and costs are and are not Page 82 of 336 payable by the defendant; and removes impound provisions from two additional sections of municipal code to provide a single, consistent section that governs all animal impoundments. Municipal Court Administrator Kennetha Julien requested the opportunity to review and provide comment on the proposed draft ordinance regarding animal impound. A draft version of the ordinance was provided to her on August 25, 2022, with comments requested within a week. She provided comments at end of day on Friday, September 2, 2022, and requested her comments be provided to City Council when considering this proposed ordinance. The City Attorney provided those comments to Englewood Police Department Code Enforcement division and the City Prosecutor for review and response the next business day. Below are the five comments received by Julien, immediately followed in italics by staff's response and direction regarding the proposed ordinance: 1) Potential confusion between the term “Impound Fee” (city) of $254.58 per animal that exists in current code to cover flat rate of securing animal and transporting to HSSPV and the new proposed “Impound Cost” (shelter or daily Boarding Rate plus other expenses like rabies or vet care) so we suggest a new term if imposing a new cost like “shelter fee”. After forwarding this concern to the requesting department, the proposed term "shelter fee" was inserted to replace the prior term "impound cost". 2) Does the proposed language contemplate release prior to or only after payment of specific costs? Does this contemplate they pay to HSSPV or to the Court? Maybe this should be detailed given that many will not be able to pay, including the forfeiture of ownership if unpaid for some specified time if contemplating no release prior to payment in full? If to be collected by the Court, what are the costs contemplated to be imposed and how will that be memorialized and updated? The proposed ordinance provides for the payment of shelter fees to the shelter. The City Attorney requested clarification from Code Enforcement regarding this process, given it is currently in effect and followed: when a person appears at the shelter to pay the shelter's incurred fees for food, shelter, and care and thereby recover an impounded animal, the shelter contacts Code Enforcement to determine if a citation is appropriate. If Code Enforcement has issued a citation, it appears at the shelter and serves the citation to the person when they retrieve their animal. The Court is not otherwise involved in this process, unless (a) the owner requests a hearing with the Court , or (b) the owner appears in court on a citation. If a citation, the Court follows its established process for all citations: arraignment, plea, imposing fines, court costs, and if appropriate, the impoundment fee set by City Council. 3) We have concerns regarding proper equal protections and due process for what is proposed as an extrajudicial and not specifically legislated in muni code process for the release of some animals to their identified owner but not all, and the claim and ultimate forfeiture of property rights on an action initiated by a municipal summons and complaint. After the dog is gone, the Court has no remedy and limited ability to verify the actions of the government are appropriate under the law so the defendant’s only potential recourse may be civil litigation? The City Attorney's office consulted with the department that requested this code revision, to determine if they request further revision in response to this concern. They did not request further revisions for the following reasons: Current Municipal Code, EMC Section 7-1A-5(B), already allows the shelter to release animals without a judicial order if impounded for certain reasons, such as running at large. As currently written though, EMC Section 7-1A-5(B) requires payment of "fines and fees" at municipal court to get their animal back, but this can extend the time an animal is impounded and thus, extend the accrual of shelter fees. The proposed revisions benefit the owner, because they can recover possession of their animal at nights and on the weekends Page 83 of 336 when the court is closed by paying only the costs of care directly to the shelter, thus expediting the return, reducing the amount of costs incurred by the shelter and required to be reimbursed by the owner, and allowing the owner to delay paying court costs and fines if a court citation has been issued. For dangerous dogs, rabies, or cruelty/neglect cases, the proposed revisions require the owner to make a claim for the animal within five days, otherwise the shelter may adopt out the animal. This is current state law, CRS Section 35-80-106.3, which states "any pet animal held by or in the custody of a licensed animal shelter ... and not reclaimed by the owner shall be held by the animal shelter for a minimum of five days ... before it may become available for adoption." If the owner makes a claim for the animal within five days, the Court must then schedule a hearing to determine whether the animal should be returned to the owner or continue to be held by the shelter. CRS Section 35-80-106.3 further immunizes the shelter from liability for adopting out an animal after five days, if the owner does not make a claim of ownership. Finally, CRS Section 18-9-202.5 also provide provisions for disposition of animals by a shelter for neglect, cruelty and dangerous dogs, and require the owner to request a hearing or pre-pay all costs of care to avoid adopting out by the shelter (except that the statute requires requesting a hearing or payment within 10 days, and the proposed ordinance changes that from the current Municipal Code's 6 days to 5 days for consistency with CRS Section 35-80-106.3). Because the proposed ordinance provisions mirror established state law (and also would apply to provide immunity for the shelter's actions), the potential of a successful civil action to challenge the ordinance on this basis is low. 4) We have concern about fundamental fairness of forfeiting a pet for conviction under the Care and Maintenance portions of Cruelty/Neglect as these can be minor offences like hot car for a few minutes. Maybe consider those as separate offences or clarify if no judicial discretion on that conviction? This section basically makes owning a dog and being homeless difficult and we think the Council should reconsider the appropriate policy on that and release considerations back into those conditions. The proposed ordinance as written provided an avenue to alleviate this concern. It authorizes the Court to order a pre-trial release of the animal back to the owner “upon a finding that neither the animal nor the public is endangered by the release”. If an animal was temporarily left in a car on a single occasion, the judge could conclude neither the animal nor the public faces danger if the owner receives custody, and order the return of the animal. 5) The recent issues you are raising are due to how the city wants to handle dog impounds and forfeitures on homeless defendants and their inability to pay costs and that is pretty clear on day 1. We think more detailed legislation on these issues would be helpful regarding the mandatory payment and forfeiture or if judicial discretion on these issues is more appropriate given the unique circumstances of each defendant and animal in each case. The City Attorney's office consulted with the department that requested this code revision, to determine if they request further revision in response to this concern. The required payment provisions are also required by state law, specifically CRS Section 18-9-202.5, without reference to ability to pay--so the proposed ordinance mirrors established state law on this issue. In addition, if the animal owner does not pay for the costs of the animal's care, either the non-profit shelter has to raise funds to feed, care, and house the animal, or City taxpayers are required to pay it. Therefore, the originating department did not support a revision to the proposed ordinance. COUNCIL ACTION REQUESTED: Approve an ordinance amending EMC 7-1A-5 7-1A-9 and 7-1A-16 to resolve ambiguity in prior language, and to mirror state law provisions for animal impoundment. If City Council has Page 84 of 336 questions for legal, staff requests the matter be tabled to November 21 agenda to allow the City Attorney to answer any questions in person, given she worked closely with Code Enforcement and the City Prosecutor to draft the council bill. FINANCIAL IMPLICATIONS: None anticipated. ATTACHMENTS: Council Bill #39 Page 85 of 336 1 BY AUTHORITY ORDINANCE NO. ____ COUNCIL BILL NO. 39 SERIES OF 2022 INTRODUCED BY COUNCIL MEMBER WINK AN ORDINANCE AMENDING TITLE 7, CHAPTER 1A, SECTIONS 7-1A- 5, 7-1A-9, AND 7-1A-16 OF ENGLEWOOD MUNICIPAL CODE REGARDING ANIMAL IMPOUNDMENT. WHEREAS, Englewood Municipal Code establishes procedures and costs for animal impoundment and release in Sections § 7-1A-5, 7-1A-9 and 7-1A-16; and WHEREAS, Englewood Police Department’s Code Enforcement Department requests revision to ensure statutory consistency and compliance, specifically with CRS § 18-9-202 et seq. and CRS § 35-80-106.3 et seq., and to consolidate various and inconsistent impound provisions into a single code section; and WHEREAS, in a continuing effort to update Municipal Code sections for clarity and brevity, and to comport with best practices, in addition to amendments to mirror state impound laws and payment of required impound costs, Municipal Code amendments contained herein establish expedited procedures whereby animal owners may recover possession to reduce the amount of shelter cost accruals; and WHEREAS, the City contracts with Humane Society of the South Platte Valley, Inc. (the “shelter”) to house impounded animals; and WHEREAS, the shelter—a non-profit organization—occasionally incurs significant costs housing animals pending extended disposition of cases in Englewood Municipal Court, and the Municipal Code revisions herein are intended to ensure the shelter is reimbursed for those costs; and WHEREAS, under the City’s contract with the shelter, the City is required to pay an owner’s shelter costs if they fail to do so; and WHEREAS, the proposed municipal code provisions provide clarity to ensure shelter costs are paid by the owner when an animal was impounded upon probable cause, rather than requiring payment of those costs by taxpayer funds; and WHEREAS, on the 27th day of October, 2022, the City of Englewood Code Enforcement Advisory Committee reviewed and approved this proposed Council Bill. NOW, THEREFORE, BE IT ORDAINED BY THE CITY COUNCIL OF THE CITY OF ENGLEWOOD, COLORADO, AS FOLLOWS: Section 1. Amendment of Englewood Municipal Code Title 7, Chapter 1A, Section 7-1A-5 of Englewood Municipal Code is hereby amended to read as follows (new provisions bold/italics, deleted provisions struck through): Page 86 of 336 2 7-1A-5: Impoundment of Animals; Notice, Disposition. A. Any domesticated animal found running at large, subjected to cruelty or neglect (EMC § 7 1A-9), that are dangerous (EMC § 7-1A-16), suspected of rabies infection (EMC § 7- 1A-11), caused injury to any person or domestic animal, or animal kept in violation of this Code may be taken by the City and impounded in a City-designated animal shelter designated by the City. B. Except for domesticated animals subjected to cruelty or neglect (EMC 7-1A-9), or that are dangerous or caused injury to any person or domestic animal (EMC 7-1A-16), or suspected of rabies infection (EMC 7-1A-11), any impounded domesticated animal may be claimed by and released to its owner by the shelter upon production of proof of ownership and rabies vaccination, and payment in full to the shelter of the shelter’s daily costs associated with the animal’s impoundment, care and provision (collectively “shelter costs”).payment of fines and fees at the Violations Bureau. C. Impounded domesticated animals voluntarily surrendered by the owner or not claimed by the owner within fivesix (56) business days in which the shelter is open to the public or may be disposed of by the City in any suitable manner. may become available for adoption or subject to other disposition at the shelter’s discretion. D. Evidence of current rabies vaccination is required prior to release of impounded dogs or cats. E. When a domesticated animal is found running at large and If ownership of an such animal is known to City personnel, the City may return the animal to its owner in lieu of impoundmentsuch animal need not be impounded, but such personnel may cite and return the animal to the owner. If not returned to its owner, F. Immediately upon impounding a domesticated animal, the City shall make a reasonable effort to notify the owner of impoundment and how to recover custody.such animal and inform such owner of the conditions whereby the owner may retain custody of such animal. G. Impoundment fees for domesticated animal(s) shall be set by City Council Resolution. E. If an owner makes a claim of ownership within five days but is not entitled to a release of the animal under sub-section B, notice of the claim shall be forwarded to Englewood Municipal Court for an expedited hearing. 1. If the owner fails to appear at the hearing, regardless of filing a claim of ownership, the animal shall be subject to immediate disposition as provided in sub-section C without further notice to the defendant or owner. 2. If the owner appears at the hearing, the court shall determine: a. Whether there was sufficient probable cause for the underlying charge leading to impoundment; and b. Whether the animal should be released to the owner’s custody. Page 87 of 336 3 3. If probable cause is found at the hearing: a. And the court orders the animal may be released to the owner, the owner shall pay to the shelter within five days all incurred shelter costs before the animal is released to the owner, or if not paid, the shelter may adopt or take other disposition action without further notice to the owner or defendant. b. If impounded for cruelty or neglect, dangerous animal, or rabies, the Court may order the animal released to the owner only upon a finding that neither the animal nor the public is endangered by the release; alternatively, the Court may order the shelter continue to hold the animal pending disposition of charges, as long as the owner or defendant pre-pays to the Court 30 days’ of shelter costs at the hearing, and at subsequent 30-day intervals until final disposition of charges. Failure to pay such shelter costs when due will result in the shelter adopting out or taking other disposition action without further notice to the owner or defendant. 4. If probable cause is not found at the hearing, the court may order the animal be immediately released to the owner or defendant. If not claimed by the owner or defendant within five days, the shelter may adopt or take other disposition action without further notice to the owner or defendant. F. If a licensed veterinarian determines an impounded animal is experiencing extreme pain or suffering or is severely injured, disabled, or diseased past recovery, the animal may be euthanized without a court order. G. Regardless of any other provision herein, the Court shall order the defendant to pay all shelter costs incurred while the shelter was required to impound an animal under this code, unless the court finds the impoundment lacked probable cause in a hearing under sub-section E. H. Upon a finding or plea of guilty or no contest: 1. the ownership rights to an animal shall be permanently severed if impounded for EMC § 7-1A-9(A); 2. the ownership rights to an animal shall be permanently severed for other sub- sections of EMC § 7-1A-9, EMC § 7-1A-16, or EMC § 7-1A-11, unless the Court specifically finds that neither the animal nor the public is endangered by releasing the animal to the defendant; 3. the Court shall assess the City impoundment fee, fines, and court costs against the defendant; and 4. the Court further may consider destruction of the animal pursuant to EMC § 7- 1A-17. Section 2. Amendment of Englewood Municipal Code Page 88 of 336 4 Title 7, Chapter 1A, Section 7-1A-9 of Englewood Municipal Code is hereby amended to read as follows (new provisions bold/italics, deleted provisions struck through): 7-1A-9: Cruelty to or Neglect of Domesticated Animals. A. No person shall It shall be unlawful for any person to kill, maim, disfigure, torture, torment, neglect, beat, burn or scald with any substance a domesticated animal, or cause a domesticated animal to endure unreasonable or unjustifiable pain, suffering or injury. B. No person shall It shall be unlawful for any person to antagonize, intimidate, threaten, abuse or verbally harass any domesticated animal. C. Care and Maintenance. No person It shall be unlawful for any person keeping or harboring any domesticated animal shallto fail or refuse to provide such domesticated animal with proper food, drink, shade and shelter. Proper food, drink, shade and shelter shall require that: 1. Each domesticated animal shall receive an adequate daily supply of clean, fresh food suitable for its physical condition and age sufficient to maintain a healthy level of nutrition. 2. Each domesticated animal shall, at all times, have an adequate and accessible supply of clean, fresh, potable water and such water shall be provided either free-flowing or in a clean, stable receptacle. 3. Each domesticated animal housed outdoors or tethered outdoors shall have convenient access to appropriate weather and temperature resistant shelter throughout the year. Any shelter shall be structurally sound, clean, adequately sized, and maintained in good repair to protect the domesticated animal from injury and from the elements. 4. The living area for the domesticated animal shall have adequate drainage such that domesticated animal shall be free to walk, sit, stretch or lie down on a dry surface. 5. If a domesticated animal is housed outdoors, in addition to a shelter, it shall be provided with an enclosure to minimize risk of injury and to provide sufficient space to enable freedom of movement and exercise. 6. A domesticated animal may not be placed or confined, or allowed to be placed or confined or allowed to remain in an unattended vehicle without sufficient ventilation or under conditions or for such period of time as may be expected to endanger the health or well-being of [the] domesticated animal due to heat, lack of water or such other circumstances as may be expected to cause suffering, injury or death. A Code Enforcement Officer or Police Officer who finds a domesticated animal in a vehicle in violation of this Section may enter the vehicle by using the amount of force reasonably necessary to remove the domesticated animal. D. The City may take and impound any domesticated animal found to be subjected to prohibited treatment described in this Section. If the owner has not submitted a request to reclaim the domesticated animal within six (6) business days, the City may dispose of the domesticated animal in any suitable manner. If a claim is made by the Municipal Court for Page 89 of 336 5 the domesticated animal, the domesticated animal shall be held by the City or by a shelter designated by the City until the Municipal Court enters an order finding either: 1. Charges under this Section cannot be proven beyond a reasonable doubt, or 2. The Municipal Court finds that care and maintenance issues under Paragraphs B and C above have been satisfactorily remedied. The domesticated animal may be released upon payment of any fines, fees and shelter costs. A domesticated animal impounded under the provisions of Paragraph A of this Section shall not be returned to its owner, but may be disposed of in any suitable manner at the discretion of the City. Section 3. Amendment of Englewood Municipal Code Title 7, Chapter 1, Article A, Section 7-1A-16 of Englewood Municipal Code is hereby amended to read as follows (new provisions in italics, deleted provisions struck through): 7-1A-16: - “Dangerous” Animals Prohibited. A. No person shall It shall be unlawful for any person to own or harbor a "Dangerous" animal, except as provided in Subsection F belowH of this Section. B. An owner of a domesticated animal that has been adjudicated as having committed acts that would be deemed "dangerous" as set forth in this Chapter in any other jurisdiction shall register said animal with the City as a "dangerous animal." C. The owner of any domesticated animal shall be responsible for any damage committed by that domesticated animal against any property, real or personal, live or inanimate, or any person or domesticated animal. D. It is an affirmative defense to the charge of "At-Risk" or "Dangerous" animal that the person or animal that was attacked by the "Dangerous" animal was: 1. Other than in self-defense or defense of others, attacking the animal or engaging in conduct reasonably calculated to provoke the animal to attack or bite; or 2. Unlawfully engaging in entry into or upon the premises or containment within which the animal was lawfully kept; or 3. Unlawfully engaging in entry into or in or upon a vehicle in which the animal was confined; or 4. Harassing the animal; or 5. Assaulting another person; or 6. Attempting to stop a fight between the animal and any other animal; or 7. Attempting to aid the animal when it was injured; or 8. Attempting to capture the animal in the absence of the owner; or 9. A veterinary health care worker, dog groomer, humane agency staff person, professional dog handler, trainer, Code Enforcement or Police Officer or other professional acting in the performance of his or her respective duties. Page 90 of 336 6 E. Exemption. Employees or agents of the City or any local, state or federal governmental entity, using animals within the course of their duties or employment shall be exempt from the provisions of Paragraphs A, B and C above. F. Impoundment. Any animal which has caused injury to any person or domestic animal or which has committed any behavior defined as "Dangerous" herein, may be seized and impounded as provided for in this Chapter. G. Impoundment Hearing. Any animal impounded pursuant to this Chapter may be held for a hearing before the Municipal Court to determine the disposition of such animal. Domesticated animal(s) not claimed by their owners before the expiration of six (6) business days may be disposed of at the discretion of the City. The City shall notify, when ascertainable, the owner of the animal in writing of the date, time, place and purpose of the hearing. The Court may conduct such hearing at the earliest date available to the Court. If, on the date of the hearing, the duly notified owner does not appear, the Court may proceed with the hearing. The hearing may take place regardless of any pending municipal charge pertaining to the animal. The Court may order the animal to remain impounded at the owner's expense until final disposition of any pending municipal charges. The owner shall bear all costs of impounding the animal regardless of the results of any municipal charges. If the Court determines that it is not appropriate to order the animal impounded the Court may order the animal returned to the owner and to be kept under such circumstances as will ensure the safety of persons, property or other animals. FH. Conditions for Keeping an Animal Classified as "Dangerous." 1. The owner of the classified animal shall comply with all of the following conditions: a. The owner of the "Dangerous" animal shall pay a permit fee to be set by City Council Resolution. Said permit shall not be issued until inspection and approval of the Escape-Proof Enclosure. b. Only one (1) "Dangerous" animal may be permitted, per residence. c. The owner of the "Dangerous" animal shall keep current the permit for such "Dangerous" animal through annual renewal. Such permit is not transferable or renewable except by the holder of the permit or by a member of the immediate family of such permitee. A "Dangerous" animal permit tag will be issued to the owner at the time of issuance of the permit. Such permit tag shall be attached to the "Dangerous" animal by means of a collar or harness which must be worn by the animal at all times. It should be clearly visible, and shall not be attached to any "Dangerous" animal other than the "Dangerous" animal for which the permit was issued. d. The owner of a "Dangerous" animal must be at least eighteen (18) years of age. e. The Court may require proof of liability coverage which will cover any damage or injury caused by a "Dangerous" animal. f. The owner of a "Dangerous" animal shall, at the owner's own expense, have the "Dangerous" animal spayed or neutered and shall present to the City Manager or designee documentary proof from a licensed veterinarian that this sterilization has been performed. g. The owner of a "Dangerous" animal shall, at the owner's own expense, within ten (10) business days, have a microchip containing an identification number implanted into the "Dangerous" animal. The City Manager or designee shall maintain a file containing the Page 91 of 336 7 registration numbers and shall coordinate that list with the State. The owner shall notify the City Manager or designee of any change of address within fifteen (15) working days. h. The owner must confine the "Dangerous" animal in a building or enclosure designed to be escape-proof and, whenever the animal is outside of the building or enclosure, keep the animal under the owner's control by use of a leash. The owner shall post a conspicuous warning sign on the building or enclosure notifying others that a "Dangerous" animal is housed in the building or enclosure. In addition, if the conviction is for a second or subsequent offense, the "Dangerous" animal shall also be muzzled whenever it is outside of the building or enclosure. i. The owner shall immediately notify the City Manager or designee in the event that the "Dangerous" animal is loose, stolen, at large, unconfined, has mauled, bitten, attacked, threatened, or in any way menaced another domesticated animal or human. The owner shall also notify the City Manager or designee in the event the "Dangerous" animal is sold, disposed of, or has died. j. Failure to comply with any of these conditions may result in the impoundment of the animal, subject to disposition pursuant to EMC § 7-1A-16(F)., Section F, EMC GI. Declassification. A declassification fee in an amount to be set by City Council Resolution will be assessed when the classification period begins. Declassification shall occur pursuant to this Chapter. The following conditions must be met: 1. Animals that have been classified as "At-Risk" for one (1) year without further violation, and two (2) years without further violation for any animal classified as "Dangerous", since the most recent citation by such animal, and 2. Written certification of satisfactory completion of approved obedience training, AKC "Canine Good Citizen" program or equivalent for the classified animal, with the owner, and 3. Any additional condition ordered by the City Manager or his designee or the Municipal Court. HJ. Euthanization. Upon a classification of "Dangerous" animal, the Court, in addition to the requirements set forth in this Chapter and the penalties set forth in the Code, may hold a hearing to determine if the animal should be euthanized, and, if so, the animal shall be euthanized under the supervision of a veterinarian. IK. Authority for Immediate Destruction. After making reasonable attempts to control an animal, if a Code Enforcement Officer or Police Officer determines that the animal presents a danger to any person or domestic animal, it shall be lawful for the officer to destroy the animal without notice to the animal owner. Section 4. General Provisions Applicable to this Ordinance The following general provisions and findings are applicable to the interpretation and application of this Ordinance: A. Severability. If any clause, sentence, paragraph, or part of this Ordinance or the application thereof to any person or circumstances shall for any reason be adjudged by a court of competent jurisdiction invalid, such judgment shall not affect, impair or invalidate the remainder of this Ordinance or its application to other persons or circumstances. Page 92 of 336 8 B. Inconsistent Ordinances. All other Ordinances or portions thereof inconsistent or conflicting with this Ordinance or any portion hereof are hereby repealed to the extent of such inconsistency or conflict. C. Effect of repeal or modification. The repeal or modification of any provision of the Code of the City of Englewood by this Ordinance shall not release, extinguish, alter, modify, or change in whole or in part any penalty, forfeiture, or liability, either civil or criminal, which shall have been incurred under such provision, and each provision shall be treated and held as still remaining in force for the purposes of sustaining any and all proper actions, suits, proceedings, and prosecutions for the enforcement of the penalty, forfeiture, or liability, as well as for the purpose of sustaining any judgment, decree, or order which can or may be rendered, entered, or made in such actions, suits, proceedings, or prosecutions. D. Safety Clauses. The City Council hereby finds, determines, and declares that this Ordinance is promulgated under the general police power of the City of Englewood, that it is promulgated for the health, safety, and welfare of the public, and that this Ordinance is necessary for the preservation of health and safety and for the protection of public convenience and welfare. The City Council further determines that the Ordinance bears a rational relation to the proper legislative object sought to be obtained. This Safety Clause is not intended to affect a Citizen right to challenge this Ordinance through referendum pursuant to City of Englewood Charter 47. E. Publication. Publication of this Ordinance may be in the City’s official newspaper, the City’s official website, or both. Publication shall be effective upon the first publication by either authorized method. F. Actions Authorized to Effectuate this Ordinance. The Mayor is hereby authorized and directed to execute all documents necessary to effectuate the approval authorized by this Ordinance, and the City Clerk is hereby authorized and directed to attest to such execution by the Mayor where necessary. In the absence of the Mayor, the Mayor Pro Tem is hereby authorized to execute the above-referenced documents. The execution of any documents by said officials shall be conclusive evidence of the approval by the City of such documents in accordance with the terms thereof and this Ordinance. City staff is further authorized to take additional actions as may be necessary to implement the provisions of this Ordinance. G. Enforcement. To the extent this ordinance establishes a required or prohibited action punishable by law, unless otherwise specifically provided in Englewood Municipal Code or applicable law, violations shall be subject to the General Penalty provisions contained within EMC § 1-4-1. Introduced, read in full, and passed on first reading on the 21st day of November, 2022. Published by Title as a Bill for an Ordinance in the City’s official newspaper on the 24th day of November, 2022. Published as a Bill for an Ordinance on the City’s official website beginning on the 23rd day of November, 2022 for thirty (30) days. Page 93 of 336 9 Read by Title and passed on final reading on the 5th day of December, 2022. Published by Title in the City’s official newspaper as Ordinance No. ___, Series of 2022, on the 8th day of December, 2022. Published by title on the City’s official website beginning on the 7th day of December, 2022 for thirty (30) days. This Ordinance shall take effect thirty (30) days after publication following final passage. Othoniel Sierra, Mayor ATTEST: Stephanie Carlile, City Clerk I, Stephanie Carlile, City Clerk of the City of Englewood, Colorado, hereby certify that the above and foregoing is a true copy of the Ordinance passed on final reading and published by Title as Ordinance No. ___, Series of 2022. Stephanie Carlile Page 94 of 336 COUNCIL COMMUNICATION TO: Mayor and Council FROM: Pieter Van Ry DEPARTMENT: Utilities DATE: December 5, 2022 SUBJECT: CB 63 – Approve a Bill for an Ordinance Authorizing an Intergovernmental Agreement Between the City of Littleton and the City of Englewood Regarding Cost-Sharing for Reviewing and Evaluating Sewer Connector District Agreements DESCRIPTION: CB 63 – Approve an ordinance authorizing an Intergovernmental Agreement (IGA) between the City of Littleton (Littleton) and the City of Englewood (Englewood) for a cost share to review and evaluate the sewer connector district agreements. RECOMMENDATION: Utilities staff recommends City Council approve an IGA with Littleton to utilize a Professional Services Agreement (PSA), led by Littleton, with Financial Consulting Group, Inc. (FCS Group) to review and evaluate the business terms of Englewood's Sewer Connector District Agreements. The recommendation includes Englewood contributing $21,850 towards Littleton’s PSA. The Water and Sewer Board recommended Council approve the IGA with Littleton during its November 8, 2022 meeting. PREVIOUS COUNCIL ACTION: None. SUMMARY: • Englewood and Littleton co-own and operate South Platte Renew (SPR) through the Joint-Use Agreement. • SPR provides sanitary sewer treatment to a total of 21 Connector Districts which include the cities of Littleton and Englewood themselves. • Englewood oversees a total of 13 Connector Agreements and two (2) shared with Littleton. • Englewood and Littleton each manage and administer unique Connector Agreements with the respective Connector Districts for wastewater treatment at SPR, while each district is responsible for owning and maintaining sewer mains. • Addendums to Englewood’s Connector Agreements were approved by City Council in 2016 and 2017 to implement SPR’s Industrial Pretreatment Program, however, a review of business terms in the agreements has not been conducted within the last decade. • In April 2022, the Littleton Public Works Director initiated a PSA to review the business terms of the Littleton’s Connector Agreements. Englewood Utilities staff recommend Page 95 of 336 collaborating with Littleton on this effort to ensure consistency of terms across the connector district agreements. ANALYSIS: Englewood's 13 Connector Districts include Bow Mar Water and Sanitation District*, Columbine Water and Sanitation District*, Cherry Hills Heights, Cherry Hills Village Sanitation, Cherryvale Sanitation, City of Cherry Hills Village, City of Sheridan, County Homes Metropolitan, Sheridan Sanitation #1, South Arapahoe Sanitation, South Englewood Sanitation, Southgate Water and Sanitation, and Valley Sanitation District. Littleton's eight Connector Districts are Bow Mar Water and Sanitation District*, Columbine Water and Sanitation District*, Grant Water and Sanitation, Ken Carly Ranch Water and Sanitation District, Meadowbrook Fairview Metropolitan Sanitation, Platte Canyon Water and Sanitation District, Roxborough Water and Sanitation District, and Southwest Metropolitan Water and Sanitation District. In order to provide a comprehensive review of Englewood's Connector Agreements, consultant services are required due to the specialized expertise and resources necessary to complete the review. Utilities staff expressed interest in partnering with Littleton to increase the scope of work to include Englewood. The proposed IGA would permit Englewood to collaborate with Littleton on its existing PSA with FCS Group. Staff recommends entering into this IGA to formalize and establish the terms of Englewood’s funding commitment towards the evaluation. *Two Connector Districts are connected to SPR through both cities: Bow Mar Water and Sanitation District and Columbine Water and Sanitation District. COUNCIL ACTION REQUESTED: City Council to approve an ordinance authorizing an Intergovernmental Agreement with the City of Littleton to utilize a Professional Services Agreement with Financial Consulting Group, Inc., to review and evaluate the business terms of the City of Englewood’s Sewer Connector District Agreements, in the amount of $21,850. FINANCIAL IMPLICATIONS: Funding for this IGA is included in the Utilities department 2022 and 2023 budgets and will not exceed the total Sewer Enterprise Fund budget appropriations. Source of Funds Line Item Description 2022 Line Item Budget 2022 YTD Line Item Expensed 2023 Line Item Budget Purchase Amount 41–1607– 54201 Sewer Fund, Business Solutions, Professional Services $57,317 $ 106,571 N/A $14,000 41–1607– 54201 Sewer Fund, Business Solutions, N/A N/A $75,000 $7,850 Page 96 of 336 Professional Services CONNECTION TO STRATEGIC PLAN: Infrastructure: • Proactively in a cost-effective manner invests, maintains, improves and plans to protect sewer infrastructure ATTACHMENTS: Council Bill #63 IGA with Littleton for Connector Agreement Amendments Littleton PSA with FCS Group Letter from FCS Group – Amendment for Englewood Connectors Littleton Amendment #1 to PSA with FCS Group PowerPoint Presentation Page 97 of 336 1 BY AUTHORITY ORDINANCE NO. __ COUNCIL BILL NO. 63 SERIES OF 2022 INTRODUCED BY COUNCIL MEMBER WINK AN ORDINANCE AUTHORIZING AN INTERGOVERNMENTAL AGREEMENT BETWEEN THE CITY OF LITTLETON AND THE CITY OF ENGLEWOOD REGARDING COST-SHARING FOR REVISING SEWER CONNECTOR DISTRICT AGREEMENTS WHEREAS, the City of Littleton, a Colorado home rule municipality of the State of Colorado (“Littleton”), is undertaking the task of revising Sewer Service Agreements with its Connector Districts (the “Project”) as a part of a Professional Service Agreement (“PSA”) with Financial Consulting Group, Inc. (“Contractor”); and WHEREAS, the City of Englewood, a home rule municipality of the State of Colorado (“Englewood”), desires to participate in the Project with Littleton (together the “Parties”) in order to revise its sewer connector district agreements and develop consistent language across the Parties’ connector agreements; and WHEREAS, pursuant to Colorado Constitution Article XIV, Section 18(2)(a), and Section 29-1-203, C.R.S., the Parties may cooperate or contract with each other to provide any function, service or facility lawfully authorized to each, and any such contract may provide for the sharing of costs, the imposition of taxes, and the incurring of debt; and WHEREAS, each Party is a home-rule municipality pursuant to Article XX, Section 6 of the Colorado Constitution, and is authorized by C.R.S. 29-1-203 to enter into a contract or agreement for the sharing of costs related to the revising of sewer connector district agreements; and WHEREAS, Article 20, Title 29 C.R.S., clearly articulates and affirmatively expresses a state policy that authorizes political subdivisions of the State of Colorado to cooperate and contract to make the most efficient and effective use of their respective resources; and WHEREAS, the Parties have determined cooperation on the Project will make the most efficient and effective use of their respective resources; and WHEREAS, the inclusion of Englewood’s Connector Districts to the scope of work for the Project will increase the total cost of services from $40,000 to $61,850, for a total obligation by Englewood in the amount of $21,850.00; and Page 98 of 336 2 WHEREAS, the passage of this Ordinance will formalize and establish the scope of work and terms of Englewood’s funding commitment towards the Project. NOW, THEREFORE, BE IT ORDAINED BY THE CITY COUNCIL OF THE CITY OF ENGLEWOOD, COLORADO, AS FOLLOWS: Section 1. The City Council of the City of Englewood, Colorado hereby authorizes the Intergovernmental Agreement entitled Intergovernmental Agreement Between The City Of Littleton And The City Of Englewood Regarding Cost-Sharing For Revising Sewer Connector District Agreements (Led By The City Of Littleton), between the City of Littleton and the City of Englewood, a copy of which is marked as “Exhibit A” and attached hereto. Section 2. General Provisions Applicable to this Ordinance. The following general provisions and findings are applicable to the interpretation and application of this Ordinance: A. Severability. If any clause, sentence, paragraph, or part of this Ordinance or the application thereof to any person or circumstances shall for any reason be adjudged by a court of competent jurisdiction invalid, such judgment shall not affect, impair or invalidate the remainder of this Ordinance or its application to other persons or circumstances. B. Inconsistent Ordinances. All other Ordinances or portions thereof inconsistent or conflicting with this Ordinance or any portion hereof are hereby repealed to the extent of such inconsistency or conflict. C. Safety Clauses. The City Council hereby finds, determines, and declares that this Ordinance is promulgated under the general police power of the City of Englewood, that it is promulgated for the health, safety, and welfare of the public, and that this Ordinance is necessary for the preservation of health and safety and for the protection of public convenience and welfare. The City Council further determines that the Ordinance bears a rational relation to the proper legislative object sought to be obtained. This Safety Clause is not intended to affect a Citizen right to challenge this Ordinance through referendum pursuant to City of Englewood Charter 47. D. Publication. Publication of this Ordinance may be in the City’s official newspaper, the City’s official website, or both. Publication shall be effective upon the first publication by either authorized method. E. Actions Authorized to Effectuate this Ordinance. The Mayor is hereby authorized and directed to execute all documents necessary to effectuate the approval authorized by this Ordinance, and the City Clerk is hereby authorized and directed to attest to such execution by the Mayor where necessary. In the absence of the Mayor, the Mayor Pro Tem is hereby authorized to execute the above-referenced documents. The execution of any documents by said officials shall be conclusive evidence of the approval by the City Page 99 of 336 3 of such documents in accordance with the terms thereof and this Ordinance. City staff is further authorized to take additional actions as may be necessary to implement the provisions of this Ordinance. Introduced, read in full, and passed on first reading on the 17th day of October, 2022. Published by Title as a Bill for an Ordinance in the City’s official newspaper on the 20th day of October, 2022. Published as a Bill for an Ordinance on the City’s official website beginning on the 19th day of October, 2022. for thirty (30) days. Read by Title and passed on final reading on the 5th day of December, 2022. Published by Title in the City’s official newspaper as Ordinance No. ___, Series of 2022, on the 8th day of December, 2022. Published by title on the City’s official website beginning on the 7th day of December, 2022 for thirty (30) days. This Ordinance shall take effect thirty (30) days after publication following final passage. Othoniel Sierra, Mayor ATTEST: Stephanie Carlile, City Clerk I, Stephanie Carlile, City Clerk of the City of Englewood, Colorado, hereby certify that the above and foregoing is a true copy of the Ordinance passed on final reading and published by Title as Ordinance No. ___, Series of 2022. Stephanie Carlile Page 100 of 336 City of Littleton and City of Englewood Intergovernmental Agreement Cost Sharing for Sewer Service Agreements Page 1 of 7 INTERGOVERNMENTAL AGREEMENT BETWEEN THE CITY OF LITTLETON AND THE CITY OF ENGLEWOOD REGARDING COST-SHARING FOR REVISING SEWER CONNECTOR DISTRICT AGREEMENTS (LED BY THE CITY OF LITTLETON) This INTERGOVERNMENTAL AGREEMENT (“Agreement”) is made and entered into effective the _______ day of ___________, 2022, (the “Effective Date), by and between the CITY OF LITTLETON, a Colorado home rule municipality of the State of Colorado, hereinafter referred to as “Littleton”, and the CITY OF ENGLEWOOD, a home rule municipality of the State of Colorado, hereinafter referred to as “Englewood” (together the “Parties”). RECITALS WHEREAS, pursuant to Colorado Constitution Article XIV, Section 18(2)(a), and Section 29-1-203, C.R.S., the Parties may cooperate or contract with each other to provide any function, service or facility lawfully authorized to each, and any such contract may provide for the sharing of costs, the imposition of taxes, and the incurring of debt; WHEREAS, each of the Parties is a home-rule municipality pursuant to Article XX, Section 6 of the Colorado Constitution, and are authorized by C.R.S. 29-1-203 to enter into a contract or agreement for the sharing of costs related to the revising of sewer connector district agreements identified in this Agreement; WHEREAS, Article 20, Title 29 C.R.S., clearly articulates and affirmatively expresses a state policy that authorizes political subdivisions of the State of Colorado to cooperate and contract to make the most efficient and effective use of their respective resources; WHEREAS, Littleton is undertaking the task of revising Sewer Service Agreements with our Connector Districts (the “Project”) as a part of a Professional Service Agreement (PSA) with Financial Consulting Group, Inc. (hereinafter referred to as “Contractor”); WHEREAS, the Parties’ have determined to utilize the services of the Contractor through the professional services agreement with Littleton for the Project. WHEREAS, in recognition of the regional benefits of expanding the initial scope of work to including the thirteen (13) additional Englewood Connector Districts to the Project, Littleton has requested, and Englewood agrees, that Englewood pay Littleton for the increase in total compensation from $40,000 to $61,850. WHEREAS, the Parties wish to enter into this Agreement to formalize and establish the terms of Englewood’s funding commitment towards the Project. NOW THEREFORE, in consideration of the mutual covenants and agreements herein, and for other good and valuable consideration, the sufficiency and receipt of which is hereby acknowledged, the Parties do hereby agree as follows: Page 101 of 336 City of Littleton and City of Englewood Intergovernmental Agreement Cost Sharing for Sewer Service Agreements Page 2 of 7 1. TERM. This Agreement shall commence on the date of mutual execution hereof, and shall continue through November 15, 2023. 2. RESPONSIBILITIES OF LITTLETON. Littleton shall act as the project manager. Littleton shall be responsible for the following obligations in connection with the administration of the Project: (a) Littleton shall manage the PSA with the Contractor for the Project. The PSA with the Contractor, and approvals thereof, shall conform to Colorado law and Littleton Municipal Code requirements for public contracts. (b) Littleton shall designate a person (“Littleton Project Manager”) responsible for the day-to-day management of the Project. (c) The Littleton Project Manager shall coordinate with Englewood regarding the schedule associated with the Project and will provide updates to Englewood concerning updates to such schedule. The Englewood Designated Representative (defined below) will be invited to all coordination meetings with the Contractor. The Littleton Project Manager will provide to the Englewood Designated Representative the opportunity to review and submit comment on all agreements at issue in the Project as well as all proposed amendments thereto. (d) Subject to annual appropriation, Littleton shall complete the Project by the target completion date of November 15, 2023. If the completion date for the work on the Project is expected to be extended beyond November 15, 2023, the Littleton Project Manager will communicate the same to the Englewood Designated Representative and the Parties agree to cooperate in good faith to amend this Agreement to extend the term of the Agreement. 3. RESPONSIBILITIES OF ENGLEWOOD. Englewood shall be responsible for the following obligations in connection with the administration of the Project: (a) Englewood shall designate an individual responsible for representing Englewood (the “Englewood Designated Representative”) who shall coordinate with the Littleton Project Manager in order to ensure that the project schedule and other project details are consistent with the intent of the project. (b) The Englewood Designated Representative shall review the initial sewer agreement draft and provide written comments on the draft to the Contractor and the Littleton Project Manager. (c) The Englewood Designated Representative will help to resolve any preference conflicts generated by the Connector Districts. Littleton and Englewood will work together with all parties to develop alternative proposals to resolve conflicts. 4. STATEMENTS AND PAYMENT: Upon receipt and approval of partial pay requests from Contractor, Littleton shall make periodic payments to the Contractor. Upon payment to Contractor, Littleton will forward invoices to Englewood for costs associated with work completed for the Page 102 of 336 City of Littleton and City of Englewood Intergovernmental Agreement Cost Sharing for Sewer Service Agreements Page 3 of 7 service agreements associated with Englewood’s connector districts. Englewood shall reimburse Littleton said full amount of such invoices within thirty (30) days of receipt of billing from Littleton. Billing will be based upon the Contractor’s 2022 Standard Fee Schedule associated with the work on the Project, and as more specifically set forth in Attachment A. 5. WHEN RIGHTS AND REMEDIES NOT WAIVED: In no event shall any performance by one party hereunder constitute or be construed to be a waiver by such party of any breach of covenant or condition or any default which may then exist on the part of the other party, and the rendering of any such performance when any such breach or default shall exist shall in no way impair or prejudice any right or remedy available to the non-breaching party with respect to such breach or default, and no assent, expressed or implied, to any breach of any one or more covenants, provisions or conditions of the Agreement shall be deemed or taken to be a waiver of any succeeding or other breach. 6. LIABILITY: Each party shall be responsible for its own negligence hereunder to the extent provided by law. Neither party shall be deemed to be an agent for the other party. 7. SUBJECT TO LOCAL LAWS; VENUE: Each and every term, provision or condition herein is subject to and shall be construed in accordance with the provisions of Colorado law. Venue for any action arising hereunder shall be in Arapahoe County, Colorado. 8. ASSIGNMENT AND SUBCONTRACTING: Neither party is obligated or liable under this Agreement to any party other than those specified herein. Englewood and Littleton understand and agree that they shall not assign or subcontract with respect to any of the rights, benefits, obligations or duties under this Agreement except upon prior written consent and approval of the other party, which consent or approval may be withheld in the absolute discretion of that other party, and in the event any such assignment or subcontracting shall occur, such action shall not be construed to create any contractual relationship between either of the parties and such assignee or subcontractor, and Englewood and Littleton shall remain responsible to each other according to the terms of this Agreement. 9. NO THIRD PARTY BENEFICIARIES: It is expressly understood and agreed that enforcement of the terms and conditions of this Agreement, and rights of action relating to such enforcement, shall be strictly reserved to Englewood and Littleton, and nothing contained in this Agreement shall give or allow any such claim or right of action by any other third person on such Agreement. It is the express intention of Englewood and Littleton that any person other than Englewood or Littleton receiving services or benefits under this Agreement shall be deemed to be an incidental beneficiary only. 10. STATUS OF PARTIES: It is understood and agreed by and between the Parties that the status of each of the Parties hereto shall be that of independent contractor and it is not intended, nor shall it be construed, that either party or any employee, contractor, or consultant of such party is an employee, officer, or agent of the other party for purposes of unemployment compensation, workers’ compensation, or for any purpose whatsoever. Nothing herein shall be interpreted or construed as creating a joint venture or partnership between the Parties. Neither of the Parties shall have the right under this Agreement to create any obligation or incur any debt on behalf of Littleton Page 103 of 336 City of Littleton and City of Englewood Intergovernmental Agreement Cost Sharing for Sewer Service Agreements Page 4 of 7 or Englewood. 11. EXAMINATION OF RECORDS: Englewood’s Finance Director or his or her designee shall, until three (3) years after final payment under this Agreement is made, have access to and the right to examine any of Littleton’s pertinent books, papers, documents, or other records involving transactions related to performance of this Agreement, including but not limited to records pertaining to the Project. The period of access and examination for records relating to: (1) litigation or settlement of claims arising from performance of this Agreement, or (2) costs and expenses of this Agreement to which the Englewood Finance Director or his or her designee has secured access to, shall continue until such appeals, litigation, claims, exceptions are fully and finally resolved. 12. PARAGRAPH HEADINGS: The captions and headings set forth herein are for convenience of reference only, and shall not be construed so as to define or limit the terms and provisions hereof. 13. SEVERABILITY: It is understood and agreed to by the parties hereto that if any part, term, or provision of this Agreement is by the courts held to be illegal or in conflict with any law of the State of Colorado, the validity of the remaining portions or provisions shall not be affected, and the rights and obligations of the parties shall be construed and enforced as if the Agreement did not contain the particular part, term, or provision held to be invalid. 14. AGREEMENT AS COMPLETE INTEGRATION – AMENDMENTS: This Agreement is intended as the complete integration of all understandings of the parties, their successors and assigns. No prior or contemporaneous addition, deletion or other amendment hereto shall have any force or effect whatsoever, unless embodied herein in writing. No subsequent notation, renewal, addition, deletion, or other amendment hereto shall have any force or effect unless embodied in written amendatory or other Agreement executed by the parties and signed by the signatories of the original Agreement. This Agreement and any amendments shall be binding upon the parties, their successors and assigns. 15. LEGAL AUTHORITY: (a) Each party assures and guarantees that it possesses the legal authority, pursuant to any proper, appropriate and official motion, resolution or action passed or taken, to enter into this Agreement. (b) The person or persons signing and executing this Agreement on behalf of each party, do hereby warrant and guarantee that he/she or they have been fully authorized by Littleton or Englewood to execute this Agreement on behalf of Littleton or Englewood and to validly bind Littleton or Englewood to all the terms, performances and provisions herein set forth. 16. COUNTERPARTS OF THIS AGREEMENT: This Agreement may be executed in several counterparts, each of which shall be deemed the original, and all of which together shall constitute one and the same instrument. Page 104 of 336 City of Littleton and City of Englewood Intergovernmental Agreement Cost Sharing for Sewer Service Agreements Page 5 of 7 17. PROJECT MANAGEMENT: It is mutually agreed between the parties that Littleton shall be responsible for management of the project through direction to the Contractor. It is further agreed that the Englewood Designated Representative will work through the Littleton Project Manager to provide direction or comments to the Contractor. 18. COST OVER RUNS FROM ESTIMATE IN AGREEMENT: If actual costs exceed the Estimated Cost plus 5% Contingency as stated in Attachment A due to actual field constructed quantities, the Parties agree to amend this Agreement to reflect the actual cost of Englewood’s portion of the project and reimburse said amount to Littleton. Furthermore, Englewood and Littleton understand that if the actual project cost exceeds the Estimated Cost plus 5% Contingency per Attachment A, Littleton will notify Englewood and receive authorization before any additional costs are incurred on the Road Project. Englewood and Littleton are aware, understand, and acknowledge that the construction costs provided in this Agreement are an estimate based on the best available information and that actual construction costs may vary. 19. GOVERNMENAL IMMUNITY: Notwithstanding any other provision herein to the contrary, no term or condition of this Agreement shall be construed or interpreted as a waiver of the monetary limitations on liability or of any of the immunities, rights, benefits, or protections provided to either Party under the Colorado Governmental Immunity Act, C.R.S. § 24-10-101, et seq., as amended (the “CGIA”). The Parties understand and agree that liability for injuries or damages to persons or property arising out of the alleged negligence or willful and wanton acts of either Party, and respective officials, officers, and employees, is controlled or limited by the CGIA, nothing herein shall be construed or interpreted as modifying any liability protection thereunder. Page 105 of 336 City of Littleton and City of Englewood Intergovernmental Agreement Cost Sharing for Sewer Service Agreements Page 6 of 7 [SIGNATURE PAGES FOLLOW] IN WITNESS WHEREOF, the Parties have executed this Intergovernmental Agreement Regarding cost-sharing for Revising Sewer Connector District Agreements as of the day and year first above written. CITY OF LITTLETON, COLORADO By:________________________________ Kyle Schlachter, Mayor Attest: Reviewed by: ___________________________________ ____________________________________ City Clerk or Deputy City Clerk Reid Betzing, City Attorney CITY OF ENGLEWOOD, COLORADO By:_________________________________ Othoniel Sierra, Mayor Attest: Reviewed by: __________________________________ ____________________________________ City Clerk or Deputy City Clerk Tamara Niles, City Attorney Page 106 of 336 City of Littleton and City of Englewood Intergovernmental Agreement Cost Sharing for Sewer Service Agreements Page 7 of 7 ATTACHMENT A (Agreement for Professional Services and Amendment) Page 107 of 336 Revised 12.22.21 CITY OF LITTLETON AGREEMENT FOR PROFESSIONAL SERVICES THIS PROFESSIONAL SERVICES AGREEMENT (“Agreement”) is entered into on April 19, 2022 by and between FINANCIAL CONSULTING SOLUTIONS GROUP, INC. whose business address is 7525 166TH AVENUE NE SUITE D215, REDMOND, WA 98052 (the “Contractor”) and the CITY OF LITTLETON, COLORADO (“City”), a Home Rule municipality of the State of Colorado. The City and the Contractor may be collectively referred to as the “Parties.” RECITALS AND REPRESENTATIONS WHEREAS, the City needs for certain services to be performed as described in this Agreement; and WHEREAS, the Contractor represents that it has the skill, ability, and expertise to perform the services described in this Agreement; and WHEREAS, the Contractor represents that it can perform the services described in this Agreement within the deadlines provided in this Agreement; and WHEREAS, the Parties desire to enter into this Agreement. NOW, THEREFORE, in consideration of the benefits and obligations of this Agreement, the Parties mutually agree as follows: 1.0 SERVICES AND PERFORMANCE. As directed by the City and under the management of the City Manager, the Contractor shall provide the services described in Exhibit A (the “Services”). Exhibit A is incorporated herein in its entirety. The City may request a change or changes in the Services. Any changes that are mutually agreed upon between the City and the Contractor shall be made in writing and upon execution by both Parties shall become an amendment to this Agreement. 2.0 Independent Contractor. The Contractor shall perform the Services as an independent contractor and shall not be deemed by virtue of this Agreement to have entered into any partnership, joint venture, employer/employee or other relationship with the City other than as a contracting party and independent contractor. The City shall not be obligated to secure, and shall not provide, any insurance coverage or employment benefits of any kind or type to or for the Contractor or the Contractor’s employees, sub-consultants, contractors, agents, or representatives, including coverage or benefits related but not limited to: local, state, or federal income or other tax contributions; insurance contributions (e.g., FICA); workers’ compensation; disability, injury, or health; professional liability insurance, errors and omissions insurance; or retirement account contributions. DocuSign Envelope ID: 6D5503F4-6A27-48CD-8801-E81E398E9156 Page 108 of 336 Revised 12.22.21 3.0 Standard of Performance. In performing the Services, the Contractor shall use that degree of care, skill, and professionalism ordinarily exercised under similar circumstances by members of the same profession practicing in the State of Colorado. The Contractor represents to the City that the Contractor is, and its employees performing such Services are, properly licensed and/or registered within the State of Colorado for the performance of the Services (if licensure and/or registration is required by applicable law) and that the Contractor and employees possess the skills, knowledge, and abilities to competently, timely, and professionally perform the Services in accordance with this Agreement. 3.1 The Contractor shall become fully acquainted with the available information related to the Services. The Contractor is obligated to affirmatively request from the City such information that the Contractor, based on the Contractor’s professional experience, should reasonably expect is available and which would be relevant to the performance of the Services. 3.2 The Contractor shall promptly inform the City concerning ambiguities and uncertainties related to the Contractor’s performance that are not addressed by the Agreement. 3.3 The Contractor shall provide all of the Services required in the Agreement in a timely and professional manner. 3.4 The Contractor shall promptly comply with any written request for the City or any of its duly authorized representatives to reasonably access, review and audit any books, documents, papers, and records of the Contractor that are pertinent to the Contractor’s performance under this Agreement for the purpose of the City performing any review of the Services. 3.5 The Contractor shall comply with all applicable federal, state and local laws, ordinances, regulations, and resolutions. 3.6 The Contractor shall be responsible at the Contractor’s expense for obtaining, and maintaining in a valid and effective status, all licenses and permits necessary to perform the Services unless specifically stated otherwise in this Agreement. 4.0 COMPENSATION. Following execution of this Agreement by the City, the City shall compensate the Contractor in accordance with Section 3 of Exhibit A. Any increases or modification of compensation shall be subject to the approval of the City and shall be made only by a written amendment of the Agreement executed by both Parties. 5.0 TERM AND TERMINATION 5.1 Unilateral Termination. This Agreement may be terminated by either Party for any or no reason upon written notice delivered to the other at least ninety (90) days DocuSign Envelope ID: 6D5503F4-6A27-48CD-8801-E81E398E9156 Page 109 of 336 Revised 12.22.21 prior to termination. In the event of the exercise of the right of unilateral termination as provided by this paragraph: The Contractor shall continue to provide the Services under this Agreement until the ninety (90) day notice period has passed, unless otherwise provided in any notice of termination delivered by the City; and All finished or unfinished documents, data, studies and reports prepared by the Contractor pursuant to this Agreement shall be delivered by the Contractor to the City and shall become the property of the City. 5.2 Termination for Non-Performance. Should a Party to this Agreement fail to materially perform in accordance with the terms and conditions of this Agreement, this Agreement may be terminated by the performing Party if the performing Party first provides written notice to the non-performing Party which notice shall specify the non-performance, provide both a demand to cure the non-performance and reasonable time to cure the non-performance, and state a date upon which the Agreement shall be terminated if there is a failure to timely cure the non - performance. For purpose of this Subsection, “reasonable time” shall be not less than five (5) business days. Provided that notice of non-performance is provided in accordance with this Subsection, nothing in this Subsection shall prevent, preclude, or limit any claim or action for default or breach of contract resulting from non-performance by a Party. 5.3 Mutual Termination. The City and the Contractor may agree in writing to mutually terminate this Agreement. 5.4 City Unilateral Suspension of Services. The City may suspend the Contractor’s performance of the Services at the City's discretion and for any reason by delivery of written notice of suspension to the Contractor which notice shall state a specific date of suspension. Upon receipt of such notice of suspension, the Contractor shall immediately cease performance of the Services on the date of suspension except: (1) as may be specifically authorized by the notice of suspension (e.g., to secure the work area from damage due to weather or to complete a specific report or study); or (2) for the submission of an invoice for Services performed prior to the date of suspension in accordance with this Agreement. 5.5 Reinstatement of Services Following City’s Unilateral Suspension . The City may at its discretion direct the Contractor to continue performance of the Services following suspension. If such direction by the City is made within (30) days of the date of suspension, the Contractor shall recommence performance of the Services in accordance with this Agreement. If such direction to recommence suspended Services is made more than thirty-one (31) days following the date of suspension, the Contractor may elect to: (1) provide written notice to the City that the suspension is considered a unilateral termination of this Agreement; or (2) recommence performance in accordance with this Agreement; or (3) if DocuSign Envelope ID: 6D5503F4-6A27-48CD-8801-E81E398E9156 Page 110 of 336 Revised 12.22.21 suspension exceeded sixty (60) consecutive days, request from the City an equitable adjustment in compensation or a reasonable re-start fee and, if such request is rejected by the City, to provide written notice to the City that such suspension and rejection of additional compensation is considered a unilateral termination of this Agreement. Nothing in this Agreement shall preclude the Parties from executing a written amendment or agreement to suspend the Services upon terms and conditions mutually acceptable to the Parties for any period of time. 5.6 Delivery of Notice of Termination. Any notice of termination permitted by this Section shall be addressed to the person signing this Agreement on behalf of the Contractor or to the City Manager at the address shown below or such other address as either Party may notify the other of and shall be deemed given upon delivery if personally delivered, or forty-eight (48) hours after deposited in the United States mail, postage prepaid, registered or certified mail, return receipt requested. 6. INSURANCE 6.1 Insurance Generally. The Contractor shall obtain and shall continuously maintain during the term of this Agreement insurance of the kind and in the minimum amounts specified (“Required Insurance”): A. Worker’s Compensation Insurance in the minimum amount required by applicable law for all employees and other persons as may be required by law. Such policy of insurance shall be endorsed to include the City as a Certificate Holder. B. Comprehensive General Liability insurance with minimum combined single limit for each occurrence of One Million Dollars ($1,000,000.00) and of One Million Dollars ($1,000,000.00) aggregate. The policy shall be applicable to all premises and all operations of the Contractor. The policy shall include coverage for bodily injury, broad form property damage (including completed operations), personal injury (including coverage for contractual and employee acts), blanket contractual, independent contractors, products, and completed operations. The policy shall contain a severability of interests provision. Coverage shall be provided on an “occurrence” basis as opposed to a “claims made” basis. Such insurance shall be endorsed to name the City as a Certificate Holder and name the City, and its elected and appointed officials, officers, employees and agents as additional insured parties. C. Professional Liability (errors and omissions) Insurance with a minimum limit of coverage of One Million Dollars ($1,000,000.00) per claim and annual aggregate. Such policy of insurance shall be obtained and maintained for one (1) year following completion of all Services under this Agreement. Such policy of insurance shall be endorsed to include the City as a Certificate Holder. DocuSign Envelope ID: 6D5503F4-6A27-48CD-8801-E81E398E9156 Page 111 of 336 Revised 12.22.21 The Required Insurance shall be procured and maintained with insurers with an A- or better rating as determined by Best’s Key Rating Guide. All Required Insurance shall be continuously maintained to cover all liability, claims, demands, and other obligations assumed by the Contractor. 6.2 Additional Requirements for Insurance. In addition to specific requirements imposed on insurance by this Section and its subsections, insurance shall conform to all of the following: A. All policies of insurance shall be primary insurance, and any insurance carried by the City, its officers, or its employees shall be excess and not contributory insurance to that provided by the Contractor; provided, however, that the City shall not be obligated to obtain or maintain any insurance whatsoever for any claim, damage, or purpose arising from or related to this Agreement and the Services provided by the Contractor. The Contractor shall not be an insured party for any City-obtained insurance policy or coverage. B. The Contractor shall be solely responsible for any deductible losses. C. For Required Insurance, no policy of insurance shall contain any exclusion for bodily injury or property damage. D. Contractor shall provide the City with notice no less than thirty (30) days prior to any cancellation, termination, or a material change in such policy. 6.3 Failure to Obtain or Maintain Insurance. The Contractor’s failure to obtain and continuously maintain policies of insurance in accordance with this Section and its subsections shall not limit, prevent, preclude, excuse, or modify any liability, claims, demands, or other obligations of the Contractor arising from performance or non-performance of this Agreement. Failure on the part of the Contractor to obtain and to continuously maintain policies providing the required coverage, conditions, restrictions, notices, and minimum limits shall constitute a material breach of this Agreement upon which the City may immediately terminate this Agreement, or, at its discretion, the City may procure or renew any such policy or any extended reporting period thereto and may pay any and all premiums in connection therewith, and all monies so paid by the City shall be repaid by the Contractor to the City immediately upon demand by the City, or at the City’s sole discretion, the City may offset the cost of the premiums against any monies due to the Contractor from the City pursuant to this Agreement. 6.4 Insurance Certificates. Prior to commencement of any Services under this Agreement, the Contractor shall submit to the City certificates of insurance for all Required Insurance. Insurance limits, term of insurance, insured parties, and other information sufficient to demonstrate conformance with this Section and its subsections shall be indicated on each certificate of insurance. The City may request and the Contractor shall provide within three (3) business days of such DocuSign Envelope ID: 6D5503F4-6A27-48CD-8801-E81E398E9156 Page 112 of 336 Revised 12.22.21 request a current certified copy of any policy of Required Insurance and any endorsement of such policy. The City may, at its election, withhold payment for Services until the requested insurance policies are received and found to be in accordance with the Agreement. 7.0 OWNERSHIP OF DOCUMENTS Any work product, materials, and documents produced by the Contractor pursuant to this Agreement shall become property of the City upon delivery and shall not be made subject to any copyright unless authorized by the City. Other materials, methodology and proprietary work used or provided by the Contractor to the City not specifically created and delivered pursuant to the Services outlined in this Agreement may be protected by a copyright held by the Contractor and the Contractor reserves all rights granted to it by any copyright. The City shall not reproduce, sell, or otherwise make copies of any copyrighted material, subject to the following exceptions: (1) for exclusive use internally by City staff and/or employees; or (2) pursuant to a request under the Colorado Open Records Act, § 24-72-203, C.R.S., to the extent that such statute applies; or (3) pursuant to law, regulation, or court order. The Contractor waives any right to prevent its name from being used in connection with the Services. 8.0 COMPLIANCE WITH THE AMERICANS WITH DISABILITIES ACT AND OTHER LAWS CONCERNING ACCESSIBILITY Consultant covenants that all designs, plans and drawings produced or utilized under this Agreement will address and comply with all federal, state and local laws and regulations regarding accessibility standards for persons with disabilities or environmentally limited persons including the following: the Americans with Disabilities Act of 1990, 42 U.S.C. § 12101 et seq. and the Americans with Disabilities Act Accessibility Guidelines for Buildings and Facilities ("ADAAG"); the Architectural Barriers Act, Pub. L. 90-480 (1968), and the Uniform Federal Accesibility standards ("UFAS"). If the above standards are inconsistent, Consultant must assure that its designs, plans, and drawings comply with the standard providing the greatest accessibility. Also Consultant must, prior to construction, review the plans and specifications to insure compliance with these standards. If Consultant fails to comply with the foregoing standards, the City may, without limiting any of its remedies set forth in Section 9.2 or otherwise available at law, in equity or by statute, require Consultant to perform again, at no expense, all Services required to be reperformed as a direct or indirect result of such failure. 9.0 CONFLICT OF INTEREST The Contractor shall refrain from providing any services to other persons, firms, or entities that would create a conflict of interest for the Contractor with regard to providing the Services pursuant to this Agreement. The Contractor shall not offer or provide anything of benefit to any City official or employee that would place the official or employee in a position of violating the public trust as provided by C.R.S. § 24-18-109, as amended, or any City–adopted Code of Conduct or ethical principles. DocuSign Envelope ID: 6D5503F4-6A27-48CD-8801-E81E398E9156 Page 113 of 336 Revised 12.22.21 10.0 REMEDIES In addition to any other remedies provided for in this Agreement, and without limiting its remedies available at law, the City may exercise the following remedial actions if the Contractor substantially fails to perform the duties and obligations of this Agreement. Substantial failure to perform the duties and obligations of this Agreement shall mean a significant, insufficient, incorrect, or improper performance, activities or inactions by the Contractor. The remedial actions include: A. Suspend Contractor’s performance pending necessary corrective actions as specified by the City; B. Withhold payment to the Contractor until the necessary Services or corrections in performance are satisfactorily completed; and/or C. Deny payment for those Services which have not been satisfactorily performed, and which, due to circumstances caused by the Contractor, cannot be performed, or if performed would be of no value to the City; and/or D. Recover actual and/or consequential damages; and/or E. Terminate this Agreement. The foregoing remedies are cumulative and the City, it its sole discretion, may exercise any or all of the remedies individually or simultaneously. 11.0 MISCELLANEOUS PROVISIONS 11.1 No Waiver of Rights. A waiver by any Party to this Agreement of the breach of any term or provision of this Agreement shall not operate or be construed as a waiver of any subsequent breach by either Party. The City’s approval or acceptance of, or payment for, Services shall not be construed to operate as a waiver of any rights or benefits to be provided under this Agreement. No covenant or term of this Agreement shall be deemed to be waived by the City except in writing signed and any written waiver of a right shall not be construed to be a waiver of any other right or to be a continuing waiver unless specifically stated. 11.2 No Waiver of Governmental Immunity. Nothing in this Agreement shall be construed to waive, limit, or otherwise modify any governmental immunity that may be available by law to the City, its elected and appointed officials, employees, contractors, or agents, or any other person acting on behalf of the City and, in particular, governmental immunity afforded or available pursuant to the Colorado Governmental Immunity Act, Title 24, Article 10, Part 1 of the Colorado Revised Statutes. DocuSign Envelope ID: 6D5503F4-6A27-48CD-8801-E81E398E9156 Page 114 of 336 Revised 12.22.21 11.3 Equal Employment Opportunity. The Contractor will not discriminate against any employee or applicant for employment because of race, color, religion, sex or national origin. The Contractor will take affirmative action to ensure applicants are employed, and employees are treated during employment without regard to their race, color, religion, sex or national origin. Such action shall include, but not be limited to the following: employment, upgrading, demotion or transfer; recruitment or recruitment advertising; layoff or termination; rates of pay or other forms of compensation; and selection for training, including apprenticeship. 11.4 Binding Effect. The Parties agree that this Agreement, by its terms, shall be binding upon the successors, heirs, legal representatives, and assigns; provided that this Section shall not authorize assignment. 11.5 No Third Party Beneficiaries. Nothing contained in this Agreement is intended to or shall create a contractual relationship with, cause of action in favor of, or claim for relief for, any third party, including any agent, sub-consultant or sub-contractor of the Contractor. Absolutely no third party beneficiaries are intended by this Agreement. Any third-party receiving a benefit from this Agreement is an incidental and unintended beneficiary only. 11.6 Article X, Section 20/TABOR. The Parties understand and acknowledge that the City is subject to Article X, § 20 of the Colorado Constitution (“TABOR”). The Parties do not intend to violate the terms and requirements of TABOR by the execution of this Agreement. It is understood and agreed that this Agreement does not create a multi-fiscal year direct or indirect debt or obligation within the meaning of TABOR and, therefore, notwithstanding anything in this Agreement to the contrary, all payment obligations of the City are expressly dependent and conditioned upon the continuing availability of funds beyond the term of the City's current fiscal period ending upon the next succeeding December 31. Financial obligations of the City payable after the current fiscal year are contingent upon funds for that purpose being appropriated, budgeted, and otherwise made available in accordance with the rules, regulations, and resolutions of the City, and other applicable law. Upon the failure to appropriate such funds, this Agreement shall be terminated. 11.7 Governing Law, Venue, and Enforcement. This Agreement shall be governed by and interpreted according to the law of the State of Colorado. Venue for any action arising under this Agreement shall be in the appropriate court for Arapahoe County, Colorado. To reduce the cost of dispute resolution and to expedite the resolution of disputes under this Agreement, the Parties hereby waive any and all right either may have to request a jury trial in any civil action relating primarily to the enforcement of this Agreement. The Parties agree that the rule that ambiguities in a contract are to be construed against the drafting party shall not apply to the interpretation of this Agreement. DocuSign Envelope ID: 6D5503F4-6A27-48CD-8801-E81E398E9156 Page 115 of 336 Revised 12.22.21 11.8 Survival of Terms and Conditions. The Parties understand and agree that all terms and conditions of the Agreement that require continued performance, compliance, or effect beyond the termination date of the Agreement shall survive such termination date and shall be enforceable in the event of a failure to perform or comply. 11.9 Assignment and Release. All or part of the rights, duties, obligations, responsibilities, or benefits set forth in this Agreement shall not be assigned by the Contractor without the express written consent of the City. Any written assignment shall expressly refer to this Agreement, specify the particular rights, duties, obligations, responsibilities, or benefits so assigned. No assignment shall release the Contractor from performance of any duty, obligation, or responsibility unless such release is clearly expressed in such written document of assignment. 11.10 Headings. The captions in this Agreement are for the convenience and reference of the Parties and are not intended in any way to define, limit or describe the scope or intent of this Agreement. 11.11 Integration and Amendment. This Agreement represents the entire and integrated agreement between the City and the Contractor and supersedes all prior negotiations, representations, or agreements, either written or oral. Any amendments to this Agreement must be in writing and be signed by both the City and the Contractor. 11.12 Severability. Invalidation of any of the provisions of this Agreement or any paragraph, sentence, clause, phrase, or word herein or the application thereof in any given circumstance shall not affect the validity of any other provision of this Agreement. 11.13 Employment of or Contracts with Workers Without Authorization. The Contractor shall not knowingly employ or contract with a worker without authorization to perform work under this Agreement. The Contractor shall not contract with a subcontractor that fails to certify that the subcontractor does not knowingly employ or contract with any workers without authorization. By entering into this Agreement, the Contractor certifies as of the date of this Agreement that it does not knowingly employ or contract with a worker without authorization who will perform work under this Agreement and that the Contractor will participate in the e-verify program or department program in order to confirm the employment eligibility of all employees who are newly hired for employment to perform work under this Agreement. The Contractor is prohibited from using either the e-verify program or the department program procedures to undertake pre-employment screening of job applicants while this Agreement is being performed. If the Contractor obtains actual knowledge that a subcontractor performing work under this Agreement knowingly employs or contracts with a worker without authorization, the Contractor shall be required to notify the subcontractor and the City within three (3) days that the Contractor has actual knowledge that a DocuSign Envelope ID: 6D5503F4-6A27-48CD-8801-E81E398E9156 Page 116 of 336 Revised 12.22.21 subcontractor is employing or contracting with a worker without authorization. The Contractor shall terminate the subcontract if the subcontractor does not stop employing or contracting with the worker without authorization within three (3) days of receiving the notice regarding the Contractor’s actual knowledge. The Contractor shall not terminate the subcontract if, during such three days, the subcontractor provides information to establish that the subcontractor has not knowingly employed or contracted with a worker without authorization. The Contractor is required to comply with any reasonable request made by the Department of Labor and Employment in the course of an investigation undertaken to determine compliance with this provision and applicable state law. If the Contractor violates this provision, the City may terminate this Agreement, and the Contractor may be liable for actual and/or consequential damages incurred by the City, notwithstanding any limitation on such damages provided by such Agreement. 11.14 Notices. Any notice required or permitted by this Agreement shall be in writing and shall be deemed to have been sufficiently given for all purposes if sent by certified mail or registered mail, postage and fees prepaid, addressed to the Party to whom such notice is to be given at the address set forth below or at such other address as has been previously furnished in writing, to the other Party. Such notice shall be deemed to have been given when deposited in the United States Mail properly addressed to the intended recipient. If to the City: If to the Contractor: City Manager City of Littleton 2255 W. Berry Avenue Littleton, Colorado 80120 FINANCIAL CONSULTING SOLUTIONS GROUP, INC. 7525 166TH AVENUE NE SUITE D215, REDMOND, WA 98052 With Copy to: City Attorney City of Littleton 2255 W. Berry Avenue Littleton, Colorado 80120 12. INDEMNIFICATION AND HOLD HARMLESS The Contractor expressly agrees to, and shall, indemnify and hold harmless the City and any of its elected and appointed officials, officers, agents, or employees from any and all claims, damages, liability, or court awards, including costs and reasonable attorney fees that are or may be awarded as a result of any loss, injury or damage sustained or claimed to have been sustained by anyone, including but not limited to, any person, firm, partnership, or corporation, to the extent caused by the negligent acts, errors or omissions of the Contractor or any of its employees, agents, partners, subcontractors, consultants, or others working on behalf of the Contractor in performance of the Services under this Agreement. Nothing in this paragraph shall constitute an agreement by the DocuSign Envelope ID: 6D5503F4-6A27-48CD-8801-E81E398E9156 Page 117 of 336 Revised 12.22.21 Contractor to indemnify or hold the City harmless for any omission or action by the City or any of its elected and appointed officials, officers, agents, or employees. By demanding this right to indemnification, the City in no way waives or limits its rights under the Colorado Governmental Immunity Act, C.R.S. § 24-20-101, et. seq. 13. AUTHORITY The individuals executing this Agreement represent that they are expressly authorized to enter into this Agreement on behalf of City and the Contractor and bind their respective entities. THIS AGREEMENT is executed and made effective as provided above. CITY OF LITTLETON, COLORADO By: Mark Relph, City Manager Dave Ems, Procurement Officer APPROVED AS TO FORM CONTRACTOR By:_____________________ By: ______ Reid Betzing, City Attorney Jason Mumm Principal DocuSign Envelope ID: 6D5503F4-6A27-48CD-8801-E81E398E9156 4/29/2022 4/29/2022 5/1/2022 John Ghilarducci President Page 118 of 336 Revised 12.22.21 EXHIBIT A To Agreement between the City and FINANCIAL CONSULTING SOLUTIONS GROUP, INC. 1. Scope of Services. The Contractor hereby agrees to and accepts responsibility to perform the services described on the attached Exhibit B (Scope of Services/Proposal). 2. Time of Performance. Performance of the Services of the Contractor shall commence on 04/08/2022 and shall be completed, or shall end, by 04/08/2023. 3. Compensation. The City agrees to compensate the Contractor for the performance of the Services detailed in Exhibit B, as follows: A. Lump Sum: The total sum of $ 0.00 for the Services described in Exhibit B. If the City is satisfied with Contractor’s performance, the City shall pay this sum within forty-five (45) days of receipt of Contractor’s invoice indicating that it has completed the Services. Non-reimbursable Costs, Charges, Fees, or Other Expenses. Any fee, cost, charge, fee, or expense incurred by the Contractor shall be deemed a non-reimbursable cost and shall be borne by the Contractor and shall not be billed or invoiced to the City and shall not be paid by the City. If dollar amount in this Sub-paragraph A, Lump Sum, is zero, this Sub- paragraph shall void and of no effect. B. Time and Material: The Contractor shall perform the Services described in Exhibit B and shall invoice the City for work performed based on the rates and/or compensation methodology described in Exhibit B. Total compensation (including any and all mobilization costs, other costs, charges, fees, or other expenses that might otherwise be incurred by other contractors and payable as a reimbursable expense) shall not exceed $ 40,000.00 The Contractor shall submit invoices and requests for payment in a form acceptable to the City. Invoices shall not be submitted more often than once each month unless otherwise approved by this Agreement or in writing by the City. Unless otherwise directed or accepted by the City, all invoices shall contain sufficient information to account for all Contractor time (or other appropriate measure(s) of work effort) and all authorized reimbursable expenses for the Services during the stated period of the invoice. Following receipt of a Contractor’s invoice, the City shall promptly review the Contractor’s invoice. The City may dispute any Contractor time, reimbursable expense, and/or compensation requested by the Contractor described in any invoice and may request additional information from the Contractor substantiating any and all compensation sought by the Contractor before accepting the invoice. When additional information is requested by the City, the City shall advise the Contractor in writing, identifying the specific item(s) that are in dispute and giving specific reasons for any request for information. The City shall pay the Contractor within forty-five (45) days of the receipt of an invoice for any undisputed charges or, if the City disputes an item or invoice and additional information is requested, within thirty (30) days of acceptance of DocuSign Envelope ID: 6D5503F4-6A27-48CD-8801-E81E398E9156 Page 119 of 336 Revised 12.22.21 the item or invoice by the City following receipt of the information requested and resolution of the dispute. To the extent possible, undisputed charges within the same invoice as disputed charges shall be timely paid in accordance with this Agreement. Payment by the City shall be deemed made and completed upon hand delivery to the Contractor or designee of the Contractor or upon deposit of such payment or notice in the U.S. Mail, postage pre-paid, addressed to the Contractor. If dollar amount in this Sub- paragraph B, Time and Material, is zero this Sub-paragraph shall be void and of no effect. C. Annual Fee: The annual sum of $ for the Services described in Exhibit B. The City shall pay this sum in equal monthly payments over twelve months. Non-reimbursable Costs, Charges, Fees, or Other Expenses. Any fee, cost, charge, fee, or expense incurred by the Contractor shall be deemed a non-reimbursable cost and shall be borne by the Contractor and shall not be billed or invoiced to the City and shall not be paid by the City. If dollar amount in this Sub-paragraph C, Annual Fee, is zero, this Sub-paragraph shall be void and of no effect. 4. Special Conditions. DocuSign Envelope ID: 6D5503F4-6A27-48CD-8801-E81E398E9156 Page 120 of 336 Firm Headquarters Redmond Town Center 7525 166th Ave NE, Ste. D-215 Redmond, Washington 98052 Established 1988 Washington | 425.867.1802 Oregon | 503.841.6543 Colorado | 719.284.9168 August 1, 2022 Keith Reester Director of Public Works, City of Littleton 2255 W. Berry Ave. Littleton, CO 80120 Subject: Amendment to FCS GROUP Scope and Budget Dear Mr. Reester: Per our recent discussions together and with Pieter Van Ry from the City of Englewood, the following is an estimated amendment to our agreement for the purposes of increasing the scope of work to include both the Littleton and Englewood connector districts. It is our understanding that Englewood will provide the funding for the proposed amendment. The scope of work is the same as our original, which included only the Littleton connector districts. However, we are increasing the expected timeline for completion and the budget to accommodate the 13 additional Englewood connectors. Task 1 of our original scope is completed; there is no need to amend it to add the Englewood connectors. Tasks 2 – 5 are amended as shown below. Task 2: Identify and Define the Connector Districts’ Preferences This task will involve engaging in outreach to the City’s Littleton and Englewood connector districts in an effort to solicit their input into the first draft of the new agreement. • Schedule and facilitate one individual meeting with each of the connector districts. Before each meeting, we will provide the districts with appropriate background materials and preliminary questions intended to help them prepare their comments in advance. • Schedule and facilitate one group meeting for all Littleton connector districts and one group meeting for all Englewood connector districts. The group meetings is are an opportunity to solicit group feedback about the agreement. In our experience, we often get different kinds of comments from a group setting than individual ones. • Document the individual and group comments. Task 3: Develop Initial Draft Based on the input received in Tasks 1 and 2, FCS GROUP will prepare an initial draft of the business terms and conditions. • Circulate the initial draft to Littleton, Englewood the City, and all connector districts. • Review the initial draft with both Littleton and Englewood the City. We will request written comments on the draft. After the City’s comments are received, we will schedule and Page 121 of 336 August 1, 2022 Keith Reester, Dir. Public Works, City of Littleton RE: Amendment to FCS GROUP Scope and Budget www.fcsgroup.com facilitate a review meeting to discuss how to incorporate the City’s comments into the document. • Review initial draft with all connector districts. We will request written comments from each connector district. Once those comments are received, we will schedule and facilitate one group meeting with the districts to review their comments and discuss how to incorporate them into the document. Task 4: Identify and Work to Resolve Key Issues Working from the comments received on the initial draft, FCS GROUP will document those elements in which the City’s Littleton, Englewood, and the connector districts’ preferences conflict. We will then work with all parties the City and the districts to develop alternative proposals to resolve the conflicts. Task 5: Document the Final Disposition After up to three review meetings with the City and districts parties, FCS GROUP will document the remaining conflicts and prepare a final version of the agreement terms, noting those elements where conflicts still exist. We will provide Littleton and Englewood the City with our recommendations, if appropriate, for finalizing the agreement. The initial not-to-exceed budget for the above scope of services shall be increased from $40,000 to $61,850. We will endeavor to complete the scope of services as quickly as possible in coordination with the City's timelines. We will keep you apprised of the status of our work at regular intervals. The City may terminate our engagement at any time at its convenience; we will bill the City for any fees and expenses incurred up to termination. We understand the confidential nature of our engagement. We will not share any details discovered or developed in our work with any party other than those authorized by the City. I will serve as the principal-in-charge on behalf of FCS GROUP and manage the project. You can contact me at my direct phone number at (303) 652-7548 or by email at jasonm@fcsgroup.com. Yours very truly, Jason Mumm Principal Approved Page 122 of 336 August 1, 2022 Keith Reester, Dir. Public Works, City of Littleton RE: Amendment to FCS GROUP Scope and Budget www.fcsgroup.com Keith Reester Public Works & Utilities Director City of Littleton Page 123 of 336 August 1, 2022 Keith Reester, Dir. Public Works, City of Littleton RE: Amendment to FCS GROUP Scope and Budget www.fcsgroup.com FCS GROUP 2022 STANDARD FEE SCHEDULE Effective November 8, 2021 LABOR POSITION/TITLE BILLING RATE Principals Standard Rate $280 Project Managers • Senior Project Manager / Practice Lead Standard Rate $215 • Project Manager II Standard Rate $205 • Project Manager I Standard Rate $195 • Assistant Project Manager Standard Rate $185 Consultants • Project Consultant Standard Rate $175 • Senior Analyst Standard Rate $155 • Analyst Standard Rate $145 Administrative and Technical Support Public Relations $155 Technical Writer/Graphic Artist $130 Administrative Support $ 90 DIRECT EXPENSES Major direct expenses, such as travel, mileage, and lodging, will be charged at cost. Other expenses will not be directly charged unless by mutual agreement of the client and FCS GROUP, and specific terms will be established in advance before expenditure and billing. SUBCONSULTANTS Sub consultants will be charged at invoiced cost plus 10% when applicable. Page 124 of 336 August 1, 2022 Keith Reester, Dir. Public Works, City of Littleton RE: Amendment to FCS GROUP Scope and Budget www.fcsgroup.com BUDGET DETAIL Task Mumm Hobart Total Hours Task 1 8 8 16 Task 2 32 62 32 62 64 124 Task 3 8 8 16 Task 4 24 40 24 40 48 80 Task 5 8 8 16 Total Hours Rate / Hr. Total Fees Expense & Contingency Budget Request 126 $280 $35,280 $1,000 126 $195 $24,570 $1,000 252 - $59,850 $2,000 $61,850 Page 125 of 336 Revised 10032022 CITY OF LITTLETON AMENDMENT #1 TO AGREEMENT FOR PROFESSIONAL SERVICES THIS AMENDMENT TO PROFESSIONAL SERVICES AGREEMENT (“Amendment”) is entered into on 10/18/2022 by and between FCS GROUP whose business address is 7525 166TH AVENUE NE, Ste. D-215 REDMOND, WA 98052 (the “Contractor”) and the CITY OF LITTLETON, COLORADO (“City”), a Home Rule municipality of the State of Colorado. The City and the Contractor may be collectively referred to as the “Parties.” RECITALS AND REPRESENTATIONS WHEREAS, the City and Contractor entered into that certain Professional Services Agreement described on Exhibit A (the “Agreement”); and WHEREAS, the Parties desire to amend the Agreement; NOW, THEREFORE, in consideration of the benefits and obligations of this Agreement, the Parties mutually agree as follows: 1. To amend the scope/fee in order to include thirteen (13) additional Englewood connector districts agreements with associated costs not to exceed an additional $21,850, as outlined in the updated Scope of Work. This Amendment is subject to approval of an Intergovernmental Agreement between Littleton and Englewood, which specifies that Englewood will provide funding for this amendment. 2. No other terms and conditions of the Agreement are modified except as provided in this Amendment. 3. The individuals executing this Amendment represent that they are expressly authorized to enter into this Amendment on behalf of the City and the Contractor and bind their respective entities. THIS AMENDMENT is executed and made effective as provided above. CITY OF LITTLETON, COLORADO By: Jim Becklenberg, City Manager APPROVED AS TO FORM CONTRACTOR By:_____________________ By: Reid Betzing, City Attorney John Ghilarducci, President FCS Page 126 of 336 Intergovernmental Agreement with the City of Littleton City Council, Regular Session Pieter Van Ry, Englewood Utilities and South Platte Renew Director November 21, 2022 Page 127 of 336 IGA Background •19 Sanitation Districts •Englewood: 13 districts •Littleton: 8 districts *Two districts connect through both cities •Connector District Agreements: •Evaluate Key Business Terms •Identify Key Issues •Meet with Connector Districts •IGA to cost share for $21,850 Page 128 of 336 Questions?Page 129 of 336 Thank you Page 130 of 336 COUNCIL COMMUNICATION TO: Mayor and Council FROM: Tamara Niles DEPARTMENT: City Attorney's Office DATE: December 5, 2022 SUBJECT: CB 70 - Approve an ordinance amending EMC 7-6C-6 to update municipal code to reflect current City property ownership. DESCRIPTION: CB 70 - This council bill proposes amendments to municipal code's open firearm prohibition on City facilities, to reflect current city facilities and for clarity regarding firearms definition and exceptions. RECOMMENDATION: Consider council bill amending EMC 7-6C-6 PREVIOUS COUNCIL ACTION: At its October 17, 2022 meeting, City Council considered a Council Bill amending EMC 7-6C-6. That Council Bill accomplished three things: amending code to mirror the Colorado Vote Without Fear Act, accurately reflect City property, and revise for clarity by referencing a clear definition in state law and clarifying exceptions. Council did not move forward with the proposed bill, but on October 26, 2022, Mayor Pro Tem Ward requested a Council Bill be drafted to ensure code accurately reflects current City property and provides clarity. SUMMARY: Englewood Municipal Code regarding open carry of firearms refers to City facilities and parks that are no longer existing, and it omits some current City facilities and parks. The proposed council bill is a municipal code clean-up effort, to refer to current City facilities and parks, and to provide additional updates for clarity by referring to the statutory definition of firearms and to specifically exempt peace officers and uniformed security guards while on duty. COUNCIL ACTION REQUESTED: Consider council bill amending EMC 7-6C-6 FINANCIAL IMPLICATIONS: None anticipated ATTACHMENTS: Council Bill #70 Page 131 of 336 1 BY AUTHORITY ORDINANCE NO. ____ COUNCIL BILL NO. 70 SERIES OF 2022 INTRODUCED BY COUNCIL MEMBER WINK AN ORDINANCE AMENDING TITLE 7, CHAPTER 6C, SECTION 7-6C-6 OF ENGLEWOOD MUNICIPAL CODE TO ADD AND REMOVE CITY FACILITIES FOR OPEN CARRY OF FIREARMS ON CITY PROPERTY. WHEREAS, Englewood Municipal Code regarding open carry of firearms refers to City facilities and parks that are no longer existing; and WHEREAS, Englewood Municipal Code regarding open carry of firearms omits some current City facilities and parks; and WHEREAS, Englewood Municipal Code requires updating to refer to current City facilities and parks, and to provide additional updates for clarity by referring to the statutory definition of firearms and to specifically exempt peace officers and uniformed security guards while on duty. NOW, THEREFORE, BE IT ORDAINED BY THE CITY COUNCIL OF THE CITY OF ENGLEWOOD, COLORADO, AS FOLLOWS: Section 1. Amendment of Englewood Municipal Code Title 7, Chapter 6C, Section 7-6C-6 of Englewood Municipal Code is hereby amended to read as follows (new provisions underlined, deleted provisions struck through): 7-6C-6: Prohibition on the Open Carrying of Firearms. A. No person shall openly carry a firearm as defined by C.R.S. § 18-1-901(3)(h) The ope carrying of firearms is prohibited in the following public areas within the City of Englewood: except for on-duty Police Department personnel. 1A. All City-owned structures, including CityCenter, excluding the Alexan Apartment Complex and the Wal-Mart property; Bi-City Wastewater Treatment Plant; Allen Water Treatment Plant and Reservoir; Miller Building ServiCenter; Englewood Police Department; Safety Services Center (Police-Fire Building) Englewood Police Substation; Fox Street Safety Services Building; Acoma Street Fire Station; Tejon Street Fire Station; Malley Senior Center; Englewood Recreation Center; Englewood Housing Authority Housing Offices; 3460 S. Sherman; Englewood Housing Authority Simon Center; and Englewood Housing Authority Orchard Place. 2B. All City owned or operated parks, trails, recreational facilities, and greenspaces, including Belleview Park; Cushing Park; Centennial Park; Brent Mayne Field; Jason Park; Romans Park; Bates/Logan Park; Cornerstone Park; Rotolo Park; Duncan Park; Barde Park; Emerson Park; Clarkson/Amherst Park; Baker Park; Miller Field; Depot Park Page 132 of 336 2 Property; Sinclair Pool; Pirates CoveAquatic Center at Belleview; Mary Carter Greenway and Trail; Little Dry Creek Greenway and Trail; Big Dry Creek Greenway and Trail; Northwest Greenbelt and Trail; Southwest Greenbelt and Trail; Hosanna Athletic Complex. B. This section shall not apply to the open carrying of firearms by: 1. A uniformed security guard acting within their scope of duties pursuant to contract with the owner of property described above; and 2. On-duty peace officers, acting within their scope of authority and in the performance of their duties. Section 2. General Provisions Applicable to this Ordinance The following general provisions and findings are applicable to the interpretation and application of this Ordinance: A. Severability. If any clause, sentence, paragraph, or part of this Ordinance or the application thereof to any person or circumstances shall for any reason be adjudged by a court of competent jurisdiction invalid, such judgment shall not affect, impair or invalidate the remainder of this Ordinance or its application to other persons or circumstances. B. Inconsistent Ordinances. All other Ordinances or portions thereof inconsistent or conflicting with this Ordinance or any portion hereof are hereby repealed to the extent of such inconsistency or conflict. C. Effect of repeal or modification. The repeal or modification of any provision of the Code of the City of Englewood by this Ordinance shall not release, extinguish, alter, modify, or change in whole or in part any penalty, forfeiture, or liability, either civil or criminal, which shall have been incurred under such provision, and each provision shall be treated and held as still remaining in force for the purposes of sustaining any and all proper actions, suits, proceedings, and prosecutions for the enforcement of the penalty, forfeiture, or liability, as well as for the purpose of sustaining any judgment, decree, or order which can or may be rendered, entered, or made in such actions, suits, proceedings, or prosecutions. D. Safety Clauses. The City Council hereby finds, determines, and declares that this Ordinance is promulgated under the general police power of the City of Englewood, that it is promulgated for the health, safety, and welfare of the public, and that this Ordinance is necessary for the preservation of health and safety and for the protection of public convenience and welfare. The City Council further determines that the Ordinance bears a rational relation to the proper legislative object sought to be obtained. This Safety Clause is not intended to affect a Citizen right to challenge this Ordinance through referendum pursuant to City of Englewood Charter 47. E. Publication. Publication of this Ordinance may be in the City’s official newspaper, the City’s official website, or both. Publication shall be effective upon the first publication by either authorized method. Page 133 of 336 3 F. Actions Authorized to Effectuate this Ordinance. The Mayor is hereby authorized and directed to execute all documents necessary to effectuate the approval authorized by this Ordinance, and the City Clerk is hereby authorized and directed to attest to such execution by the Mayor where necessary. In the absence of the Mayor, the Mayor Pro Tem is hereby authorized to execute the above-referenced documents. The execution of any documents by said officials shall be conclusive evidence of the approval by the City of such documents in accordance with the terms thereof and this Ordinance. City staff is further authorized to take additional actions as may be necessary to implement the provisions of this Ordinance. G. Enforcement. To the extent this ordinance establishes a required or prohibited action punishable by law, unless otherwise specifically provided in Englewood Municipal Code or applicable law, violations shall be subject to the General Penalty provisions contained within EMC § 1-4-1. Introduced, read in full, and passed on first reading on the 21st day of November, 2022. Published by Title as a Bill for an Ordinance in the City’s official newspaper the 24th day of November, 2022. Published as a Bill for an Ordinance on the City’s official website beginning on the 23rd day of November, 2022 for thirty (30) days. Read by Title and passed on final reading on the 5th day of December, 2022. Published by Title in the City’s official newspaper as Ordinance No. ___, Series of 2022, on the 8th day of December, 2022. Published by title on the City’s official website beginning on the 7th day of December, 2022 for thirty (30) days. This Ordinance shall take effect thirty (30) days after publication following final passage. Othoniel Sierra, Mayor Page 134 of 336 4 ATTEST: Stephanie Carlile, City Clerk I, Stephanie Carlile, City Clerk of the City of Englewood, Colorado, hereby certify that the above and foregoing is a true copy of the Ordinance passed on final reading and published by Title as Ordinance No. ___, Series of 2022. Stephanie Carlile Page 135 of 336 COUNCIL COMMUNICATION TO: Mayor and Council FROM: Tamara Niles DEPARTMENT: City Attorney's Office DATE: December 5, 2022 SUBJECT: CB 73 - Approve an ordinance creating EMC 1-4-4 regarding collection of debts owed to the City DESCRIPTION: CB 73 - Approve an ordinance creating EMC 1-4-4 authorizing City to recover costs of collection for unpaid debts RECOMMENDATION: Consider council bill creating EMC 1-4-4, authorizing the City to add reasonable costs of collection for unpaid and overdue City debts and utilize an outside debt collection service provider to collect such debts SUMMARY: The City is evaluating many of its practices, to mirror those from other cities and to implement best practices, to maximize its revenue in light of an anticipated budget shortfall in 2024. The City Attorney's Office is drafting a comprehensive collections policy, to guide City staff on the tools, policies, and procedures to impose and collect unpaid and overdue accounts receivable to maximize recovery. As part of that project, the City Attorney's Office evaluated collections practices from various other cities. The City as a whole does not use an outside collections services provider to assist in collecting City debts. The proposed ordinace authorizes staff to add reasonable costs of collection to unpaid and overdue City debts, to send to an outside collections services provider. This proposed ordinance is step one of the City collections project, and lays the groundwork for the City to maximize recovery if and when it chooses to utilize an outside collections provider. The City Attorney's Office anticipates it will propose a comprehensive collections policy to City Council at a future study session; and that City Council will be asked to approve a contract with an outside collection services provider at a later date. Currently, the only City department that utilizes an outside provider is Municipal Court. The proposed ordinance would authorize the Court to add reasonable costs of collection to unpaid fines, costs, restitution, and other amounts assessed by the Court prior to sending those amounts to an outside collector for collection to compensate the Court for the amounts paid to the collector and ensure victim restitution is not reduced by the costs of collection. COUNCIL ACTION REQUESTED: Page 136 of 336 Consider council bill creating EMC 1-4-4, authorizing the City to add reasonable costs of collection for unpaid and overdue City debts and utilize an outside debt collection service provider to collect such debts FINANCIAL IMPLICATIONS: Staff anticipates this will allow the City to collect more of its unpaid and overdue accounts receivable. The exact financial impact is unknown. ATTACHMENTS: Council Bill #73 Page 137 of 336 1 BY AUTHORITY ORDINANCE NO. ____ COUNCIL BILL NO. 73 SERIES OF 2022 INTRODUCED BY COUNCIL MEMBER WINK AN ORDINANCE AMENDING ENGLEWOOD MUNICIPAL CODE TITLE 1, CHAPTER 4, SECTION 1-4-4 CONCERNING THE COLLECTION OF UNPAID AND OVERDUE TAXES, DEBTS, FINES, FEES, RESTITUTION, BOND FORFEITURES AND CIVIL PENALTIES IMPOSED BY ENGLEWOOD MUNICIPAL CODE AND ENGLEWOOD MUNICIPAL COURT. WHEREAS, Englewood Municipal Code is silent on collection procedures for the payment of fines, fees, restitution, and other amounts owed to the City of Englewood and Englewood Municipal Court; and WHEREAS, repeated collection efforts by the City or Court can result in multiple attempts to collect, including Municipal Court hearing dates and monitoring compliance with a promised payment plan; and WHEREAS, a survey of other Colorado municipalities indicates the use of outside debt recovery agencies is not uncommon; and WHEREAS, in an effort to limit extensive staff time that impacts their ability to perform their job duties, repeated Court appearances, and a continued threat of criminal prosecution for people that only owe funds to Municipal Court, the City of Englewood desires to amend its Municipal Code to provide for a clear avenue to utilize outside, civil debt recovery services for unpaid and overdue fines, fees, restitution, bond forfeitures, civil penalties, and other amounts owed to the City of Englewood. NOW, THEREFORE, BE IT ORDAINED BY THE CITY COUNCIL OF THE CITY OF ENGLEWOOD, COLORADO, AS FOLLOWS: Section 1. Amendment of Englewood Municipal Code Title 1, Chapter 4, Section 1-4-4 of Englewood Municipal Code is hereby created to read as follows (new provision underlined): 1-4-4: Collection of Taxes, Debts, Fines, Fees, Penalties and Restitution. A. The City of Englewood may use any lawful method of collecting overdue and unpaid debts, taxes, fees, fines, costs, court costs, default judgments, bond forfeitures, restitution and civil penalties due to the City, or as assessed by Englewood Municipal Court, plus reasonable costs of collection and interest at the statutory rate for unpaid civil judgments. "Reasonable costs of collection" shall include all out-of-pocket costs expended, plus fees and costs of the City Page 138 of 336 2 Attorney, private counsel retained by the City, and/or a debt recovery agency retained by the City, but not to exceed thirty-three percent (33%) of the initial amount due unless otherwise ordered by a Court of law. B. In the event a defendant fails to pay any fine, fee, penalty, cost, restitution, or other amount assessed by Englewood Municipal Court by the date so ordered, the Court may sua sponte assess and order the defendant to pay an additional amount not to exceed thirty-three percent (33%) of the amount collected as reasonable costs of collection and refer a portion or all of the unpaid amount to a debt recovery agency for collection. Section 2. General Provisions Applicable to this Ordinance The following general provisions and findings are applicable to the interpretation and application of this Ordinance: A. Severability. If any clause, sentence, paragraph, or part of this Ordinance or the application thereof to any person or circumstances shall for any reason be adjudged by a court of competent jurisdiction invalid, such judgment shall not affect, impair or invalidate the remainder of this Ordinance or its application to other persons or circumstances. B. Inconsistent Ordinances. All other Ordinances or portions thereof inconsistent or conflicting with this Ordinance or any portion hereof are hereby repealed to the extent of such inconsistency or conflict. C. Effect of repeal or modification. The repeal or modification of any provision of the Code of the City of Englewood by this Ordinance shall not release, extinguish, alter, modify, or change in whole or in part any penalty, forfeiture, or liability, either civil or criminal, which shall have been incurred under such provision, and each provision shall be treated and held as still remaining in force for the purposes of sustaining any and all proper actions, suits, proceedings, and prosecutions for the enforcement of the penalty, forfeiture, or liability, as well as for the purpose of sustaining any judgment, decree, or order which can or may be rendered, entered, or made in such actions, suits, proceedings, or prosecutions. D. Safety Clauses. The City Council hereby finds, determines, and declares that this Ordinance is promulgated under the general police power of the City of Englewood, that it is promulgated for the health, safety, and welfare of the public, and that this Ordinance is necessary for the preservation of health and safety and for the protection of public convenience and welfare. The City Council further determines that the Ordinance bears a rational relation to the proper legislative object sought to be obtained. This Safety Clause is not intended to affect a Citizen right to challenge this Ordinance through referendum pursuant to City of Englewood Charter 47. E. Publication. Publication of this Ordinance may be in the City’s official newspaper, the City’s official website, or both. Publication shall be effective upon the first publication by either authorized method. F. Actions Authorized to Effectuate this Ordinance. The Mayor is hereby authorized and directed to execute all documents necessary to effectuate the approval authorized by this Page 139 of 336 3 Ordinance, and the City Clerk is hereby authorized and directed to attest to such execution by the Mayor where necessary. In the absence of the Mayor, the Mayor Pro Tem is hereby authorized to execute the above-referenced documents. The execution of any documents by said officials shall be conclusive evidence of the approval by the City of such documents in accordance with the terms thereof and this Ordinance. City staff is further authorized to take additional actions as may be necessary to implement the provisions of this Ordinance. G. Enforcement. To the extent this ordinance establishes a required or prohibited action punishable by law, unless otherwise specifically provided in Englewood Municipal Code or applicable law, violations shall be subject to the General Penalty provisions contained within EMC § 1-4-1. Introduced, read in full, and passed on first reading on the 21st day of November, 2022. Published by Title as a Bill for an Ordinance in the City’s official newspaper on the 24th day of November, 2022. Published as a Bill for an Ordinance on the City’s official website beginning on the 23rd day of November, 2022 for thirty (30) days. Read by Title and passed on final reading on the 5th day of December, 2022. Published by Title in the City’s official newspaper as Ordinance No. ___, Series of 2022, on the 8th day of December, 2022. Published by title on the City’s official website beginning on the 7th day of December, 2022 for thirty (30) days. This Ordinance shall take effect thirty (30) days after publication following final passage. Othoniel Sierra, Mayor ATTEST: Stephanie Carlile, City Clerk I, Stephanie Carlile, City Clerk of the City of Englewood, Colorado, hereby certify that the above and foregoing is a true copy of the Ordinance passed on final reading and published by Title as Ordinance No. ___, Series of 2022. Stephanie Carlile Page 140 of 336 COUNCIL COMMUNICATION TO: Mayor and Council FROM: Karen Montanez DEPARTMENT: Community Development DATE: December 5, 2022 SUBJECT: Renewal of AEC-West Contract for 2023 DESCRIPTION: Renewal of the annual AEC-West contract for supplemental building review and inspections. RECOMMENDATION: Staff recommends the approval of the proposed Professional Services Agreement with AEC- West Consultants, Inc. for building plan review and inspection services, when required. PREVIOUS COUNCIL ACTION: City council approved Professional Services Agreement (PSA) 19-33 in May 2019. In April 2020 and November 2021, city council approved Amendment #1 and #2 to the agreement. In May 2021, city council approved an amendment to Amendment #2 of the PSA to increase the contract from $130,000 to $430,000 for calendar year 2022, based on increased building activity and complexity, including several large multi-family development projects. SUMMARY: The building division utilizes a third-party consultant, the incumbent is AEC-West Consultants, to review large projects such as Swedish Hospital additions and new multi-story projects such as the Lehow Apartments. The building division also utilizes inspection services provided by AEC-West when City of Englewood inspectors are on leave and inspections cannot be covered by remaining staff. ANALYSIS: The building division has utilized these professional services for several years on an as-needed basis. The division issued an RFP in 2019 per the city procurement policies and received four proposals. After review, the building division selected AEC-West Consultants' proposal based on qualifications, timeliness of response, competitive pricing and knowledge of the city's policies and procedures. The PSA signed in 2019 provided for three renewal options. The building division is requesting to exercise the third renewal option through Amendment #3 to PSA/19-33. COUNCIL ACTION REQUESTED: The building division has determined that the utilization of a third-party consultant is the most practical and cost-efficient method through which to continue providing quality and timely building and inspection services to the community. Staff recommends the approval of Page 141 of 336 Amendment #3 to the Professional Services Agreement with AEC-West Consultants for plan review and inspection services. FINANCIAL IMPLICATIONS: Amendment #3 to the Professional Services Agreement, not to exceed $130,000, is for one year. The $130,000 is included in the Community Development 2023 professional services budget. The building division anticipates an expenditure of approximately $120,000, with the remaining $10,000 allocated for unexpected projects and unanticipated or emergency staff leave needs. CONNECTION TO STRATEGIC PLAN: The utilization of a third-party consultant for as-needed plan reviews and inspections ensures the building division continues to provide effective and efficient services to the community as part of the city's commitment to good governance. ATTACHMENTS: Contract Approval Summary PSA21-96 AEC-West Consultants, Inc. Renewal Agreement Page 142 of 336 Contract Approval Summary Page | 1 Contact Identification Information (to be completed by the City Clerk) ID number: Authorizing Resolution/Ordinance: Recording Information: City Contact Information Staff Contact Person: Karen Montanez Phone: 303.762.2355 Title: Chief Building Official Email: kmontanez@englewoodco.gov Vendor Contact Information Vendor Name: AEC-West Consultants, Inc. Vendor Contact: James Horne Vendor Address: 4605 Quebec Street, Unit B8 Vendor Phone: 303.377.6963 x106 City: Denver Vendor Email: State: CO Zip Code: 80216 james@AEC-West.com Contract Type Contract Type:Professional Services Description of ‘Other’ Contract Type: Description of Contract Work/Services: Attachments: ☒Contract -- ☐Original ☐Copy ☐Addendum(s) ☐Exhibit(s) ☐Certificate of Insurance Summary of Terms: Start Date: 1/1/2023 End Date: 12/31/2023 Total Years of Term: 1 Total Amount of Contract for term (or estimated amount if based on item pricing): $130,000 If Amended: Original Amount $ Amendment Amount $ Total as Amended: $ Renewal options available: 2 Payment terms (please describe terms or attach schedule if based on deliverables): Payable upon receipt of invoice Attachments: ☐Copy of original Contract if this is an Amendment ☐Copies of related Contracts/Conveyances/Documents The city is in need of building plan review and inspection services to supplement city staff plan review and inspection services. The city continues to have a high need to provide timely review of building plans and inspections for conformance with adopted codes. The need currently exceeds the capacity of existing city staff to meet service desires and is Page 143 of 336 Contract Approval Summary Page | 2 Source of Funds (Insert Excel Document Image): Attachment (For Capital Items Only / Expense Line Item Detail is Located in Open Gov): ☐Prior Month-End Project Status and Fund Balance Report Process for Choosing Vendor (Check Box): ☐Bid: ☐ Bid Evaluation Summary attached ☐ Bid Response of Proposed Awardee ☐RFP: ☐ RFP Evaluation Summary Attached ☐ RFP Response of Proposed Awardee ☐Quotes: Copy of Quotes attached ☒Optimal Source: Provide Detailed Explanation: ☒ Sole Source (Use as much space as necessary for detailed explanation): ☐ Qualification Based Selection / Best Value* (Continue on Next Page): Based on Section 6 of the city’s Procurement Procedural Document Supporting the Procurement Policy dated June, 2020, a formal competitive process is not required for professional services. Consultant has proven its reliability and understanding of the city’s building plan review and inspection services and works well with city staff. Consultant’s fees are competitive, if not below market. Consultant is currently working on projects that will carry over from 2022 to 2023. *Note: Qualifications Based Selection / Best Value Justification detailed explanation may include the following information, but is not limited to: 1.) Product and provider reliability 2.) Product and project understanding 3.) Product availability / Low risk solution 4.) Ability to connect to with current City of Englewood IT systems 5.) Familiarization with the City of Englewood CAPITAL ONLY A B C 1 = A-B-C Capital Operating Year Tyler / New World Project # / Task#Fund Division Object Line Item Description Budget Spent to Date Contract Amount Budget Remaining O 2023 02 801 54201 $180,000.00 -$ 130,000.00$ 50,000.00$ -$ -$ -$ -$ Total by Fund - Current Year 180,000.00$ -$ 130,000.00$ 50,000.00$ -$ -$ -$ -$ -$ -$ -$ -$ Grand Total $180,000.00 $0.00 $130,000.00 $50,000.00 CAPITAL & OPERATING EXPENSE Page 144 of 336 1 RENEWAL AGREEMENT #1 TO PROFESSIONAL SERVICES AGREEMENT (PSA/21-96) BETWEEN AEC-WEST CONSULTANTS INC. AND THE CITY OF ENGLEWOOD FOR PLAN REVIEW AND INSPECTION SERVICES THIS RENEWAL AGREEMENT #1 to the Professional Services Agreement dated November 3, 2021, made and entered into on this ________ day of ________________, 2022 by and between The City of Englewood, hereinafter the “City,” and AEC-West Consultants Inc., hereinafter referred to as “Consultant,” and collectively referred to as the “Parties”. WHEREAS, on November 3, 2021 the Parties entered into Professional Services Agreement 21-96 ("PSA") for plan review and inspection services; and WHEREAS, the PSA was for a one-year term, from January 1, 2022 through December 31, 2022 with the option to renew the PSA for three one-year renewals; and WHEREAS, during the term of the PSA, Consultant has provided plan review and inspection services pursuant to the applicable Statement of Work ("SOW") accompanying the PSA within the time frames set forth in the Agreement and SOW; and WHEREAS, the parties now desire to exercise the first renewal option and extend the PSA for another one-year term, from January 1, 2023, through December 31, 2023. NOW, THEREFORE, City and the Consultant agree to this Renewal Agreement #1 as follows: I. RENEWAL AGREEMENT TERMS This Renewal Agreement is entered into to modify the terms of the original PSA and all prior amendments thereto as follows: (1) Paragraph 8 of the PSA is hereby amended to extend the term of the agreement by an additional year period from January 1, 2023, through December 31, 2023. The Parties will continue to have the option to renew the Agreement as specified in the PSA, i.e. with two annual renewal options. (2) to change the scope of services to include the Outline of Statement of Work attached hereto as Schedule A and incorporated herein for the renewal term. II. SCHEDULE A – OUTLINE OF STATEMENT OF WORK The Outline of Statement of Work attached hereto as Schedule A and incorporated herein by reference outlines the understanding and performance that each Party shall provide to the other pursuant to the terms and conditions of the Agreement and any Page 145 of 336 2 amendments thereto. The attached Schedule A shall replace any prior Outline of Statement of Work in the Agreement and any prior Amendments. III. COMPENSATION Compensation and Payment for the services described in the Outline of Statement of Work, attached hereto, shall be per the terms of the PSA in an amount not to exceed $130,000.00 for the contract term, January 1, 2023 through December 31, 2023. IV. INCORPORATION BY REFERENCE OF PSA Except as specifically modified herein, all other terms and conditions of the PSA are incorporated by reference as if fully set forth herein, and shall continue in full force and effect until the earlier of (a) expiration or termination of this Renewal Agreement #1, or (b) mutual agreement in writing by the Parties hereto. IN WITNESS WHEREOF, the City and Consultant do hereby execute this Renewal Agreement #1 to the Professional Services Agreement (PSA/21-96). OWNER: CITY OF ENGLEWOOD, COLORADO By: __________________________________ Date:_______________________________ (Mayor) By: __________________________________ Date:_______________________________ (Department Director) By: __________________________________ Date:_______________________________ (City Manager) Attest: __________________________________ Date:_______________________________ (City Clerk) CONSULTANT: AEC-WEST CONSULTANTS INC. By: ___ __________________________________ (Print Name) Title: __________________________________ Date: __________________________________ 10-28-2022 Principal James P. Horne Page 146 of 336 3 SCHEDULE A OUTLINE OF STATEMENT OF WORK 1. GENERAL Statement of Work for Professional Services Agreement between the City of Englewood, Community Development Department (City) and AEC-West Consultants, Inc. (Consultant), effective January 1, 2023, through December 31, 2023, with two annual renewal options. 2. NAMES, PHONE NUMBERS AND EMAILS OF PROJECT COORDINATORS Community Development: Karen Montanez, Chief Building Official 303.762.2355 kmontanez@englewoodco.gov AEC-West Consultants, Inc.: James Horne, Principal 303.377.6963 x106 james@AEC-West.com 3. SUMMARY OF PURPOSE FOR STATEMENT OF WORK The City is in need of building plan review and inspection services to supplement city staff plan review and inspection services. The City continues to have a high need to provide timely review of building plans and inspections for conformance with adopted codes. The need currently exceeds the capacity of existing city staff to meet service desires and is expected to continue. 4. EQUIPMENT AND PROGRAMMING TO BE PROVIDED BY CITY (IF ANY) City shall provide Consultant with a list of requested inspections and supporting documents. 5. OTHER CONSULTANT RESOURCES No additional consultants shall be engaged without prior written approval by the City. 6. DESCRIPTION OF WORK PRODUCT AND DELIVERABLES A. Projects will include typical residential and commercial projects, including the full range from new-builds to remodels and additions; structural engineering plan reviews; and residential and commercial roof, mechanical, plumbing and/or electrical inspections. Work may also include unusual projects with which the city staff has limited experience. B. Consultant will provide code compliant plan review and inspection services on an as requested basis using qualified professionals. Services will be provided per the City’s adopted codes, amendments and ordinances. C. Consultant will provide written reports of code deficiencies, including architectural/accessibility, mechanical, plumbing, electrical, and structural. Page 147 of 336 4 D. Consultant will review all schematics, design development, and permits as requested. E. Consultant will attend any Building Division and design team meetings as requested. F. Consultant will provide resolution of deficiencies and verification of permit documents. G. Consultant will provide a 2 to 3 week turnaround on most projects. 7. SPECIAL TERMS, IF ANY A. Consultant is not obligated to perform services beyond what is contemplated by the Agreement. Any changes or additions to the scope of work shall be done in writing and shall specifically state the additional fees, if any, for such changes. B. Consultant is under no obligation to perform and will not perform any inspection services relating to site infrastructure including roads, parking lots, landscaping, drainage or other matters not included as building code issues. C. The Professional Services Agreement for services rendered will not exceed One Hundred Thirty Thousand Dollars ($130,000.00). 8. MODE OF PAYMENT Payment will be made to Consultant in the form of a check. 9. PAYMENT SCHEDULE A. Consultant shall submit an invoice to the City for work completed and reimbursable expenses incurred on a monthly basis. City will pay Consultant within 30 days of receipt of said invoice. B. City will pay Consultant for work in accordance with the following payment schedule. All payments are contingent on Consultant’s satisfying the Deliverables/Milestones set forth in paragraph 10. Schedule and Performance Milestone. Payments shall be made upon City’s written confirmation to Consultant that the Deliverables/Milestones have been satisfied. Page 148 of 336 Page 149 of 336 Page 150 of 336 COUNCIL COMMUNICATION TO: Mayor and Council FROM: Nancy Fenton DEPARTMENT: Community Development DATE: December 5, 2022 SUBJECT: Renewal Agreement #2 with MV Transportation for the 2023 operations of the Englewood trolley. DESCRIPTION: Motion to approve Renewal Agreement #2 to Transit Shuttle Services Operation Contract with MV Transportation in the amount of $462,794.40 for 2023 operations of the Englewood trolley. RECOMMENDATION: The city's contract with MV Transportation expires December 31, 2022. Council approval is needed for the 2023 renewal agreement for trolley operations to continue. PREVIOUS COUNCIL ACTION: Council approved by motion, in August 2004, a contract for transit services with Laidlaw Transit Services and subsequently extended this contract by Resolution No. 87, Series of 2005, by Resolution No. 77, Series of 2006, by motion on December 3, 2007, by motion on March 3, 2008, and by motion on April 6, 2009. Council approved by motion on December 21, 2009, a contract for transit services with MV Transportation, Inc., and subsequently extended the contract by motion on February 22, 2011, by motion on March 5, 2012, by motion on February 4, 2013, by motion on March 17, 2014, by motion on February 2, 2015, by motion on March 14, 2016, by motion on March 6, 2017, by motion on April 2, 2018, by motion on February 4, 2019, by motion on October 21, 2019, by motion on December 7, 2020, and by motion on December 6, 2021. SUMMARY: Renewal Agreement #2 to the MV Transportation contract is attached. The agreement covers trolley operations from January 1, 2023 through December 31, 2023 with no changes to current levels of service. ANALYSIS: A Request for Proposals (RFP) was issued in 2019 which was awarded to MV Transportation. Based on the city's procurement practice, which is consistent with the state's policy, a new RFP needs be issued after five years. In 2023, the city will be partnering with the Englewood Downtown Development Authority (EDDA) to conduct a feasibility study on trolley usage and operations. Based on the findings of that study, a RFP will be issued for 2024 trolley operations. Page 151 of 336 Renewal Agreement #2 is to the Transit Shuttle Services Operation Contract for the period of January 1, 2023 through December 31, 2023 between MV Transportation and the City of Englewood in the amount of $462,794.40 . The term for Renewal Agreement #1 was for the calendar year 2022 and recognized the parties may agree to a one-year renewal through the proposed agreement. The full 2023 operational expenses related to the Englewood Trolley have been incorporated into the approved 2023 Community Development budget. The contract, as presented, enters the city into a full one-year contract with MV Transportation at the current levels of service. Fuel for the trolley is provided by the city, and the fuel cost is then reimbursed by RTD as provided for in an intergovernmental agreement (IGA) for shuttle cost sharing. The city has provided fuel for the trolley since operations began in September 2004. Because the city does not pay fuel tax, the cost of fuel for the trolley is less than fuel commercially available and the savings result in a lower cost of operation. The contract continues the same level of 2022 service, operating Monday through Friday, 6:30 am to 6:30 pm at no cost to riders. COUNCIL ACTION REQUESTED: Staff recommends that the city council approve a motion to authorize Renewal Agreement #2 to operate the Englewood Trolley in 2023. FINANCIAL IMPLICATIONS: Trolley operational expenses for 2023 will be $482,794.40. This amount includes the operating costs to MV Transportation in the amount of $462,794.40, with the remaining $20,000 representing fuel costs for operating two trolley buses Monday-Friday, 6:30 A.M. to 6:30 P.M. The Community Development Department has incorporated the entire funding amount into its 2023 approved department budget. For 2023, RTD has tentatively approved $394,000 as its reimbursement to the city for trolley operations, a 22 percent increase over 2022. The city's cost share for 2023 will be $88,794.49, a 10.8 decrease over 2022. CONNECTION TO STRATEGIC PLAN: Continuing Englewood trolley service in 2023 addresses the following strategic plan goals: Local Economy • Ensure commercial areas, like neighborhoods, have unique character and pedestrian amenities for employees and visitors. Neighborhoods • Ensure affordability. Safety • Develop sustainable solutions for both humans and living things. Page 152 of 336 Transportation • Increase ridership on RTD transit options in Englewood. • Ensure an outstanding pedestrian experience along and near Englewood trolley stops and route. OUTREACH/COMMUNICATIONS: The communications department has promoted the Englewood trolley through social media and video. ATTACHMENTS: 1. Contract Approval Summary 2. Renewal #2 Agreement with MV Transportation 3. Renewal #1 Agreement with MV Transportation 4. 2021 Professional Services Agreement with MV Transportation 5. Trolley Ridership Page 153 of 336 act Approval Summaw Contact Identi?cation Information (to be completed by the City Clerk) ID number:Authorizing Resolutionlordinanoe: Recording lnfonnation: City Contact lntonnation Staff Contact Person:Nancy Fenton Phone:303.762.2347 '|'It|e:Department Administrator Email:nfenton@eng|ewoodco.gov Vendor Contact lntonnation Vendor Name:MV Transportation,Inc.Vendor Contact:Allan Klepadlo Vendor Address:2711 N Haskell Avenue,Vendor Phone:(312)607-8376 Suite 1500 LB2 City:Dallas Vendor Email:a|.k|epad|o@mvtransit.oom State:TX Zip Code:75204 Contract Type Contract Type:Professiona|Services Description of ‘Other’Contract Type: Description of Contract Worklservioes: Operation and Management of the Englewood Trolley for 2023. Attachments: lZContract —Eloriginal lZCopy I]Addendum(s) El Exhibit(s) I]Certi?cate of Insurance Summary of Tenns: Start Date:1/1/2023 End Date:12/31/2023 Total Years of Tenn:1 Total Amount of Contract for term (or estimated amount if based on item pricing):$462,794.40 If Amended:Original Amount Amendment Amount Total as Amended: $$$ Renewal options available: Payment terms (please Payment will be made within 30 days of received invoioe. describe terms or attach schedule if based on deliverables): Attachments: XCopy of original Contract if this is an Amendment El Copies of related Contracts/Conveyances/Documents March 2019 Update Page |1 Page 154 of 336 act Approval Summaw Source of Funds (Insert Excel Document Image): uvmu mm:cmru 3.DPEIATIMG zxrmsz A a c 1 =pu: capital me:I New Wul?comtact Eudgctl gperatirtg vaar mien or/rash»Fund Division Dhien line hum Desaimixu Eudpl Spenltn one Amoum Nuiraililg o 1023 1 on 54213 Professional serviues 5 -5 - $432,575.00 462,794,441 5 2u,aa1.so S -S -5 - 5 . Total by Fund »Current vear $433,575.00 $462,734.10 5 2n,8£1.so S -S -S -5 - S -S -S »5 - ratal by Fund »vear Two 5 -5 »s -5 - Grand Total 5 433,675.00 $5 462,784.40 5 2n,8£1.so LE5 (Wneeded): For Operating Expense tine Item netaii,piease review inforrnatian provided in OpenGov. For capitai items,please review Attachment -Prior Mantn praject status and Fund aala nce Report Attachment (For Capital Items Only!Expense Line Item Detail is Located in Open Gov): El Prior Month-End Project Status and Fund Balance Report Process for Choosing Vendor (Check Box): ElBid:El Bid Evaluation Summary attached El Bid Response of Proposed Awardee RFP:RFP Evaluation Summary Attached IZ RFP Response of Proposed Awardee El Quotes:Copy of Quotes a?ached El Optimal Source:Provide Detailed Explanation: El Sole Source (Use as much space as necessamfor detailed explanation): El Quali?cation Based Selection I Best Value‘(Continue on Next Page): ‘Note:Quali?cations Based Selection I Best Value Justi?cation detailed explanation may include the following information,but is not limited to: 1.)Product and provider reliability 2.)Product and project understanding 3.)Product availability I Low risk solution 4.)Ability to connect to with cunent City of Englewood IT systems 5.)Familiarization with the City of Englewood Page |2 Page 155 of 336 .EF‘f§‘lewood PROCUREM ENT DIVISION RENEWAL AGREEMENT NUMBER 2 TO TRANSIT SHUTTLE SERVICES OPERATION CONTRACT NOT TO EXCEED 462 794.40 THIS RENEWAL AGREEMENT #2 to the Transit Shuttle Services Operation Contract for the period of January 1,2023 through December 31,2023,made and entered into on this day of ,20__by and between the City of Englewood hereinafter referred to as “City"and MV Public Transportation,Inc.,hereinafter referred to as "MV"and collectively referred to as the “Parties”. WHEREAS,the Parties entered into an undated Transit Shuttle Services Operations Contract (“Contract”)for the provision of shuttle trolley services within the City;and WHEREAS,the Agreement was previously amended on December 6,2021 by Renewal Agreement #1 to extend the term of Contract for 2022 and to recognize the parties may agree to a one- year renewal;and WHEREAS,during the past year MV has satisfactorily provided services pursuant to the Contract,and within the time frames set forth in the Contract and the Parties desire to renew the Contract for continued services to the City as contemplated within the Contract and Renewal Agreement #1;and WHEREAS,the Parties agree to continue to operate and abide by the terms and conditions of Contract,except as specifically modified herein. NOW,THEREFORE,City and MV hereby enter into this Renewal Agreement #2 as follows: I.TERM Paragraph 6 of the Contract is hereby amended to add the following sentence: This Contract shall be extended for a term of twelve months commencing upon January 1,2023 and ending at midnight,December 31,2023 ll.COMPENSATION Paragraph 5 of the Contract is hereby amended to read as follows: Compensation for 2023 shall be an amount not to exceed $462,794.40 ($75.62 per revenue servicehour).This rate is based upon an estimated volume of 6,120 annual revenue hours (12 revenue hourseachbususing2busesperdayfor255daysperyear)unless otherwise agreed upon.1000 Englewood Parkway,Englewood,Colorado 801102373(303)762-2300 www.eng|ewoodco.gov 1Page 156 of 336 ~>um.8uoo;a_m$.§2sSmwmf:8938.8Em8ma_oo._59sm_?msm§_mm_5o;m_9_m88~S~\m:o_5.8Onomu:.Uz_.zo_._.<Eon_wz<E.U_._m3n_>5.v_5_o26_._.mm_._:_.<ewmm:m_>_3_oVEmaSmeEom.__n_EwE:mQwn:6:5gmCo>m_>:EmaSmoo<~_o._oo.n_oo.sm._ozmu_0>._._o“E230406.5200m:O_~m._®QOmwo_>._m.w0:550~_m:m._._.9:2NuEm.Emm.m<_m2....$mm_£2:098Sea;on>S_UcmE59:.u_om_mm..;>mmm_Z._._>>Z_.o§w:$2519:Em:3:_:._mEmm._mm_mE.._E3V.5NuwEmEmm._m<_m3m.._mm£5E:o:m:_E_2._o.._o_.m__uxmA83._m__._mmQ:__E:Gmtmcamcon::2:_m::_Eoo__m._mucm.:_m._m;2:2.mm>__E:mmmo:m_m.§Eumu?oeoucwSmuumzcoo9.:Emcoz?cooE8mE.§658m.c_m._m;umc_uoE>__mo___um%mmEooxmmozmzmumm>m20_._.<mOn_mOUz_.=_Page 157 of 336 .EFi'g°jlewood PROCU REM EMT DIVISION RENEWAL AGREEMENT NUMBER 1 TO TRANSIT SHUTTLE SERVICES OPERATION CONTRACT NOT TO EXCEED 394 611.60 THIS RENEWALAGREEMENT #1 to the Transit Shuttle Services Operation Contract for the period of January 1,2021 through December 31,2021,made and entered into on this day of _______j_,20_by and between the City of Englewood hereinafter referred to as "City"and MVPublic Transportation,Inc.,hereinafter referred to as “MV”and collectively referred to as the "Parties". WHEREAS,the Parties entered into an undated Transit Shuttle Services Operations Contract (“Contract”)for the provision of shuttle trolley services within the City;and WHEREAS,the term of the Contract was for the calendar year 2021,and recognized the parties may agree to a one-year renewal;and WHEREAS,the Contract stated the hourly rate for a renewal term in 2022 would be $64.48 per hour;and WHEREAS,during the past year MVhas satisfactorily provided services pursuant to the Contract,and within the time frames set forth in the Contract and the Parties desire to renew the Contract for continued services to the City as contemplated within the Contract;and WHEREAS,the Parties agree to continue to operate and abide by the terms and conditions of Contract,except as speci?cally modi?ed herein. NOW,THEREFORE,City and MV hereby enter into this Renewal Agreement #1 as follows: I.TERM Paragraph 6 of the Contract is hereby amended to read as follows: This Contract shall be for a term of twelve months commencing upon January 1,2022 and ending at midnight,December 31,2022,and the parties may agree to a one—year renewal. ll.COMPENSATION Paragraph 5 of the Contract is hereby amended to read as follows: Compensation for 2022 shall be an amount not to exceed $394,617.60 ($64.48 per revenue service hour).This rate is based upon an estimated volume of 6,120 annual revenue hours (12 revenue hours each bus using 2 buses per day for 255 days per year)unless othewvise agreed upon. For purposes of this Contract,revenue service hours shall be calculated from arrival at the ?rst shuttle pi -I a'on th de a r fromth la h I r l tin.For2 2 s I tionswill 1000 Englewood Parkway,Englewood,Colorado 80110-2373 (303)762-2300 www.eng|ewoodoo.gov 1 Page 158 of 336 be Monday through Friday,6:30 a.m.to 6:30 p.m.with the total hours being estimated at 6,120 annually.Payment terms are net thirty (30)days from date of MV invoice. III.FURTHER AMENDMENTS The Contract shall be subject to all provisions of applicable state and federal law,even if not speci?cally incorporated by reference therein.Moreover,any reference in the Contract to the term “illegal alien" shall be replaced by the term “worker without authorization”. IV.INCORPORATION BY REFERENCE Except as speci?cally modi?ed herein,all other terms and conditions of the Contract are incorporated by reference as if fully set forth herein,and shall continue in fullforce and effect until the earlier of (a)expiration or tennination of this Renewal Mreement#1,or (b)mutual agreement in writing by the Parties hereto. IN WITNESSWHEREOF.the City and MVdo hereby execute this Renewal Agreement #1 to the Transit Shuttle Services Operations Contract. OWNER:CITY OF ENGLEWOOD,COLORADO By:Date: (Mayor) By:Date: (Department Director) By:Date (City Manager) MVPUBLIC TRANSPORTATION.INC. A O I, By:___ torgnalure)' (Print Name) Title: 'ls ‘\’t\+4 0 Date:M?L 1000 Englewoud Parkway,Englewood,Colorado 801 102373 (303)7624300 wwimenglewoodcogov 2 Page 159 of 336 Transit Shuttle Services Operations Contract Page 1 of 8 This Contract is made and entered into as of the _____ day of _______________, 2021, by and between the City of Englewood, a Colorado Municipal Corporation (City), and MV Public Transportation Inc., a California Corporation whose address is 2711 N Haskell Avenue, Suite 1500 LB2, Dallas, TX 75204 (MV). WHEREAS, The purpose of this contract is to implement various transportation services and improvements to reduce dependency on the single occupant automobile, facilitate movement of traffic to and within the commercial areas of the City of Englewood and to minimize traffic congestion in the shuttle area. WHEREAS, The City desires to engage MV to provide said Transit Shuttle Management, Operations, and Maintenance services. NOW, THEREFORE, in consideration of the mutual covenants and stipulations hereinafter set forth, the sufficiency of which is hereby acknowledged, the parties agree as follows: 1. Purpose: The purpose of this Contract is to set forth all of the terms and conditions agreed upon between the Parties by which MV shall provide to the City: transit management, operations, and maintenance services, as provided herein. MV shall perform such services as set forth in this contract using that degree of care, skill, and knowledge employed by leading contractors in the field of transit management and operations in the United States. 2. Scope of Services: This Contract incorporates the requirements, conditions, obligations and promises of the City's "Notice Inviting Proposals For Englewood Trolley Operations City of Englewood, Colorado", dated June 14, 2019 and the "Operational Services for the Englewood Trolley" by MV Public Transportation, Inc., dated July 9, 2019. In the event of contradiction among the Contract documents, the terms and conditions of this Contract shall prevail. 3. Independent Contractor: The City hereby contracts with MV to provide the trolley services described herein with the City of Englewood as an independent contractor and not as an agent of the City. 4. Quality of Service: MV acknowledges that, through the provision of services, the City desires to provide to their citizens a high quality of service in the operation and maintenance of this trolley system. MV agrees to supply the trolley services described in paragraph two, above, in a safe, efficient, and professional manner. 5. Compensation: Compensation for 2021 shall be an amount not to exceed $381,031.20 ($62.26 per revenue service hour). In subsequent years MV will be compensated according to the following rate schedule: January 1, 2022 – December 31, 2022 $64.48 per revenue service hour Note 1: The rates above do not include costs for Professional Liability Insurance as the parties have agreed to remove this requirement from this Contract. Note 2: The rates above are based upon an estimated volume of 6,120 annual revenue hours (12 revenue hours each bus using 2 buses per day for 255 days per year) unless DocuSign Envelope ID: 82DD15BA-7F1D-4BDA-8A5B-D7B142832A47 Page 160 of 336 Page 2 of 8 otherwise agreed upon. Note 3: For purposes of this Contract, revenue service hours shall be calculated from arrival at the first shuttle pick-up location to the departure from the last shuttle drop-off location. For 2021, shuttle operations will be Monday – Friday, 6:30 AM – 6:30 PM with the total hours being estimated at 6,120 annually. Note 4: Payment terms are net thirty (30) days from date of MV invoice. 6. Term: This Contract shall be for a term of twelve months commencing upon January 1, 2021 and ending at midnight, December 31, 2021, and the parties may agree to a one- year renewal. 7. Applicable Law: The parties agree this Contract shall be governed by and construed in accordance with the law of the State of Colorado. The venue for any litigation shall be Arapahoe County, Colorado. 8. Termination: In addition to any other rights provided herein, the City shall have the right, at any time and in its sole discretion, to terminate, not for cause, in whole or in part, this Contract and further performance of the services by delivery to MV of written Notice of Termination, of not fewer than thirty (30) days, specifying the extent and effective date of termination. Upon a termination for convenience, Contractor shall be paid its reasonable close-out costs. Should the City terminate this Contract for default of MV, the City will provide MV written notice of the alleged default and ten (10) days to cure the alleged default. Any provision of this Agreement or its attachments which impose upon the City directly or indirectly, any financial obligation what so ever to be performed or which may be performed in any fiscal year subsequent to the year of execution of this Agreement is expressly made and contingent upon and subject to funds for such financial obligation being appropriated, budgeted, and otherwise made available per Article X, Section XX of the Colorado Constitution (TABOR). 9. Amendments: All changes to this Contract shall be in writing and executed by the authorized officials of the Parties. In the event any Federal, State, or local law, rule, regulation or ordinance becomes operative during the term of this Contract that has the effect of increasing MV’s operating costs, to include, but not limited to, laws, rule, regulations, or ordinances pertaining to environmental protection or climate change, such as carbon credits, or new taxes imposed based on energy consumption; changes in the Americans With Disabilities Act; or government mandated increases to employee wages and/or benefits, to include health care benefits, City and MV shall meet to discuss the impact of these unanticipated additional costs and negotiate an equitable adjustment to MV’s rates. In the event City and MV are unable to agree on the amount of the equitable rate adjustment, MV may terminate this contract for convenience. 10. Annual Revenue/Operating Expense Changes: In the event of an increase or decrease in the annual revenue service hours or Operating Expenses by 10% or greater, or in the event such an increase or decrease is anticipated, the City and MV agree to negotiate an equitable adjustment to the contracted amount of compensation. Upon a successful negotiation the Parties shall execute an amendment to this Contract memorializing the Parties understanding of the new compensation and operating expense changes. DocuSign Envelope ID: 82DD15BA-7F1D-4BDA-8A5B-D7B142832A47 Page 161 of 336 Page 3 of 8 11. Assignment: MV shall not assign its performance of this contract without the prior written consent of the City, which consent shall not be unreasonably withheld. Any attempt by the contractor to assign any performance of this contract without such consent shall be null and void. 12. Subject to Annual Appropriation: Any provision of this agreement or its attachments which impose upon the City, directly or indirectly, any financial obligation whatsoever to be performed or which may be performed in any fiscal year subsequent to the year of execution of this agreement is expressly made contingent upon and subject to funds for such financial obligation be appropriated, budgeted and otherwise made available. 12. Verification of Compliance with C.R.S. 8-17.5-101 ET.SEQ. Regarding Hiring of Illegal Aliens: (a) Employees, Consultants and Sub-consultants: Consultant shall not knowingly employ or contract with an illegal alien to perform work under this Contract. Consultant shall not contract with a sub-consultant that fails to certify to the Consultant that the sub- consultant will not knowingly employ or contract with an illegal alien to perform work under this Contract. [CRS 8-17.5-102(2)(a)(I) & (II).] (b) Verification: Consultant will participate in either the E-Verify program or the Department program, as defined in C.R.S. 8-17.5-101 (3.3) and 8-17.5-101 (3.7), respectively, in order to confirm the employment eligibility of all employees who are newly hired for employment to perform work under this public contract for services. Consultant is prohibited from using the E-Verify program or the Department program procedures to undertake pre-employment screening of job applicants while this contract is being performed. (c) Duty to Terminate a Subcontract: If Consultant obtains actual knowledge that a sub-consultant performing work under this Contract knowingly employs or contracts with an illegal alien, the Consultant shall; (1) notify the sub-consultant and the City within three days that the Consultant has actual knowledge that the sub-consultant is employing or contracting with an illegal alien; and (2) terminate the subcontract with the sub-consultant if, within three days of receiving notice required pursuant to this paragraph the sub-consultant does not stop employing or contracting with the illegal alien; except that the Consultant shall not terminate the contract with the sub-consultant if during such three days the sub- consultant provides information to establish that the sub-consultant has not knowingly employed or contracted with an illegal alien. (d) Duty to Comply with State Investigation: Consultant shall comply with any reasonable request of the Colorado Department of Labor and Employment made in the course of an investigation by that the Department is undertaking pursuant to C.R.S. 8- 17.5-102 (5) (e) Damages for Breach of Contract: The City may terminate this contract for a breach of contract, in whole or in part, due to Consultant’s breach of any section of this paragraph or provisions required pursuant to CRS 8-17.5-102. Consultant shall be liable DocuSign Envelope ID: 82DD15BA-7F1D-4BDA-8A5B-D7B142832A47 Page 162 of 336 Page 4 of 8 for actual and consequential damages to the City in addition to any other legal or equitable remedy the City may be entitled to for a breach of this Contract under this Paragraph 12. 13. Drug and Alcohol Testing Program: The City shall require its contractor providing the Services to establish and implement a drug and alcohol testing program that complies with 49 C.F.R. Part 40 and Part 655, and permit any authorized representative of the United States Department of Transportation or its operating administrations, the State Oversight Agency of Colorado, or the Regional Transportation District, to inspect the facilities and records associated with the implementation of the drug and alcohol testing program as required under 49 CFR Part 40 and 655 and review the testing process. The Local Entity further agrees to certify annually its compliance with Part 40 and 655 before December 31st of every year and to submit the Management Information System (MIS) reports no later than February 15th of every year to the Substance Abuse Testing Department, Regional Transportation District,1600 Blake Street, Denver, CO 80202. To certify compliance, the Local Entity will use the “Substance Abuse Certifications” in the “Annual List of Certifications and Assurances for Federal Transit Administration Grants and Cooperative Agreements,” which is published annually in the Federal Register. 14. Notice: All notices required herein shall be deemed effective on the date of receipt, with such notice in writing and sent to the other party via certified mail, return receipt requested, or via a commercial delivery service the signed delivery receipt obtained. Such notices shall be addressed as follows: To MV: General Counsel, MV Public Transportation, Inc., 2711 N Haskell Avenue, Suite 1500 LB2, Dallas, Texas 75204. To City of Englewood: Harold J. Stitt, Community Development Department, City of Englewood, 1000 Englewood Parkway, Englewood, CO 80110-2373. 15. Rate Changes: The City and MV shall negotiate higher or lower rates as specified in Section 5 of this Contract for MV's increased or decreased costs in the event any of the following event(s) occur during the term of this Contract or any extension thereof. MV shall provide written notice to the City in the event of one or more of these events occurs, and the City shall amend MV's rates from the first day of MV's increased or decreased costs: (i) in the event the amount of annual revenue increases or decreases more than 10% from the level's specified in the at Section 5; (ii) in the event a local, state or federal government with jurisdiction over MV's employees orders an increase in the mandated minimum wages, payroll taxes or fringe benefits applicable to employees of MV that was unknown to MV when it submitted its Proposal to the City; and (iii) in the event a local, state or federal government entity with jurisdiction over MV adopts a law, rule, regulation or order subsequent to the date when MV submitted its Proposal to the City, which law, rule, regulation or order has the effect of increasing MV’s costs hereunder. 16. Force Majeure: MV shall be excused from performing its obligations herein during the time and to the extent that it is prevented from performing by a cause beyond its control, including, but not limited to, any incidence of fire, flood, strike, acts of God, acts of the Government (federal, state or local), war or civil disorder, violence or the threat thereof, severe weather, unusual traffic conditions, commandeering of material, products, plants or facilities by the Government, fuel or material shortages or for any other event reasonably beyond the control of MV. 17. Waiver: Failure of either party to assert any right, which it has under this Agreement, or to assess penalties as provided, shall not act as a waiver as to that party’s right to enforce the provisions of said Agreement, or assess penalties in the future. DocuSign Envelope ID: 82DD15BA-7F1D-4BDA-8A5B-D7B142832A47 Page 163 of 336 Page 5 of 8 18. Intellectual Property: The City acknowledges that the MV provided computer software and business processes (hereinafter “Intellectual Property”) are the intellectual property of MV, and neither the City nor any successor contractor shall acquire any ownership interest in the Intellectual Property under this Agreement. All right, title and interest, including copyright interests and any other intellectual property, in and to the Intellectual Property, object code, source code, interfaces or similar computer code and written materials produced or provided or used by MV during its performance of the services hereunder, including all enhancements, modifications and derivative works under this Agreement (collectively, the “Intellectual Property”) shall be the property of MV. The City acknowledges that a license (the “License”) to the City to utilize any Intellectual Property provided by MV is limited in time and scope, is non-exclusive and non-transferable, and the City may not (i) sublicense, assign, transfer, rent or lease the Intellectual Property; (ii) copy, distribute or otherwise provide the Intellectual Property or use thereof to any third party without the express written consent of MV (which consent may be withheld in MV’s sole discretion), or (iii) modify, reverse engineer, disassemble, decrypt, decompile or make derivative works of the Intellectual Property. The Intellectual Property License may be used only for the internal business purposes of the City and only during the Term of this Agreement. The City’s License and any right to use the Intellectual Property or any trademark, service mark or copyrighted MV material ceases immediately upon termination or expiration of this Agreement, and upon such event, the City shall return to MV or destroy any MV Intellectual Property (including manuals or other written materials relative to the Intellectual Property). 19. Insurance: The CONTRACTOR shall meet the following requirements relating to insurance coverages: 1) General Conditions – Without limiting the CONTRACTOR’S indemnification of the CITY, CONTRACTOR shall provide and maintain at its own expense the insurance listed under Section 7 Evidence of Coverage below, covering its operations, subject to the following conditions: a) The CITY, its Boards, Officers, Agents, and Employees shall be included as additional insured in all liability insurance policies except for Worker’s Compensation and Professional Errors and Omissions. The CITY shall be named Loss Payee as its interest may appear in all property insurance. b) Such insurance shall be primary with respect to any insurance maintained by CITY and shall not call on CITY’S insurance for contributions. c) With respect to the interests of the CITY, the CONTRACTOR’S insurance shall not be cancelled nor reduced in coverage or limits until after thirty (30) days written notice shall have been sent by certified mail (return receipt requested) to the Risk Manager, City of Englewood, 1000 Englewood Parkway, Englewood, Colorado 80110, and shall contain an unequivocal clause so stating. DocuSign Envelope ID: 82DD15BA-7F1D-4BDA-8A5B-D7B142832A47 Page 164 of 336 Page 6 of 8 d) A CITY approved endorsement or copy of insurance policies providing coverage shall be submitted to and approved by the Risk Manager prior to commencement of any work. 2) Worker’s Compensation – The CONTRACTOR shall procure and maintain during the life of the contract, worker’s compensation insurance or a valid certificate of consent to self- insure for all its employees engaged on or at the site of the project; and in case any of the work is sublet, the CONTRACTOR shall require all subcontractor’s to similarly provide worker’s compensation insurance for all the latter’s employees unless such employees are covered by protection afforded by worker’s compensation insurance carried by the CONTRACTOR. 3) Aggregate Limits/ Blanket Coverage – If any of the required insurance coverages contain aggregate limits, or apply to other operations or tenancy of the CONTRACTOR outside these specifications, CONTRACTOR shall give the CITY prompt, written notice of any incident, occurrence, claim, settlement, or judgment against that insurance which may diminish the protection that such insurance affords the CITY. CONTRACTOR shall further take immediate steps restoring such aggregate limits or shall provide other insurance protection for such aggregate limits. 4) Modification of Coverage – The CITY reserves the right at any time during the term of any contract executed with the CONTRACTOR pursuant to these specifications to change the amounts and types of insurance required hereunder by giving the CONTRACTOR ninety (90) days written notice. If such change should result in a premium increase in excess of ten (10%) percent to the CONTRACTOR, the CITY agrees to negotiate additional compensation proportional to the increased benefit to the CITY. 5) Failure to Procure Insurance – The CONTRACTOR’s failure to procure or maintain the required insurance shall constitute a material breach of contract under which the CITY may immediately terminate the Agreement. 6) Underlying Insurance – The CONTRACTOR shall be responsible for requiring indemnification and insurance as it deems appropriate from its employees receiving mileage allowance, contractors, agents, and subcontractor(s), if any, to protect the CITY’S interests, and for ensuring that such persons comply with any applicable insurance statutes. 7) Evidence of Coverage – Evidence of coverage as checked below, having as a minimum the limits shown, must be submitted and approved prior to commencement of work or any tenancy. Amounts shown are Combined Single Limit (CSL). Split limits may be substituted if the total per occurrence equals or exceeds the CSL amount. Description Limits X Worker’s Compensation $250,000 (X) Employer’s Liability DocuSign Envelope ID: 82DD15BA-7F1D-4BDA-8A5B-D7B142832A47 Page 165 of 336 Page 7 of 8 (Statutory) ( ) Waiver of Subrogation X General Liability (must be written on an Occurrence Form) $3,000,000 (X) Premises and Operations (Combined Single Limit) (X) Contractual Liability (X) Independent Contractors (X) Products/Completed Operations (X) Broad Form Property Damage (X) Personal Injury (X) Broad Form Liability Endorsement X Automobile Liability (must be written on an Occurrence Form) $5,000,000 (X) Owned Automobiles (X) Non-owned/Hired Automobiles X Professional Liability (Errors and Omissions) $1,000,000 (to be in continuous force from date of award until one year after final acceptance of the project) 20. Complete Agreement: This Agreement contains the entire understanding between the parties. Any prior Agreement, whether oral or written, shall be invalid upon execution of this Agreement. DocuSign Envelope ID: 82DD15BA-7F1D-4BDA-8A5B-D7B142832A47 Page 166 of 336 Page 167 of 336 2022 2021 January 4,812 4,904 February 4,437 4,727 March 5,559 5,490 April 5,492 5,629 May 5,528 5,151 June 6,159 5,913 July 5,370 5,712 August 6,437 5,541 September 5,625 5,635 October 5,862 5,546 November 5,405 December 5,682 Total Annual Ridership 57,303 67,356 Monthly Average Ridership 5,528 5,445 Trolley Ridership Page 168 of 336 COUNCIL COMMUNICATION TO: Mayor and Council FROM: Brad Creager, Jeromy King DEPARTMENT: Information Technology DATE: December 5, 2022 SUBJECT: CB 64 - Approve a bill for an ordinance authorizing execution of a Comcast Dark Fiber Agreement DESCRIPTION: CB 64 - Approve a bill for an ordinance to enter into a 10 year agreement for use of Comcast Dark Fiber. The full amount of the agreement is $660,000 or $5,500 a month. RECOMMENDATION: Staff recommends approval of a Bill for an ordinance to enter into a ten year lease agreement with Comcast Business for dark fiber services. PREVIOUS COUNCIL ACTION: 2002 Ordinance #19 - Franchise Agreement w/Mountain States Video Inc. 2019Ordinance #11 - Comcast Franchise Extension SUMMARY: In 2002 the City of Englewood entered into a franchise agreement with Comcast of Colorado (Comcast) cable television which expired on June 10, 2017. In 2019 the Cityentered into a month to month agreement in order for the City to convert the INet (Dark Fiber) services and Comcast video services over to business accounts. This was needed in order to resume franchise agreement talks with Comcast since they would no longer offer the INet and video services at discounted rates or free service. City staff worked with Comcast to get the best pricing on dark fiber service that connect our buildings. ANALYSIS: In June of 2017 the Comcast franchise agreement expired and in 2018 promptedCity Staff to reach an agreement to extend the existing agreement if the customer services standards were updated. Following Comcast's review of the ordinance they reversed their position because Comcast did not realize the current franchise from 2002 included language on INET services and cable video services. The City used the INet (dark fiber) services at an annual cost of $500 per mile which totaled $1,560.00 per year for maintenance and Comcast provided each of our buildings non-public viewing of basic cable video service at no cost. Comcast has transitioned away from INET services and cable video services in franchise renewals since 2013 and required them to be converted to business accounts. In 2019 the City and Comcast extend the Franchise month-to-month. Page 169 of 336 The City and Comcast worked together to identify which locations were using the INET (dark fiber) services so in this transition there would be no interruption to services. The locations that were identified was, Allen Plant, Police Department, Recreation Center, Broken Tee through the Recreation Center, Pirates Cove and Civic Center. Each location would have one ten gigabit connection back to Civic Center with no redundancy for digital services. City staff negotiated a ten year agreement at a cost of $1,100.00 per month for each location which totals $5,500 per month for the 5 locations. The annual cost would be $66,000 and total cost of the agreement is $660,000.00. City staff saw the need to lock in pricing so there would be no increases the terms of the agreement unless more locations are added. COUNCIL ACTION REQUESTED: Staff requests approval of a Bill for an ordinance to enter into a ten year lease agreement with Comcast Business for dark fiber services. FINANCIAL IMPLICATIONS: The Dark fiber lease agreement is a ten year agreement for a total cost of $660,000.00 at an annual rate of $66,000.00 with Comcast of Colorado. CONNECTION TO STRATEGIC PLAN: Digital communications compliance is in line with Governance in the Strategic Plan ATTACHMENTS: CB #64 - Lease Agreement Comcast Contract-Approval-Summary Comcast Dark Fiber City of Englewood - Dark Fiber Agreement Page 170 of 336 1/3 BY AUTHORITY ORDINANCE NO. __ COUNCIL BILL NO. 64 SERIES OF 2022 INTRODUCED BY COUNCIL MEMBER _________________ A BILL FOR AN ORDINANCE APPROVING A LEASE AGREEMENT FOR DARK FIBER WITH COMCAST BUSINESS COMMUNICATIONS, LLC AND AUTHORIZING THE EXECUTION OF DOCUMENTS RELATED THERETO WHEREAS, the City of Englewood is authorized by Section 31-15-801, C.R.S., to enter into rental or leasehold agreements in order to provide necessary land, buildings, equipment and other property for governmental or proprietary purposes; and WHEREAS, the City of Englewood Department of Information Technology has identified a need for fiber-optic infrastructure to increase capacity and facilitate high speed Internet access and communications for the City; and WHEREAS, the Department of Information Technology has further determined that it is in the best interests of the City to enter into a Dark Fiber Lease Agreement with Comcast Business Communications, LLC for the provision of a fiber optic network and related equipment and services (“Dark Fiber Lease Agreement”), and that the use of such equipment is essential to the City’s proper, efficient, and economic operation; and WHEREAS, the Department of Information Technology has taken the necessary and appropriate steps under applicable law to arrange for the acquisition of the equipment under the Dark Fiber Lease Agreement; and WHEREAS, the Dark Fiber Lease Agreement terminates and the City’s obligations thereunder are extinguished if the City fails to appropriate money for the ensuing fiscal year for the payment of the amounts due in such fiscal year; and WHEREAS, the Department of Information Technology requests that the Englewood City Council approve, enter into, and deliver, as applicable, to effectuate the proposed Dark Fiber Lease Agreement. NOW, THEREFORE, BE IT RESOLVED BY THE CITY COUNCIL OF THE CITY OF ENGLEWOOD, COLORADO, AS FOLLOWS: Section 1. Pursuant to C.R.S. § 31-15-801, the City Council of the City of Englewood, Colorado hereby authorizes the Dark Fiber Lease Agreement between Comcast Business Solutions, LLC and the City of Englewood, Colorado, a copy of which is attached hereto as Exhibit 1. Page 171 of 336 2/3 Section 2. The following general provisions and findings are applicable to the interpretation and application of this Ordinance: A. Severability. If any clause, sentence, paragraph, or part of this Ordinance or the application thereof to any person or circumstances shall for any reason be adjudged by a court of competent jurisdiction invalid, such judgment shall not affect, impair or invalidate the remainder of this Ordinance or its application to other persons or circumstances. B. Inconsistent Ordinances. All other Ordinances or portions thereof inconsistent or conflicting with this Ordinance or any portion hereof are hereby repealed to the extent of such inconsistency or conflict. C. Effect of repeal or modification. The repeal or modification of any provision of the Code of the City of Englewood by this Ordinance shall not release, extinguish, alter, modify, or change in whole or in part any penalty, forfeiture, or liability, either civil or criminal, which shall have been incurred under such provision, and each provision shall be treated and held as still remaining in force for the purposes of sustaining any and all proper actions, suits, proceedings, and prosecutions for the enforcement of the penalty, forfeiture, or liability, as well as for the purpose of sustaining any judgment, decree, or order which can or may be rendered, entered, or made in such actions, suits, proceedings, or prosecutions. D. Safety Clauses. The City Council hereby finds, determines, and declares that this Ordinance is promulgated under the general police power of the City of Englewood, that it is promulgated for the health, safety, and welfare of the public, and that this Ordinance is necessary for the preservation of health and safety and for the protection of public convenience and welfare. The City Council further determines that the Ordinance bears a rational relation to the proper legislative object sought to be obtained. This Safety Clause is not intended to affect a Citizen right to challenge this Ordinance through referendum pursuant to City of Englewood Charter 47. E. Publication. Publication of this Ordinance may be in the City’s official newspaper, the City’s official website, or both. Publication shall be effective upon the first publication by either authorized method. F. Actions Authorized to Effectuate this Ordinance. The Mayor is hereby authorized and directed to execute all documents necessary to effectuate the approval authorized by this Ordinance, and the City Clerk is hereby authorized and directed to attest to such execution by the Mayor where necessary. In the absence of the Mayor, the Mayor Pro Tem is hereby authorized to execute the above-referenced documents. The execution of any documents by said officials shall be conclusive evidence of the approval by the City of such documents in accordance with the terms thereof and this Ordinance. City staff is further authorized to take additional actions as may be necessary to implement the provisions of this Ordinance, including correcting any non-substantive typographical or scrivener’s error in the Agreement. Page 172 of 336 3/3 G. Enforcement. To the extent this ordinance establishes a required or prohibited action punishable by law, unless otherwise specifically provided in Englewood Municipal Code or applicable law, violations shall be subject to the General Penalty provisions contained within EMC § 1-4-1. Introduced, read in full, and passed on first reading on the day of , 2022. Published by Title as a Bill for an Ordinance in the City’s official newspaper on the day of , 2022. Published as a Bill for an Ordinance on the City’s official website beginning on the day of , 2022. for thirty (30) days. Othoniel Sierra, Mayor ATTEST: Stephanie Carlile, City Clerk I, Stephanie Carlile, City Clerk of the City of Englewood, Colorado, hereby certify that the above and foregoing is a true copy of the Bill for an Ordinance introduced, read in full, and passed on first reading on the day of , 2022. Stephanie Carlile Page 173 of 336 Contract Approval Summary March 2019 Update Page | 1 Contact Identification Information (to be completed by the City Clerk) ID number: CB 64 Authorizing Resolution/Ordinance: Ordinance Recording Information: City Contact Information Staff Contact Person: Jeromy King Phone: 303-783-6831 Title: Director of IT Email: jking@englewoodco.gov Vendor Contact Information Vendor Name: Comcast Business Vendor Contact: Amy Prange Vendor Address: 1701 JFK Blvd / One Comcast Center Vendor Phone: (303) 913-0580 City: Philadelphia Vendor Email: Amy_Prange@comcast.com State: PA Zip Code: 19103 Contract Type Contract Type:LeaseAgreement Description of ‘Other’ Contract Type: Description of Contract Work/Services: Attachments: ☒Contract -- ☐Original ☐Copy ☐Addendum(s) ☐Exhibit(s) ☐Certificate of Insurance Summary of Terms: Start Date: 1/1/2023 End Date:12/31/2032 Total Years of Term:10 Total Amount of Contract for term (or estimated amount if based on item pricing): $ 660,000.00 If Amended: Original Amount $ Amendment Amount $ Total as Amended: $ Renewal options available: Payment terms (please describe terms or attach schedule if based on deliverables): This will be a month to month term at $5,500.00 per month Attachments: ☐Copy of original Contract if this is an Amendment ☐Copies of related Contracts/Conveyances/Documents Ten year lease agreement for the City to lease Comcast dark fiber for communications to Allen Plant, Police Department, Recreation Center, Broken Tee through the Recreation Center, Pirates Cove and Civic Center. Page 174 of 336 Contract Approval Summary March 2019 Update Page | 2 Source of Funds (Insert Excel Document Image): Attachment (For Capital Items Only / Expense Line Item Detail is Located in Open Gov): ☐Prior Month-End Project Status and Fund Balance Report Process for Choosing Vendor (Check Box): ☐Bid: ☐ Bid Evaluation Summary attached ☐ Bid Response of Proposed Awardee ☐RFP: ☐ RFP Evaluation Summary Attached ☐ RFP Response of Proposed Awardee ☐Quotes: Copy of Quotes attached ☒Optimal Source: Provide Detailed Explanation: ☒ Sole Source (Use as much space as necessary for detailed explanation): This is a lease agreement for Comcast Business to lease dark fiber for digital communications ☐ Qualification Based Selection / Best Value* (Continue on Next Page): *Note: Qualifications Based Selection / Best Value Justification detailed explanation may include the following information, but is not limited to: 1.) Product and provider reliability 2.) Product and project understanding 3.) Product availability / Low risk solution 4.) Ability to connect to with current City of Englewood IT systems 5.) Familiarization with the City of Englewood Page 175 of 336 Dark Fiber Lease Agreement This Dark Fiber Lease Agreement (“Agreement”) is made on September 14, 2022 (“Effective Date”) by and between Comcast Business Communications, LLC (“Company or Comcast”) with offices located at 1701 JFK Blvd / One Comcast Center Philadelphia, PA 19103 and City of Englewood (“Customer”), with offices located at 1000 Englewood Parkway, Englewood, CO 80110. Herein, the above shall be collectively referred to as the “Parties” and individually as “Party”. Description of Facilities (“Facilities”) to be provided by Company to Customer: Dark fiber strands (ten (10) pair), as set forth in the Sales Order attached hereto. Agreement Term (months): One-Hundred and Twenty (120) Agreement Number: CO-APr-091422-1 Non-Recurring Charges (“NRC”): $0.00 Monthly Recurring Charges (“MRC”): $5,500.00 Any Additional Charges/Explanation: Number of Sites: Five (5) Estimated Facility Availability Date: N/A (already provisioned) Notes / Comments: The mutual execution of this new Dark Fiber Lease Agreement No. CO-APr-091422-1 (“Replacement Agreement”) by the Parties shall commence the full termination (without penalty or Termination Charges) of the already in-effect Enterprise Services Sales Order - MSA ID No. CO-11387590 (“Existing Agreement”) between the Parties. In the event this Replacement Agreement is not mutually executed by the Parties, the Existing Agreement shall remain in full force and effect. Salesperson: Amy Prange Telephone Number: (303) 913-0580 General Manager: Chris Prekopa Telephone Number: (720) 357-3264 Customer Contact: Jeromy King Telephone Number: (303) 783-6831 This Agreement sets forth the terms and conditions under which Comcast will provide the Facilities identified above to Customer. This Agreement consists of this document (“Cover Page”), the standard General Terms and Conditions attached hereto (“General Terms and Conditions”), Sales Order (“Sales Order”), and any jointly executed amendments (“Amendments”), collectively referred to as the “Agreement.” In the event of any inconsistency among these documents, precedence will be as follows: (1) Amendments, (2) General Terms and Conditions, (3) this Cover Page, and (4) Sales Order. This Agreement shall commence and become a legally binding agreement upon mutual execution of this Cover Page by the Parties. The Agreement shall terminate as set forth in the General Terms and Conditions. All capitalized terms not defined on this Cover Page shall have the definitions given to them in the General Terms and Conditions. All modifications to the Agreement, if any, must be captured in a written Amendment, executed by an authorized Comcast Vice President and the Customer. All other attempts to modify the Agreement shall be void and non-binding on Comcast. By signing below, the Parties agree and accept the terms and conditions of this Agreement. City of Englewood Comcast Business Communications, LLC Signature: Signature: Printed Name: Printed Name: Title: Title: Date: Date: Page 1 of 6 CONFIDENTIAL and PROPRIETARY rcv. 10.10.17 SH-A Page 176 of 336 Page 1 of 6 CONFIDENTIAL and PROPRIETARY SH-A rcv. 10.10.17 GENERAL TERMS AND CONDITIONS SECTION 1 - SCOPE 1.1 Company will lease to Customer the strands of Company’s multi-strand single mode fiber-optic cable (the “Facilities,” which may be referenced herein as the “Services,” but no service other than the provision and maintenance of these Facilities is provided under this agreement), which strands shall originate at the points and terminate to the Customer “Buildings” and at the prices as set forth in the attached Sales Order attached hereto. These strands and all related facilities and equipment are hereinafter referred to as the “Facilities.” Customer agrees that it will light and immediately use all strands for its broadband needs. The Facilities are provisioned into each Building at the point of interconnection between the Comcast-owned Facilities and Customer’s provided equipment located at Customer’s Building (“Demarcation Point”). 1.2 The Facilities do not include connection to the public switched network, building wire, any Local Area Networks (“LANs”), Customer Premise Equipment (“CPE”), IP addressing capability, firewalls or any other equipment, electronics, or wiring required on the Customer’s side of the Demarcation Point. 1.3 Upon the request of Customer, Company will consider providing other facilities or services to Customer at terms, conditions, and prices to be mutually agreed upon in writing between the Parties. SECTION 2 - INSTALLATION 2.1 Customer, at no cost to Company, shall secure throughout the Term any easements, leases or other agreements necessary to allow Company to use existing pathways into and in each Building to the Demarcation Point. 2.2 Subject to the terms of this Agreement, and at no cost to Company, Customer shall provide adequate environmentally controlled space and electricity required for installation, operation, and maintenance of the Facilities within each Building. 2.3 Company and its employees, agents, lessees, officers and its authorized vendors will require free ingress and egress into and out of the Buildings in connection with the provision of the Facilities. Upon reasonable notice from Company, Customer shall assist Company in accessing each Building. 2.4 If the presence of asbestos or other hazardous materials exists or is detected, Customer must have such hazardous materials removed immediately at Customer’s expense or notify Company to install the applicable portion of the Facilities in areas of any such Building not containing such hazardous material. Any additional expense incurred as a result of encountering hazardous materials, including but not limited to, any additional equipment shall be borne by Customer. 2.5 Company shall have no obligation to install, operate, or maintain Customer-provided facilities or equipment. 2.6 Customer shall be responsible for providing maintenance, repair, operation and replacement of all wire, cable facilities on the Customer’s side of the Demarcation Point. Any CPE and wiring that Customer uses in connection with the Facilities shall be compatible with Comcast’s other facilities, equipment, and services provided to itself or any other party (the “Network”). 2.7 Customer shall use reasonable efforts to maintain its property and Buildings in a manner that preserves the integrity of the Facilities and shall promptly notify Company of any event that affects such integrity including but not limited to damage to the Facilities or Network. 2.8 At such time as Company completes installation and connection of the Facilities and equipment, Company shall then notify Customer in writing that the Facilities are available for use and the date of such notice shall be the “Service Date.” The current notice form is called the “Customer Site Service Acceptance Document” (“Acceptance Form”). Company may update, modify or replace the service notification form from time to time without notice to Customer. 2.9 Any other failure or refusal on the part of Customer to be ready to receive the Facilities shall not relieve Customer of its obligation to pay charges for any Facilities that would otherwise be available for use. 2.10 Customer-Provided Equipment (CPE). Company shall have no obligation to install, operate, or maintain CPE. Customer alone shall be responsible for providing maintenance, repair, operation and replacement of all inside telephone wiring and equipment and facilities on the Customer’s side of the Demarcation Point. All CPE and wiring that Customer uses in connection with the Facilities must be fully compatible with the Facilities. Customer shall be responsible for the payment of all charges for troubleshooting, maintenance or repairs attempted or performed by Company’s employees or authorized contractors when the difficulty or trouble report results from CPE. SECTION 3 - OWNERSHIP, IMPAIRMENT, AND REMOVAL OF THE FACILITIES 3.1 The Facilities and all other portions of the Network are and shall remain the property of Company regardless of whether installed between, within or upon the Buildings and whether installed overhead, above, or underground and shall not be considered a fixture or an addition to the land or the Buildings located thereon. Customer agrees that it shall take no action that directly or indirectly impairs Company’s title to the Facilities or Network, or exposes Company or the Facilities, Network, or any Company-provided equipment, or on the rights or title relating thereto, or any interest therein, to any claim, lien, encumbrance, or legal process, except as otherwise agreed in writing by the Parties, and Company will promptly at its own expense take all actions necessary to remedy any violation of this provision. 3.2 Company retains the right to remove the Facilities or Network including, but not limited to, those portions that are located in the Buildings. To the extent Company removes such portion of the Network; it shall be responsible for returning the Buildings to their prior condition, reasonable wear and tear excepted. 3.3 In accordance with the Federal Communications Commission’s Order in FCC 99-216, released August 11, 1999, the Parties agree to the terms set forth in this section. All equipment located on Customer's premises installed or provided under this Agreement by Company is an integral component of the Facilities provided by Company and will only be used in connection therewith. All right, title, and interest in the Facilities and any other equipment or facility provided by Company shall, at all times, remain exclusively with the Company, shall not become a fixture to Customer's premises, and must be returned to Company at the conclusion of the Term (unless a new similar agreement has been executed or is being actively negotiated by both parties) in the condition in which it was received, subject to ordinary wear and tear. All rights of Customer to the Facilities shall cease and Company may, at its option, disconnect, terminate, remove or use the Facilities for any other purpose. Company may use such equipment and its Network in any lawful manner, including supporting its network or providing service to other customers and Customer will not sell, lease, assign nor encumber any equipment provided by Company. Company does not provide any option to Customer to purchase any such equipment. Customer agrees not to interfere with other customers' use of the Company services or equipment, including any Company equipment located on Customer's Page 177 of 336 Page 2 of 6 CONFIDENTIAL and PROPRIETARY SH-A rcv. 10.10.17 premises. Customer represents and warrants that its internal communications systems, such as a Local Area Network ("LAN"), would continue to function if disconnected from the Company Network or disconnected from any on-premise equipment provided by Company. SECTION 4 - COMPENSATION; PAYMENT 4.1 The Non-Recurring Charges (“Non-Recurring Charges” or “NRC”) and Monthly Recurring Charges (“Monthly Recurring Charges” or “MRC”) for the Facilities are set forth in the attached Sales Order and on the first page of the Agreement. Upon the availability of Facilities, Company shall invoice Customer for the NRC and Customer shall pay Company one hundred percent (100%) of the NRC. Unless otherwise stated in this Agreement, Company will invoice Customer in advance on a monthly basis for all Monthly Recurring Charges arising under the Agreement. Payment will be considered timely made to Company if received within thirty (30) days after the invoice date set forth in the invoice. Any charges not paid to Company within such period will be considered past due. In the event the Facilities Availability Date is not the first day of the billing period, the first Recurring Charge shall also include the prorated in arrears charges for Services from date of installation to the date of first billing. 4.2 Any payment not made when due will be subject to a late charge of 1.5% per month or the highest rate allowed by law on the unpaid invoice, whichever is lower. 4.3 Except for taxes based on Company’s net income, and except to the extent Customer provides a valid tax exemption certificate acceptable to Comcast prior to the Facility Availability Date, Customer shall be responsible for the payment of any and all applicable local, state, and federal taxes (however designated) levied upon the sale, installation, use or provision of the Facilities, including all applicable right-of-way, franchise, pole attachment, pole rental and/or other permitting, rental or joint use fees in proportion to its activities hereunder. Further, Company reserves the right to invoice Customer for the costs of any fees or payment obligations stemming from an order, rule, or regulation of the FCC, a public service commission or a court of competent jurisdiction with respect to the Facilities, including, without limitation, charges to recover amounts that Company is permitted by government or quasi-governmental authorities to collect from or to pay to others in support of statutory or regulatory programs, including, without limitation, franchise fees and right-of-way fees. It will be the responsibility of Customer to pay any such taxes and fees that subsequently become applicable retroactively. 4.4 In the event that any newly adopted law, rule, regulation, or judgment increases Company’s costs of providing the Facilities, Customer shall pay Company’s additional costs of providing the Facilities under the new law, rule, regulation or judgment. SECTION 5 - TERM Unless sooner terminated as provided herein, including under Section 6.2(c), the term of this Agreement shall be for one-hundred and twenty (120) months from the Facility Availability Date (“Term”). Upon the expiration of the Term, this Agreement shall automatically renew for successive periods of one (1) year each (“Renewal Term(s)”), unless prior notice of non-renewal is delivered by either Party to the other at least thirty (30) days before the expiration of the Term or the then current Renewal Term. Effective at any time after the end of the initial Term and from time to time therein, Company may modify the charges for the Facilities to reflect then-current prevailing pricing subject to thirty (30) days prior notice to Customer. Customer will have thirty (30) days from receipt of such notice to cancel the applicable lease of Facilities without further liability. Should Customer fail to cancel within this timeframe, Customer will be deemed to have accepted the modified pricing for the remainder of the Renewal Term. SECTION 6 - TERMINATION WITHOUT FAULT; DEFAULT 6.1 Notwithstanding any other term or provision in this Agreement, Customer shall have the right, in its sole discretion, to terminate this Agreement at any time during the Term, or any Renewal Term, upon (i) sixty (60) days prior written notice to Company and (ii) the payment of 100% of the remaining Monthly Recurring Charges payable to Company within ten (10) days following termination of the Agreement (“Termination Charges”). 6.2 (a) Company may, in its sole discretion, immediately terminate this Agreement in the event that it is unable to provide access to the Facilities due to any law, rule, regulation, Force Majeure event, or judgment of any court or government agency. If Company terminates the agreement under this subsection 6.2(a), Customer shall have no obligation to pay any remaining Monthly Recurring Charges as a result of Termination by the Company, with the exception of payments due for Facilities actually provided. (b) Any breach of Article 9A shall be deemed a material breach of this Agreement. In the event of such material breach, Company shall have the right to restrict, suspend, or terminate immediately any or all Service, without liability on the part of Company, and then to notify Customer of the action that Company has taken and the reason for such action, in addition to any and all other rights and remedies under this Agreement. In the event Company terminates service under this subsection 6.2(b), Customer shall be responsible for the payment of all past due amounts and Termination Charges in addition to any other remedies as identified in section 6.4. (c) Customer is a governmental entity and as such is subject to Article X, Section 20 of the Colorado Constitution, commonly known as “TABOR”. The financial obligations of Customer after the current fiscal year are contingent upon funds for that purpose being appropriated, budgeted and otherwise made available. In the event that funds are not made available in subsequent fiscal years, Customer may terminate this Agreement, without penalty, but subject to any right Company may have under applicable law to recover its costs incurred in connection with any such termination. Any termination under this subsection shall not be deemed to incur Termination Charges. 6.3 In the event of default, either Party may terminate this Agreement. A “default” exists under this Agreement upon the following events: (i) either Party’s failure to meet or perform any material term, provision, covenant, agreement, or obligation contained in this Agreement; provided that the non-defaulting Party so advises the defaulting Party in writing of the event of default and the defaulting Party does not remedy the default within thirty (30) days after written notice thereof; or (ii) Either Party’s insolvency or initiation of bankruptcy or receivership proceedings by or against the Party. (iii) Customer is in breach of a payment obligation and fails to make payment in full within ten (10) days after receipt of written notice of default. 6.4 The non-defaulting Party shall be entitled to all available legal and equitable remedies for such breach. 6.5 In addition to the remedies set forth in Section 6.4 above; Company shall be entitled to Termination Charges for any Customer Default. SECTION 7 – MAINTENANCE 7.1 Maintenance consists of the repair or replacement, at Page 178 of 336 Page 3 of 6 CONFIDENTIAL and PROPRIETARY SH-A rcv. 10.10.17 Company’s option, of any portion of the Facilities that is malfunctioning. Company will maintain the Facilities twenty-four (24) hours a day, seven (7) days per week, every day of the year. Company is responsible for the maintenance of the Facilities; provided, that, Customer may incur additional charges for maintenance (at Company’s then-existing applicable rates for material and labor), if the maintenance is caused by the acts or omissions of the Customer. All maintenance and repair of the Facilities shall be performed by or under the direction of Company. Customer may not, nor permit others to, rearrange, disconnect, remove, attempt to repair or otherwise tamper with any of the Facilities or equipment installed by Company, except with the written consent of Company, which consent shall be at Company’s sole discretion. 7.2 In the event that Company, in responding to a Customer- initiated service call, determines that the reason for such service call is due to Customer-provided equipment or Customer's actions or omissions, acts or omissions of third parties with whom Customer has any type of relationship, Customer shall compensate Company for Company’s costs of such service call at the rate of $50.00 per half hour and $150.00 per truck roll charge. SECTION 8 - LIMITATIONS ON WARRANTIES AND LIABILITY 8.1 COMPANY AND ITS AFFILIATES WILL NOT BE LIABLE TO CUSTOMER FOR ANY INCIDENTAL, INDIRECT, SPECIAL, COVER, PUNITIVE OR CONSEQUENTIAL DAMAGES, WHETHER OR NOT FORESEEABLE, OF ANY KIND INCLUDING BUT NOT LIMITED TO ANY COST OF SUBSTITUTE PRODUCT(S), FACILITIES, OR SERVICES, LOSS OF REVENUE, LOSS OF USE, LOSS OF BUSINESS, OR LOSS OF PROFIT WHETHER SUCH ALLEGED LIABILITY ARISES IN CONTRACT OR TORT. EXCEPT AS OTHERWISE EXPRESSLY PROVIDED IN THIS AGREEMENT, COMPANY’S AGGREGATE LIABILITY TO CUSTOMER FOR ANY DAMAGES OF ANY KIND UNDER THIS AGREEMENT WILL NOT EXCEED, IN AMOUNT, A SUM EQUIVALENT TO THE APPLICABLE OUT-OF-SERVICE CREDIT. 8.2 THERE ARE NO WARRANTIES, EXPRESS OR IMPLIED, INCLUDING BUT NOT LIMITED TO WARRANTIES OF MERCHANTABILITY AND FITNESS FOR A PARTICULAR PURPOSE. 8.3 Company’s liability for mistakes, errors, omissions, interruptions, delays, outages, or defects in any Facility or Service (individually or collectively, “Liability”) shall be limited solely to 1/30th of the Monthly Recurring Charge for the affected portion of the Service, for one or more Liabilities of at least two (2) hours in duration in any 24-hour period that is not coincident with any other Liability, (“Credit”), provided that the Liability is reported by Customer during the duration of the Liability. Notwithstanding the foregoing, Company shall not be liable for such Credits if the event is caused in part by force majeure events or Customer’s (or Customer’s equipment’s) actions or omissions. 8.4 Company shall not be liable for any act or omission of any other company or companies furnishing a portion of the Facilities including, but not limited to, the inability of a supplier to provide equipment in a timely manner for Network, or for damages associated with services, facilities, or equipment which it does not furnish, including, but not limited to, damages which result from the operation of Customer’s system, equipment or facilities. In no event shall Company, its affiliates, its/their employee’s agents, contractors, merchants, or licensors be liable for any loss, damage or claim arising out of or related to: (1) stored, transmitted, or recorded data, files, or software. (i.e., Customer is advised to back up all data, files and software prior to the installation of service and at regular intervals thereafter); (2) interoperability, interaction or interconnection of the Service provided under this Agreement with applications, equipment, services or networks provided by Customer or third parties. 8.5 Neither Customer nor its agents or independent contractors shall offer third parties warranties or representations for the Service which would obligate or otherwise bind Company beyond any warranty or representation expressly set forth in this Agreement. SECTION 9 – INDEMNIFICATION 9.1 Subject to Section 8, and to the extent not prohibited by law, each Party (“Indemnifying Party”) will indemnify and hold harmless the other Party (“Indemnified Party”), its affiliates, officers, directors, employees, stockholders, partners, , independent contractors and agents from and against any and all joint or several costs, damages, losses, liabilities, expenses, judgments, fines, settlements and any other amount of any nature, including reasonable fees and disbursements of attorneys, accountants, and experts (collectively, "Damages"), arising from any and all claims, demands, actions, suits, or proceedings whether civil, criminal, administrative, or investigative (collectively, "Claims") relating to: (i) Any Claim of any third party resulting from the gross negligence or willful act or omission of Indemnifying Party arising out of or related to this Agreement, the obligations hereunder, and uses of Services; and (ii) Any violation of this Agreement by the Indemnifying Party or any violation of any law, rule, regulation, or order of any governmental authority having jurisdiction over any aspect hereof, or in violation of any patent, right, license, agreement, or certificate relating to the subject matter hereof. 9.2 To the extent not prohibited by law, the Indemnifying Party agrees to defend the Indemnified Party for any loss, injury, liability, claim or demand (“Actions”) that is the subject of this Section 9. The Indemnified Party agrees to notify the Indemnifying Party promptly, in writing, of any Actions, threatened or actual, and to cooperate in every reasonable way to facilitate the defense or settlement of such Actions. The Indemnifying Party shall assume the defense of any Action with counsel reasonably satisfactory to the Indemnified Party. The Indemnified Party may employ its own counsel in any such case and shall pay such counsel’s fees and expenses. The Indemnifying Party shall have the right to settle any claim for which indemnification is available; provided, however, that to the extent that such settlement requires the Indemnified Party to take or refrain from taking any action or purports to obligate the Indemnified Party, then the Indemnifying Party shall not settle such claim without the prior written consent of the Indemnified Party, which consent shall not be unreasonably withheld, conditioned or delayed. 9.3 The provisions of Section 9 shall not be construed or interpreted as a waiver. express or implied, of any of the immunities, rights, benefits, or other provisions, of the Colorado Governmental Immunity Act. CRS § :24-10-101 et seq. SECTION 9A - USE POLICIES 9A.1 Customer agrees to ensure that all uses of the Facilities by Customer or by any other person (“user”), whether authorized by Customer or not, are legal, appropriate and compliant with all applicable rules, regulations, and orders of any governmental authority having jurisdiction over the Facilities, and this Agreement. Customer shall not use, or permit any other entity or person to use, the Facilities to provide internet access service, cable television service, telecommunications, or any other services to any third party, or any services to or from locations other than the locations set forth in the Page 179 of 336 Page 4 of 6 CONFIDENTIAL and PROPRIETARY SH-A rcv. 10.10.17 Sales Order. Company reserves the right to act immediately and without notice to terminate or suspend all rights to use the Facilities if Company (i) determines that such use or information does not conform to the requirements set forth in this Agreement, or (ii) determines that such use or information interferes with Company’s ability to provide the Services to Customer or others. Company’s action or inaction in enforcing the requirements of this Section shall not constitute review or approval of Customer’s or any other users’ use or information. 9A.2 Violation. Any breach of this Article 9A shall be deemed a material breach of this Agreement. In the event of such material breach, Company shall have the right to restrict, suspend, or terminate immediately any or all rights to access to the Facilities, without liability on the part of Company, and then to notify Customer of the action that Company has taken and the reason for such action, in addition to any and all other rights and remedies under this Agreement. SECTION 10 - INSURANCE 10.1 Customer shall, at its own expense, secure and maintain in force, throughout the term of this Agreement, General Liability Insurance, with competent and qualified issuing insurance companies, including the following coverages: Product Liability; Hazard of Premises/Operations (including explosion, collapse and underground coverages); Independent Contractors; Products and Completed Operations; Blanket Contractual Liability (covering the liability assumed in this Agreement); Personal Injury (including death); and Broad Form Property Damage in policy or policies of insurance such that the total available limits to all insureds will not be less than $2,000,000 Combined Single Limit for each occurrence and $2,000,000 aggregated for each annual period. Such insurance may be provided in policy or policies, primary and excess, including the so- called Umbrella or Catastrophe forms and each such policy shall be endorsed to show Company, its parent and affiliates and its and their directors, officers, agents, servants, employees and independent contractors as additional insureds. In addition, Customer shall maintain in effect, with insurance companies of recognized responsibility, at its own expense, (i) "All Risk" property insurance coverage with limits sufficient to cover the full replacement cost of the Facilities with no co- insurance, (ii) Business Interruption coverage on an actual loss sustained basis, and (iii) such other insurance as may be required by any applicable franchise and/or pole attachment or conduit license agreements, as applicable and naming Company as the loss payee. All policies required by this Section shall require the insurance companies to notify Company at least thirty (30) days prior to the effective date of any cancellation or material modification of such policies. 10.2 Company shall carry Workers' Compensation insurance as required by the Labor Code of the State of Colorado and Employers Liability Insurance. The parties understand and agree that Customer is relying on and does not waive or intend to waive by any provision of this contract, the monetary limitations or any other rights, immunities, and protections provided by the Colorado Governmental Immunity Act, § 24-10- 101 et seq., C.R.S., as from time to time amended, or otherwise available to Customer, its officers, or its employees. SECTION 11 - ASSIGNMENT 11.1 Neither Party shall assign any right, obligation or duty, in whole or in part, nor of any other interest hereunder, without the prior written consent of the other Party, which shall not be unreasonably withheld. The foregoing notwithstanding, Company may assign this Agreement to any affiliate, related entity, or successor in interest without Customer’s consent. In addition, Company may partially assign its rights and obligations hereunder to any party which acquires from Company all or substantially all of the assets of cable franchise(s) in which the Service is deployed to Customer. 11.2 All obligations and duties of either Party under this Agreement shall be binding on all successors in interest and assigns of such Party. SECTION 12 - FORCE MAJEURE Neither Party shall be held liable for any delay or failure in performance of any part of this Agreement from any cause beyond its control and without its fault or negligence, such as acts of God, acts of civil or military authority, act of terrorism, government regulations, condemnation of any part of the Network used to provide the Facilities or Services, embargoes, epidemics, war, terrorist acts, riots, insurrections, fires, explosions, earthquakes, nuclear accidents, floods, power blackouts, unusually severe weather conditions, inability to secure products or services of other persons or transportation facilities, or acts or omissions of transportation common carriers. SECTION 13 - SEVERABILITY In the event that any one or more of the provisions in this Agreement shall for any reason be held invalid, unenforceable, or void in any respect under the laws of the jurisdiction governing the entire Agreement, such provision(s) shall be construed so as to render it enforceable and effective to the maximum extent possible in order to effectuate the intention of this Agreement; and the validity, legality, and enforceability of the remaining provisions hereof shall not be affected or impaired. SECTION 14 - THIRD-PARTY BENEFICIARIES No provision in this Agreement is intended, nor shall any be interpreted, to provide any person not a Party to this Agreement with any remedy, claim, liability, reimbursement, cause of action or create any other third-party beneficiary rights against Company. SECTION 15 - INDEPENDENT CONTRACTORS 15.1 The Parties to this Agreement are independent contractors. Neither Party is an agent, representative, or partner of the other Party. Neither Party shall have any right, power, or authority to enter into any agreement for, or on behalf of, or incur any obligation or liability of, or to otherwise bind, the other Party. This Agreement shall not be interpreted or construed to create an association, agency, joint venture, or partnership between the Parties or to impose any liability attributable to such a relationship upon either Party. 15.2 The requirements of this Article shall survive the expiration, termination, or cancellation of this Agreement to the greatest extent permitted by law. SECTION 16 - NONDISCLOSURE 16.1 Unless prior written consent is obtained from a Party hereto, the other Party will keep in strictest confidence all information identified by the first Party as confidential, or which, from the circumstances, in good faith and in good conscience, should be treated as confidential; provided that (a) the owner thereof has taken reasonable measures to keep such information secret; and (b) the information derives independent economic value, actual or potential, from not being generally known to, and not being readily ascertainable through proper means by the public. Such information includes but is not limited to all forms and types of financial, business, scientific, technical, economic, or engineering information, including patterns, plans, compilations, program devices, formulas, designs, prototypes, methods, techniques, processes, procedures, programs, or codes, whether tangible or intangible, and whether or not stored, compiled, or memorialized physically, electronically, graphically, photographically, or in writing. A Party shall be excused from these nondisclosure provisions if the information has been, or is subsequently, made public by the disclosing Party, is independently developed by the other Party, if the disclosing Party gives its express, prior written consent to the public disclosure of the information, or if Page 180 of 336 Page 5 of 6 CONFIDENTIAL and PROPRIETARY SH-A rcv. 10.10.17 the disclosure is required by any law or governmental or quasi- governmental rule or regulation. 16.2 Customer shall not disclose to third parties the rates, terms, or conditions of this Agreement or any proprietary or confidential information of the Company, except as necessary for the operation of Customer’s business and under non-disclosure agreement between Customer and third parties. 16.3 Company acknowledges that the Customer is subject to the Colorado Open Records Act. If Company asserts that any information constitutes a trade secret, it is understood and acknowledged that the Customer will not release such records without first notifying Company and affording them an opportunity to challenge in a court of competent jurisdiction the requester’s right to access to such information. The entire burden of maintaining and defending the trade secret designation shall be upon Company. Company acknowledges and agrees that if it shall fail, in a timely manner, to initiate legal action to defend the trade secret designation or be unsuccessful in its defense of that designation, the Customer shall be obligated to, and will, release the information. SECTION 16A - CUSTOMER PRIVACY POLICIES 16A.1 In addition to the provisions of Article 16, the privacy policy below applies to Company’s handling of Customer confidential information. In the event of a conflict between the provisions of Article 16 and any provision of the privacy policy below, the applicable provision of the privacy policy shall prevail in the resolution of the conflict. A copy of Company’s privacy policy is available at http://www.comcast.com/customerprivacy/. Company may update this policy from time to time, and such updates shall be deemed effective upon posting. 16A.2 Privacy Note Regarding Information Provided to Third Parties: Company is not responsible for any information provided by Customer to third parties, and this information is not subject to the privacy provisions of this Agreement or the privacy policies. Customer assumes all privacy and other risks associated with providing personally identifiable information to third parties via the Services. SECTION 17 – NOTICES 17.1 Any notices or other communications contemplated or required under this Agreement, in order to be valid, shall be in writing and shall be given via personal delivery, or overnight courier, or via U.S. Certified Mail, Return Receipt Requested, at the following addresses: To Customer: Attn: Jeromy King City of Englewood 1000 Englewood Pkwy Englewood, CO 80110 To Company: Attn.: VP – Business Services Comcast Cable Communications Management, LLC 1701 JFK Blvd / One Comcast Center Philadelphia, PA 19103 With a copy to: Attn.: Cable Law Department - Operations Comcast Cable Communications, LLC. 1701 JFK Blvd / One Comcast Center Philadelphia, PA 19103 SECTION 18 - HEADINGS AND TITLES The headings or titles of any provisions of this Agreement are for convenience or reference only and are not to be considered in construing this Agreement. SECTION 19 – CHOICE OF LAW The domestic law of the state in which the Services are provided shall govern the construction, interpretation, and performance of this Agreement, except to the extent superseded by federal law. SECTION 20 - COMPLIANCE WITH LAWS Each of the Parties agrees to comply with all applicable local, state and federal laws and regulations and ordinances in the performance of its respective obligations under this Agreement. SECTION 21 - AMENDMENTS; NO WAIVER 21.1 This Agreement may be amended only by written agreement signed by authorized representatives of both Parties. 21.2 No waiver of any provisions of this Agreement or to any default under this Agreement shall be effective unless the same shall be in writing and signed by or on behalf of the Party against whom such waiver is claimed. 21.3 No course of dealing or failure of any Party to strictly enforce any term, right, or condition of this Agreement shall be construed as a waiver of such term, right or condition. 21.4 Waiver by either Party of any default by the other Party shall not be deemed a waiver of any other default. SECTION 22 - SURVIVAL Provisions contained in this Agreement that by their sense and context are intended to survive the performance, termination or cancellation of this Agreement hereof by any Party hereto shall so survive. SECTION 23 - FULLY INTEGRATED This writing constitutes the entire agreement between the Parties as to the subject matter hereof and supersedes and merges all prior oral or written agreements, representations, statements, negotiations, understandings, proposals, and undertakings with respect to the Agreement. SECTION 24 -INTERPRETATION OF AGREEMENT This Agreement is a negotiated document. In the event that this Agreement requires interpretation, such interpretation shall not use any rule of construction that a document is to be construed more strictly against the Party who prepared the document. SECTION 25 - RIGHT TO ENTER INTO CONTRACTS Nothing herein shall be construed as preventing either Party hereto from entering into similar contractual arrangements with other parties, unless such contracts would conflict with the performance of this Agreement. SECTION 26 - REMEDIES CUMULATIVE All rights of termination, or other remedies set forth in this Agreement are cumulative and are not intended to be exclusive of other remedies to which the injured Party may be entitled at law or equity in case of any breach or threatened breach by the other Party of any provision of this Agreement. Use of one or more remedies shall not bar use of any other remedy for the purpose of enforcing any provision of this Agreement; provided, however, that Party shall not be entitled to retain the benefit of inconsistent remedies. Page 181 of 336 Page 6 of 6 CONFIDENTIAL and PROPRIETARY SH-A rcv. 10.10.17 SECTION 27 - COUNTERPARTS This Agreement may be executed simultaneously in two or more counterparts, each counterpart shall be deemed an original, and all counterparts individually or together shall constitute one and the same instrument. SECTION 28 - VERIFICATION OF COMPLIANCE WITH C.R.S. 8-17.5-101 ET.SEQ. REGARDING HIRING OF WORKERS WITHOUT AUTHORIZATION 28.1 Employees, Consultants and Sub-consultants: Company shall not knowingly employ or contract with a worker without authorization to perform work under this Agreement. Company shall not contract with a sub-consultant that fails to certify to the Company that the sub-consultant will not knowingly employ or contract with a worker without authorization to perform work under this Agreement. [CRS 8-17.5- 102(2)(a)(I) & (II).] 28.2 Verification: Company will participate in either the E-Verify program or the Department program, as defined in C.R.S. 8-17.5-101 (3.3) and 8-17.5-101 (3.7), respectively, in order to confirm the employment eligibility of all employees who are newly hired for employment to perform work under this public contract for services. Company is prohibited from using the E-Verify program or the Department program procedures to undertake pre-employment screening of job applicants while this contract is being performed. 28.3 Duty to Terminate a Subcontract: If Company obtains actual knowledge that a sub-consultant performing work under this Agreement knowingly employs or contracts with a worker without authorization, Company shall; (1) notify the sub-consultant and the Customer within three (3) days that the Company has actual knowledge that the sub-consultant is employing or contracting with a worker without authorization; and (2) terminate the subcontract with the sub-consultant, with respect to the applicable work performed by such sub-consultant, if, within three (3) days of receiving notice required pursuant to this paragraph the sub-consultant does not stop employing or contracting with the worker without authorization; except that the Company shall not terminate the contract with the sub-consultant, with respect to the applicable work performed by such sub-consultant, if during such three (3) days the sub-consultant provides information to establish that the sub- consultant has not knowingly employed or contracted with worker without authorization. 28.4 Duty to Comply with State Investigation: Company shall comply with any reasonable request of the Colorado Department of Labor and Employment made in the course of an investigation by that the Department is undertaking pursuant to C.R.S. 8-17.5-102 (5) Page 182 of 336 Agreement No: CO-APr-091422-1 SO ID#:Account Name: Primary Contact:Othoniel Sierra Billing Account Name Title:Mayor Billing Name (3rd Party Accounts) Address 1: Address 1:1000 Englewood Parkway Billing Contact:Address 2: Address 2:Title:City: City:Englewood Phone:State: State:CO Cell:Zip Code: Zip:80110 Fax:Tax Exempt: Phone:303-762-2310 Email: Cell: Fax: Email:osierra@englewoodco.gov Service Term (Months):120 SUMMARY OF SERVICE CHARGES* Current Monthly Recurring Charges:$5,500.00 Total Standard Installation Fees:$0.00 Current Trunk Services Monthly Recurring Charges:$0.00 Total Trunk Services Standard Installation Fees:$0.00 Total Monthly Recurring Charges (all Services):$5,500.00 Total Standard Installation Fees (all Services):$0.00 Change Monthly Recurring Charges:$0.00 Change Trunk Services Monthly Recurring Charges:$0.00 Total Custom Installation Fee: Change Monthly Recurring Charges (all Services):$0.00 Total Monthly Recurring Charges:$5,500.00 Total Trunk Services Monthly Recurring Charges:$0.00 Total Monthly Recurring Charges (all Services):$5,500.00 SUMMARY OF MONTHLY EQUIPMENT FEES Current Equipment Fee Monthly Recurring Charges:$0.00 Current Trunk Services Equipment Fee Monthly Recurring Charges:$0.00 Current Equipment Fee Monthly Recurring Charges (All Services):$0.00 Change Equipment Fee Monthly Recurring Charges:$0.00 Change Trunk Services Equipment Fee Monthly Recurring Charges:$0.00 Change Equipment Fee Monthly Recurring Charges (All Services):$0.00 Total Equipment Fee Monthly Recurring Charges $0.00 Total Trunk Service Equipment Fee Monthly Recurring Charges $0.00 Total Equipment Fee Monthly Recurring Charges (All Services)$0.00 303-762-2310 CO 1000 Englewood Parkway Othoniel Sierra Englewood 80110 SALES ORDER FORM 21614145 City of Englewood CUSTOMER INFORMATION (for notices) City of Englewood INVOICE ADDRESS Yes osierra@englewoodco.gov * If Yes, please provide and attach all applicable tax exemption certificates SUMMARY OF CHARGES (Details on following pages) SUMMARY OF STANDARD INSTALLATION FEES* SUMMARY OF CUSTOM INSTALLATION FEES* $0.00 *Note: Charges identified in the Sales Order are exclusive of maintenance and repair charges, and applicable federal, state, and local taxes, fees, surcharges and recoupments (however designated). Please refer to your Comcast Enterprise Services Master Services Agreement (MSA) for specific detail regarding such charges. Customer shall pay Comcast one hundred percent (100%) of the non-amortized Custom Installation Fees prior to the installation of Service.Page 183 of 336 SERVICES AND PRICING Account Name:Date: Agreement No:SO ID#: Short Description of Service: Service Term:120 MONTHS Line Request Action Service(s)Tax Jurisdiction Qty Monthly One-Time 001 Renew Remove Dark Fiber Primary Route Civic Center / 1000 Englewood Par - Interstate 5 ($2,750.00)$0.00 002 Renew Remove Dark Fiber Primary Route - Safety Services / 3615 S Elati Street Interstate 1 ($550.00)$0.00 003 Renew Remove Dark Fiber Primary Route - Rec Center / 1155 W Oxford Ave Interstate 2 ($1,100.00)$0.00 004 Renew Remove Dark Fiber Primary Route - Allen Filter Plant / 1500 W Layton Ave Interstate 1 ($550.00)$0.00 005 Renew Remove Dark Fiber Primary Route - Broadway Bellweview traffic lights / Br Interstate 1 ($550.00)$0.00 006 - - - - - $0.00 $0.00 007 Renew Add Dark Fiber Primary Route Civic Center / 1000 Englewood Par - Interstate 5 $2,750.00 $0.00 008 Renew Add Dark Fiber Primary Route - Safety Services / 3615 S Elati Street Interstate 1 $550.00 $0.00 009 Renew Add Dark Fiber Primary Route - Rec Center / 1155 W Oxford Ave Interstate 2 $1,100.00 $0.00 010 Renew Add Dark Fiber Primary Route - Allen Filter Plant / 1500 W Layton Ave Interstate 1 $550.00 $0.00 011 Renew Add Dark Fiber Primary Route - Broadway Bellweview traffic lights / Br Interstate 1 $550.00 $0.00 012 - - - - - $0.00 $0.00 013 - - - - - $0.00 $0.00 014 - - - - - $0.00 $0.00 015 - - - - - $0.00 $0.00 016 - - - - - $0.00 $0.00 017 - - - - - $0.00 $0.00 018 - - - - - $0.00 $0.00 019 - - - - - $0.00 $0.00 020 - - - - - $0.00 $0.00 021 - - - - - $0.00 $0.00 022 - - - - - $0.00 $0.00 023 - - - - - $0.00 $0.00 024 - - - - - $0.00 $0.00 025 - - - - - $0.00 $0.00 026 - - - - - $0.00 $0.00 027 - - - - - $0.00 $0.00 028 - - - - - $0.00 $0.00 029 - - - - - $0.00 $0.00 030 - - - - - $0.00 $0.00 031 - - - - - $0.00 $0.00 032 - - - - - $0.00 $0.00 033 - - - - - $0.00 $0.00 034 - - - - - $0.00 $0.00 035 - - - - - $0.00 $0.00 036 - - - - - $0.00 $0.00 037 - - - - - $0.00 $0.00 038 - - - - - $0.00 $0.00 039 - - - - - $0.00 $0.00 040 - - - - - $0.00 $0.00 041 - - - - - $0.00 $0.00 042 - - - - - $0.00 $0.00 043 - - - - - $0.00 $0.00 044 - - - - - $0.00 $0.00 045 - - - - - $0.00 $0.00 046 - - - - - $0.00 $0.00 047 - - - - - $0.00 $0.00 048 - - - - - $0.00 $0.00 049 - - - - - $0.00 $0.00 050 - - - - - $0.00 $0.00 * Services Location Details attached PAGE 2 SUBTOTAL:$0.00 $0.00 SALES ORDER FORM Description Solution Charges #N/A Service Location A*Service Location Z* 21614145CO-APr-091422-1 9/14/2022City of Englewood #N/A #N/A #N/A #N/A #N/A #N/A #N/A #N/A #N/A #N/A #N/A #N/A #N/A #N/A #N/A #N/A #N/A #N/A #N/A #N/A #N/A #N/A #N/A #N/A #N/A #N/A #N/A #N/A #N/A #N/A #N/A #N/A #N/A #N/A #N/A #N/A #N/A #N/A #N/A #N/A #N/A #N/A #N/A #N/A #N/A #N/A #N/A #N/A #N/A Page 184 of 336 Date:9/14/2022 Agreement No:SO ID#:Account Name: Line State Incremental Equipment Fee 1 CO $0.00 2 CO $0.00 3 CO $0.00 4 CO $0.00 5 CO $0.00 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 29 30 31 32 33 34 35 36 37 SALES ORDER FORM SERVICE LOCATION DETAIL INFORMATION CO-APr-091422-1 21614145 City of Englewood Location Name/Site ID Address 1 Address 2 City Zip Code Technical/Local Contact Name Technical/Local Contact Phone # Technical/Local Contact Email Address Allen Filter Plant 1500 W Layton Ave Englewood 80110 Rec Center 1155 W Oxford Ave Englewood 80110 Safety Services 3615 S Elati Street Englewood 80110 Civiv Center 1000 Englewood Parkway Englewood 80110 Broadway Bellweview traffic l Broadway and Belleview Englewood 80110 Technical Contact On Site (Yes/No)Page 185 of 336 COUNCIL COMMUNICATION TO: Mayor and Council FROM: Brad Creager, Jeromy King DEPARTMENT: Information Technology DATE: December 5, 2022 SUBJECT: Approve a resolution for Civic Center Storage Area Network (SAN) end of life replacement DESCRIPTION: Approve a resolution to purchase hardware to replace an end of life network storage device and installation professional services for the primary production environment from Peak Resources in the amount of $157,667.89 RECOMMENDATION: The Information Technology Staff recommend Council approve by resolution the purchase of a new NETAPP SAN through Peak Resources, Inc. in the amount of $157,667.89. SUMMARY: The Information Technology Department is responsible for maintaining all City computer systems and infrastructure. The City of Englewood leverages a Storage Area Network (SAN) device to manage production applications and storage that serve both internal city functions and citizen facing services. The existing aged SAN no longer qualifies for renewed maintenance or support by NETAPP. A routine hardware life cycle ensures that performance, maintenance, and security best practices are met and offers the best experience for city staff and citizens. In April of 2015, he City of Englewood implemented two NETAPP FAS2554s to provide storage for the City’s SQL (database engine), Systems Management Server (SMS), Windows Servers, and services offered to citizens through customer facing applications. In December 2022, NETAPP will no longer be providing support or updated security patches to the existing SAN, as it has reached the end of product life. The Information Technology department has investigated the optimal solution for replacement of the existing SAN, considering compatibility, performance, cost, and technology potential. As the City’s technology grows, hardware life cycles are critical to maintaining continuity of the infrastructure and providing consistent services to citizens and the City’s departments. Purchase of a new NETAPP SAN allows the Information Technology department to continue annual maintenance agreements with NETAPP which include, updated version and security support, 4-hour response for hardware related failures, and performance- based monitoring. The agreement provided by Peak Resources includes professional services for installation and initial configuration of the new SAN to meet industry best practices and continuity of migration from the old hardware. The State of Colorado agreement with NETAPP through Peak Resources allows the city to get the best pricing. The attached quote provided by Peak resources is based on the pricing in the cooperative purchasing agreement with the State of Colorado. According to CRS 24-110- Page 186 of 336 201(5) The State of Colorado allows the city to use the cooperative purchasing agreements the state has negotiated. Cooperative purchasing complies with the City's Purchasing Policies & Procedures, Section XIII - Competitive Bidding Requirements, using cooperative purchasing whenever possible through the State bid list as well as other organizations. Sector allows the city to get the best pricing. The attached quote provided by Peak Resources is based on pricing in the cooperative purchasing agreement with the State of Colorado. According to CRS 24-110- 201 (5) The State of Colorado allows the city to use the cooperative purchasing agreements the state has negotiated. Cooperative purchasing complies with the City's Purchasing Policies & Procedures, Section XIII - Competitive Bidding Requirements, using cooperative purchasing whenever possible through the State bid list as well as other organizations. COUNCIL ACTION REQUESTED: The Information Technology Department would like approval to purchase a replacement Storage Area Network (SAN) for the Civic Center infrastructure. The purchase of hardware and services for installation in the amount of $157,667.89. FINANCIAL IMPLICATIONS: The Agreement includes the purchase of a new NETAPP storage area network (SAN), professional services from Peak Resources for installation, and a 1-year support contract with NETAPP. Peak Resources has provided pricing for these items in the amount of $157,667.89. The budget for purchasing the NETAPP SAN was included in the Information Technology Department Network Development in the adopted FY-2022 Budget. CONNECTION TO STRATEGIC PLAN: Hardware lifecycle compliance is in line with Governance in the Strategic Plan ATTACHMENTS: Resolution - Coop Bid Peak Resoures.pdf Netapp SAN - Contract Approval Summary.pdf NetApp State of Colorado.pdf Peak Resources 2016-0000-0000-0000-0113 NASPO Redacted.pdf CoE Civic - A250 12 Month 17104.v3.13.pdf Page 187 of 336 1 RESOLUTION NO. __ SERIES OF 2022 A RESOLUTION AWARDING A CONTRACT FOR THE PURCHASE OF HARDWARE TO REPLACE END OF LIFE NETWORK STORAGE DEVICE AND RELATED INSTALLATION SERVICES FROM PEAK RESOURCES, INC. WHEREAS, Section 4-1-3-1(C) of the Englewood Municipal Code 2000 allows for the purchase of commodities, supplies and equipment under any general bid or purchase contract of the United States Government, State of Colorado or other governmental jurisdiction at the prices, terms and conditions contained therein, when, in the opinion of the City Manager, the prices available to the City through such agreement are deemed to be the lowest and best price available to the City; and WHEREAS, the City of Englewood Information Technology Department requires replacement of hardware to replace an end of life network storage device and related installation services; and WHEREAS, the City, as a municipality, has the opportunity for a limited time to take advantage of the pricing offered by the State of Colorado Price Agreement #MNWNC-121 AND 20160000000000000113, which is currently allowing local jurisdictions to take advantage of the pricing structure negotiated by the State through the cooperative bidding process; and WHEREAS, Peak Resources, Inc. is a participating vendor under the State of Colorado Price Agreement # MNWNC-121 AND 20160000000000000113; and WHEREAS, the purchase of the hardware and related installation services for this project from Peak Resources, Inc. would be in the total amount of $157,667.89. NOW, THEREFORE, BE IT RESOLVED BY THE CITY COUNCIL OF THE CITY OF ENGLEWOOD, COLORADO, AS FOLLOWS: Section 1. The Englewood City Council hereby authorizes the purchase of hardware to replace an end of life network storage device and related installation services from Peak Resources, Inc. in lieu of the internal competitive bid process, by using the State of Colorado Price Agreement #MNWNC-121 AND 20160000000000000113 for a total amount of $157,667.89, as set forth in the Price Agreement, attached hereto as Exhibit 1. ADOPTED AND APPROVED this 5th day of December, 2022. Page 188 of 336 2 Othoniel Sierra, Mayor ATTEST: __________________________________ Stephanie Carlile, City Clerk I, Stephanie Carlile, City Clerk for the City of Englewood, Colorado, hereby certify the above is a true copy of Resolution No. __, Series of 2022. ______________________________ Stephanie Carlile Page 189 of 336 Page 190 of 336 Contract Approval Summary March 2019 Update Page | 2 Source of Funds (Insert Excel Document Image): Attachment (For Capital Items Only / Expense Line Item Detail is Located in Open Gov): ☐Prior Month-End Project Status and Fund Balance Report Process for Choosing Vendor (Check Box): ☐Bid: ☐ Bid Evaluation Summary attached ☐ Bid Response of Proposed Awardee ☐RFP: ☐ RFP Evaluation Summary Attached ☐ RFP Response of Proposed Awardee ☐Quotes: Copy of Quotes attached ☐Optimal Source: Provide Detailed Explanation: ☐ Sole Source (Use as much space as necessary for detailed explanation) ☒ Other: Please Describe According to CRS 24-110-201 (5) The State of Colorado allows the city to use the cooperative purchasing agreements that the state has negotiated. We will be using Peak Resources Cooperative purchasing agreement through the state of Colorado. 2016-0000- 0000-0000-0113/NASPO Page 191 of 336 8/1/22, 7:55 AM https://www.bidscolorado.com/co/portal.nsf/xpPriceAgreementRead.xsp?databaseName=CN=GSSBIDS3/O=CO_STATE!!co%5CP… https://www.bidscolorado.com/co/portal.nsf/xpPriceAgreementRead.xsp?databaseName=CN=GSSBIDS3/O=CO_STATE!!co%5CPriceAwd.nsf&docu…1/2 Agreement #: 2016-0000-0000-0000- 0113/NASPO State of Colorado Price Agreement Classification:PERMISSIVE Status:Current Duration of Agreement: Period Covered:Options: Jan 17, 2018 To Feb 28, 2023 Option to Renew for 0 More Year(s) Category: Computer Equipment, Peripherals & Related Services Commodity Code:20400,20500,20600,20700,92048 Commodity Description:Desktops, Laptops, Tablets, Servers, Storage Department of Personnel and Administration State Purchasing Office 1525 Sherman St., 3rd Floor Denver, CO 80203 Greg Draughon at (303) 866-4552 email: Gregory.Draughon@state.co.us Ordering/Contact Information Small Business:No Minority Owned:No Woman Owned:No Company:NetApp Inc.Doing Business As:NetApp Contact:Tyler Wagenseller Contact Email:Tyler.Wagenseller@netapp.com Order Number:720-402-8313 Toll Free/Cell Number:+1 877 263 8277 Fax:Payment Terms:N 45 Address:1395 Crossman Ave F.O.B.:Destination City, State, ZIP:Sunnyvale, CA 94089 Delivery: Quote Email:ng-servicesales@netapp.com How To Order/Agreement Prices Special Ordering Conditions for State Agencies State agencies are cautioned to obtain necessary OIT approvals prior to use of this price agreement for IT resources. The definition of IT resources and state agencies can be found in § 24-37.5-102 CRS. . NetApp Inc. is authorized under the NASPO ValuePoint Computer Master Agreement #MNWNC-121 to provide goods and services in the following bands: Desktops Laptops Tablets Servers Storage . Ordering Information: This Price Agreement is under the 2015-2020 NASPO ValuePoint contract. Ordering and Pricing: NetApp Inc. PRICING INFORMATION and all NetApp AUTHORIZED BUSINESS PARTNERS are listed on the State’s landing page on the following website:https://www.netapp.com/us/how-to- buy/wsca/index-mnwnc121.aspx . Please note: for all purchase orders issued against this contract, the following must be shown on the PO: . Colorado State contract #20160000000000000113/NASPO NAPSO-Minnesota Master Price Agreement #MNWNC-121. Files:application/pdf 174 KB CERT_GS_F.pdf application/pdf 1,880 KB State of CO NetApp Inc signed executed.pdf application/pdf 232 KB 1487890219_2015-2020 MNWN_PC_Agreements_NetApp Contract_Amendment-1 (2).pdf application/pdf 108 KB 1507839326_2015-2020 MNWN_PC_Agreements_NetApp Contract_Amendment-2.pdf application/pdf 1,781 KB 1425432287_2015-2020 MNWN_PC_Agreements_NetApp Contract (12).pdf application/pdf 39 KB 1574115877_2015-2020 MNWN_PC_Agreements_NetApp Contract_Amendment-5.pdf Page 192 of 336 8/1/22, 7:55 AM https://www.bidscolorado.com/co/portal.nsf/xpPriceAgreementRead.xsp?databaseName=CN=GSSBIDS3/O=CO_STATE!!co%5CP… https://www.bidscolorado.com/co/portal.nsf/xpPriceAgreementRead.xsp?databaseName=CN=GSSBIDS3/O=CO_STATE!!co%5CPriceAwd.nsf&docu…2/2 Contract Status:-select- Vendor Insurance Certificate Expiration Dates Workers' Comp:General Liability:Other Insurance:Other Insurance Description: May 1, 2018 May 1, 2018 May 1, 2018 Auto/Umbrella/Technology Files:application/pdf 1,409 KB 17-18 COI - State of Colorado.pdf Additional Attachments Files: Conditions Of Agreement This Agreement results from the following solicitation: Number: Files: Amendments: Amendment Number: Amendment Effective On: Reason For Amendment: Amendment History: Page 193 of 336 2:233._mmm?m:uEm.u_=:ou>:<..¢mEmEu_aEoo9.......:m_m_m:8on2umm.3=2»wEoE_._uou39:..:a_§_o__om9...2mmconmw.m.§oE._._ao.2EuuE=E%u<__mm.__2__o=_=2..am2.....___xm_._oEu:n0amE_m._.um?zoaucmwu:_oc_.EmEmm._m.<Bias._:_on_u:_n>on_m<zm_amo::__2.==:mEmo.a<_m_wms_=.._omm:_w>0n_w<2mEmo::__2E.SmE._m._.m5Etc:._Eum._._._o0mg.5?n__._m:o__m_o.__m2uEE8whimE32:2Emma£_:«Em_u$._as32.5....9..$9.:5_um..aE_._m_=_E_u.9.__£_mE=u=%n<u:_§__oEm._mesau:__wa_u_:mn_:..<n....E.§_%u<m:_.ma_u.Emn_mamaac:tun.._“3=m_x.ou...._S.520.m.mwEm_._uwaacm9.5.5.25as.2%m__B.2__m?aim2.En>__m=u_%.__gemu:__%.ozumm2mwmacuLuauinn___:_o_om._Eooms...,mmmu;u.=amg.26m...:ouasEumzo?w?ooEm._m>oo92._ob__._Eou_.__Eu22...?25$9:m>m;___3:o_?~_:m9oEoaco:uu._2m_mu._can:Ban_3_.__3sucmmmcomm.mmm__ucm.mmm_.mm9m:u:25E.5.m_n_m:oamo.an._s:o=m~__..mEo__§._.§_um.m?_mEEm_._o_m_>_B:m.3:on.>u_._mmm.._umm..um=_._oom5._mu_.3mm:E?wa_._.&an.9:mmmmmmceanm__.2mmmconm?ucm£9.mEmmw?m>Ezummnanu_..mE$._m<Ema:9:Sm:o=_u:ooucmmE._o.2.26:22m_n_m:oamQonBco_.mN_cmu._o.__oa=28.2“?u_._.m:2Eam_muEon.659zumm.E:u:uuu<m__.=E“.2.uoEE359..2awuxm.._mEEm:u_u=u_>__uc_cum_..___mmu2m€_B___3Eu.E:u_._ouu<9:2<__a_._.m_.0mzo_.:zEmnan_.__35.3mmsscmuEu_2o_._mm_.._o=m~_.._mm5ESQ.:a_._u22m_u2u_._.m.5>_un:m_S3sucmmmm.u_Smm:_?q_u_:mn.comm:wE2m:o_m:u_>_v:_.__..mu_=OEoEo._=oo..n_EEO23m2.:_o.¢_.o£.._mm_.___.___.=_.s>_m_omEm_._o__mn_.tan.2E_u__mucm:ouEm_EmE_yo3:3..350EwEu._:oP_n_EEOE?mw>_Smamm._oz.3_m>E&mBE9:2§...E=mm_m.uw:cooouEo_oo323mcm:2mms??923mu..__.ma_o=._mmEuo~_._o_.=_._mAmo>_?._maooom..___..5_u:cmcm5:6ucm.m:u_?~_:mm._oEo.a.co:8.2»?.m:o_w_>__un:m_8=__oa.mm_u_._mum.3m8m=:oum>_.€onooo.—z_On_m:._<>on_w<zo=_omqm8mm:._Eo=nn_u=._un_.~.._mo_=OEmEw._:u9mEEO.o..u_Em.9:_o_m>c.anmBE9:£3,m.om.._:ou.c_on_o:_m>on_w<zmu___§2mms??m.o.£mH53umN_..o£:mucmo?mac_.ma_u=._mn_2:c_um?oemmm550newmm_o:mmmSaw.3mm:.£,EuE...__:_um._2..=.Eoo.2§u§..ooEmr2m_mumw._‘..£8u.=.__26o?m9:c323.£:oE85<.232;570232:dzEoEom._o<_2mm_2E_on.o:_m>o%<z._um...:o02.mucosaucm$582Amm_tmn_..0;:o?wa:_?n_u_:mn.ucm.£uSEoocwmzamaE=u:muu<mi...mm?oamumau_>..om=:oEn_:am._o.:nEoum:_.so__89:3$2.22..2m>>o__nucmA..§oma_._oo_...u_.___n_..._5uzucmpu?ma:umn_u_.._mn_..ass.._o_.u._?_=_Eu<a_o:=3._mm.0_:mE_._nn_mn_ouu._o_cO.ou=.o9._3._e..._32m9::m=E£new3mcaom.ouw._o_oo322m9:cmm?mnmumsm_A.E_._u:muu<..E_._u_._muu<9__§__o_E..M__m_,:nocomAo..w<z\25888838uSuu<._A..2m.w.5__.€=mE2w9___§__o_:E..a=E_2u_._.039.230323¢92E2om.=.._oo,_o=mc_2o£.o:_..E<«ozpu_..oz§z_2"ozEwEmw._a<Emu:._.zms_umEw<mm.5<s_9.28m53....._o=¢=_o._o££ouo::_E.025m2.:>3_§2m__._Eu<EwE.__:um.2_._.._.=8=<mwo:._oz_m<.._oEEw>=<mm..oooE_om2__u>onm<zs_=nzman<uz_._.<.._o_.E<n_2. o_an..Quonmgou$5..£20Page 194 of 336 CMsnx'55trCOREDOCIDl2Dl DWIlldocumentsshallberesolvedbygivingprioritytothesedocumentsintheorderlistedabove.ContractortermsandconditionsthatapplytotheMasterAgreementareonlythosethatareexpresslyacceptedbytheLeadStateandmustbeinwritingandattachedtotheMasterAgreementasanExhibitorAttachment.Noothertermsandconditionsshallapply.includingtermsandconditionslistedintheContractor'sresponsetotheSolicitation,ortermslistedorreferencedontheContractor'swebsite.IntheContractorquotation/salesorderorinsimilardocumentssubsequentlyprovidedbythecontractor.Thesolicitationlanguageprevailsunlessamutuallyagreedexceptionhasbeennegotiated..ParticipatingStateModificationsorAdditionstoMasterAgreement:ThefollowingchangesshallbemadetotheMasterAgreementwithrespecttoContractor'sperformancepursuanttothisAddendum:I.ThesemodificationsoradditionsapplyonlytoactionsandrelationshipsbetweentheexecutingParticipatingStateandtheContractorandareaddressedinExhibitAoftheParticipatingAddendum,incorporatedhereinandattachedhereto.ll.MasterAgreement,ExhibitA.PartC.MinnesotaTermsandConditions.shallbereplacedinitsentirelybyColorado’sExhibitA..PrimaryContacts:EachindividualidentifiedbelowistheprincipalrepresentativeatthedesignatingParty.AllnoticesrequiredtobegivenhereundershallbedeliveredtosuchParty'sprincipalrepresentativeornamedsuccessorattheaddresssetforthbelow.Inadditionto.butnotinlieuofahard-copynotice,noticemayalsobesentbye-mailtothee-mailaddresses.ifany.setforth.EitherPartymayfromtimetotimedesignatebywrittennoticesubstituteaddressesorpersonstowhomsuchnoticesshallbesent.NoticestoOrderingEntitiesshallbeasprovidedforintheOrderacceptedbytheContractor.Unlessotherwiseprovidedherein,allnoticesshallbeeffectiveuponreceipt.TheprimarycontactindividualsforthisPanicipatingAddendumareasfollows(ortheirnamedsuccessors):ContractorNameHarrvFranksAddress1921GallowsRoad.Suite600.Vienna.VA22182Telephone703-918-7317FaxE-mailHarry.Franks@netapp.comParticipaligEntityNameGregDrauohonAddress1525ShermanStreet.3'“Floor,Denver.CO80203Telephone303-866-4552FaxE-mailgregory.draughon@state.co.usSubcontraotors/Partnersl?esellers:TheContractormayuseSubcontractorstoperformsomeofitsdutiesandobligationsunderthisAddendum.However.onlythoseapprovedbytheStatemaybedeployed.TheContractorwillberesponsibleforanyagreementswithsuchSubcontractors.TheStateofColoradoisnotagreeingto.andisnotresponsibletor.anytermsandconditionswithSubcontractors.Contractor'slistofauthorizedresellers.parmers,andserviceproviderswhomayserveasSubcontractorsunderthisAddendummaybefoundonthededicatedNetApp,Inc.website2Rev06/01/I5Page 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2:28>3.m3mmmoommu_.__u:_>mESn.mEcommazcmm::mu..o._a.mu._oommucmEmaEsm.co__mE_2E_a_Ewu_Eoo2mmmuoaEmE£_w=o.m.oEm._m..o_uEEooe._wmg.6m..2oE_.._oo_so__mE5mmu_>_um3mas:._o3%...m£o.6dmooumE2.m_.__.mo:Emuu:_u_.__3...=m_._mnzm_._o&=mm?co.6o_oEmm_mo_Eom._.2__.m._E__.£u.Eman__._m_.a&%2_m=o.5u_oEm._.2o_u_>2n.E5mmo_>._mwEm...:__%2e9:u_.__n_._£m£_Eaz.E=u:muu<m_£..ou::unw?em"mcu_>._umv2a_omEam_u._u:n:o._...a..a=._.m..o=._nEau3.33Bumu__o£:mm_._o?EEoo._mmo._.._..n.0.E_§.%u<mi.ragaEm?zumumucmEo_o_==mEmcoaeou?couo_nw:_m>new.335:5ucm:_m._m.._Um_.__N.=._O0£:m:u>ooBENmmm_Eo.n_m3«:F_m5«N5wmum_255_ommm_tmn_0c._r.=o=u.Bu_m_._oo.mdim9___a_u_..a._ms.3mm?cwmmEm_Eo.anw£3.ucmE0:um:m__aEooomcwmnm>m;:o_.m:_Eoouucmmu:Emw_u_m_m>eanmum.__:_umm.5TF2.éuammoc_m_m_xuE_._u:ou_u<m__.=2..__._E:w2a_._c£:<._§oa._<u_._u.:o=u_.Ec._nn<.>=._o£...<.<m._<._._omE._..._.zu:B.Som.=m.=:nbamxm.zoF<:..<>muoz<:uo..=.um..oau$:.zouu.:S<m.NEEEE..Ec.=Eu2:..o>..o5<E.zou>..<2_>5m..d._:<m._EEEEmzo_m_>oE._<_ommmon<zo._oo.2...mzo_m_>oE._<mmzma.2_zm._.m>m..zw_=ma<z<=_.o<E.zoown§m._.E.m.5>..._z:_==_._<»zm=z:m>ou.3mm?msmz.9mnmoomm:o.5<m._.zoozoF<oE_._.ozIoz_.Eo..m:o.8<E.zooO...m.—zm_a><mE5mmx<._.5.03no._..msm.::.m=5...mzo_._._z_munm._<._._omzu-'N'¢-i<iu'i«iI~'n6oiv°-m._.zm._.zoonou._n<._.6:...E<~uzE3350m:_mm.._u._:n_Su?_oa<mo._oonom._.<.—mcoozaonE:_u.._o_uu<u=_§__u_:m..2.<._._m__._xmm#_ 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D.CMSiiazssttCOREDOCIbrrzuiatitttxriiootiitotittolI3TechnicalRemoteorOftsiteSupponinformation.ThisAddendumauthorizesthepurchaseofsuchGoodsand/orServices,inaccordancewiththetermsofOrdersissuedpursuanttothisAgreementbyeligibleOrderingEntitieswithinmeStateofColorado.TheStatePurchasingOfficehasenteredintothisAddendumpursuanttotheawardissuedContractorasaresultofSolicitation#MNWNC-‘I21toestablishthepriceandtermsforpurchaseofGoodsandlorServiceswithintheStateofColoradobyStateAgencies(SA),InstitutionsofHigherEducation(IHE),PoliticalSubdivisions(PS),eligibleNon-ProfitOrganizations(NPO),andothereligibleentities(includingcooperatives,collectivelyreferredtoasthe“OrderingEntities."definedIn§2,Definitions,below).ll.ExceptwithrespecttoanyOrdersplacedbyItunderthisAddendum.theStateDepartmentofPersonnel&AdministrationshallnotbeliabletotheContractorasasignatorytothisAddendumforanybreachbyanOrderingEntityofanypaymentorotherobligationhereinorunderanyOrderorContractforGoodsand/orServicesunderthisAddendum.andtheStateshallnotbeliabletoContractorforanypaymentorotherobligationowedbyanyPoliticalSubdivisionorNon-Pro?tOrganizationorothernon-StateOrderingEntity.Participation.UseofthisAddendumbyOrderingEntitiesthatareauthorizedbyColoradostatutestousethisAddendum.aresubjecttothepriorapprovaloftheStatePurchasingOffice.DeterminationoieligibilityforparticipationinthisAddendumissolelywithinthediscretionoftheChiefProcurementOfficer.References.AllreferencesinthisAddendumtosections(whetherspelledoutorusingthe§symbol).subsections,exhibitsorotherattachments,arecontainedhereinorincorporatedasaparthereof,unlessotherwisenoted.2.DEFINITIONSCapitalizedtermsusedhereinshallbeconstruedandinterpretedasfollows:A.C.ceilingPricing.“CeilingPricing‘meansthemaximumpriceContractorisallowedtochargeforGoodsand/orServices.“chiefProcurementOfficer"meansthepositiondescribedintheColoradoProcurementCodeanditsimplementingregulations.confidentialInformation.“Confidentialinformation"meansinformation,data,records.anddocumentarymaterialsbelongingtotheStateoranOrderingEntityregardlessofphysicalfonnorcharacteristics.includingbutnotlimitedtoanynon-publicStateorOrderingEntityrecords,sensitiveStateorOrderingEntitydata.protectedStateorOrderingEntitydata.StateorOrderingEntitypersonnelrecords.personallyidenti?ableinformation(‘‘PII‘‘),andotherinformationordataconcerningindividuals,whichhasbeencommunicated,furnishedordisclosedbytheStateorOrderingEntitytoContractor.ConfidentialInformationdoesnotincludeTechnicalRemoteorOffsiteSupportinformation.Notwithstandingtheforegoing,ConfidentialinfomiationshallnotincludeStateDataandRecordsorOrderingEntityRecords.Contract.“Contrac"issynonymouswith"Addendum,""Agreement"and“PriceAgreement."andconsistsofattachmentsandanyOrdersissuedinconnectiontherewith,andanyfuturemodifyingAgreements,exhibits,attachmentsorreferencesincorporatedherein.pursuanttoColoradoStatelaw,FiscalRules,andStateControllerPolicies.contractFunds."ContractFunds”meansfundsavailableforpaymentbytheStatetoContractorpursuanttothisAddendumforOrdersplacedbyStateOrderingEntities(StateAgencies,InstitutionsofHigherEducationandOtherStateDepartments).Deliverable.“Deliverable”meansthereport(s),document(s),analyses,scripts,code,GoodsorotherWorkresultswhichhavebeendeliveredbyContractorwithintheframeworkoffulfillingobligationsunderaStatementofWork(“SOW").EnvironmentallyPreferable.‘EnvironmentallyPreferable"meansproductsorSenricesthathavealesserorreducedadverseeffectonhumanhealthandtheenvironmentwhencomparedwithcompetingproductsorServicesthatservethesamepurpose(CH5§24-103-804(1)).Evaluation."Evaluation"meanstheprocessofexaminingConbactor‘sWorkandratingitbasedon6Rev06/0|/l5Page 199 of 336 m_\_§>u~_nzozmEco_mEmE_._._m>ou2u.m..coc>:mm:moE..:o_m_>__B:m_wuon...Amna:o_n_>_ua:w_ao=__om.§um=:ooucmm?_m9:£3m_._amE..mm_:mn_._Em_._o_uEEooBE?wm.__§__o_En_9:m.._moE_x€mn_...mo=._un5>.._umduooEmem?ooi9amon.3uoEm>cm6:2m55mEcwm:__mE0E?w._o_.=o>5ucuo._..=w_m_mm._25m9:.EEwEbm_......_umwm5.EwE_._m.._mn__m_u_u_._nm_.=._2:mmo.._.35m9:.33SEuc?unmnm5mcmme._mEwFEmumn_25m550...2:mE:u._onSu?5:5._._o=mE.o__.__connsw23.0Bm.oEmm_8_Eow._.u_...=_o:_E:moanmu._oSm_>s_..mmc_._mu._O.:o_.mE.2:m_..._mu__:aoEmcomu_._m__m._Sc_.==svmn_o_m>ou>_Emu.._mauu_.._mm:3._o_?E.oE_scamumo22%2:mm:0:?.€mn.EE.mE.m:o=mm__noa__m_Eou=_._oo.:o£_.s:2bm=:oU2_uomo_um_9:Siam3:520cm2.o.um=_._ooBuoao_._o__mu__no>5.0Emmi.:o_.=_.su_nm__m>m>_u__n_.awmEoomn>_Ea=cmmn=m.6m.:5.._EuEEcoBm._._mo_om_u9.89::2:.mm_._o_.u_.__mw._So5_.s..2uEEoo9_.§o§>Em._mm_A...2.3.u.—.eo~.E.+ummmo.s<mnaumm=30%e.._oo2:2=a.a._ao.__._mo.om_u26uE:mm_S52.5E?mzcoo2azzmm=_.%_ocm3uomo_um_u._oum:w__.:E._u2mo_E_EE853mm;_._o__§.>._Em9__.%.ocm23.5.3mmm_m;tm>m:=5_EmEcoo_uuEmmuS:m_.5:m_m_._u_>_u:_u:__.:S:8Emu5:o_?E._oE_.w£onanEmuzacm9..=oEOw>=_m:mm.:o:.mu._oowmbzcm35202.25>52cw:8:Snm:_u_.__o_.__.3.m_._m_um._m;uEE3._mu_m.Ea.ommm_Emuo.>.__.._mm_..__mu._Ocm2:_w:u_mnm_m_._EmE>_m.:wE=uo_uEm.mEoom_Emu._._e_§EoE_m:mmE..m_eauom>__Em9__.%.o..mu._oou:>=Emm_.__..mu._o.§uu._Eoo5.;9090mama2o..._wm£ucmm?asmouEo_ooBum~_._c£_..mE>_§uaooomu:_u:_oc_V>_=_._m.25>5vnm.:a__mN_:nu._O.__9n_.:ozm_..9o_._m.:o_m_>_un:m_mu_.__o....m.:o=mo:_um_E;_.__Eco__E=m:_:mu5FEmn_mom?m.650_._mu:mEEm>omEsmo_uEo_ooEsoz?mm>==uoxwa5_.__>o:cm<E?woum._o_o0mm:moE_.>=.:m.m:_..mEo...>.=cm9.520.E=u=w_uu<£5:_uo?mmoam:o=_u:3ucmmE_2mEmmms..3umEo>omBow_u=2»anewu=__%_oEu3mEmEm._:uu.mp:£_3EEm_m:ouuuucm?m._ou._0:<.E:u:u_uu<m_.=_.__Beamau_>..mw._omuoom.m5.2202a_Em3.3.05Etam....o:o:o>__..uE._EEoeuw~__o£:m3:63_sEE3.590>.m>__ou_._wu.ommmzezq>5«came....mu._O_..520.55.6_m=u_.._E_.23Em.6.2...m.__:ooE9::o_mm.E.mnSo_.:_3umc?oeucmnmSn_.=m_uw_up>mEucmm_n_w__m>m23:mumEm.2.88.53_m9:SE;.2o._wB=ommcmoe..ou.._._om:30..oo.=_omEEO.c_._mEmm.m<.235.=._on.m:_m>on_m<zm_.==_uw:__mum5m.o.um=_._ooEmEmw._m<EmmiE9:mmmm:u._:q9.9.:28:5a_.__mm;o5n_22m2:>9uo>o._&monncm_..o_.S__&n_m_._::mcw__En:m..m:Eomz<.mmmm;u=a9_mE2zo_§>£_.smmusom_£..wE=._m>om.32._o.2m?._m..wu&E9:m=_u.5_m>_uuo._new.uu_=o25m3Es?uwmcuu._o_ooQ:E..m:_u:m_mnoon5..mmumacuoou.2a.230o::m>om_nEu...__m3m5._wv_.=_mama53%.«>2.2.$_._.5ESE.:o_.m~_:m9oEen_.Ez..Aonz.:o=S_=au..o.=E._..3z.a_Emm:_.oBoo£2m_an_qwuommaE5m_._o=i:ouEm252m_.__mEou.2._.._mE$._uamm_._mu__Em?ammm_ocozaumxm¢_.=.3295>._Emm:_.oEOm59E§..._EnoEvmm_..mu__m_E5Su?smmamas..u._mz£omummc$_._..2uz£om_uum:uo_._6.3mm:_?n_oEm..._E.Eu..._..o&=mm.3.ouEa_oo322mas5u2woo_mum__oo5b_m_u>_:.._mmcmmeEozmuzum.29:B_._o=_.___.m_.___.Aux:.._o=au:um.25.:_o:o==«=m:_AemscomE2m>mmzz?mnoucmm.m§E.:.un8o_u_Em:_u_.__o:_om_m._u_._uo.aEmuzm?mmmbacwmc_._mE0E._2um._Eoo3ou_>o.auuoou_.__EEm._moE>5m_;u_E3m?zéom..o«om...:oou_._ma_Emm:_.mu._ooz.2_um._m>__mnBnzuazm.._2om._Eoom:mmEgmuaou.duoou.51..mu:m_mom:_§__2Q...Eon9.5.,ca35ucmEm»._mu.._m_monoun3F23..com_.__aun.._o__.__s.._no>_uvm_um.3£mu=_..a_o_:.._2..u:uuE....ua>_aomE...._ao>_wom_m.c:oEo=_._uommm:n._n_.._xm_Eo__u:_a>uou:aE..£._u...2uu=:oom_..EumHw=nExmgroan:uE:_o>.2uEEoo>._uEE:mo_nEum._.._a_£?_:_w.u;mu:m.m_m._3uEEo&ou:_newEma:umzumauemmEmE_._ooum..___so__29:..3.._uE:ua:<._o..=oucamsnixm.AE£m>ma:0E0Ou:uS_~0u.=:OUu.._.>22m.EhUcm¢_..O>>*0EmE2£m.cm:_uo:m__n.£mmm_._m_._..u2_ _onaQoonEcoEm...mzu.0Page 200 of 336 CusirazssitC%EDOCDl20l Il3ascities,towns,counties.andspecialdistrictssuchasschool.fire.water,transportation,etc.operatingwithintheStateofColorado.V.Review.“Fleview"meansexaminingContractor'sWorktoensurethatitisadequate,accurate,correctandInaccordancewiththecriteriaestablishedin§4(StatementofWork),§15(statewideContractManagementSystem),andinanyOrder.W.Services."SenIices"meansthelaborrequiredtobeperformedbyContractorpursuanttothisAddendumandanOrder.X.StateAgencies.“StateAgencies”meansthedepartments,divisions,commissions,boards,bureausandinstitutionsintheexecutivebranchofColoradoStategovernment(whichdonotincludetheJudicialDepartment,DepartmentofLaw,theSecretaryofState,theStateTreasurer,theStateLegislature,Stale—supportedinstitutionsofHigherEducation.V.StateDataandRecords."StateDataandRecords"meansinformation,data.records,anddocumentarymaterialsbelongingtotheStateregardlessofphysicalionorcharacteristics,includingbutnotlimitedtoanypublicStaterecords,non-sensitiveStatedata,andotherinformationordataconcerningindividualsthatisnotdeemedconfidentialbutneverthelessbelongstotheState,whichhasbeencommunicated,fumishedordisclosedbytheStatetoContractorwhich(i)issubjecttodisclosurepursuanttotheColoradoOpenRecordsAct.CR8§24-72-200.1.etseq.;(ii)isalreadyknowntoContractorwithoutrestrictionsatthetimeofitsdisclosurebyContractor;(iii)isorsubsequentlybecomespubliclyavailablewithoutbreachofanyobligationowedbyContractortotheState;(iv)isdisclosedtoContractor,withoutconfidentialityobligations,byathirdPartywhohastherighttodisclosesuchintormation;or(v)wasindependentlydevelopedwithoutrelianceonanyConfidentialinformation.StateDataandRecordsinformationdoesnotincludeTechnicalRemoteorOffsiteSupportlnfonnation.Z.stateOrderingEntities.“StateOrderingEntities"meansStateAgencies,InstitutionsofHigherEducation,andOtherStateDepartments.AA.statePurchasingOttlceorSPO.“StatePurchasingOffice“or“SPO”meanstheColoradoStatePurchasingOffice,aunitoftheColoradoDepartmentofPersonnel&Administration.BB.subcontractor.“Subcontractor”means,intheeventsubcontractingbytheContractorisauthorized,athirdParty,iiany,engagedbyContractortoaidinperformanceofitsobligationsunderthisAddendum.cc.TechnicalRemoteorOtfslteSupportInformation.“TechnicalRemoteorOffsiteSupportInformation“meansinformationthatmaybeaccessedbyContractorremotelytosupport,diagnose.ormonitorContractorproductsthatareunderwarrantyormaintenance.TechnicalRemoteorOlfsiteSupportinlormalionincludesinlorrnationsuchasdiagnosticinformationthatmonitorscomponentsforpotentialfailure,environmentalinfonnationsuchaspower,temperatureorbatteryhealth.orperfonnanoemonitoringinformation,suchaslogfiles.TechnicalRemoteorO?siteSupportlnlormationdoesnotandshallnotincludeConfidentialInformation,OrderingEntityRecords,orStateDataandRecords.DD.UserEquipment.“UserEquipment”meansanyhardware,software,equipment,orotherproductsavailableunderthisAddendum.EE.Work."Work"meanstheServicesContractorisrequiredtoprovidetofulfillitsobligationsunderaStatementofWork.FF.workProduct.“WorkProduct”meansthetangibleorintangibleresultsofContractor'sWork,includingbutnotlimitedto.software(notpreviouslyownedbyContractor),research.reports,studies.data.photographs.negativesorotherfinishedorun?nisheddocuments,drawings,models.surveys,maps,materials,orworkproductofanytype,includingdrafts,prepared,developed.originatedorreducedtopracticebyContractorunderthisAddendumandprovidedasaDeliverable.3.TERMA.InitialTerm-WorkCommencement.TheParties‘respectiveperformancesunderthisParticipatingAddendumshallcommenceontheEffectiveDateandshallterminateonthedateon3RevO6/01/I5Page 201 of 336 2:3:3:...>._Emm:_.%.oms.5?.moE.9:2um.___..um..m_._o6m._Eoo..EoE_:oo£3mm:mm_mu:m:.:otm:m>_omo._9:o_.w..um_uEa>._._o£=m9...Q6:mm_._.:m9.320.mm=mm_ou:uE._atun_.0_.=.._.=_omo:.:.:o—.—m.§mmmoumuocamummvomsm.<mwn_mEvm_Eo:mn_ma___.s._am:_3manauseamu2mmszmmm5._.530in65.89BEmu9.:E9:wan:mu:o_mu65ESE:_:__§._ou._o2.::ov£m__u>_§_._mmmEm:m.>.z:m_u:35sawasEn?nmuom‘£5.m:=_._s:_Ea:.m_._E_o§:.:oo9...§s:..3awmo2_:m:m.=n_._o_ua.__:ooms.3mcmm::mu..OE?m:2uaE5_._wamam3_>:mw_m:om§_mamn_:._m>Oo_.=:_.m.w>o_..._Eoum.._Em<mm..._onSo_ooEmmm__=:m_u:__mEOE?w.<mmm.6.E:u:wuu<m_£_om::...._ms..2?E58w._o8m...:oun:mE.E5u:_._:mmm.2E?w3.3=._mn_mg.2o_nE::ooom>__2§om._Eoo>._mE_Ew_.=:_m_:w._Em._o_uE.:oo.m>m_so;.muoo0E>_n_a_._mEmmou_>._mwEwu:mE._o:mn.m5m.2uw=:oun=m9:om._EoB:m>9:_o_om._Eoo.u:=uu=:oun:m.m.mEmEm:_:uu:uo_._m__nE3E=_u:ucu<ucm.m:o__mo:u9.“EmEaouum.:oamE._£:_Sauna.nm__m>m.o_._u2n_.mE_._oum=u232$.u:_u_aE:u_._ou.u<.m._mP_Oiuan..¢m>u.a:_u:ma.6uman___..m.m._uu..o_om:_m.mw£a:_Ewo:oo$:_.a:_Bomcoamm:>_mE_~monset2man3u:m:o_.uE_o_:_.:_.53m2mmuuomu:__:ao>m_.___m:mmw>_§:ommaEugzmm.mE2m=u__<.3:m.__..o;5cm:263:89.5:B_:.._:.G:mm.mEm:m€52:om_m__m:m._2um.__:oo.mmE=um:_:_u2m5u:_._:u__mEw._oin.635::mm:__25_m8_m_>.m:o_._q.3o_nm__m>man__m.._mmo>_.£:mmmau._wo_>:wm..uE2m=o.?__m_59muw_.:Emmw?uas>5:2:mo_.o:%_.sacm.25commmouzmEE.._u_._muu<m_.=6mm:_umcmu>=m.:wm2nm.__.a_2__am.o§m9.5:=._mn_9...Eu_uB:ouuo_>._am._mE2m:u_o_m__nmusoacan__m:m._2omz:ooAum?muxm?nBEmv>mu_._m:m:o.£>mu:o_2_mE_._.:_m_:_._o§..E.:sum2.E.mcommE9:.E:_:_:_.:mE_o_nm__m>mmg__u:mmm>_.m.:wmwaw:mu_>5w.m._mP_O>5...5:,3.5$5mEm5o.a__uo>_omo:u:mmcoammaa2:5...2_uo:m_mmmmw>_E:umSa$mo_>_mw._mEo.m=u:2:o__mE._o_:_32:8:2;E:u:uuu<oz.9..:bzcmm:_§:o_._ommeE>oa__m;m._2um.;:oo.$>_.....$2%:uo_>._om..oE2m:0.m.aum_o_oU335w9:m:_n:mum._m:oemua>_.m=m_:_Eum.5m_o_u=._:m£o>:mucm6.5mus.3._o:._o>o.o9.:Ew.mEowSumxmEu:.3>_qEou:m_.:m.mo._=uwuo._n.:m>o_o._.25“En.m.:mEm._=c2.32.mE_Emm:_._mu._OEum:2...mm.u_._o_.m__._mm:ucm3...:>._.:wm:_.mu:o_m:u_>_u:_5::EEmEoown__m_._m.o_om.=:ou.¢u:uE.otmn_...._.._o?ma:oo..=_§m:_o_._n525.Qmaouo:2:23:m5m>m:__m__mmmuzcmm:_:mu:O,mm_;ox.mu=_Emm:_..oEo2m..._n_532are>ME:2om._Eoo.m:_..._.:a:mum_.:oEom:m<mu..._E?mm5:_um.5598E.__.wm_::m?__%.o33...._o_.:o_.3o_am;m.:mEww.m<worn.aimm_.=:oa___o_aEm.22:2:5:m5mmammm.On_w9:.._nnacuzo02.523_.:_o_.._.E:u:uuv<m_£B._:mo._amu$8.3Em._£E?ma:_§_u.:_£as.Emmo>o_nEmEE:__m:mucm._mu:_._w._m;$893__m.8A3mw>o_aEmm.._o.um._Eoon:mEm.._o_oE_:ooon.9.»E_.__u.._muu<m__.=._ou::€25Eotmn2._8um=:oun_._w._o§um::oo3u9§nEmmcom?n<.mmu>u_nEm.m.b_Emu:__mu._o2m.m.:o:mEumoma5.20:m:ouuE:o_:mav:o>>Eu.6.._BoE.:co2mw:mnEou22%Eu:36:__m:msaw9:...m:::u_.§_E%u<£5E:o_?:_:.:Em_.=5:».023m>=om=mmg.2._o_Euwow?.520:m:oumE._otmax.o>>Eu:8._2omz:oo23.3582win:on3:__m:mm_m.mm:__&_o_:$3.:.a_Em_m:_..mEO:mBUm:wm_EEO>:m£3mucmvauom:_:5:_!m;_uun_._ommummm:o=au__no.65:£_u:mx._o>>m££m_aEou__m.._m:osm::oo.:a=u_._Eoo.<«E25no._.zms_m._.<._.méduoo.:oEm.=ooEouEo_ooE.SEmm__aE8:o_m:m.xmscammm95.on.:a_w:m_xm$5:9Eaooom2nBE>__uu_§:s:m3EnE..?:muu<u:__3_u_:§m_:.E::o._.2.ucmE=u:uun<9___§__u.En_m_£:_393.8...>__mE2=m3__m_._m:o_m:2xuE5_._m_.=.:ommm..>5.8uuuc?xwm__:mEwm.o<:2mm_2E_o._m_.._m>on_m<zE.529...=..._._._w._.3=o_m=2xm.m.A_.E._m._...23_:oEuu:m<inns.2.::_u??mmumm5_§__o_§am__23:393w9:BE_._u:muu<a:_?n__u_:mn__m_£:_umntommvmm:mo_uw.m_.__E._m.m_6w._.:aom_—=mmw_:_._.mo.u:_E..m_E0:-.mw_Q<._a_mm_2.:_on_m=_m>O&W<ZU5:u_E>m__ _?x:_uoamxou.33.tmzuPage 202 of 336 CMSor52558rout:DOCtoit1tit6lJoii0moutl0lJn0tl3anditspurchasingofficetoresolveissuesonceanOrderingEntityhasgivenno?ceofaperformanceissue.ifresolutioncannotbereached,thanContractorandtheOrderingEntityshallcontacttheSP0inwritingtorequestassistanceinreachingresolutiontothesatisfactionofallPartiesinvolved.Contractor'sfailuretoprovidesatisfactoryperformanceafterreceivingnoticeofaperformanceissuemaybesuf?cientcauseforOrderingEntitiestogivenoticeofbreachtoContractorandtoterminateOrderstheyhaveplaced.ContractorshallconveyanynoticeofbreachitreceivestotheSP0viaemailwitf1lnfive(5)businessdaysofreceiptthereof.MarketingNotices.Priortoanydistribution,ContractormustsubmittoSP0foradvancewrittenapprovalallContractormarketingnoticesandliteratureIntendedfordistributiontoOrderingEntitiesutilizingtheAddendum.Maintenanceofmailinglistsandtheproductionanddistributionofpre-approvedmarketingnoticesandliteratureistheContractor'sresponsibilityandshallbeatContractor'sexpense.HIPAAl.TheHealthInsurancePortabilityandAccountabilityActof1996(HIPAA)PublicLaw104-191governsmeexchangeofcertainhealthdataandtheprivacyandsecurityofcertainhealthinformation.AllWorkperformedbyContractorandanySubcontractorsmustbeincompliancewiththeHealthinsurancePortabilityandAccountabilityActof1996.II.TheOrderingEntityisresponsiblefornotifyingtheContractorinwritingwhenplacingaHIPAA-relatedOrder.HIPAAStandards/FinalRulesarepostedontheDepartmentofHealthandHumanServices(DHHS)website.Training.ContractorshallprovidetoOrderingEntitiesatnoadditionalcostallnecessarytrainingonallaspectsofordering,onilneordering,productdelivery,productreturns,andwstomerserviceprocesses.Funher,ContractorshallprovideOrderingEntities,asapplicable,trainingandinformationontheuseofproducts,includingtheirenergyefficiency;newfeatures;opportunitiesformanufacturerlcerti?edsetupandtraining;green“EPP";andotherServicesthatareofferedoravailable.Procurementcard.Contractorshallhavethecapabilitytoacceptprocurement‘credit’cards.Contractorshallhaveindustrystandardsecurityprotocolincludingstorageofdata,orderingsecurity,anddatafilesecurity.contractManagement.ContractorshallprovideContractmanagementandsalessupporttotheParticipatingStateandtoeachOrderingEntity.Contractorshalldesignatearepresenlative(s)whoshallhaveprimaryresponsibilityformanagementofthisAddendum.ContractorshallnotifytheState'sprincipalrepresentativeidentifiedin§5oftheAddendumorsuccessorofanychangeindesignatedrepresentatlveis).Orders.OrderingEntitiesshallplaceOrderswithContractorforGoodsand/orServicesonan‘as-needed"basis.OrdersshallbeplacedconsistentwiththetermsofthisAddendumduringthetemtspecifiedin§3(Tenn).EachOrderingEntityshallidentifyandutilizeitsownappropriatepurchasingprocedureanddocumentation.ContractorshallnotbeginWorkwithoutavalidOrdernumber.StateAgencies,State-fundedinstitutionsofHigherEducationandOtherStateDepartmentsshallensurethatnoOrdersareplacedbeforeavalidDeliveryOrderorContractisinplaceandshallcomplywiththepurchasingrequirementsdescribedinStateFiscalRule2-2-4(OrdersforServicesinexcessoi$100,000shallutilizeaStateContractandencumbranceofContractFunds),unlessexemptorwaivedbytheStateControllersOffice.TheStateofColoradoshallnotbeliableforpaymentofOrdersplacedbynon-StateOrderingEntitiesandContractorshallnotseekcompensationfromtheStateofColoradoforsumOrders.ContractorshalllumlshallcommunicationsconcernlnadministrationofOrderssolelytothepurchasingo?lcerwithintherelevantOrderingEntity‘spurchasingoffice,ortosuchotherindividualidenti?edinwritingintheOrder.AllOrdersandContractorinvoicesforGoodsand/orServicesissuedpursuanttothisAddendum,ataminimum,shallinclude:I.Orderdate,whentheOrderisbeingplacedbytheOrderingEntity,It.AbriefdescriptionoftheGoodsand/orServicesbeingpurchased,includinglineitemdescriptions,itemnumbers,quantityordered;quantitytobeincludedinshipments,unitI0Rev06I0l/ISPage 203 of 336 2:28am2.w._:_uo.om25mm_._=a_u_§.9:Em.mm.oE_m55;;..uu_=oEmEo..._oo..n_bzcmu_.__.mu.0«Emm.umm.mmmm_..>.o£owmm__._:.522...u_3.._n9:..o_._uu.oca3=2.-:_E.o._..>.323.>.a.wm.mm.oE_32.2.:.3_._c__m_._E.2E.:m=m.=n.um_._mm_ammoum;..o_.m.._E.m_.5once:2.:__mmoemm9..8__a_._m.o.um.Eoo9:newaucm9._._mu.OE?wus..0m:o_.mo__naucm2:9.9:d?mmauxmmm;Emuo_.=$5.a._.o_.uwm25_om:3...2...22.:.._omm.nE3..mm;.2um.EooE5commm.Eu.2_uo_.__E.2mum_._démm_£_om_.o_m_>oa9....mu..=uwmuea2E9.m..o?m.._._oo_o_._oam:_E.£Bmouo:.mcm=.>.=_..ma=_.ou.o22m5E=_._£on_.2..o=u_.__E._u._.m:ou..o..m.mmo_>.mw.oB..mmuoowu_=__.mn=mmc_._._uo.q:_uo..__._o_.__m?oumax»m_.=.2aucmm:_.mu.om_.=mm._._n_E_o.2ucmw.m_u_o_._:o__.oE.o_EmE_m_o.om:m:_u:£mSoBmmamoun«mo.?smmwa_._._mu_._.%.oas522..2Emmmmumcmswou.moEoEmEm.=oo.a3.mm.2um.=.oo2manm.:_._oEmu_o_.__.=_.s>mEaacmm.._.mu.o2»..._o=nm_.onEou.935.mm.mE_cmmm:>._...m_u:_.mu.o.3.5E;_._._£om....oo__o:o_mmommon_9:c_.58..mzmmmaucm«$6.52zozumbmmmmum:ucménmcommm..>_oE=9.5__m_._m.2um.Eao..muEo.:mEw.:oo.a2:E9.m_._o_8m._u>52.uo_n=mucm..mu.o9:.o:a_.mc_E.2mc_u:£m_.=_§oz.mo=:nm.._2ou.Eoo.__._uu_m_.__E.m.5:w_.___._2xu9.:2.2202:Bmu_._mE.o_.mqm=:_.:8__m_._m.2um.Eoo.E.o_.oq>_.2_o.n_2u.:__m_m.0EmuzuamSBmm:o.m_.=5.5:2mm.mu.om5.3:3gnaw.o.%.OQ..._.=_.s_ummoo.n229.m..3...m..:ooo?:_E.BEE.uoEa=.oEo.:uo.qm_.=.z=_._mu:_.mu.Ooz.2m=_m>cc8anu__._o;oo_._w=._.o__._mn.m_._o_Su_.__.om..o=omm..2om.Euo2man.._.o.mo=o:.0ou_._m:mm__o:383>_._..:_._..___.su£um..au6:m_zoww...zozm=S.mo:wE.o_.mn.:o:mg.39.2.;_.__.2um..:oob_.o..>5:.moEo=.mEo._._oo.nm.b___._mm_.__.wu.Om5..mu.Om£:_P...8%m:._.2.:55.3:o=m_n_E8msmcoummacaw._._o:m.5;..mu.ocm3macBa9:.25:m_._o_.mm__nomg6EnE.£.mn2m_.m_.omumam..9om.....ou._Au2:52.._.0...»2...EE_..u>am3__.§E_.m:_E.2Eawdimm.._.m..o_:mn_E.E9:_._o__m_._:..£_o8.8:_m_._o_._uum=6£_3.E_..u:muu<mi.2m_.__E.E.9._cm:u_§>.___._m_ou.2.35cmm_wc_E.2>mE.m>_?Emmw.aw.uw~_.o£=m.28.o.mo_=oEwEm.=uo.av2m_._m_mwum__;m=a.5bucm9._.mu.o:<.mu=_Emm=_..o_u.o3.35_._uE:o=u.._...._o._..E:u_._muu<m_£3Roomm5_._.=_::_mEm..m_._Eum.m=o_.o==._.mn:m>..<.mm_.m:uEu.639.._oBumouuam.oE:u...ouu<2:3mm5uo_.=:ou_o>_.E_._mmm.nm._E_2._am.w_Smm_._§_o_$n_us.go:ucu>u__oucozzz?nam.._wu_.§mmE>o.n?:E.o6m.=.oo.uu_.=.__:oom_um_uooom__.E2_xo2m..u..=omsmw.maE8uoomum.nan2..>3:_.__m_axw.m=Em.:__.mn:mB?wzcm.m..2om..:oU.E3_xoo.m._.50ms.29...nzm9302_m>o.nEm.2...?asco.uzmAo_n3a3umw_=mE39.9.::_>._=.m_m:_.uu.0m5>_=o..__m;m.o.um.Eoo2:¢_uo.m3:5m_noon.um.mu.ocm._.um2a__m.9.m.mm:o___.=__m..._:muwoam.m_..o=:.=an:wuou.ou_.mE2_um.m2._muEuocm?uuom5....imam.u.033m5:_>:maEoum:_mmm_2...o>____.wm:_.mu.om59$3.93macaw9m_._._..>.=_..m_9__.%.o9:Evo?moomEmucamco=mo8%BED5?mocmuauom:_um?mam_.53waszuam__E:mmo_>.om.o\u..mmuoow.Emuw?moum96..9_umE$uup8...__m._ma_Emmc_.ou.o9:..3209...._um_._8..m_.o_.3o_2..2..o_.m.__.mmu3.0....EMS5.Ea_o..um.o>__.u.uB.5.»E=u_.wE<m__.=2Em=m.:auo.mu.omoo_>.om.2v:mmuoom..Em.m._.sc.uom.mwmm_.s.m£ommu_:_._.>.m>__un._.~702.52:u.B_._sz.:oEmm._o<.232E_on_m=_m>o.m<zmg....>E....n:o3S8S8o2:o~".2232§.u_.%n<%ms_oo3955m_..._.._>.o>_.mEomm.qm..o.mo_=om.._mm__u.:am.b_=.m_3.8.09:Emmm?umcan..BE::mzo?.oEm:m£m_._u=§._.>._.:mm:_.m_u.0on._ooEm:o.m_n_Eoum_._._..>.mmm.uum9.5mg.....ou:mE.otmn..o>.m>__mu30E:8.3%.newAmmoium.¢m>__mE..o=muo_9:...252ucm..m_nmu__aum_._m_._5mm!.m.moo._=2_ w_o~t9useNKOUEma:msuPage 204 of 336 (‘MSI32555COREDOCID»:oI Il3mayterminateanyOrder,inwholeorinpart,forthepublicinterestoftheState,providedonlythatsuchterminationwillnotrelievetheStateOrderingEntityfromitsobligationswithrespecttoanyGoodsandlorServicesalreadydeliveredtoorusedbysuchOrderingEntity.Theprocurementofficershallgiveatleastthirty(50)dayspriorwrittennoticeoftheterminationtoContractor,specifyingthepartoftheOrderterminatedandwhenterminationbecomeseffective.TerminationforthepublicinterestofalloranyportionofanOrdershallnotcons?tuteabreachofthisAddendumbyanOrderingEn?iyortheParticipatingState.a)Contractor'sObligations.ContractorshallincurnofurtherobligationsinconnectionwiththeterminatedOrderonorafterthedatesetinthenoticeoftennination.ContractorwillstopWorktotheextentspeciiled.ContractormuststillcompleteanddelivertotheStateOrderingEntitytheportionoftheOrdernotterminated(ifany)bythenoticeattermination.ta)Compensation.UponterminationofanOrderbyaStateOrderingEntity,Contractorshallbeentitledtocompensationasfollows:1.Contractorshallsubmitaterminationclaimspecifyingtheamountsduebecauseoftheterminationtorthepublicinteresttogetherwithcostorpricingdatabearingonsuchclaim.2.TheOrderingEntityshallpayContractoranamountwhichbearsthesameratiototheion!reimbursementundertheOrderasContractor'sobligationsthatweresatisfactorilyperfonnedbeartothetotalobligationssetforthintheOrder,lesspaymentspreviouslymade.Addi?onally,iiaterminatedOrderislessthansixty(60)percentcompleted,theSlateOrderingEntitymayreimburseContractorforaportionofactualout«:i—pocketexpenses(nototherwisereimbursedundersuchOrder)incurredbyContractorwhicharedirectlyattributabletotheuncompietedportionofContractor'sobligationshereunder;providedthatthesumofanyandallreimbursementshallnotexceedthemaximumamountpayabletocontractorundersuchOrder.H.InternetOrdering,E-commerceandWebcatalog,ElectronicDatastorage,andcatalogsMaintenanceofitsInternet,e-commerceandwebcatalog,electronicdatastorage,andcatalogsistheContractor'sresponsibilityandshallbeatContractor'sexpense.I.InternetOrdering.Asapplicable,ContractorshallprovideInternetcatalogsaccessibletoallOrderingEntities.provideaURLlinkandColorado"splash"pageorlandingpagewithlinktotheSP0StatePriceAgreementweblocation,designatemarketbasketitemsinitson-tinecatalogstoreaseofordering,identifyasymbolormarkingusedtoidentitymarketbasketitems,anduponrequestindicateallenvironmentalpreferableproducts(EPP).ll.ElectronicDataStorage.Contractormusthavethecapabilityofelectronicdatastorageandaback-upsystemIntheunlikelyeventthatthemaininformationstorehousebecomesunusable.Contractorshallhaveindushystandardsecurityprotocolincludngstorageofdata,orderingsecurity,anddatafilesecurity.5.Catalogs.Contractormustprovidepaperand/orcomputermediacatalogstoanyOrderingEntity,uponrequestforthedurationofthisContract.T.OrderforLeasedGoods.AnOrderingEntitymayplaceanOrderforGoodstobeleasedfromathirdPartyleasingcompany.TheOrderingEntitymusthavebeenapprovedfortheleasebytheleasingcompanywhenplacingtheOrder.TheOrderwillprovideforpaymentoftheGoodsbytheleasingcompanyatthetimetheleaseisexecutedbytheOrderingEntityandtheleasingcompanyandtheOrderingEntityacceptstheGoodscoveredbythelease.TheContractorshallconveytltietotheGoods,andanyapplicablewarranties,totheleasingcompanyuponpaymentoftheOrderbytheleasingcompany.5.TAXESandPAYMENTST0CONTRACTORA.TaxesandTaxExemptionstatusI.TheParticipatingStateandStateOrderingEntitiesareexemptfromallfederalexcisetaxesundertheUSinternalRevenueCode(Inc)Chapter32(certificateofRegistryNo.84-730123K)andfromallColoradoStateandlocalgovemmenisalesandusetaxesunderc?sI2Rev?é/OIIISPage 205 of 336 m_:28:~.268%.mm:.220m5wE__msEE2.»:_3.2..miE>.___.mm:_.wu.om£mu_o>_._u_._m..ou.Ocm3ms...2:EEo.._._oE=_u..wuu<9:EmE.m_2.._.___.soocm?ooom:_muu_>.ww.o>u:mmuooomu_>o.n_=m:m.2om..:ooms.,.mu.Ocm:_umz?oammm_§.w£ommo__._:.>mwo_.n_m:_u:_u_.5mE.Em._.a._.wE!.w=.u>55.E=u_.m_uu<mi.3_m2.m:w..oE959...c_,EuE$.m<B_u3u:uz.__.mEm_noa9.5comm_._:_u:_>=.:mmc_.mu.O.2.mnE=cmo:__2m3.5..__m..m.2um.=.aomg».muo_>.ow.omuooo_o_n_mou.?__nm.mm2>_co9:02.»B__E.mmE.2m_.2om.__._oocom.2m:m_mm.mm>o_n_Em>._Em9_.=%.o>:<.EmEmw.m<.235.2..newE:ucouu<m__.=Em:9.8newm_._..29..>2>_m_cmumEo>omon__!_mm..o_.mm__nouzm2:9..mm_._Emm.._.ou.0ucwm..2um.=.ooon».>.=_.m9._.%.o>5.oQ?mmmq_u_..mn_9...23.623o:6EBu_o>3__!_m.32:o_?__8:mu.o.>.___nm___o_._o_.2_E.ca_.mo:_:Emu:_.2um29..3.m.._u:_u:.>mE.m_m:o.o\§.mmgmnmsm..2um.Eoo.3.E5..26.o..w9.moE=.2um.Eoo.EoEm.m.m_8_o>_._>:mcomca_u:8ucm«E5.w_._._.3..2um..coo9...Eu>._=.mm_.__.mEom5cou?mnm?macoo.m_.=c.om.mu.0.25:matu=.mE>mn....m=cwmn_:m_..o..cozoaumu>n.2om.._.oo9..E2._u¢.o>8o.an>mEco_?u_£ou.o.35....o..w.:o_wm_Eo2mac.o.um....oo23..oE>mn$2.8.....onE:_.=.uEwm.m<.9922.:_on_m=_m>on_m<zmg.u_.m.BE:_.EmEom.m<warm2....maE:c.220m...in.a05.umE.2.m..m8_>.mw.o\2.mum.c>__ou336.o_.o_E_.ummuuzm.>§.m:cdm?uozmu$5>E_._m9._.mu.0m53wmu_o>_.__.o..o_mnamcoummnn.o.um...._oo>3___.smm..Emm.._.%.o..m_u.0ms._.__umsumamm_s.a£owmm_..:.>._._.mu.._.ou.0cm.0?mzco.9...con:.omama.m_:mm.mco>__=.m953.09..2_.o__m_.:.2.._mmm__._mE=uou_._o=mmu_>o.n>mE.2om.__.oom5_._m=o..=.mu_o>:_cm«ccmuecmnm.2m:o_r..mm..m._m:_:o..mEmEm§m<._umE.oEmmm.Em=.$.m<.2ma_>_m52.:m_..m.:a_umu_.6.nmmmoo_.n_mg.8.>._Emu.3.09:>9vo?muomvan2_uwu_>oEmou_>.mm.o\u:mmacaw.2mm_E..mm_._.uu.omo_o>:___m_._m.2om.._.aoduneEmmmmm_.u.:n__.o_.§mo_o>:_cm53.m.Em.m:_.ou.Omuse...ucmE2m>macEauczcaouumcmmam;__m:m.o8m._:ooEmmo_o>:_._9.____m.9._o_o>.._.0.m.mu.o;o=m.2o_um.o_oo.ow?m9:E9._._o=mm:mnEouxmmm.2ow.Eoo9..__u;m.9.>._.cm_m:_.mu.om_£m...o:m>2uuomaw.av.0E._.mE>ma.2o_non.9.__m_._moum.o_oo322m9....__..so_wn5.2Emmuuéw...9...man:.3mi..omco2.msoucmnzouum:_mou_>.wm.o.u..mmacaw.2.o.um.Eoo>32_.o_?w__no2...:E__«_._o_.=_3.m:_u=_u.E..?..wun<25_om..o_._u..ooucmmE.w_9:>9.253an__m_..m.220u__m>mm.._=mm_>....:m.3.8.0_.<._.a_uu._=.oo2m=.uE>um.mism9._§__uea..m52umu.m;uan__m._mcc...>:u.o3.8.oz..2om.Eoomg..o.....E8.._9:2u2m_m..ou:_mcoo__.omm_.._o:m._.2.Som.._.oo.m.._mmmummmmmmmmax!>_..m.22%.9.225mm..__m...__u_..mn_m_._._.$2.3.m..Eom..:oo:8:.oumumam_.35cum:.__9.:E_.o£..uE:oouuzm..mnE_.=._._o.=nE¢xo5:EHz_mu_m.>._Ewu.._.%.ozomwm.._:_mEanew$5.33..2w_n_mcon_mu.ma__m_._m.2om.=.oom_._._.25mmm.3E:_.__.o_aEoxox2:25._w£u>m..>uEmo.Ema.._.2..o__.u.m=_u..m>m.so.._.oooo.mmmmo.mmm_.mnE::couueuxmxm_m.2m«wu_._?nmm...=_._..m.mnE=z_._o_?u_=Eo_u_.w>n_n_..m_u.muun_:26._m_.=m>m_._>mEmm=_Emu:_.mu.o=.m.w:__u.m>mz6;.m2$.8.:.m_zmmmomm2..E%_.oE<m__.=m..Emn?mm.0mmoasam5.ou_.__mwx?zuzmSEzoeom:ouo_m_._._umBSuacoom_£_.__$5.5mmu_.a>5..5.oc.>E_.mm.._.%.o22m9.:>9um.u..:n..._m.an.9.asmuxm.on:.amm_mmomo_._._..Emu_._.ou.o?awm.o25wm52umu_>aam_83.3.o«oauoam5..u=9.._.m>mmax!on:.o3.3.0EwE>mnSiam.>mE>.m>:mn_.9>=.:oou_.u>._o..m.w.m_._o_m_>_3=wAoEom.3:59._.wn.o22m3Euzun2.:.2ummm_.u.=uEmmmo_>.mm.o22.3..:2;E5um=_§.>nm.w._m_.2oa._Eoo.23w9...Eocwn2uw.mu_._m.Smm8_>.ww.oummm..o.:nEm336:35>_&mmcounemxwcuzm2.3.0Eu5....S—.wn.mnmm_on.o.DOGuxouEmu.a£20Page 206 of 336 VII.VIII.CMSitli’_$5lIlCoREmmID#ml lr1Remittance.OrderingEntitieswillremitpaymentsbymailorviaStateprocurementcreditcardsorasotherwiseagreedbyContractorandsuchOrderingEntities.TheOrderingEntitiesshallsendpaymentstoContractororContractorsauthorizedresellerattheaddressshownontheinvoiceititisthesameaddressrecordedinthisAddendumorsubsequentlyprovidedtoSP0inwriting.Contractormustprovidewrittennotice(emailisacceptable)ciaremittancechangetotheSP0withinfive(5)businessdaysoiachange.PaymentbyStateOrderingEntities;lmerest.ContractorshallallowStateOrderingEntitiesaminimumofthirty(30)daysafterreceiptoianinvoicetopayforproductsorservicesprovidedbyContractor.StatelawandregulationsprovidethatStatepaymentsmadewithinforty-five(45)daysarenotconsidereddelinquent.andunlessotherwiseagreed,StateOrderingEntitieswillpayinterestonanyunpaidbalancebeginningonthe46thdayattherateofone(1)percentpermonthonanyunpaidbalanceuntilpaidinfull;provided.however,thatinterestshallnotaccrueanunpaidamountsthatarethesubjectofagoodfaithdisputeregardingtheobligationtopayalloraportionoftheliability.ContractorshallinvoiceStateOrderingEntitiesseparatelyforaccruedinterestondelinquentamountsdue.Thebillingshallreferencethedetinquentpayment,thenumberofday'sinteresttobepaid,andtheapplicableinterestdate.(§24—3il-202(24),cRS.,asamended.)PaymentByColoradoPoliticalSubdivisions,Non-ProtltOrganizations,orOthernon-StateEligibleEntities.ForOrdersplacedbynon-StateOrderingEntities(PoliticalSubdivisions,Non-ProfitOrganizations,orothernon-Stateeligibleentitles).termsforpaymentshallbespecifiedinthewrittenOrders.Contractorshallinvoicenon»StateOrderingEntitiesdirectly.OrderingEntitiesgenerallyremitpaymentinatimelymannerwithinthirty(30)daysofinvoice;however,ItistheContractor'sresponsibilitytooonflnnallpaymenttermswitheachnorrstateOrderingEntityatthetimeanOrderisplaced.MaximumAmount.stateOrderingEntitiesshallplaceOrderswiththeContractorusingapurchaseorDeliveryOrder,orStateContractasrequiredbyParticipatingStatelaw.regulations,andtheStateFiscalRules.Allnon-StateOrderingEntitiesshallplaceOrderswithaPurchaseOrderorotherContractingdocumentacceptabletotheContractor.ThemaximumamountpayableunderthisAddendumshallbedeterminedbytheamountofOrdersplacedandotherContractingdocuments.NoContractFundswillbeencumberedbytheStateDepartmentofPersonnel&AdministrationagainstthisAddendumunlessanOrderisplacedbythatagency.OrderingEntitiesshallstatethemaximumamountavailableforthepurchaseofGoodsand/orServicesundereachOrder.Advance,interimandFinalPayments.AnyadvancepaymentallowedunderanyOrderissuedbyaStateAgencyagainstthisAddendumshallcomplywithStateFiscalRulesandbemadeinaccordancewiththeprovisionsofthisAddendumandsuchOrder.Non-StateOrderingEntitiesmayhavetheirownfiscalproceduresregardingadvancepayments,whichmaybeagreeduponinwritinbetweenthenon-StateOrderingEntityandtheContractor.AvailableFunds-contlngency-Tennlnatlona)StateOrderingEntitiesareprohibitedbylawfrommakingcommitmentsbeyondthetermoitheParticipatingState'scurrentFiscalYear.Therefore.Contractor'scompensationbeyondtheParticipatingState'scurrentFiscalVeariscontingentuponthecontinuingavailabilityofStateappropriationsasprovidedintheColoradoSpecialProvisions,§1Bhereol.iffederaliundsareusedtofundWorkorderedbyStateOrderingEntitiesunderthisAddendum,inwholeorinpart,theParticipatingState'sperlormancehereunderiscontingentuponthecontinuedavailabilityofsuchContractFunds.StateOrderingEntitiesshallonlymakepaymentsforWorkorderedbyaStateOrderingEntityunderthisAddendumfromavailableStateOrderingEntityContractFundsthathavebeenencumberedforthatWork.andtheStateOrderingEntity'sliabilitytorsuchpaymentsshallbelimitedtotheamountremainingofsuchencumberedContractFunds.IfParticipatingStateorfederalfundsarenotappropriated,orothenivisebecomeunavailabletofundanyOrderplacedbyaStateOrderingEntityunderthisAddendum,theStateOrderingEntitymaytenninaletheOrderimmediately,inwholeorinpart,I4Rev06101115Page 207 of 336 ncsao>3.2seem9__.%_oE33Pan.»_um.u.Emsmsuoan3nunsmo_nm_So._.630._._oE¢.5uo.i3Ema.52.Au..£__._m9.590gunm.3?m_.__>~mn68?__umucmean=:_Emu_nmEa:mmcsmmmoou2wE=mo_m_o._..mm_.__>ummoova_nE=wM_3u._.Auseam9__.mEo_._anm‘E.m3E.unucaxu9.:.0_m_o._..8_nm.53.E.30=m_.=..n_:mo..._E3...3.._2._n=_u>._w>maucmoc_.wu._OcunmE__._m%_So._..u._n__on3.3.52.An_mu:_o_.m:Emtono.Q...Smueamnmgammmoonmumcm?mn..oE:_u:m_uu<m55mm_.__uo____Euu_.un_§0>._mE_._Lm52__nEon_>Emuan__n:m33%:gmo?unmam_muxm_._nmngozm0mm9:.3um?msco._nE.2m:_ucn.:_w.m;uw.n._oEoo:_wcnEma:uoxoncnEanumw_..=._o>.2uu._Eau>._nEE:mu_nEum.u=n=_xw2Eo_n>_:uo>__n_En_mn=w.52n_.__:39uw~_._mEE:nncu_>o.a?.._E..o8n._.coo.>__n_._ou_E..<émouE.umucmc?m::_EGoo_mumucexo.mm_.__>nnucn.:__.=<mu_a._xa_En:Emoo.umucmaxo.._c:.383um._.323._c_._x.¢_En:E?oououc?xo625__..S.EEn_._c?wmnzosawE2_mg..mEn_._bzcwas29.0.c_nm_._ono.0Qnum5uuc_§o__o.m5:_nEou__n;m?mtoq?m:_mn55.59:._o_.:on_m.EonuE:_o>ms....uo_..on9__:.aezunm.2n.wmcunn_:nn_9..=__.=_:mm_._Emm:__oEo__n2mm_nm.22w._m:___n_ou:32nOmmou_>o._a.m:E._o8n=:oo._.._nm>:m>_m‘EnB.8_mnEwomn_2_.._mn_2oonandm._cnEEammB—32...395..2F__E<.E_._o._n_22r>._n::n_.“Enmuoton._n:n:_u9:..553_nu_._m_nononm.0cum«E.23m>nu..nuco_nuS8a.___.=:_:3wtonm:mE:_o>\mm_nm0mm2.;w__._...:__n:m§on._Eoo.wE=_o>union:5_uo_=mEuw~__n.Emoo_.__3:9wu_._£c_o.n.m9__n%_:nn_o._._...:o._2.oE_.._o>.n.Eo=n:_u>wuu=wE._a_._um._2on.=:ooc_aEam.n=nExm2Eo_n>_:.um>__n_En_mn=m_._:En:_.._0u:_._w._m::o_.nom.._3on._EooEmamaHE9:van8.5.52.3m,.2on._EouE_so_>mmcan:o_.n:_n>mcn:_n=._8__mzm;u_Es.E._mEo.__m£_o:oan:_::2.0_._o=n._e6Ea:.2un.___._ooms2team.n._Ea:m__n;umm_._Em958.0£n_w.nE2m>mEuEunn:us_.uu.=:ouou_32n.m.m_.mBus:oo._=uw._mnucn=.mu..__..u_van._o::o2on_.mow._ao..m.oo:uE..2._an_.<.2n.mm_._=nn_o_tn..._m_.=.3mu._n§m223_oEnsn9.:E9:._2un._Eou2n:um_u‘HEEnE=u:muu<m_£_ocoanmocno.2mmsnumsemcoo__n:m25%.mamaou_>oE2o._.___n_m._o.un.Eoo.m_anu__&nmn.w.n.wneu?nm9:Eumn__omm._n_anE5_._o=m_.__ucm._omosvmuoa9:5:»8:nEooon_.__an__n;mmmn_£._ou:_._..§_=_8_mcoaumzo_._.<o_u__._.ozIuz_.Eo._m:6.53.m_.o>m;uEz..o>=nEwmm5B>._._._m_E390_uw~_.o£_._nanEcoznzummuum=_uoam9:«Mmuseum5muooum?namuon_o.982E2%2...E9:.5.mu_o>_.__o?nauoonanEEmu!BEmu2.:E9:tn?__n__wuotma>ocm:...E__o_uEuo_._u...__Ezoum?gmnoo_nno__nam>:<.uo_._on_>u:u:.E__un>_._:oun_a.x.§un.EooasEnazcmmc_.nEO£n_m.:n:m5cumimnu:___._s:_con...cumin3>nE.._o__._s.wEmE>namaomcotm9__u_na2mEmEm._:uw.__nom___.§o__m£m>n;>nEmu_._Emac_.wu._Om.n.m.:oz3.2n.m9::9:.650>5_._m.6:33>_._n2Eng36:__nzwmucazuzm.w.n.mm52canBunnanum_uo__oo._O.m_uo_=wE2n_.aoan_n..m£o.3._O._2on..:ooucnE?mm:=na_o_:nn_9:cmnimnmEaEmo._m<EmEn.m.m.un..Eoo55a.6E_.__ucouu<m_£._wu:=25.53EozammnawE9:Egmmv:o__u:umvE§un=...ooEo:um..m>ou2mp>nE...o5n._EooBum>_mom._m_u_.__.__mmmoxm._ovoucmnxmcaucn.wEwE>nn_mnoEE_B....__2;&._m>o.:o__wa_$mu._o?an::25._._o_mm_Eo.2u5:=5.9._.__u..:omwm._>:n.0125E_o.un..Eoomg.2nuns.w.:mE>na>.__cm9..202am.co=w._um__uo_omm.2n_wm_.__.nn_u__..nn_9:.<anmEuE>nnm_._om:o.:m.x_..Bun=_._ooo_.=ucm>._Em_3.3.0m.n~m.:o:o5cmmimnas.5.:3:329..on>nE;u__.=>.m_uu._OBEwE>na.2maceo_nn>nwc_Enmm._w.:oEm._=um.__nom_.E50mgm>n_._>nEE?mm:_.mu_o:2»._u...__._m_no_on_<3._am._wcn:o_m_>oam£..=_§wucnusoon:_2nn__._m£5_Song;2_ _=n..n.uonmnouEmu...mzuPage 208 of 336 (‘MSM12558COREDOCID~10| ll3e)TotalGreenSales.TotalGreensales,meaningsaleofEnvironmentallyPreferableProducts.asamended,byeachOrderingEntity.(EnvironmentallyPreferableProducts,includingapplicablediscountsavings,aredefinedintheState'sEnvironmentallyPreferablePurchasingPolicy.inmostcases.'Green"productshavebeenthirdPartyregisteredorcertifiedassuchbyEPA,NFP.EnergyStar,LEED,etc.)I)AmountofNASPOVa|uePo|ntAdministrationFee.TheamountoftheNASPOVaiuePointAdministrationFeeduetotheParticipatingState.ii.intheeventaquarterlyreportsubmittedbytheContractorcontainsdiscrepancies,whennotiiiedbytheParticipatingState,theContractorshallmakenecessarymodilications,whichmayincludeadjustmentstotheOrderingEntity'saccountprofile,andresubmitreportsinatimelymanner.0.AdditionalReportsF.i.ContractoralsoshallprovideacomprehensivesaleshistoryattheendofeachanniversaryyearofthisAddendum.orwithinthirty(30)calendardaysofrequestfromtheSP0.Thecomprehensivesalesreportsshallsetforth,ataminimum,menameofeachOrderingEntity,theOrdersplaced.thequantityofGoodsandlorServicespurchased,adescriptionoftheGoodsand/orServices,theunitpriceorhourlyratecharged.theextendeddollaramountspent,andtheoveralltotalamountspentfortheperiod.ii.Ifrequested,ContractoralsoshallprovidedetailedreportsofthetypedescribedaboverelatingtothatOrderingEntity,andshallprovideanyadditionalreportingasrequested.PerformanceOutsidetheStateotColoradoand/ortheUnitedStates[IntheeventContractFundsofaStateOrderingEntitysubjecttotheProcurementCodeincludeanyfederalfunds,theStateOrderingEntityshallnotifytheContractorthereofandthisclausewillnotbeapplicable].FollowingtheEffectiveDate,ContractorshallprovidewrittennoticetotheParticipatingState,inaccordaroewith§5oftheAddendum,withintwenty(20)daysoftheearliertooccurofContractor'sdecisiontoperform,oritsexecutionofanAgreementwithaSubcontractortoperform,ServicesforStateOrderingEntitiesSubjecttotheProcurementCodeoutsidetheStateofColoradoandlortheUnitedStates.SuchnoticeshallspecifythetypeofServicestobeperformedoutsidetheStateofColoradoand/ortheUnitedStatesandthereasonwhyitisnecessaryoradvantageoustoperformsuchServicesatsuchlocationorlocations.AllnoticesreceivedbytheParticipatingStatepursuanttothis§6.DshallbepostedontheColoradoDepartmentofPersonnel&Administration'swebsite.KnowingfailurebycontractortoprovidenoticetotheStateunderthis§6.DshallconstituteamaterialbreachofthisContract.ThisprovisionisapplicablewhenprovidingServicesunderaStatementofWork.LitigationReporting.Witl1inten(10)daysafterbeingsewedwithanypleadinginalegalactiontiledwithacourtoradministrativeagency.relatedtothisAddendumorwhichmayaffectContractor'sabilitytoperformitsobligationshereunder,ContractorshallnotifytheSP0inwriting(emailispreferable)ofsuchactionanddelivercopiesofsuchpleadingstotheParticipatingState'sprincipalrepresentativeasidentifiedin§5oitheAddendum.IftheParticipatingState‘:principalrepresentativeisnotthensewing,suchnoticeandcopiesshallbedeliveredtotheExecutiveDirectoroftheStateDepamnentofPersonnel5.Administration.Noncompiiance.Contractor'sfailuretoprovidereportsandnotiiythePartlcipatlnStateinatlmeiymannerinaccordancewiththis§6mayresultinthedelayofpaymentofStatelundsandlorterminationasprovidedunderthisAddendum.G.AdministrationFeesI.TheColoradoGeneralAssemblyhasauthorizedtheStatePurchasingOfficetocollectafeefortheadministrationofstatewideContracts.Onaquarterlybasis,ContractorshallreturntotheParticipatingState,afeeofone(1)percentofthetotalsaleswithintheStatebyallOrderingEntitiesduringthatquarter,inordertoassistwiththecostofContractadministrationbytheState.TheContractorshallremittheadministrationfeetothePanicipatingStatewithinthirty(30)daysoitheendofeachquarter.ll.FeesshallbemadepayabletotheStateofColoradoviaachecksubmittedtotheState'sI6Rev06l0lIi5Page 209 of 336 2:285.:.w>=S:mmmEo__mq_oEm.Em9__.%_o.6m.2Em9___Scan9:2umEmEo_>_m?_umEE_on__m:m..o_om_Eoo3_..o_mmmmmonm5:__._o_.m_Eo_:_ucmmuauwm>._.cm_m:_.mu.o._o.:o_?=.:oE__m_._._mu_Eoo.m_u..8wmuzmSun.w.m.m.2Emu.25mEEnema.6?uauw.>:<.:o_.mE._8:__:uu__:oo3b__m_=._mu=:ouac_Emo:oomcm_:wm_ucmmas__m£2;>_nEuuEammE_«__wE=$u_.=8.._o_?::£:__u_E%_=.oo__mnae._m.._m§uE.§o.>:_w_=._wt=.__o0.<.._mu::m.o;oo_._uE._o:m._mg5?_..o_8m::8:__._o_EE..o_..__Eucwuzzoo2E53583._mmm__.=E9.6ca9:>_aEou2.E:ucouu<m..._mu_.__._E25a:_E§§_Ema._m_.=aEmucm.m._a8m._E8n:mm._Escammmamo__Emucm.£_.s€53__m_._m.Eum._Eoomnmoomm>._._.—zmuz_=mamo.zo:<:m9_z_._<_.—zmn_u.zoo6.._%a2_a«E..3v2__._vm._mmuw:_m_2._DnmiwmmaE:mu._8m.>5§Em_._8m..3593o_omm._2um=:oo.mEm._Eaw._Eoo.E_._u_._ouu<m_£.wu:_._mocmE._o_._on2_u2m_S«umzcoonamEm2_._&w._%aeam_Emco_m_>o.n_o_.=m._:m:m__m:m._oSE.=oo.:_m.m;uu=_umammmu?um9:E§_§__$o_%._m%___am.o?_wmc_.m%_:$m52ton».gusm_a:=9:3.33m._En:m__m:m._o.um._EoU.E=u:muu<m_£3E29:.9..o__._&uu:_._m>oe:...w>_mum_u.>5‘.8mEoom..m.._o8EEoo_._oumE._otonm____...:mcm=..._onm..._.=.:<_u:_u_.n.._mn_._:w_u._8:mE_o:mn_mxeu??oo_._.§o._mtm.:_>_=u::S:__m_._m?g.._u::mEm_.__uoE._otuq3_.m_._m28mm:_..3_u__._m._ms3uu__o._Eoou:_._o.55__<.mm:.umuo._a55oEu.5,m:o_.m_.__Emxmgnaw_mE._o_.m_.__._uw;uE_m.:o_mmm>_m:mEcon»EmusaunaB:o_?_.__Emxmioiumuoa:oam:_m>m_uEuE_no.u£_E__8::3.m=_o_.__.m._=u8En_m_nm:omm9Emma?aE=u:ouu<m_£_o252oz.2Emzmsn§om._Eoo3_um_U:U:0umo.Eon__m_2.:oEB..._o_§3_umam._m_.=_.__.:m_..:._9.323.0:»?_mEwE:._m>oaucm.EoEEm>ow_m._wum_oz..m_o.w§mm.__=a_omm2.:._E._mn__m:m.2oE.:oo.m:_._o=:o:.0.m€_._mmoE2.28:8:25_.__:co__u:=._:ou_.__.6S:2._.__..¢__._um..__.5an.E.E=ucmu_u<m_£._ou:=m_nm__m>mmw_uwEm._ms.3.9.96>mEucm.mEoEm.__:um._E:u_._muu<2mE._a_:S8_.E_§a._o=_§$5o..=m.._o2Ewmmmumc:o__uu3!2§uSEoo2.33.>mE.a_Emmc_.mEoEm>m_2ms.B.90.w§wm_.__3_u_=§_ac..mo.__._mmoEm>_.oo._..ou._w£o._omu:mE§._wa.w._.3mo:mE._o__._oooE_Eu:o.5mnSccwo.620E.__.mm:m..._xoo_omm._a_um._EooE.m«:mEO.__:U0._E=u:mun<53>>._E.2_._oo8:_520zuzmaura>__uEoa2._o_om.=_._oo$.39>5:a__:mm=_.%.o.:m>m_w._m5ucm.w_Odim9._._aa_u=._mn_2..E:u:muu<£5EmEmE....:__._um.2:2EBES_._cu..ocm._.m_m3m:m_.6maccmcainas:_o..__.E:ucm_uu<m_£.3E305u_.__._:ummomiu_._mmmE=m?mcomww.__mH525mg..8%_._SEm...9:ozmm?m_OucmE?mmczmscanan»..ou::o.m;oo_._mE.o:mn£m:_m>m2E_ow._o__mE._m_9:5.3uu:m__aEoominus2uo_._mn_:o_EEomEouwmmg.m:_5uE:ucmuu<m_£2u2m_o._3.82mxo?mzzooE_.6m:m._.._o\v:mEco..Emoxm.m:_Emxm.8mn_m:_Jinn2soceam_£:oEEm>omm6Emmaum~_._o_.=:m>_:u.26>5new_._._cE:._m>om_Eou&ms.m_0.o§mma?atum2:._::mn___m_._wE?mzzoo.=o=uon_u:_.m.A.._uo:0n_:o_Eu_omu..8om..oz..>_m>=cm__8V_...o>_omm._.53Q6...ma:_u:=mgucmum_o_nE8compmm;suamzuamac:.mc_.u=mq.cancmasmo__o_._vw>_mom_mm;._o.um.__cauB.m:__._=uoom____u:mcm__<5.6.w_o=mEE:ucmE.<6:3Eu3_._o__:_omm._m5:5B..ou::m._mcmums.m_EmE>mu_m5E._uu.m:_E._EEcoomm_.6mwixuE:u:mun<m__.=Emuw_.=sumEng8.3...:E8%..m8cu58°2.ma_m5c_._mEoom.__._o:m_.__£_.__mE_m;m.o?EEoocmvzs?mzmoo_>_om._o\u_._mmnoowB.¢m>anm_.=.6EEO9.:2_m_._:nE>552.2..m:o_.mo_::EEooEm.mm___m__umEo_EEuu_u.m_m_.u?E.._m:_§.m£oEawas:_m_._o__mo_:=EEou.mEmE:uou_mEoou___mE2:m.m_aEoum6$5.a_.._..omm:o_?E.o_E__oEEOmgucmE?mac_.mn__u_:mn_m53952.52ucm:o=uonm:_3o__mucm.:_mE_mE.32.935__w._m..o.om.a_._oo._...o:um=o==o.u:E03:23mu.._n.._oE_us_.<mnmoomm=o5<E.zooHdmbananaA3Eu.33850E.823.AS.8__._n<3main26ram:EmEwE>mm3.5.35882_.323EEm.8.BEu_%m2p>_:..A8dm9.5..2—._n<E.5gems.EFEmacs.8HumanEm._w:m:OAwum§o__8ummaam;_..m>_mEmyomm?u.._o_wm_En=m._._mE>mn>._oa.u._EamB_.mn_._2._m:c9:..._omwm3=m.5E=u_._wuu<Q:__omm_.__um=_Emu_83:00>..mE_..._:_8S88Sc8.:on..n_oneE50:3»..mzuPage 210 of 336 CMSM52558CORFDOClDn20I lI]B.Notification.Contractorshallnotifyitsagent,employees,SubcontractorsandassignswhomaycomeintocontactwithConfidentiallnlormationthateachissubjecttotheconfidentialityrequirementssetforthherein,andrequirethemtocomplywiththeobligationsconsistentwiththetermsofthisAddendum.C.Use,Security,andRetention.ConlidentlalInformation.StateDataandRecords,and/orOrderingEntityRecordsofanykindshallnotbedistributedorsoldtoanythirdPartyorusedbyContractororitsagentsinanyway.exceptasauthorizedbythisAddendumorapprovedinwritingbytheParticipatingStateortheOrderingEntity,asapplicable.Contractorshallprovideandmaintain.ifapplicable,andshallmakecommerciallyreasonableefforttoadheretotherequirementsoftheState,asecureenvironmentthatensuresconlldentialltyofallConfidentialinformationwhereverlocated.ConfidentialInformation,StateDataandRecords,and/orOrderingEntityRecordsshallnotberetainedinanyfilesorotherwisebyContractororitsagents,exceptaspermittedinthisAddendumorapprovedinwritingbytheOrderingEntityortheParticipatingState.AllCon?dentialInformationshallbestored.processed,ortransferredonlyin,orto,facilitieslocatedwithintheUnitedStates.D.ProtectionI.IfContractorisgiven.stores.processesortransmitsConfidentialInformation,StateDataandRecords,and/orOrderingEntityRecordsContractorshallimplementandmaintainreasonableandappropriateadministrative/organization,technical,andphysicalmeasurestoprotectthesewrity.integrity,confidentiality,andavailabilityofConfidentialInformation,StateDataandRecords,and/orOrderingEntityRecordsagainstunauthorizedorunlawfulaccess.use,ordisclosure.Notwithstandinganythingtothecontraryherein,innoeventshallContractorbeheldliableorresponsibleforanyinaccuraciesoromissionscontainedinanyPlloranyotherinformationatthetimesuchdataisreceivedoraccessedbyoronbehalfofContractor.ii.IfContractorisallowedtopossess,store,ortransmitdataoutsideofaStateoranOrderingEntityfacility,ContractorshallprovidetheStateoranOrderingEntitywithaccess,subjecttoContractor'sreasonableaccesssecurityrequirements,7daysaweek.24hoursaday.forthepurposeofinspectingandmonitoringaccessanduseofConfidentialInfonnation,StateDataandRecords,OrderingEntityRecords.maintainingStateorOrderingEntitysystems,andevalua?ngphysicalandlogicalsecuritycontroleffectiveness.Ill.Contractor,ifitretains.stores,orisgivenConfidentialInfonnation,orStateDataandRecords.orOrderingEntityRecords,atalltimesshallmaintain,andshallcauseitsSubcontractorstomaintainallnetwork,system,andapplicationsecurity,whichincludesnetworklirewalls,intrusiondetection.andannualsecuritytesting.thatcomesintocontactwithsuchdata,itany.Iv.Contractor,ifitretains,stores.orisgivenConfidentialInfonnation,orStateDataandRecords.orOrderingEntityRecords,shallcomplyandshallcauseitsSubcontractorstocomplywithapplicableStateandfederalregulationsandguidelinesrelatedtosecurity,confidentialityandauditingasreflectedinthisAddendum.v.Contractor,ifitretains,stores,orisgivenConfidentialInformation,StateDataandRecords,orOrderingEntityRecordsshallensure.andshallcauseitsSubcontractorstoensure,thatsecurityisnotcompromisedbyunauthorizedaccesstocomputers,programs,software.databases,orotherelectronicenvironmentsandshallpromptlyreportallbreachesandattemptedbreachesrelatedtoConfidentialInformation.StateDataRecords,orOrderingEntityRecordstoarepresentativeottheOfficeofInlormatlonSecurity(OIS).vi.NeitherContractornoritsSubcontractorsshallhaveanyrightstouseoraccessanyOfficeoflnfonnationTechnology(off)orotherStateagencydataorinformation,exceptwiththepriorwrittenapprovalofOITortheotherStateagency.vll.Contractorshallreview,onasemi-annualbasis.theColoradoCyberSecurityProgram(CCSP)postedathttg://oit.state.co.usIois,anditsrelateddocuments,includingitspoliciesandprocedurestoensurecompliancewiththestandardsandguidelinespublishedtherein.I8Re-vD6I0l/I5Page 211 of 336 2:285..2.om.u.m_m9:.._om.m_.=_.o__m:_E.2.o.mu.Ocm3_._onm_nE85%.o_um.=._ooE>._Em_3.3.0522m9:2um.m>__ouan__m_._mSauoi2.25__mEaa_Emu..__.a.u.o625m2.:_o2.3%.m>_m_.__oxm9.:3__m?.E:u:wuu<m_£.wu_._:m..o__mm__nomg3wu..mE.2.mam5_._.2um.Eoo.3um?ama.m=m.um_._u_.__o_._.92.>53.u=_uo.n_2.25.o.m_m_.2mE.m_cuoE.mu.._sm.u.mEmE_..uou.36.6mm__mmm_._.m_.Em.aeS.a.22..wcan.35%.._._u.mmmw..m._m.E8>5..E:u:muu<m_£:_m.uEsmm_muwu_>o.n_>__uu=_uuamE?xmm52amoxm._Euscow.2:._Eooucn.n...oE:uan_.22”.c.a=.m_m.0.2»._m_.=.om.mnw_o522m.2u_.amE2m.$2mmmoum2m:o__2_E_.2v2_E__.2.:59.__2._2._.w_Oas._2ucm22ww_.=E5%2mancan_.2.n_uoEo.m_oEwEno_o>mu3o__musesSEm_m>_m:m.t=mE.2.ma2w_am::um:.___m?oum?mccmmo.m_o2:.2u_._m22m2:.2o_n_mco%m.on.2.=.m_..m.2um.__..no.uo_..mm__mu:m..2om.Eoo2manwas..uam.m>._.:uom9.:35%2:2_om.m_.=?mooo?mcommm.9:.2m_09...22522w2..om.=nE_m.__m:u.2om..EooucmEm...:o_?__uuEu.mmuanoi.m_m>_m:mgo...»E._oton2.om_o>mE.:o_.w.om_u23m._:_.m_oo5.2u_.u22m2:.oE=u2§_m9.._._£§:m_qucmm_m>_m_._mum._:_um.m5Sauna§.=._mo..2om.Eao=.:o=o.um_u28ms:_._._m.nE..w=.€m2E9.9.:wzwmu.m_o2.:BicmmammF_.Saema_._.8m2:3.55.9__.%.oQ...2.....m_o2..ism.as9__.€232%as5.552m_o2..Em23mas25..S_?_u¢..a.ucmm_m>_m:mcuzmEmma...2meccacsmcommm.>__m_u.mEEoo9.2__m:m.2om.._..oo._=do3atzumma_Emm:_.mu.O.o22m2.:£_zwo:m__aEou_.__:3._._8o.2.mm.._umm.ma_.:umm.2:m_Q:o_?_umEo.a..§3_m>%u..mm_u>_n_..mu:_E.2._maa_._mm:_.uEO2..ucmm52:.22m2.:Emma___§.2um.._._ao.u._.._2on.c__._omm5ER5.w__E_mwm:_.._._o:_3gm:9..meat!2:ma:u__m_mEo.mmsuauoa.2EB.somm.m_>._._._omwo_.=Bcmzmu9..w:__=.w_uu2w_m>_m:mgm9.E.otmn_.2m_£m.._o%m.ma__m_._m.2om.Eo0._._omm.mE.=uumms.3$302..m..mo..om__mm..mg:m:o._.=..2om._..eo=.__.m_m=u_>_uc_2m:o=mu___.o:um._=am.2.3».Eu3macew?wcomao.9.:.2u_n_m:o%¢.B__u;m.2um...._oo..2um.=.aun:m2_E.2um..:oo.0m?mEwm__mu..;a:o._.=cumembzaumwm5.2m_a_m_.oamm.mam._o8m=.._oon:mE..0Emucm.2om.__._oo.m_.=uo:_E.u_mum..Em__.__.oEmo.2:msm_m>_o>:_2Emmmuw:m_.=Em.:a__m_uuEw..>.m>ooo.m.___.._32>____._m_m_._.wu.o2:ucm.m_O2.:.22mQ:55,22393m:oau_=mm.ucmm.sm_m_nmo__&m2Su?smnewfunm_nm:ommm._._:._._o£§zuzm2.8.0m_.=Emism9...w_o9:>50....35«_,Eumm.ma.._dum.Ezm=_.%.o_._m.0saw9:Ea:umzuum.mm:.o$E.:ooE5mu.82.._bzcmm..__.mu.o.295,mu.ooo:EuEma22m.:o=wE.oE__m_._._mvc:o0mc_>_o>:_noun...a_.=uomSunaSQmzmmmE8on.8ow.Eoo=._:u=n_uoEu:._uuo.m>._.=_oum.m.m_o\w:.ou.m_w.m.._E«EEno.3.Emmw.mm.._._.#52»«GouEa8....m=o.£:.v.m<.n....%2.02=.m=m.=._usmgasoa3..m6...£52:.$_o__o._358m.230m.22m2:£_:>_aEou__w._m.o_um.Eoo..€.Emm_._.%_oE322¢22.3.2om=..8n=mEm.o.2om.._.oo2umu_>oaEmm_u.oomr_newSun.22m.225..a=mE.2:__m_Ewu___.oo__seamm:_......u.Ocm.622m9:B22umu_>o.amuseumb_=.mm.._.uu.o._2u:m.m.u.oommucmEma22m.:o._uE.2:__m_.:on.._..oo__m2....b_.:o¢m9...2m_n_m_..oamm.m_.2um.=Bo.uu=oz.>=._:uum.m.Em..=uon2uoemmuon__m_._mmmooumw:_2no.omu..mE.2.oa9.53Emum.6$3.95zozmEmu9:25.5mbmuSm..€_£_._==_§_umE.o:waxom_._oP_=o.9_umn<.E:2.mun<m£.m§.=uwn_>o.nmu.82.._Bacwm:_.mu.o._2u..m.mu.oummucum?n22m_co=m_._._._2_.__m_=.m_u__:oo2wmmoom2.3..8man.um35.2.3Bcuouucmmum>o_aEom>_.uonmm.m:B__mcomxomzu€329.23Em:=u.>.___._mm_.__.mu.o522m2:2u?m?meumzamcommc..52m:_.E.2.ma2m.._2ua.E8n:wm__mmzmo__Emuzm.E.2.oa__m__m.2ow.=.oo.x.m_o\m:.oo.m_m_m.._o§E..m2.50.on:3_..u_Es$2.3_mmoum_n_vanm:_=u:mIEmam.2£wE..3o__22m.2om.Eooe._mmgwmzmu__m;mucmi6__2=me_m.2om.Eoo.x_.mmo_>.aw2.:2m_.,._no__aam__._2xmms2:o_m_>o.u2...._.=_;ooS...__qEouum=..__E8m__EEEOU___.s.2om.Eoo.E:u:m2u<m_£3_.E29.:m_._.=ume:22%ED:m_o.522m2:E9:?maum.osmcommu.=3:..m£$29..2om.Eoo.mm:u_mouw:.om_03___.=mb_.:umm_ooo:mE.otmn_m52:;_2m.maooo2m.2um.E8n_._m2.3:8__u:mucw.2m.oqo8__m_._m.2om.=.o0._=>2_§ $_owtn=UODumouR3...nzuPage 212 of 336 CMSHE553COREDOCiDii20l ll3OrderingEntity'sexdusiverightsInsuchWorkProductshallinclude,butnotbelimitedto,therighttocopy,publish,display,transfer,andpreparederivativeWorks,andtoamend.updateoraltersuchWorkProductastheStateorOrderingEntitydeemsappropriate.Contractorshallnotuse,orwillinglyallow.causeorpermitsuchWontProducttobeusedtoranypurposeotherthantheperfomianoeofContractor'sobligationshereunderwithoutthepriorwrittenconsentoitheStateorOrderingEntity.TheStateorOrderingEntityshallhavetherighttoexerciseallincidentsofownershipoitheWorkProductwithoutanyfurtherobligationtoContractor,otherthancompensationforServicesrenderedassetlorthherein.It.ContractorretainsalrightandtitletoanyLicensedSollware,pre-existingContractormaterials,thirdPartymaterials,OpenSourcesoftware,andderivativesthereof,deliveredbyContractorundertheAddendum,whetherincorporatedinaDeliverableornecessarytouseaDeliverable(“ContractorProperty”).ContractorPropertywillbelicensedtotheStateorOrderingEntityassetfaithinalicenseagreementthatis:(it)acceptabletotheStateorOrderingEntity,or(b)obtainedbytheStateorOrderingEntityiromanapplicablethirdPartyContractor,or(c)inthecaseofOpenSourcesoftware,thelicensetermssetlorthintheapplicableOpenSourcelicenseagreement.H.Disclosure-IndemnificationI.DisclosureofCon?dentialinformation,StateDataandRecords,orOrderingEntityRecordsbyContractororanySubcontractorforanyreasonmaybecauseforlegalactionbythirdPartiesagainstContractor,theState,theOrderingEntity,ortheirrespectiveagents.Contractorshallindemnify,save,andholdharmlesstheState.theOrderingEntity,andtheiremployeesandagents,againstanyandallclaims,damages.liabilityandcourtawardsincludingcosts.expenses.andaitomeyfeesandrelatedcosts,incurredasaresultofanyactoromissionbyContractor,oritsemployees,agents,Subcontractors,orassigneespursuanttothis§8.ii.TheStateoranOrderingEntity,initssolediscretion,maysecurelydeliverConfidentialinlormation.StateDataandRecords,andlororderlngEntityRecordsdirectlytothefacilitywherethedataisusedtopertormtheWork.Confidentialinformation,StateDataandRecords,and/orOrderingEntityRecordsarenottobemaintainedorfonuardedtoorfromanyotherlacllityorlocationexcepttortheauthorizedandapprovedpurposesoibackupanddisasterrecoverypurposes.TheContractorshallensurethatConfidentialInformation.StateDataandRecords,andlorOrderingEntityRecordsarenotretainedbeyondtime-tramesestablishedbytheStateandOrderingEntityunlessrequiredbylaw.EndofAgreementDateHandling.UponrequestbytheParticipatingStateorOrderingEntitymadebeforeorwithinsixty(60)daysaftertheellectivedateofterminationofthisAddendum,ContractorwillmakeavailabletotheStateorOrderingEntityacompleteandsecure(i.e.encryptedandappropriatelyauthenticated),downloadtileatallsystemdatainXMLformat.includingallConfidentialinlomiation,StateDataandFtecords,OrderingEntityRecords,schemaandtransformationde?nitions,and/ordelimitedtextfileswithdocumented,detailedschemadefinitionsalongwithattachmentsintheirnativeiormat.ThePartiesagreethatuponterminationoftheprovisionoidataprocessingServices,theContractorshall,atthechoiceoftheStateorOrderingEntity,returnalldata,records,Confidentialinlormation.StateDataandRecords.and/orOrderingEntityRecordstransferred,andanycopiesthereoftotheStateorOrderingEntity,andcertifytotheStateorOrderingEntitythatithasdoneso.unlesslegislationapplicabletotheContractorpreventsitiromreturningordestroyingallorpartofthedata,Confidentialinlormation.StateDataandRecords,and/orOrderingEntityRecordstransferred.inthatcase,theContractorwarrantsthatitwillguaranteethereaftertheconfidentialityofthedata,Confidentialinlormation.StateDataandRecords,and/orOrderingEntityFtecordstransferredandwillnotactivelyprocessthedatatransierredanymore.DispositionoiData.TheParticipatingStateandOrderingEntitiesretaintherighttousetheestablishedoperationalServicestoaccessandretrieveConfidentialinformation.StateDataandRecords,and/orOrderingEntityRecordsstoredonContractor'sinfrastructure,attheirsolediscretion.TheContractoranditsSubcontractorswarrantthatuponrequestoftheState,an20Rev06/n1/isPage 213 of 336 2:98Sm_~D2_:.___6:Snm.._u:_u:_.2n_.omomcmaxmamoo.mmo_anewEu5.m?cummnewumo.§qEoo>__umn_mo.._o£ucmmmazcmm:_.mu.0ucm25wu.._§._o_..a.oz.$595m_omm_.2uEEooE.u..m_wuucmmmm_E.m_._u_o_._..¢EEou_.._Em.o.um._:oo.:o=uo=_.._Eou..._>.._2_a.n_u=«uo__u=._.m:c=umn_m_._newm:o__mo_E.wo..sm_3um9...mmmo:Eooéoc.2mw._m_._ma_m:_E_.oucm__>_u.:o_.mE.2_.__.0mama.»Eam:__..:8om.82.._m..o_.umS.au.=mo_um_u.:o:.E=u_.ouu<m_.=.ou_._=m:o_.mm__nom..2uu..:oon_._wE..om..2uE=.ooEmocmE.otunm_.=c_bmmmmom:mmcm....m_.=o..o_?E.oE_.om._._mo_om_u._._a:ii._m.wvm_523w3uu._:am._mmm.2um.__._ou§m_a_m>o.nEm.mmo.§aEuo_n__m:on_mm.3co.3%.:o_?___:o£_s.wu:_o=m.._m$3.523btzummin._m.muw_newaim.3um_o2o.a3.EEmm:o__m_._..o..._nae._uo.o.m_.=o.o.m.mnE_._=Emu.0.......mm:.m:.m.mu_o..Emu2_uw:..__m.Emu>5cwmc.__m?.52._on_..om.Eoo2...omwm2_._.a2.:..ou_.—.—aweuausam..._.._$wmanGm£_.s$..mu.8um.emu_on_as.0btauwm9:.2£32..__m_._m.o.om.__.oo.E:u:mu_u<9...22.:Emucon:E?_.._u_.__EmuEmE>mn_w>um.am....6.sm.2om.._.oon:mas3as.o.o.om._..qo=.53con:>..m_..u:_Eco=.aE>nmu_.._u.u_..mo.um._.__m..m_._um_m.o&8:_ucw22o:uozuuzu.c:aEo.__:am¢mm:m=...=.._xm_omEw:.m.__._um.m_.=_.=_;>_nE8__m..m.o.om.=.oo.m..o_Sm%:_ucmm:o_.wu_E.uoin.E_uwu_>o.ammmo..m__aEoo._.o:.2mm5.3_m:_E_.6u_.m__>_o.:o_.mE.o.:_.oma?o?ucwm:_E_._o8w.32...9..om.o.uo.:mo_ow_u.co...E:u_.muv<2:$2.:m:o__umnom._o_um.._._8n=mm__Bm..o_uw..._.oo.ooo_._mE.o_._on2:_._bmmmmuo:um55.28_._..mE.2.ow=_mo_uu_u._.o:.26._m.mnm..0aimEum.__._ao.mmm.o.um.Eoon:mE_m>o.&m.mum>o_aEom_n_m_.3mo.E:o_m_>.ma=m.:o=S_E__305$..mu=_u_.__m_._mmu.m_..mo_mm.=_.:omwinm.mum_Em25m.3um?w?aan.3...mm_..e.mE.o.:_u2m_o..xm..m_.=oscamEm.:o.aaE.o.:_Eam..mE_._.m..3.minB_m.mum.:muE__m_.m._.E._.E:u_.muu<9.:B339.59...o....>>mEwuw.Em25m5.;Scmncouom:_uca_._...»SE—.m<.n.vwmmmo£_.smo:m__nEou2?c?am5.»?23mm_oammow£_..m_O.o.b_..._m_9.5209:.0mo_uon>._..._oomo5£_.soucu__nEou_.__._.E9:.oEsoomoz..2$32..__m..m.o_um...5o.E_._u:mun<E..muc.._A_._n:co__m_E2.E_m.oum.m>_uuw..3....oEm.2om.=._oun__._wm__EEm.o.2om.=._oo__.=._u.=..o=uE.2:_.3..._u.wuama..__u.u=m2um.E_._u_._muu<2...mu:=m...__u_>o....m_.o5m.Eoommu_>.om9..Bmaoomm£mu_m._._oazcw.o_m:u_>_u:_.w£oEu3aim2.ED:Au..oaim9...cw....m_._.owwezomE2.A:.m£_m_uw_.__m5oSun.8.o.E.._u_._oun<ME..wu..:m8_>.mm.o386oz.muse...2tum:8:«won..o.um.=.ooE5.._o_?E.a_:_m_nmc_Ewu_>__m_._om.mn.S.m:_u_>_u_._cmenema.2now...an>_am..ommm..o....mu.5:min.36.om_._oE.Eo..m3>623.2..S:moon5....oEo_m:o.a.._omw.o_m5oc_E.m_m£_:.oz.>__m_._om.mn.3“.u:_cmm:mu_E5...wE.2:_.26Eu:5.o_._mnE_._:Emu:o=mu___=.ou_cc..maE:..wm:oo__m..o>_.uca..onE:..btaumm_w_oom=__>.._._o_.mE.o__._Emu._uo.oE5.EmuEE:3..onE_._coco?wmz3.mmm.uumEo__.o.aom_m:5.mmm.uum_wo_m.En.a£o.omo:w_u_m¢.E:.mEm:_mm_uzm_.m..oo:.a_.__m.__=5.mEm_._in.newHES.0co__m:BEooEm2um._E_E::56:_u_m:_u_>_u:_zuam>._=.mu_2U3:maanmcowmm.EsauE5>._._.a_m.:mEEm>om.m£o2...323m9...3um.um__ou.m:u_>_uc_cmScam_._o_?E.o=._cmoc.__n_.mSun9..om.=.oomi.3mmmoeaq.9..85am:m..2om..:oo2man.oo.m£mmo_Bm.=mo_um_uuw~_.o_.==m:_._9..E9:ac__._mm._mm__Bmwumemu>5.8.:.mm5.38..mu.8um:_mm=_Emm:_.ou.oucm22m9.5..Emu..._._»ucm.32.3>._.:uwmagom_m.m.mm_.=£_;oocmusoom:_m.2uw.=.oun_:ww._.ocoammmmoam£_._.o.a_$$§_E_._.Emu__mE.£.:....mm9:.23conmm.2SE_m..m.o_umE.oomacawnewmco=uonm_.__>._.=omm._._o_i.¢u:m:o_mm_Em:m..Emucoanhucmma?a.»Emu.>._._._ommmmmocnEmu.>._._._owmmmmoom5.358.moo=um.abcaummsuo_o.Eom«2m_.ao._n_aw5mm:.w.:mo_um_u.:o:.:o_?__E__=._o£_.s.u.._u:_o:_3.3.o—O—..m.hnuvwmwmo5;;mu_..m__aEoo2.om_a_._m.§_%<E?mm.0mamau...c_m_o9:.o..c=..m3.3.0.w§m2:.ommon>._.:uomwsmuEu5::mu:.QEDu_._=....:03B.¢_.:owmm5.2$2....__m:m.2uw.Eqo.E=E.uu_u<m5.uu::Aas:o=mE.oE_o_nm=_...mu>__mcom.mao>_uom..35.o_.2.m.oSm.Eoun:mm:3Eu.o.o5m.Eoo__=5:o=uE._2:_o_nu==.._mu__m_._om._o.._u..=....u=ou.um.>._.:mm_._.%.oucm22m2...3umu_>o.n._.m_..8new.mu.oomm>._Em_u:_.¢u.o.mu.oommnewSun.E?m.:o=mE.o__.__m_=.uu=_.ooEmuEm.m>m.o_Pa5.mEu_.>.m.m_.aEaucm.€ao..._w_.zom2_.____mw:_u:_u..._..mm._u=._new2..=._umozmmm.mmEmu_._..wu.oucmSEWmc__ma_u__..mn_m_._._.ddm_._2vm..w_o.mm._._wmoEms6__u:mcm.2mmcm.9.382..Sun3m_nm_>m9_mE.2uw.Eoo9....m_Om5.oE_._m..§..m_u:_.mu.o2_8SSSSSSE~..n:U055.8En»..mzuPage 214 of 336 CMSBS2553COREDOCIDto2ol II]toattorneysfees,courtcostsandotherlegalexpensesanddamagesarisingoutofaclaimthatanyGoodsorSen/ices,softwareorWorkProductprovidedbyContractorunderthisAddendum.ortheusethereof,infringesapatent,copyright,trademark,tradesecret,oranyotherintellectualpropertyright.TheforegoingobligationsarecontingentupontheStateorOrderingEntity(I)notifyingConwactorpromptlyinwritingofsuchclaim;(it)grantingContractorcontroloverthedefenseandsettlementthereof;(ill)reasonablycooperatinginresponsetoaContractorrequestforassistance;and(Iv)notbeinginmaterialbreachofthisAddendum.ShouldanysuchGood,Service,orWorkProductbecome,orinContractor'sopinionislikelytobecome.thesubjectofsuchaclaim.Contractormay,atitsoptionandexpense,(v)procureformeStatetherighttomakecontinuedusethereof;(vi)replaceormodifysuchsothatitbecomesnon-infringing;or(vii)requestreturnoftheGoodsorDeliverableprovidedinpertonnlngaServiceand.uponreceiptthereof,refundthepricepaidbythestate,lessstraight-linedepreciationbasedonafive(5)yearusefullifeforGoods.Contractorshallhavenoliabilitytotheextentthattheallegedinfringementarisesoutoforrelatesto:(viii)useorcombinationofaGoodsorServicewithanytechnology,item(s)orservicesthattheStateorOrderingEntitydevelops,ownsorreceivesfromathirdparty;(Ix)useforapurposeorinamannerforwhichtheGoodwasnotdesigned;(it)anymodificationmadebyanypersonotherthanContractororitsauthorizedrepresentatives;(xi)anymodificationstoaGoodmadebyContractorpursuanttotheState'sorOrderingEntity‘:specificinstructions;or(xii)useoianyolderversionoftheGoodwhenuseofanewersoftwarereleasemadeavailabletotheStateorOrderingEntitywouldhaveavoidedtheinfringement.Notwithstandingtheforegoing,attheState'soption.theStatemayelecttohavetheColoradoStateAttorneyGeneral(“AG')defendsuchclaimprovidedContractorshallhavenoliabilityforAG'sortheState'sattorneyfeesorcostsoflitigation;andtheStateorAGagreesnottosettleanyclaimsunlessitconditionallyreleasesContractorofallliabilityandobtainspriorwrittenapprovalfromContractor.0.TransitionofServices.UponexpirationorearlierterminationofthisAddendumoranyServicesprovidedhereunder.ContractorshalltakecommerciallyreasonableeffortstoaccomplishacompletetransferoftheServicesfromContractortotheParticipatingStateorOrderingEntityoranyreplacemententitydesignatedsolelybytheStateorOrderingEntitywithoutanyinterruptionoformaterialimpactontheServicesoranyotherServicesprovidedbythirdPartieshereunder.ContractorshallcooperatefullywiththeStateorOrderingEntityorsuchreplacemententity,andpromptlytakeallstepsrequiredtoassistineffectingacompletetransferoftheServicesasdesignatedbytheStateorOrderingEntity.9.CONFLICTSOFINTERESTA.ContractorshallnotengageinanybusinessorpersonalactivitiesorpracticesormaintainanyrelationshipswhichconflictinanywaywiththefullperformanceofContractor'sobligationshereunder.ContractoracknowledgesthatwithrespecttothisAddendum,eventheappearanceofacon?ictofinterestisharmfultotheParticipatingState'sinterests.B.AbsentthePar?cipaiingState'spriorwrittenapproval,Contractorshalrefrainfromanypractices,activitiesorrelationshipsthatreasonablyappeartobeinconflictwiththefullperformanceofContractor'sobligationstotheStatehereunder.ifaconflictorappearancethereofexists,orifContractorisuncertainwhetheraconflictortheappearanceofaconflictofinterestexists,ContractorshallsubmittotheStateadisclosurestatementsettingforththerelevantdetailsfortheState'sconsideration.FailuretopromptlysubmitadisclosurestatementortofollowtheState'sdirectioninregardtotheapparentconflictconstitutesabreachofthisAddendum.10.REPRESENTATIONSANDWARFlAN11ESContractormakesthefollowingspecificrepresentationsandwarrantiesforthebenefitoftheStateandOrderingEntitiesonthedatehereofandasofeachOrder'seffectivedate.eachofwhichwasreliedonbytheStateinenteringIntothisAddendum,andwillberelieduponbytheStateinenteringintothisAddendumandbyeachOrderingEntityinplacingOrderswithContractors.A.StandardandMannerofPerformance.Contractorshallperformitsobligationshereunderinaworkmaniikemannerinaccordancewithgenerallyacceptedindustrystandards.B.LegalAuthority—ContractorSignatory.Contractorwarrantsthatitpossessestheleafauthority22Rev06/01/ISPage 215 of 336 2:285.3anEm?r:mmo?5555a.E=u_._muu<£5E?cozomccooc_moo_>_owBmuooom:__o_.5am§om=:o3=m5?smscouzomw2_=_.u___m;m_2um.__:oo.m._2uu.=:oon_..mIw._2ou.=.._oo.m...mm_._Emu__n:a..8:EuE5m.o_om.a:oon=m3?mamo.£_smEmE9__..am_9:39.:m_..=cmEmanu_._amum._m>3mu:E:m:_.E:n:muu<m_£8EEEus35..:_SEmEnun_.__mEo__m;mucmAmrwm:_2:2«mmmEmEo.__:uo._w£uczmoemm_o__oaucammm._m>8mocm.__._m_.__E_._u:ouu<m__.=.0E22..u:_._._u_.__mE_mEEm..__mEo__m=m§ou._Eoo.<_0me:Em:_:mmEm_.=_.__..=_§..mu__n_:n_..mS:m_.o_§._ao=.£=_Emo__.=i.=oz.__o__._.amm_E:._Bom=:8a=mm5.3Smhzoosumo2.39.__a;m§uEEooé?w9:Eu?mmaam.__dimo_.=2Eo.om.mummoo:m._=m_.___._o=m.0.8...39.»_zm§um._Eoo3mm._o>9Q_m_u_mEEooB_mu:E:m..¢.scamE:u:muu<m.toE3.2:u_.____..u35“um:_....:_mE__m;m§u§:8cm£A_.<_O..2..3.5.5mmruom.0.3woveammmu?<.£:=EE_.£:mEEo>o.ocun__o_oom..=Em_.__:mmEmg.c__=§_.>=_:mo__n:a..mm_._o_omz:oo=An$==__mu__.._.i._._2uu._.:ou.<Q?mm5Em.oSEEoo9.¢2o£m_?mmw__._mn_E8muE.::m:_Buu=mm_up__m:m._mu:=u.w:u2_:uo.omm..m>oomo_._E:wc_a5m:_u:uu_>umw_u3__<.E=_u:muu<m__.=EE92:u:_._.._umus:=mECmmi.5vu___uunmmmuocmsmc:_mE_mEucm:_mEo__u._mEsomacounzmw._nan..2oE.:oomoz<m:mz_.5.E=u=ou_...<25._mu:_._._o8m..._..ooo.._¢u._Ocmm=mm_>mEa__cm_u_._.%.o>5223E5._._o_?u=_Ewu_._m>waxm._..m.>>uEw_nEoumuzmz_mu_mg23m9__.E_o_.._m.._as9£53»__Em§u§_ao..z_mu..u._E_..z=c_.8___=.uu_.o>o_._Em_Emuuu_.u.m.sm_>m.oB_._m:oum._oa..3..__Bmm_o_u<m.._o.um.=:aoER3m_mm_.__uw._m.£m_m055%22m953..._2:ou_>o.a__m;m._o_um=:oo.E:ucmuu<m_£EE._£m_.==a.§.2£.u_.__u:m_mnee?:_:93...32cos»_.__m._.__mE_m_..Eucm.3u.am.~.wmac£_.suocgeouumc_ism3>§u._uQmoum.o_oo3:5.3%Eo_oo.022m9.::_£_§mmmcasanE_w.m_mm___m.._m.m_?o_a%._.m.o_=.._..m_Ea_$uum~_..o£_._mucmm._o_um::oun:mmgucm._2um=_._oo.oE:a_oU:_nuu:_n_._mm:_on_d.E=u:wuu<£5E:o__w:__.EE.2mucaemo.3_.m_._ou>mEucm..a_um=:o0.3_._umm._n_m__w?Emm.E:u_._uuu<m__.=__omE§9.:E._o_._on>335S._2um==oo.2bmmmuom:mEoEm__..__uu._._m_m;u_._mEu5w._=.=wa60:53:.m_m>o._n_aa.m:o=mu___:moaowzmo53he_m:m_._m...:o_._5_u3Eu£_:.:o_.muo>m_.E<.383_omo_>.wmEmuomBoum._a_co:_=59uo.m?_mEmum_n_._u_mwumm:EmouEo_ooEEsw9..5mmm:_m=n.omm:m._.2aco?amS2mu=_:3w_nmu__uambac_w_c_mE._m;mucnum:_m_namm:>=.._m.::u=E5mEm.:m_s._m£._2.oum._o_oo_oEsmm55mmm..__m_._nu_.___ommcm._.bzco522.m_.=oEcozmaeou5.29.m=ceomacoo.__.mw=.__m:oqmm._.._m_.=5.3.32$5‘3Smmm:mu__um.__=cm.__m29.EmE:D:mUU<m_£Etc...Emu._om_.__.w>__mu._3um__EooEm?ouwucwwom>o_n_Ew__m.>__m:o_.un<.muEE_om.__:oo:_Eu.Em_..._um.m_.=o.625mu_..__ma_o_.._mn_9.:B=._mEwm_.5E_2So£_§_E_.__u.._mE.<m__.=E._o_._oq>_._mno._u2uE_:um._m:o_.m~_._o£:m55¢Ea.m..__Eoumo:E:m:_.m_m>o._n_am,m:c_?two_mmmc8__bammmum:__m_.__Sc_mE__m_._m._E5w?mzss._Eom..Eoo..wu::m.m:mcg?omgE_o__._un.2Ba..3um.um.mcozmu.o£:w3:8u_._m.m._§3,muc2_._m:_.m_m>o._nnm.m:o_?u=__._wo.mmm:mo__m.359623m__E._.__mE_mEnzmm>m;__m_._m.__ou._m_.__.:._o_9:m:_._:_u35:__mE35Eu.3;__Emawz?aumas.3ma.5:w.:u._._msucmm.:umo.a2§um._Eoo._.2m.m=.Em._.mom=ou_._.0._mw:cu..53m..32.0mxmuAm:zmmccc_£_.sE:u:wuu<£525._uEm2>=.o£=mm..oSm.=:ooB.85£_.sE?ma5¢_u_>€n__m_._m.o.um._Eooé?mu..__&_u__._.£9:E_uo.mw:_uo._=.mE._o.m:o.._2....m=_._oo9.5Sucm..om._u£:3>55.E:u:wuu<m_£msomxm2.¢o_m:a_muo:m_m._wu_._:mgo~_._o£=m>__:_am_2ucm.>=.o£=mE5mm_o.oxm2m§m_o_nmo__nEmBi...»dam.->0UEN.mm__._umooEm._.3U0.__:Uw._mcozom__m:95mm;:“M5UENF__._U_._w—uU<£595.253n_ou..QU03mdou?n»..mzuPage 216 of 336 CMsiiB2558COREoocll)rizolaiioooiioomoliuot13entities,toincludeinsurancerequirementssubstantiallysimilartothetoliowin:vii.VIII.Worker'scompensation.Worker'sCompensationinsuranceasrequiredbyStatestatute,andEmployer'sLiabilityInsurancecoveringallofContractor'sorSubcontractor‘semployeesactingwithinthecourseandscope01theiremployment.CommercialGeneralLiability.CommercialGeneralLiabilityinsurancewrittenonISOoccurrenceiormCG000110/93orequivalent,coveringpremisesoperations.tiredamage,independentContractors,productsandcompletedoperations,blanketContractualliability,personalinjury.andadvertisingliabilitywithminimumlimitsasfollows:(a)$1,000,000eachoccurrence;(b)$1,000,000generalaggregate;(c)$1,000,000productsandcompletedoperationsaggregate;and(d)$50,000anyonefire.iianyaggregatelimitisreducedbelow$1,000,000becauseofclaimsmadeorpaid,Contractorand/orSubcontractorshallimmediatelyobtainadditionalinsurancetorestorethefullaggregatelimitandlumishtoContractoracertificateorotherdocumentsatistactcrytoContractorshowingcompliancewiththisprovision.AutomobileLiability.AutomobileLiabilityinsurancecoveringanyauto(includingowned,hiredandnon-ownedautos)withaminimumlimitof$1,000,000eachaccidentcombinedsinglelimit.CyberPrivacyInsurance.CyberPrivacyinsuranceforclaimsandlosseswithrespecttonetwork,intemet(cloud)orotherdatadisclosurerisks(suchasdatabreaches,releasesofCon?dentialinformation,unauthorizedaccess/useofinformation,andidentitytheft)withminimumlimitsatnotlessthan$1,000,000peroccurrenceand$2,000,000aggregate.ProtessionaiLiability.ifcontractororSubcontractorisprovidingIT,legal,enineering,accounting,medical,architecturalorotherprofessionalServices,ContractorshallrequiresuchContractswithSubcontractorstoacquireaProfessionalLiabilityinsurancePolicyintheminimumamounto1‘$1,000,000peroccurrenceand$1,000,000intheaggregate,writtenonanoccurrenceformthatprovidescoverageforitsWorkundertakenpursuanttothisAddendum.itapolicywrittenonanoccurrenceformisnotcommerciallyavailable,aclaims-madepolicyshallremaininelfectforthetermoltheContractandtoratleasttwo(2)yearsbeyondthecompletionandacceptance01theWorkunderthisContract,or,alternatively,contractormustpurchaseatwo(2)yearextendedreportingperiod.Additionalinsured.TheParticipatingStateshallbenamedasadditionalinsuredonallCommercialGeneralUabilltyandAutomobileLiabilityinsurancepolicies(leasesandconstructionContractsrequireadditionalinsuredcoverageforcompletedoperationsonendorsementsCG201011/85,CG2037,orequivalent)requiredofContractorandanySubcontractorshereunder.Primacyoicoverage.CoveragerequiredoiContractorandSubcontractorshallbeprimaryoveranyinsuranceorsell-insuranceprogramcarriedbyContractorortheState.cancellation.Theaboveinsurancepoliciesshallincludeprovisionspreventingcancellationornon-renewalwithoutatleastthirty(30)dayspriornoticetoContractorandContractorshallforwardsuchnoticetotheParticipatingStateinaccordancewith§5oftheAddendumwithinseven(7)daysofContractor'sreceiptofsuchnotice.SubrogatlonWaiver.AllinsurancepoliciesinanywayrelatedtothisAddendumandsecuredandmaintainedbyContractororitsSubcontractorsasrequiredhereinshallincludeclausesstatingthateachcarriershallwaiveallrightsofrecovery,undersubrogatlonorotherwise,againstContractorortheState,itsagencies.institutions,organizations,officers,agents,employees.andvolunteersexceptinthecaseofCustomersnegligence.certlllcatas.ContractorandallSubcontractorsshallprovidecerti?catesshowinginsurancecoveragerequiredhereundertomeParticipatingStatewithinseven(7)businessdaysoftheEffectiveDateofthisAddendum.Nolaterthantiiteen(15)daysaltertheexpirationdateofanysuchcoverage,ContractorandeachSubcontractorshalldelivertothePanlcipatingState,certificatesoiinsuranceevidencingrenewalsthereof.Inaddition,uponrequestbytheStateatanyothertimeduringthetermotthisAddendum,ContractorandeachSubcontractorshallsupplythe24Rev05/01/15Page 217 of 336 5:9093mR.ocozumm,.Sum.._._ooE55gnaw...:_6...mm;.o_om..coo35umE.w.mum.mm_._Emm:_.mu.o25m.3.uu._o_._m.o_._o_.m..__E.o..23.._..m_u.Ocm3_._o_.m:_E._m..oEmum52q:3.55.2.3Uo?muum.o.25.2um..:a0wm._._nE_o.__m..mmm_._Em9.__._mu.O.£:oE>un..__.b_=.mmc_.mu.09.._o.Em....o.aor:wE8wn__.._._mcan>._Emm:_.ou.O9..2.2ow....ao.3um.m>__muB_m.._m.a_._._mm:_.wu.o2....o_._o_Eomg..m..o:uo...._x.o>>__<.:o_mmcmmoa.__m£_.__EmE5.¢=_.mm:_.uu.O9..E3:30m_m..m.mE__m.¢_Em_u_.__.ou.om...o.Eam.>_m.m_umEE_._mm.o.um.._._8n=mEmucm.o8m..:oo._mm.mE_cwm>m..mm_._Em3.3.0_m.§>_v:_.€m.._uE.>_.__o_om....oo.0_.o_mmmmmonm_._._.__....$e_.mzumwaucm62052zauuwammmoomccanu_nm_..ommm..>_mE_.£5__m;m.o.om.._.Sn=wEmucm.o.um.._._oo.:o_.mc_E.u_:8:Au..o:uo.n_€259...o:38>9...E5E32._m=..om__mE_u:_.m_xo.m.ame.9.Em_.._.mw.u.c_ucm2...,5._.__..._m.m.__m;m.2um....oo.5_._ou_o3.5>m.3._.:_:..m..__m_._.SSano>_.um._w9..6mm«.920uu.m:_:..2>:N2._._m:m..aumumob.o:uo..n_x._O>>_.__.mm.m=._ucm.waJED:m..o.um.Eoo.0_m.«:wu_.__.mu.Om..__.mo:wo._ms2cm?mm_m_.u.o.um.Eoo._._mu:_.%.oEm?macu.2...<3.mE._o.m.E:u_.ouu<mi.:_£_§amono.>.mmm8m:Emmmn:mano.50:>05ucmou_.o.._._o_.m_.__...m.2...E..m__mu:mo.9.93.0_mmmcmm_._.%.o_m_._uu..._2.manE5m.m_n_Eoo=2“.o.oE=.ou..m>m3o_._.mu:m....£.ma_._u=mEm_.__.__m..§.mm_:mn_EE...=_sm.um.Eoon:m2:...53.0u_._u:3m.:oo.m..__....m.__m:mucm.m9.zuam.0Emum>_.om=umg.mun..mu_._:o.m._mu:mE.o.._wn.u£.:..ou:m._.omcozmmo.m_.:_._..35.o_.___m_..m.a_um....oo.mu_.o::o_.m_._....o.Eu5uo_._oo%...2xm9..B.Anmin...2...m..o=am__._o...>..m._.ua.m:_E.m..2.Em...»9..2m.mu.o>:mucmE:u:mun<m_;._ooo..mE.o.._mn.6.m_n_m_._oamo._.._aEm._cm.o.um._._._oo..m_uE._m.m..m..o_.mm__nom._.o..oma.nman.9._u..m29.mi..om.m.m9.13mm_u.mxm.?mu.n3.3::m..2um..:aoo.mmconmo.5..mu._o.._._mB._om.m£:3.25.oE:u:muu<o._Eom_£o?_.__E.o..32m?mu:_.m...__u_:mn_m_._._..__uao.u.o=.:u3.50.2_._o_.u:_.En._.«uu.=_._oo.<._m>_.:omm_._ou.o>=_._o.._._u:8.co_.m.um_u28m..._Em_nm__m>uwm?asm.9..._om8En¢m_o.oxm>mE>._Em3.8.0EmucmE?w9._.ma_u=.mn_2:..Eu-Em.uwm:_5.3.33.3useucm8.3:9..u.._.so__o..;m_m_nuu_can.33:new....mEuu.m<.m.mms_E..E_§.mu..<m_:.Bmcczomm.o£o_.__5.3Emwm_UoEw.._w£cm2_.o_._uum:_.066m59_um._E__>__mu=_uoammm_vmEm.$2.:.2Emoxm.nEm_..__._vm?ww_umEm.w_..._moanm...Bmm>m_.___m_.m..._...mm_.__.ov.oan9....m.£moz..E=ucouu<£55_._o_w_>o.qEm._mu_._=gum»...:_.o_om..:oo._mu_nm_=mm.2.m_m_.oo_am.m_noEE__.§ma2.o2332.25m>._wmw.n_2bmmmoomzznwcommo.._=3_.__Bm_o;.s:E:u:2.u<m__._.EmE5.>_m.w_umE_.._>5:ucm3.323m.98_.o:uu:m>um$.553...now....co=o.om_u23m._5m.m.wm..=.:_m.mn>.m.Eoom52m:_£>:mm=_§.m.m£_.s.oz..mo_uuEm5awn:_5.2Emmm_umEm.me:.o.5.mm_u.uxm>mEb_.:mu..__%.ocm.523m9...ou..umwzu;.umamsn“Eumines.3......:_;._3553.9.mm;gamma9..3Q80.93089.€__.=c_£_3um.o_nEoomaScam»0.50m__.o.wo_.o_._.w=_..s.0Emma..ognuSm..E__._._.___.._.sno.8.9.m_sumo...zoam._.E:u_._2.u<2:.0mm:_umu_>o.a.mE._mEE:5o.m.wm_._.&_o_E..9...2new.€mn..m.._.o9..o.Emaum>m_.mm2..E9.3c_..m>_a3__m_.m_._o:m.omono...cumu?m.0._.m>m9..:_..uo_._un.9:0u_.u3.52.m...umm.nmm._._....m..ooom?Em..om.m£ou_._m._._=8o._oco_S._.m.._m_.=.mcmm>muSm.bcma.:_.sumx?m2.3.oum?u?..9.m__._o__.z......m..2..m._.oEm.o.a.um.a:oo.o..350.m_m.o.m>_mom.m.o._.m_E:_o&mm_._..o..oSm..:oo.m_.__mmm.o.3..sm_.m=E_m.o_._o__m~_:mm.om.su..m>_cm:_.>o.q:..__._mnEm.muc:m9._voouo.a.o:o_.:._.m:_9:..:umw.nmmm.=._.m...8..u::mEbo.om_m_.mm.o>_mE_.mc_8:3c..om_oEs.._..muc_._m.m:mcozwBo_w_.o.mE._o£.oEu_._._.o..mn_2azzmm_.._.%.ocm8E?m9.._.o.um.._._oo2...B9:m.2..._._uEmw.m<.235.m_._.9.5Eaucmuuem__.__.om_._o_.omm.o£o.._um_._omn_mmuzumwiEu2_..oum:_uu:=un.<:o<mmmas.:.m.Co2.9.oims._._._2.moca__aEoum52>.o.um.m_?m.ou:mu_>m£_.sE?mS2§_S8.§§?..n.UODNKOU5?u\mzuPage 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CMSor32553COREDocIDlizoienoolxiuliotmtiolI3inactionwasexcusable,suchterminationshallbetreatedasaterminationinthepublicinterestandtherightsandobligationsofthePartiesshallbethesameasifthisAddendumhadbeenterminatedinthepublicinterest,asdescribedbelowin§‘i3.B.ill.DamagesandWithholding.NotwithstandinganyotherremedialactionbytheParticipatingStateoranOrderingEntity,ContractorshallremainliabletotheStateortheOrderingEntityasmaybeappropriateforanydamagessustainedbytheStateortheOrderingEntitybyvirtueofanybreachunderthisAddendumbyContractor.AnOrderingEntitymaywithholdanypaymenttoContractorforthepurposeoimitigatingtheOrderingEntiiy‘sdamages,untilsuchtimeastheexactamountofdamagesduetotheOrderingEntityfromcontractorisdetennined.AnOrderingEntitymaywithholdanyamountthatmaybedueContractorastheOrderingEntitydeemsnecessarytoprotectagainstloss.includinglossasaresultofoutstandingliens.claimsofformerlienholders,orfortheexcesscostsIncurredinprocuringsubstituteGoodsorServices.ContractorshallbeliableforexcesscostsincurredbytheOrderingEntityinprocuringfromthirdPartiesreplacementWorkorsubstituteGoodsand/orServices.B.contractEarlyTerminationInthePublicInterest.TheParticipatingStateisenteringintothisAddendumforthepurposeofcarryingoutthepublicpolicyoftheStateofColorado,asdeterminedbyitsGovemor,GeneralAssembly,and/orCourts.IfthisAddendumceasestofurtherthepublicpolicyoftheState,theState,initssolediscretion,mayterminatethisAddendum,andanyOrder,inwholeorinpan.ExercisebytheParticipatingStateatthisrightshaltnotconstituteabreacl1oitheState'soranyOrderingEntity‘sobligationshereunder.ThissubsectionshallnotapplytoaterminationofthisAddendumbytheStateforcauseorbreachbyContractor,whichshallbegovernedby§13.Aorasotherwisespecificallyprovidedherein.I.Methodandcontent.TheStateshallnotiiycontractorofsuchterminationinaccordancewith§5oitheAddendum.ThenoticeshallspecifytheeifectivedateoftheterminationandwhetheritaffectsalloraportionofthisAddendumandanyOrders.II.ObligationsandRights.Uponreceiptofaterminationnotice,Contractorshallbesubjecttoandcomplywiththesameobligationsandrightssetforthin§13(A)(i).III.Paymentsa)IfmisAddendumisterminatedbytheParticipatingStatepursuanttothis§13(B),ContractorshallbepaidbyrespectiveOrderingEntitiesforalloutstandingOrdersanamountwhichbearsthesameratiotothetotalreimbursementunderthoseOrdersasContractor'sobligationsthatweresatisfactorilyperionnedbeartothetotalobligationssetforthIneachOrder,lesspaymentspreviouslymade.b)Additionally,itanOrderislessthansixty(60)percentcompleted,anOrderingEntitymayreimburseContractorforaportionofactualout-of-pocketexpenses(nototherwisereimbursedunderthisContract)incurredbyContractorwhicharedirectlyattributabletotheuncompletedportionofContractor'sobligationshereunder;providedthatthesumoianyandallreimbursementshallnotexceedthemaximumamountpayabletoContractorbyanOrderingEntityundersuchOrder.c.State’:OptiontoTenninate.TheParticipatingStatemay,atanytime,terminatethisAddendumbysendingpriorwrittennoticetothecontractor.suchnoticeshallstatetheeffectivedateoitermination,whichshallbenolessthanthirty(30)calendardaysalterthedateofthenotice.D.RemediesNotInvolvingContractTermination.TheParticipatingState,initssolediscretion.mayexerciseoneormoreofthefollowingremediesInadditiontootherremediesavailabletoit:I.SuspendPertonnance.SuspendContractorsperformancewithrespecttoalloranyportionofthisAddendumpendingnecessarycorrectiveactionasspecifiedbytheStatewithoutentitlingContractortoanadjustmentInprice/costorperformanceschedule.ContractorshallpromptlyceaseperiormanceandincurrincostsinaccordancewiththeState'sdirectiveandtheStateshallnotbeliableforcostsincurredbyContractorafterthesuspensionofperformanceunderthisprovision.It.WlthholdPayment.withholdpaymenttoContractoruntilcorrectionsinContractor'sperformancearesa?siactorilymadeandcompleted.25Rev06/i)iIi5Page 219 of 336 3.985.EE.332:3:_co_om.__n_wz?umxmv:o_.m=m__.__En<u_._m_m::om.mn_EEwecnqmnoum._o_oo2..._o.oEm._n_m>=:umxmu£...m§.__._m.w_._um:SammmsmmwemucmE.2._oaus.EE2o._:__E3%mu$E.m:oEwn.o.um._EooE...m:_E._2ou3m_>mmuzmco_.m_.__m>mB?éoca_m_._=mg.u__._o;w.0.mmm._mo.aE25_.__mE_mEucm_mc.._mE>_mE_~mEosoaum:_.:mu_>5«umtouBmw?vum__Emcan.sw_>mmucm=o_.m=_u>mou_._mE_otmn539...;o_umonanism._o6m._Eoo.E_EE:u:muu<E.B.252:Em>mv88>:_£:=3noaucmzan__m:mmczumucmBmsmm.co_?:_m>m__m:=mucmmu___Ema:_._mu._o23w.3um_._m__nEmwm_m>._2_.__EE0_m>wEmc._mam_._m_2Smacoomu_3m.Em9:2_.__um._wEm3=23:o_?E..o_c_wo:mE._o:unLoam.m_._o__wm__nom..2am._Eo0SmEmEm.__=um_9...:29:2vo._o__Ema?a.wu=_u:___m:mucmmcoamocoam_omEmE2_=vu._u=_umam9.:Evo:_:_._2muma__m;mE=u:muu<m_£Buzzm_._o_«ma__aam.._2om=.._ouSmu:m_Eo:mam52Eu>m_u_:o_?E_2_.__.0_._o=om=oo.mmu_wE__ucm“won.2_m.._u2um._E__on8:__EmSn,mu:_u:gm5m_>cmnan_._o_.m:_m>wEmm2<.n.Eo=u:_.>woo_._uE._o_._uu._o—ou.=:ooo_n_Eam.u._a_:xm2.=m_m>__._uo>__m_ESB_..wE._o_m:_:o=m:_m>mmozmgotunmgEn:mEam.m_aEou__m;ma_._._m_uczméo23m9::52E_._u:muu<05_o959:E.>_.Eo_m>m.:cEmmm:mE_oEEoowu_3w§mo5:_umu..oum._3u=mEm_m>mon_soucmczotmam.§uEEooucmmmmuoa:o=m:m__.__Eum.uE._._oo_m_.EocE.B:33=538E§€3m._o_uEEooB;m_>c:ucmco.m:_m>m.___.mocmn_=w25mo__on_.mm_::_mom_x._m??Em.::.m.8Eamwmu9._u=_2_SE.32¢..E_§_%u<m_..=8man.__u_._8EmmE._2m55?mo:mu._ouomc_§m_>wmnew_._.=_m>m2So._n_._mB__m;muocwe?tmnm,._2oEEoo.=.Em.m..wEuEumm:m2.oE._._oomu_3m.£mmE:o_.mE_o_:_wocmccotmn_um..EooB_._o_m=_uc_newm_uEEooSewcomo_aE.o:on_.Bom=...oo.0a:_._o.__._oEu_.=m:_Eoo:ouuo?oiamUcw:=.m.2:.q~m..8.8Sam.8«.uSéum_mow.uoTeammmo_om:9ams.3.mu_nm2Eu.uoEm>oman2$99._o.om._Eoo._.mcanm_.mm_£...m=wm.m£mE_§:mE52mmm>_E&m_.2...ca5.20.5356ooodo?m_E=_u:ouu<«E.Etc:>._..._m_9:52023mmcoEmE._2uEEooBm_nm.€n_E_..oEmE:E_xmEo_.=__.<=m._.m>mEm:mu<z<s__.o<Ezoomn=sm._.<._.w.3?mucwemmmroom5?cmfonéummac.m2_.__Sm_5.Ea....a._._gm:2.Euéon.o.::.2.§mmmo.s<>.__._=e_=__2:weEm>oo2:_omE_m_>oaE.S3._ucmum__o._Eoom_mwm>o_aEmucm.m_m_uEo.mEwon.mm_u:mmw.m:o_:._._.m_.__.£:mE:mnwum__.oum._o_0823w2:Bmucwgamcm5E2.u...m>:w%a32°23Smo_._=_:_.6.mE_a_u._o_>._hm....Ez:s_s_._<.—zm=zmm>oo.3.:_m.m£c2._>oammmmmmc?uo_nmo__&m..m_.=o>53coE=_mumuEmuu2mu__..m_.=._2w_n.mon:cm._9oE..._oo.co_m_S._ammumEmuu2mu_.._c__mm:_mEauEEOsosmEmma9:2_._m_.=_mu__o:_..u:m:_umsuonmme:ms.oo_._m=.=o.._mn.._o:EEmuzoammin2m__m_.o§:_:ooucw_E=v:onu<m53mm5::o...Emv_ooum:_59.0cm._mu_..:muzmctotmncoc._OEmuEmono:cast:5::.2oE.:oomm_u_>o.Eb___..mm.___%.ocm=.mouuEun_um.au__..E._Iuu:w:_..otun:oz.33.8.0dmammom.mu_uoEa:>.=_..mm:_..uv..ou_£m.:ozdmz?mm.>:u._o._n__u_.=uu=2:_.?u_m._.__?onm.2EmE.5eams.2bE.:ou32uoemmum_E..?_._wnu<m._.=Bun...:o__mq_u=._mnum::__:oumass;5.o_n_mEooom_.__._mm_Em£oE.m_n_m._:m:=.£m_Eon__..m_.__.mmc_o..mo.Em§.._Eou:_mEmmu29m9:E053m§uEEoon_._m3.mEmmm.mmm>o_nEomLo_um._Eoo6EnE_m>oEm._m_m_uoEE_ucmsou>9:82w9:._.__Em_..:ca..m£oEmm:_U:m?oz.>oEac.>_.um::otuuS:m:c=mm_Eo9.:.o«Em2.:23.52:935.9>_nm=ommw..B__mzmEmE>maE_m_:%>5E5in_>oE.2m_m9:2m:_m>o:.0an2:95.uw=:otmn___.._o353:3an.o:_._mu.m.:o=om..__8mcozomm._Eum._Eao29.6gm...uo_.Eo:oaE...m_._o_.mm__nommo?.2EmE>mnEma..:¢E>am>=un_._=2_ _enxEODDMEOUma?a..mzuuiulPage 220 of 336 EMSllK2558(‘OREDocID:zumoommiouooooiittheStatePurchasingOffice.andshowingofgoodcause,maydebarConuactorandprohibitContractorfrombiddingonfuturecontracts.OontraciormaycontestthefinalEvaluation,FieviewandRatingby:(I)filingrebuttalstatements,whichmayresultineitherremovalorcorrectionoftheEvaluation(OHS§24-105-102(6)),or(II)underCBS§24-105-102(6),exercisingthedebarmentprotestandappealrightsprovidedInCR5§24-109-105,107,201or202,whichmayresultinthereversalofthedebarmentandreinstatementofContractor,bytheExecutiveDirector.uponashowingofgoodcause.ContractorshallbenotifiedfollowingeachperiorrnanceEvaluationandReview,andshalladdressorcorrectanyidentifiedprobleminatimelymannerandmaintainWorkprogress.ContractormaycontestthefinalEvaluation,Reviewandratingby?lingrebuttalstatements,whichmayresultineitherremovalorcorrectionoftheEvaluation(CR5§24-105-102(6)).16.GENERALPROVISIONSA.Assignmentandsubcontracts.Contractor'srightsandobligationshereunderarepersonalandmaynotbetransferred,assignedorsubcontractedwithouttheprior,writtenconsentoftheParticipatingState.Anyattemptatassignment,transfer,subcontractingwithoutsuchconsentshallbevoid.Allassignments,subcontracts,orSubcontractorsapprovedbyContractorortheStatearesubjecttoalloftheprovisionshereof.Contractorshallbesolelyresponsibleforallaspectsofsubcontractingarrangementsandperformance.BindingEffect.Exceptasotherwiseprovidedin§1B(A).allprovisionshereincontained.includingthebenefitsandburdens,shallextendtoandbebindingupontheParties’respectiveheirs,legalrepresentatives,successors,andassigns.captions.ThecaptionsandheadingsinthisAddendumareforconvenienceofreferenceonly,andshallnotbeusedtointerpret,define,orlimititsprovisions.Counterparts.ThisAddendummaybeexecutedinmultipleidenticaloriginalcounterparts,allofwhichshallconstituteoneAgreement.EntireUnderstanding.ThisAddendum,togetherwiththeMasterAgreement,representsthecompleteintegrationofallunderstandingsbetweentheParties,andallpriorrepresentationsandunderstandings,oralorwritten,aremergedherein.Priororcontemporaneousadditions,deletions,orotherchangesheretoshallnothaveanyforceoreffectwhatsoever,unlessembodiedherein.Indemnification.Contractorshallindemnify.save,andholdharmlesstheState.itsemployeesandagents,againstanyandallclaims.damages,liabilityandcourtawardsincludingcosts.expenses,andattorneyfeesandrelatedcosts,incurredasaresultofanyactoromissionbyContractor.oritsemployees,agents.Subcontractors,orassigneespursuanttothetermsofthisConuact.however,theprovisionshereofshallnotbeconstruedorinterpretedasawaiver,expressorimplied,ofanyoftheimmunities,rights,benefits,protection.orotherprovisions.oftheColoradoGovernmentalImmunityAct.CFIS§24-10-101etseq.,ortheFederalTortClaimsAct,28U.S.C.2671etseq.,asapplicable,asnoworhereafteramended.JurisdictionandVenue.AllsuitsoractionsrelatedtothisAddendumshallbefiledandproceedingsheldintheStateofColoradoandexclusivevenueshallbeintheCityandCountyofDenver.Modificationi.BythePartiesa)Exceptasspeci?callyprovidedinthisAddendum,modi?cationsofthisAddendumshallnotbeeffectiveunlessagreedtoinwritingbythePartiesinanamendmenttothisAddendum,properlyexecutedandapprovedinaccordancewithapplicableColoradoStatelawandStateFiscalFiules.b)ModificationspermittedunderthisAddendum,otherthanamendments,shallconformtothepoliciesoftheOfficeoftheStateController.including,butnotlimitedto.thepolicyentitledMODIFICATIONSOFCONTRACTS-TOOLSANDFORMS.II.ByOperationofLaw.ThisAddendumissubjecttosuchmodificationsasmayberequiredbychangesinFederalorColoradoStatelaw,ortheirimplementingregulations.Anysuch28RevD6/0lll5Page 221 of 336 m_:.<2.inonm._u__on_:o_____2:o._..6Exam.0mmamu5E_m_u«E3_m_.=oomm_._.Q.__umo2n>_m«m_umEE_m£_._oEw>_uE2:m_.__.%:5u:ouu<m__.=._mu::um:mw_m._cu._om.2$5.Emm__ucm.3um=:oo2mm?_m._o_.=ucmmm___Ewm:_mm;u__._n__m§m9:.3..._€.§_.5yaE=oEmEwmoammE2o_.=S.235052um=E__B.._m>E_._mm:_mmzo.__._n_.622mon.9us;EmBmmwmEmu.8.£__nm__m..EoE.:oun_=m5Em.gnawm...o_um.€ouEm.2um::a0s=__nu___o=o=£_E__m.._8oa._=_ooEEm_au«_..m_u_._mtOEm.a:....~...:mmmu3:222":3:.mduz.uniEa._Bo;Mzm?w5:;_oEo=.Em%n_oua..o_e0oz.mmuoum2x_.__._.3S552nw=_Eumon6:3ucm3on.23mm2E33S:__m;mmu>o_aEwgnaw.2.m29...com_mw>o_aEww.§um=:oomEm>mm55.5am.B?w_._o:mEu23%am>o_aEmscam2._a_.aum>o_nEmzuzmzumccoxumzu.¢.E._mu:o=oxommm$_nE8=2»§oEEoo.mmm_Emaas:oE3mumms..ou_.__.__._w.u___..u35ummmm;E5.£__u£E?wm9m_>.m§:nEm_Em._m_mmunoa?amE?cm.m_2uS._..oon_._wm__ucmwm>o_n_Eom..o.om=_._oom.wwa:_m=nm_.__onE$589::___._uo._o3.2a»:Eucotoxwm.33.o.=:.~5$mac.3.“Esau=30%so_oo9..£925wmmm_m._o__n_=n_2SwismEmcant.3—.m.na_..v~mmmu._uu::muzmuc?mu_._mmo..:mumEuo:mE._o:mn2..BaE=u.._wuu<m_£in.Baum..3uB_nEoE3:E23m£o._..o._:mo_om_n<:oo..§Ee_...§.6.:o_m_>o._a..Eo_3:5>53B.EmEw.__=um_B:o_m_>oa.E_£gozmEzommhEmaummnamEu6_m>__m.snmaumeumu5uo_._.._m_._ooma5:__m;m.EmEmo.£_._uBxum_E.5.€axw_w£m£s._mE._:o._o:.€oEQ.62%in.6.E=u:muu<£5EEmEE_:uu._._o._._o_m_>o.a.::2a$95scams>5E.m>_m>>..m>_$>.mo_..a._u.___.=_._o_._m._a_23..>_._mEmeu6:onucm.E:u:wuu<o_.=2_mEm_u_o:_PBE_._u_._muu<25_o=:mm_mmmozmuw.m._.an_E5;o_:sm?mcua.6mmu_>.mm>_._<.mw_.._u..._9:2>_m_omum>.wmw._ma._wuc:m..m:mco=mu__noucm2.5:mucmE:u:muu<m_£__o=._mEmo..£_._m.ma_._m_u=m.._om53¢E2....u2_=u2mm>_nEouEEaton2«=9.._2omn:oo__>._Em_9._._mEO:m.5«Em.2:Eo_ammo.oEmon__m__mucm=o__m:__E2zuamo>_>5m__mzm._om.m.._:o_?:_E._2Ecm?wtwE.mu:m__uEoo.oo:mE_o:mn_uo::_Eoum=___=um_E:u:m_un<m_£_om_..o_m_>o.a.>.a._._..oumg.929¢:u_._._s5a:_u..a?£_Eoz.mE.w._.:=_u:ouu<..__8._oo_o_m>_>._:w.=._0uE_ms..=_:>UUCNEOUON_.__E-_U_._mUU<m__.=Ens.mcoamuno.__m£Earmu2m:.8:3mm_:mn_3.E5umu_>o._n___o2a_._:o_m_>2a.u_.=o>533_m>m_.=_ow=mE:__n;mcomma.Eu.3m_nm._ma9.__moEouB._ou__m>:_um_m_umum_5....:o_m=§aEmEao_nu._o>$Em.o2m_._m_._o_m_>oaw£,vm_u:mE_mmUmzmEouomma?a;untomcoamnom55mu:mE.o:maucmuwsouxoon:3E:u_..wuu<m__.=um_u_>oi.b___nn..w>um.E_._u:muu<£53zone_.._mEm53wpmBEuEEoEouc_m:o_m_>o.amg.3Eu2.¢u..Eoum_8.E.b_Ew9.5905w.Ew9:.3>_m_omv¢:_E._2uuanm._._uEu.__:um._bzcmmcrm?o533m558._o.m_a.mw__.:_mum__.mw__.:.mco=m_=um_.m2.m_25w.0_._o_.m_a_>c_m_Evscan..23Eu.6§om._Eoo.c_cEmu2>__Em_m_.__._mu._O._oSu?ms.m2__._um._.3E5mo_:w..._mscao?wn__._mEwm5<..oEu?zuou._m£oEu9:.u9mBBoo_.__.._.ca>5.6.mEwEmm.m<o‘_:oB__m:o._£v_u__oEu25um_m.oEoo_.__:o_m_>o._..._Eu6aw;m...c.om._E8n:w.0mno?wazooco9__.$&nmc._u:ouucmmE.m.Em:_um.m.c&oo:_co_m_>o.aEm.2m_o_._um_._um=m~_Exm>5:_uw.EoEo..E_:o_m_>oa>52Em?zmma.2._cmmm_._Emm..__._mEoEaE?mm_.=.:_..:m;Emacooms2m:__._S:mm:_u...Sm£_Eoz..wEOzumm.0mco_m_>o._n_m:._..>ucm.EmEmu._m<EmmiE._omco_u_>o.a2:..>_.<E_§mm_£Uzm_§u_a%<m__.=3>95:_mE0:..0m:o_m_>o._nn.._._..____m_._o_m_>o_m_m_8n_w8Eo_oo.=_=u:ouu<9:9<._n_em£55En.__<._.<n_n__u:m<&__._._§u:muu<9:E<Ezxm£5Ehwm«Ea._._..<m._SEaE.%._omso__2m5=_mEwE:uoums.2mo:22o..BuozomeonEmmw_u_._2m_m.._oo:_._o52:8Sam§om..Eoo3nmu_>oa$3..8n2_E__3:=5.m:_u=_u_._.mEmE._um=<._m£oEmm._nExmmgucmE_.i_._muu<m__.=cumiwgmw_u:£m_m:au:_.om_u_=_._oo_oEo>mu_.=_.__.mm_:mn_9:_onEmco_?_m.9:E93__m:mE:u:ouu<m__...Em_._o_m_>oami..oo=2vmuu._n_3._mEo.:_m.m;£8.awn»E__mmdmcmzo52$E2%w>_.um=omg.coE=u:muu<£53canonEu2.um?._o&oo.an__m;m>=mo_?E2=mzozmo..uoEum___..au._n__ o_=~xa_§m3u:2»..mzu.xPage 222 of 336 CMSN8255!COREDOCtoilZ0l6llfID(IlIO00lIXi0l)II3($10,000,000)whicheverisgreater.Thislimitationiscumulativeforthetwelvemonthsimmediatelyprecedingtheaccrualoftheclaimandnotperincident.ThelimitationssetforthinthisSection16willnotapplytodamagesforbodilyinjuryordeath,ortolntrirgementclaims.InnoeventwillContractororitssuppliersorsubcontractorsbeliabletotheStateorPurchasingEntityforincidental,consequential.special,orindirectdamages(includingwithoutlimitation,claimsforlostrevenueorlostprofits,lossofdata,interruptioninuse,unavailabilityofdata),regardlessofwhethersuchdamagesarebasedoncontract,tort,warrantyoranyotherlegaltheory.NoinsurancepolicyshallbeinterpretedasbeingsubjecttotheTenMillionDollar($10,000,000.00)limitationofliabilityofthisAddendum.17.FEDERALFUNDINGACCOUNTABILITYANDTRANSPARENCYACTOF2004("FFATA”)iforwhenanOrderingEntityplacesanOrderusingFFATAfunds,theOrderingEntityshallimmediatelyno?tytheParticipatingStateandContractorandsuchOrdershallincludethe‘StateofColoradoSupplementalProvisionsforFederallyFundedcontracts,Grants,andPurchaseOrdersSubjecttotheFederalFundingAccountabilityandTransparencyActof2006,asamended,"assuchprovisionsmaybemodifiedfronttimetotime.TheFFATAprovisionsareavailableonthewebsiteoftheColoradoStateControlleratthugs://www.Colorado.gov/gacilic/osdlfata.TheParticipatingStateandtheOrderingEntityagreetocomplywithallfederalandStatereportingrequirementsfortheuseofFFATAfunds.ContractorshallprovidetherequiredreporttotheOrderingEntitywiththeinvoicepresentedtotheOrderingEntityforpayment.ThePartiesacknowledgethatContractor,forpurchasesunderthisAddendum,IsnotaSubcontractororsub—grantee,butaproviderofGoodsandrelatedServices.18.COLORADOSPECIALPROVISIONSTheseSpecialProvisionsapplytoallStateAgencies,OtherStateDepartmentsandState-fundedInstitutionsofHigherEducationContractsandOrdersexceptwherenotedinitalics.A.CONTROLLER'SAPPROVAL.CRS§24-30-202(1).ThisAddendumshallnotbevaliduntilIthasbeenapprovedbytheColoradoStatecontrollerordeslgnee.B.FUNDAVAILABILITV.CR5§24-30-202(5.5).FinancialobligationsoftheStatepayableafterthecurrentFiscalYeararecontingentuponfundsforthatpurposebeingappropriated,budgeted.andotherwisemadeavailable.C.GOVERNMENTALIMMUNITV.NotermorconditionofthisAddendumshallbeconstruedorinterpretedasawaiver,expressorimplied,ofanyoftheimmunities,rights,benefits,protections,orotherprovisions,oftheColoradoGovernmentalimmunityAct,CR5§24-10-101etseq.,ortheFederalTortclaimsAct,28u.s.c.§1346(b)and2671etseq.,asapplicablenoworhereafteramended.D.INDEPENDENTCONTRACTOR.ContractorshallperformitsdutieshereunderasanindependentContractorandnotasanemployee.NeitherContractornoranyagentoremployeeofContractorshallbedeemedtobeanagentoremployeeoftheState.ContractoranditsemployeesandagentsarenotentitledtounemploymentinsuranceorWorkerscompensationbenelitsthroughtheStateandtheStateshallnotpayfororotherwiseprovidesuchcoverageforContractororanyofitsagentsoremployees.E.COMPLIANCEWITHLAW.ContractorshallstrictlycomplywithallapplicablefederalandStatelaws,rules,andregulationsineifectorhereafterestablished,Including,withoutlimitation,lawsapplicabletodiscriminationandunfairemploymentpractices.F.CHOICEOFLAW.Coloradolaw,andrulesandregulationsissuedpursuantthereto,shallbeappliedintheinterpretation,execution,andenforcementofthisAddendum.Anyprovisionincludedorincorporatedhereinbyreferencewhichconflictswithsaidlaws,rules,andregulationsshallbenullandvoid.AnyprovisionincorporatedhereinbyreferencewhichpurportstonegatethisoranyotherSpecialProvisioninwholeorinpartshallnotbevalidorenforceableoravailableinanyactionatlaw,whetherbywayofcomplaint,defense,orotherwise.Anyprovisionrenderednulland30Rev06/III/I5Page 223 of 336 m_:o§.>uu3am._.u_..mgamma.2E:ucmuu<m_£m_m:_E.£>mE:o_m_>_E_._m_wo_.on..o:o_.mo=um.391.o=o_§?.__.§_%n«Em9__sm.__.82......$555.2.3mmu5.a_m_>oama.5..§._o._=uo.Em_.=_.>E632m__£.2um.._._oo._$.85m_u.mmg.3m...wEu._.._....m..m_.=oan..o_m_.=_3>358=m:mEm.wm>o_nEm_._u=mEmam?x.o>>.32m5um.._Emxmmm:.2om....o0.m£9._E._m...o__mE._=mum~_.m.o:._._mu_.§m...c_m_>_E:w.3on.a_.a__wu=uw.29:.9:o_SEm:_gucmamaimu:__um.=._oomg.8.u>__mu__u:m.2ou.Eoo,Ew.mo.a??mm_.=_._mm_ma_u__.mn.2om.Eoo._..5:;o_%_m_new.333.5§.m%ooE.o_oo2...3.§«.=.m.t.ommac2._.§m._a:mxm:mv_.__._.co__mu=mo>c_cm3mm.=8mz._.__mum...w?oauw.a_au:3mm.£5,>_uE3=m...mtaEa.mu=o:mg.amom._omin5moi...__5_.sco__mEmam_.=_.=_sm:=uE=.ou.om:_>o_n_:.uno?.9.mwou.o_um..c3n_._wm._?m.E8n=mm_.=m_mc_:_._£__m:mE:.E=u_._nuu<£5.23.:1.25B.:m__m_muw___cm5?m.._.uw.__.co.om:_>o_uEmm_.2om.Eoua_._wm.5:wmuo_3o5__ma.ummm;.2um.__..oo._EmuA83.5:_£_:.EcmumE?mm:_.om.__._8ms.ucm.2om..:8n_._woz..c_.oc__m:m=5.uoE.otoama?am_E.._u:mnu<m__._.m__§>mEmoasno.3o_.__:mo.um=._mE>o_nEo.m._nwxmtmuca2mw.:_...muo.nEm.ao.qSu?.oEm._mo.n_>__.m>.wmm:3:=m_._m8._Eum.=.oo.E_.__u.._muu<m__.=.23.:E25E.2..mn_2:Emucm5::.um.:.oo.o.§aEo>_mc_3o_._x.o_.___m_._m.3om.Eoon_._w9:E5.o.um....oo2>__:mo2_:2..o.um.Eoun:wm2._om._.:oumE_._.25.o_.::U:muU<m_£.m_u::x.o>>5.2.2.9cu_mmm____._m£_.s.um._:o0.o.€_aEm>_m:_:oE_.2.__m:m._2om.a_._oo..u:m.uow.m.E..mmmmu2._.m:m.__._nuo_._m__nm.mo5.9..35m2:.oEm.mo.n_.c_.u>.m_mg.:__._o_.mqan:u=o.£.E:u_._ouu_<25.35.x.o>>E.o_._wn2mm.Emuo._c:w£:_._.mE>o_nEm.23..23!.Ba9.?mwm>o_uEm__m_oa5.w._._mE.€_n_Emm5E._._._ooucmE:ucmuu<mi..22.:x.2sF:at0n_9.3:23Runa5.2?m._=.oo.o.€aEman_5Dcv_.2.mwou__.m_.=$23u_._a.mEm..m.so_._«.mo.2om.Eoo~mmu..>.mmtumm.u_.?Eq.ommséom.>.uo_o:com.:o=mE.£:...o.m.twEmm.m<.m.:mEEm>ou.mE...w.u&En3.35%.m.8..>..mm.SuEmum:mEht‘:Bmmnzcmmbomsum.:mE?m>c...u.m.a...Summ3m?m.6.mu:m:uM_care2..9utz?m.aumemmax2s?ui?BE33.2%mun.mmo_>:mmmomm._.o<E.zooo_._m=.......o=ow_u_u__u=._.o:o_.m:_E.m.m.u>o:omw_m_.=3=33.mmmEsw9:Bm_._som?muumac:.o_.=o3new_u_._:u_co.=mm_._mn_Eoo.:mE3_nEm_.:ms.223B2uw._...um.m._.__._aEm:5_ozmozum.29:.6Ew:._.mamom53co_m_>_n53..Emuam2..9So28.5.5=52.3E.§._$ammo:_um___ou%manage.33.o.?m.oE_uoaoom.xm_.ommocm?n2352:ummwm.mm..mconazmRio.omswucoqnsmu___.uE35.8:2mm_u:mm<28w2E25m?wv.2E2m>mamo.$:_?mco.oE.o>Mm?wo_.=auc:.._o_.:m..u_£5_;:5.m__9Eoo«EmQ....35.e.u_.u.o3.ummac2_8_3_.mE$Emm.m<.m.=mE=§_au.m.....a.m3mu,..&m32.....§...3%E5E§._.3«mmmu.._.mmumo..._onzu>.m?o.2_.___.§o5__..u:mm:_>m;_._om.ua>:m>D_QEm3:__w;m.o_un._Eooucmmmo_>.wwm..o8m.EooEmu:mE.e._8m55:,$52.5._m..:u:.Em_.__.o_=_._8uses3.:..uu._u_._5_uu._u..mo.m.:_Emu._:.8mS:__m..mucm.mm.m__.__9.mm:._o.um.Eoo.E=u:wun<m_£:_umn_amwu.632..ooo_>.wmm5:_.m>mom.m_.=>_mw.m=..:33.o.235.Pmmm:33m9..Smw>o_aEwo_._.mmnw_:oE_._o:_EE5.o>mmm_.o«m:m_wu_._._.Hem...m.§mE...:.u.3.e~...mmo...mmEm..z_“.0..o_._u_zoo.._.wm:m..z_._<_oz<zmmm>o._..._s_m.m..o_§.=mm.m:_m_._wu__w_nmu__aum.om§m_Em_.>n_8_m.m.u£5?E2m_m..oo.€oEo.EmcanE:u_._wun<mi.3:o__a:_E.o.m.m_umEE_._._o_.m__E.___._o_.=_§.m:_E__u.._.E:u:wE.<m_;_.09.:.o>._:am_.__.oin.Ems.5>umEm..€mmm_u.axw>mE22w2.:._._o_u_>o.n_m_£E:o_.m_o_>52.2om._Eoo.2.mo_._E.m.muSEWm5__macs233.0mm....oao.nE_scam_:m>m.uEm_o.EouucmmE2m..mo.m_ao.&wmuwa:__.__mE_mE_gmEmmm:.2um.=.oo.m:.mcm.xwEmEmE=u_._ouu<m__.=.0E29:m:_.:u.85mEm..m§ucmmo=__.oo.322..2om.Eoo.m_._o_S_..mm.a:_mcmu__mam_&m.0man.Em_.Eou.933_o_._o=m_o_>_.__m?scom.m=aEou.omu:m:2_.__mE.o.:o_.w.mno._.omswcmmg..2um»:an.9.__m?E:_u.._wuu<m_£Bus:o_nm>mamus...u__ea.m£o523mdoN8o.%.ooéaomxmmLo...m>o0.zo_.._m_:om._>O<Emm_.<2Eom.29,n5...__=_.on__m:mmocm.o_m.E.._o.o:uo.u.ou.oo:_.oF=._U_._mDU<mi.:_am.ES9:2:o_m_>o.a..:<.523.o33_w_u_u.._._.m._.xmEu3:c_.m._.B.m9.=323.3.0:3%oEs_oo325mm_._._..nm.:m_:o......zO_._.<F_._m¢<oz_nz_m.:o_Sowxw_ow?mnmuE?xm9..2.=__..u:muu<25_o.m.2.__mEm.m5m.mn__m>:_8:=2»E_m__5a«E.E:o_.m.mn_om_.=EEns2_ u_=n..n:U05mxouEmu.3minPage 224 of 336 CMSit32553COREDOCDNmI M}lI3temilnated.Contractorshallbeliablefordamages.PUBLICCONTRACTSWITHNATURALPERSONS.CR5§24-76.5-101.Contractor,ifanaturalpersoneighteen(18)yearsofageorolder,herebyswearsandaffirmsunderpenaltyofperjurythatheorshe(I)isacitizenorothenuiselawfullypresentintheUnitedStatespursuanttofederallaw,(ll)shallcomplywiththeprovisionsofCR5§24-76.5-101etseq..and(III)hasproducedonefonnofidenti?cationrequiredbyCBS§24-76.5-103priortotheeffectivedateofthisAddendum.SP5Effective01/OM0932RevD6/0|/15Page 225 of 336 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c_onan.3:Sou?mnuemsuPage 226 of 336 CMSat3:559coneDOCtorzuiooooooooooooootizEXHHBIT2—SAMPLECONTRACTORPERFORMANCEEVALUATIONStateofColoradoContractManagernentlnlnnnaliunFINALContractorPerlonnnnceEvaluationColoradoRevbedStatutesH4-102-205(6)pnrsaulnlIocns524-103.5-IDHJ),tomonitorthecontru:lm'tWalkundernooonnar:t(Cootrut.1Moonoclso-Icomplete-msFINALCnntnmtorPuiorrrlanceEvaluation(Evnluatlm)Indmoon:theomnpkletlEvolutionIntheconnectorlotReviewandwrrlmcrrlplaruanlH)cns§2A-l035—l0l(6L‘?nsEvaluationandcnntn:wt'sresponse.ilany.soonberddatinonmama:ConlrutManagementSystem(ems)withinIlrirry(an;daysaftercontrastcompletiononbecomepubliclyminor:IspanoflheState‘:searehahlewebsite.sonmo;sunAmenitiesandIHELarerequiredtoreviewcolnplelledEvallaitionsprrorInmakingfuturecnntrnctawaldatoensuremmtheprospectivecontractornteelsnpplieahleI?pal?ibillly.AoutlraelorwlrntllspulsanyirllntrnnlloncontainedInonEvaluationmyexestiseIhcoornlaellightssetrmninCR5524-109406,1o7,2mnrZl'l2.;.ormi.personalServicescontrastwithavalueoversmaoo.theindividualreleundbynoonengennyorInstilutmnnllli?aermm.-nioo(ma).v\-vvvvCoutplellngml!FormtheConIrIt1MonitorsltalleruureLlrrlALLappllnbleIk-Idslrrcutsareconwletedupmconclusionortheeuntroet.11.:coononMaailnrotPmrurernnrtsunshallsubntilthecompletedEvaluationtothecmrlntelnrfurReviewandcornrnernwmrmunny(amtlaysol‘contnctcuntpletinnTllestall:IIMyMIHEshallmaintainthisEvnllltlitllandmnrmran?sruponse,ilany,Inpanofilsofllslaloontnct?lelllllshallptnlIlseEvalultlunanCMSwithirty(Ill)dlylofcontractmmpklimlThisEvaluationmuremainopanorcut:lot-atrm:t1ve(5)year:ronowiogthedateitisonacltedtothecm:cooomrecord.cns.!24—l0S»l02(4).nuncontractisfatooostruetinrtSelviauwithuVll.lI.l2orssoomuoronto,l.|reCarnla¢lMunitorrrlnshallcompletenu:lotrnuntitled“ConsrmctionContractorFtnalFerfonnaneeEvlluallnnReport".ThisEvallaulunlsngueqlrirndrouoooonsunderMalicrurzno-coloomoMalina!AssistanceAct",Aniclu4In5nl’1'l||e25.5,ms,the“Clrilrl|en'sBasraHealthPlanAct".Articlernf‘|'rIlr:255.CRS,t-rtthe“ColoradoIndigentCorr:PtoyaIr\".FunIol'ArricIe3of'lltle255.cns.CMSIdenti?cationNumber:ConlnrclCompletionDate:NameofStateAgency/ll-IE:NameofContmctnr/Gntnlee:NameofProject/Program:ContractorPerformance-EvaluationconductedaftercompletionofServicesContractormetrequirementsrelatedtoQuality:YesNoDContractormetrequirementrelatedtoCost:Yes||NoContractormetrequirementsrelatedtoTimeliness:YesNoBrie?yindicatenre:t(s)ofnon-oompliurtccandstepstakentoremedy:lndicintenumberanddatesofinterimperfonnanceEvaluationworksheetscompletedforthisContract:OverallRatingofContractorPerfonnnnce:BelowStandard|:|StandardljAboveStandard[1ThelollowlngtobecompletedlaytheStalefollowingsubruitlaltoContractorforReviewProvidedConnectorwithopportunitytoReviewEvaluzttion‘?(D:ltesent:)YesDNoDContractorsubmittedresponsetoEvaluation7(Daterebuttalreceived:)YesDNoDContractordisputedEvaluation?(DaleDisputereceived:)Yet:|NolfNo.explain:Bysigningbelow,IacknowledgethatIltnvecompletedthisFinalContractorPerformanceEvaluationinaccordancewlthCR5524-102-205(6)Signature:Title:PrintName:Date:Phone:34Rev06IDI/15Page 227 of 336 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.=nan_uonmxcv..mm~.:.mzuRC8QQGGRR3Page 228 of 336 3)III.CMSItB255!COREDocIDnzbI I13maybenecessaryintheperformanceoftheContract.Inspectionbyordisclosuretoanyonewithoutanofficialneedtoknowconstitutesacriminalmisdemeanorpunishableuponconvictionbyafineofasmuchas$1,000orimprisonmentforaslongasone(1)year,orboth.togetllerwiththecostsofprosecution.Suchpersonshallalsonotifyeachsuchofficerandemployeethatanysuchunauthorizedinspectionordisclosureofreturnsorreturninformationmayalsoresultinanawardofcivildamagesagainsttheofficeroremployee[UnitedStatesforFederalemployees]inanamountequaltothesumofthegreaterofSL000foreachactofunauthorizedinspectionordisclosurewithrespecttowhichsuchdefendantisfoundliableorthesumoftheactualdamagessustainedbytheplaintiffasaresultofsuchunauthorizedinspectionordisclosureplusinthecaseofawillfulinspectionordisclosurewhichistheresultofgrossnegligence,punitivedamages,plusthecostsoftheaction.Thesepenaltiesareprescribedby[RCsection7213Aand7431.Additionally.itisincumbentupontheContractortoinformitsofficersandemployeesofthepenaltiesforimproperdisclosureimposedbythePrivacyActof1974,5U.S.C.552a.Speci?cally.5U.S.C.552a(i)(1).whichismadeapplicabletoContractorsby5U.S.C.S52a(m)(l).providesthatanyofficeroremployeeofaContractor,whobyvirtueofhis/heremploymentorof?cialposition.haspossessionoforaccesstoagencyrecordswhichcontainindividuallyidenti?ableinfomration,thedisclosureofwhichisprohibitedbythePrivacyActorregulationsestablishedthereunder,andwhoknowingthatdisclosureofthespeci?cmaterialisprohibited.willfullydisclosesthematerialinanymannertoanypersonoragencynotentitledtoreceiveit,shallbeguiltyofamisdemeanorand?nednotmorethan$5,000.INSPECFIONTheIRSandtheAgencyshallhavetherighttosenditsofficersandemployeesintotheof?oesandplantsoftheContractorforinspectionofthefacilitiesandoperationsprovidedfortheperformanceofanyWorkunderthisContract.Basedonsuchinspection,speci?cmeasuresmayberequiredincaseswheretheContractorisfoundtobenoncomplinntwithContractsafeguards.36Rev06/DI/I5Page 229 of 336 OFFICE OF THE SECRETARY OF STATE OF THE STATE OF COLORADO CERTIFICATE OF FACT OF GOOD STANDING 1,Wayne W.Williams,as the Secretary of State of the State of Colorado,hereby certify that, according to the records of this office, NetApp,Inc. is an entity formed or registered under the law of Delaware .has complied with all applicable requirements of this office,and is in good standing with this office.This entity has been assigned entity identi?cation number 20021287116 . This certi?cate re?ects facts established or disclosed by documents delivered to this office on paper through 01/16/2018 that have been posted,and by documents delivered to this office electronically through 01/17/2018 @ 14:29:08 _ I have a?ixed hereto the Great Seal of the Skate of Colorado and duly generated,executed,and issued this o?icial certi?cate at Denver,Colorado on 01/17/2018 @ 14:29:08 in accordance with applicable law. This certificate is assigned Con?rmation Number 10661931 ‘um .nu)" 1876 Smcxaxy ot State ormt»sum ofnnlm-ado an.nu..can«nuu.uuuuu.uuuu«Em,OfCgni?cmgtttoon0on0on0on0on0onoooooooooooooooooooooto Naric:A curti?car:ixxuld Alucrmnicalb/?mrnnu Colmudn Scnumry alsm.';W.»site it fully and immAdm1£b'vain!and ztrmm.Hawmr, as an upnon,Ihu undancl my validity nfn urn?mu nblafnud cIu:rrunicaIIy may be nrtubbshud by vrlritfng 21..miam n Currf?mupngu 9/ thu Senulary .;rsm.';mb sire,mp //www..m:.smmca.u.x/b1?Cw11?ramSmrrhG'i1wia.da mmmg an czm?mruiy can?rrnmmnnumbrr displayed on an rxm?mrz,nndfnlluwfng rh:instruction:duplayad.Con?rming 1».u.-mm afa cmigam i.r "(Q1 agnanazand is not ntzlxm la 21..valid and ma.imam n curti cm.Fur mar:frg?zrrnmiun,mm aur mb mg,mp //www..m:.:mm.ca.u:/click "Eun‘nu.u'J-S,nuammix,trad:rramnr"my mm "I7rnqu:nrI)/Axkrd Qlm?arrs." Page 230 of 336 AMENDMENTNO.1 TO CONTRACT NO.MNWNC-121 THIS AMENDMENTis by and between the State of Minnesota,acting through IIScommissionerofmministration (‘State’),and NetApp,Inc.,495 E Java Dr.Sunnyvale,CA 94089 (“Contract Vendor‘). WHEREAS,the State has a Contract with the Contract Vendor identi?ed as Contract No.MNWNC-121,April 1,2015, through March 31,2017 ("Contract"),to provide Computer Equipment:(Desktops,Sewers,and Storage including Related Peripherals and Services);and WHEREAS,Minn.Stat.5 1ec.oa,subd.5,a'iit5r&s’triécommieéionero?dministiéiion,or delegate pursuant to Minn.Stat. §16003,subd.16,the authority to amend contracts;and WHEREAS,the terms of the Contract allow the State to amend the Contract as specified herein,upon the mutual agreement of the Materials Management Division and the Contract Vendor in a Iully executed amendment to the Contract. NOW,THEREFORE,it is agreed by the parties to amend the Comract as follows: 1.That Contract No.MNWNC-121 is extended through March 31.2020,at the same terms and conditions. 2.The Contract Vendor shall provide Computer Equipment:(Desktops,serves,and Storage including Related Peripherals and Services)at the prices set forth on the attached Exhibit B,Pricing Schedule. This Amendment is effective beginning April 1,2017,or upon the date that the final required signatures are obtained, whichever oocurs later,and shall remain in eftect through contract expiration,or until the Contract is canceled,whichever occurs ?rst. Except as herein amended,the provisions of the Contract between the parties hereto are expressly reaffirmed and remain in full force and effect. IN WITNESS WHEREOF,the parties have caused this Amendment to be duly executed Intending to be bound thereby. 1.NETAPP.INC.2.orsrce or STATE PROCUREMENT The cnntraaior oet?tleo that the approptlate pamon(s)have in ammameW Mm",Sm 13¢“ma,3, executed this Amendment on Dehiif Ofthe Contractor as required I7Y8i7P'i<=8i1'65'W55|ii3,.t B :....V s,.,.,..,.Titre:Agggigmon Management specialist Ream S-rem Printedthne Date;E d 22 me;\}\t.E ?0.ee-acwrf 3.COMMISSIONER OF ADMINISTRATION Date:7’‘I3"20 ‘7 SIIIVIIIIIIB Fr-iittedtsiatm Da‘e:H 2 Title: Date: CONTRACT NO.MNWNC-121 MASTER AGREEMENT AWARD COMPUTER EQUIPMENT NETAFF,INC. Page 231 of 336 EXHIBIT B:Pricing Schedule 1 ‘ws‘cA:~—NAS.POj§ goo:-zru‘mv,s PURCHASING’ ‘.‘ORGANIZATION' mg DEPARTMENT or COMPUTER EQUIPMENT ‘ ?.£€1I§JuiI.'.‘.£.‘'°"2014-2020 Updated 04/01/2017 " 1.BASELINE PRICE LIST:NETAPP NORTH AMERICAN PRICE LIST TO BE POSTED ON WEBSITE 2.BAND DISCOUNTS CATEGOR MINIMUM Y DISCOUNT BAND 5 STORAGE A,B,E,J,L,16.5% M,N CATEGORY EXCEPTIONS:Velocity HW &SW IMPORTANT:The minimum discount is provided,refer to Contract Vendor’s Website for any additional discounts and request a quote for bulk/volume discounts.Allprices shall be FOB Destination,prepaid and allowed (with freight included in the price).If there is a special case where inside delivery fee must be charged,the Contract Vendor will notif the customer in advance. 3.THIRD PARTY PRODUCTS -(APPLICABLE IN ALL BANDS)C 3.5% 4 SERVICES st» ParticipatingAddendum may identifyif and how Iea?g agreement terms willbe conducted. 6.ADDITIONAL DISCOUNTS —Request a quote for discounts on bulk/volume purchases. For one or more WSCA purchase orders received at one time with a North American list price over $750,000.00, NetApp willprovide an additional 10%discount to the WSCA end user customer for that order only. Discount Proposed Category Current Contract Discou Discount CONTRACT NO.MNWNC-121 MASTER AGREEMENTAWARD COMPUTEREQUIPMENT NETAPP,INC. Page 232 of 336 STATE OF MINNESOTA —WORKFORCE CERTIFICATE INFORMATION Required by state law for ALL bids or proposals that could exceed $100,000 Complete this form and return it with your bid or proposal.The State of Minnesota is under no obligation to delay proceeding with a contract until a company becomes compliant with the Workforce Certification requirements in Minn.Stat.§363A.36. : 0JkCOMFAMES:thatvhaveemployet¥morethan:40Jul-l—£imt>employees=within4Iri ——— state on any single working day during the previous 12 months,check one option below: CI Attached is our cunent Workforce Certi?cate issued by the Minnesota Department of Human Rights (MDHR). El Attachedis con?rmationthat MDHR received our application for a MinnesotaWorkforce Certi?cate on (date). BOX B -NON-MINNESOTA COMPANIES that have employed more than 40 full-time employees on a single working day during the previous 12 months in the state where it has its primary place of business,check oneelow:Attached is om current Workforce Certi?cate issued by MDHR. El We certify we are in compliance with federal affirmative action requirements.Upon noti?cation of contract award, you must send your federal or municipal certificate to MDHR at con1pliance.MD}?{@state.mnus,lfyou are unable to send either certi?cate,It/D31-IRmay contact you to request evidence of federal compliance.The inabilityto provide sufficient documenmtionmay prohibit contract execution. BOX 0 -EXEMPT COMPANIES that have not employed more than 40 full-time employees on a single working day in any state during the previous 12 months,check option below if applicable: D We attest we are exempt.If our company is awarded a contract,we will submitto MDHR within 5 business days a?er the contract is fully signed,the names of our employees during the previous 12 months,the date of separation,if applicable.and the state in which the persons were employed.Send to compliggge.MD?l3@state.mnus. By signing this statement,you certify that the information provided is accurate and that you are authorized to sign on behalf of your company. Na.meofCompany://5’/M7,TNL Date 2‘'3 '2°|'7 Authorized Signature:Telephone number:713‘7‘?"n’°° Primed Name:Rae-at‘:72?/.v Title:Vlur’Pile:mew’ For assistance with this form,contact: MinnesotaDepartment of Human Rights,ComplianceServices Web:http://mn.gov/mdhr/TCMetro:651-539-1095 Tol1Free:800-657-3704 Email:comp1iance.rndhr@state.mn.us TTY:651-296-1283 CONTRACTNO.MNWNG-121 MASTERAGREEMENTAWARDCOMPUTEREQUIPMENT NETAPF‘,INC. Page 233 of 336 ‘E HU N R ,"2 :“ «J L L t;iE9l'waRK’AF1‘E%?iN&':E‘whims’,‘’ ,'.'?aw msmuaméxms nrsmaansienwk “£8 nV M -mwr»wzemra:armH41:6,asguaamth W V?évmM;mhasasp,Gammwmév rmmumos»t=or:rum>rv.*.w'm;c:vm Fa1n3ms.wBulliimg‘-V.s2anobm‘srrae_t_-Murm—mmPaul;Mtmzeaaa-55133 I ws51.s39.mn c Mrsm?ay an 9:umms:.7.:max mmfmnm>:wn?qn wax553¥.'_7-$35353‘?wrmpwmhr Page 234 of 336 AMENDMENT NO.2 T0 CONTRACTNO.MNWNC-121 THIS AMENDMENTis by and between the State of Minnesota,acting through its commissioner of Administration ("State"),and NetApp,Inc.,495 E Java Dr,Sunnyvale,CA 94089 (“Oontract Vendor’). WHEREAS,the State has a Contract with the Contract Vendor identi?ed as Contract No.MNWNC-121,April 1,2015. through March 31,2017 (‘Contract").to provide Computer Equipment:(Desktops,Servers,and Storage including Related Peripherals and Services):and WHEREAS,Minn.Stat.§160.03,subd.5,affords the commissioner of Administration,or delegate pursuant to Minn.Stat. §160.03,subd.16,the authority to amend contracts;and WHEREAS,the temws of the Contract allow the State to amend the Contract as speci?ed herein,upon the mutual agreement of the MaterialsManagement Division and the Contract Vendor in a Iully executed amendment to the Contract. NOW,THEREFORE,it is agreed by the parties to amend the Contract as follows: 1.Exhibit B:Pricing Schedule is DELETED in its entirety and REPLACED with the attached Exhibit B:Pricing Schedule. 2.The Contract Vendor shall provide Computer Equipment:(Desktops.Servers.and Storage including Related Peripherals and Services)at the prices set forth on the attached Exhibit B,Pricing Schedule. This Amendment is e?ective beginning October 2,2017,or upon the date that the ?nal required signatures are obtained, whichever occurs later,and shall remain In effect through contract expiration,or until the Contract is canceled,whichever occurs ?ret. Except as herein amended,the provisions of the Contract between the parties hereto are expressly reaffirmed and remain in full force and effect. IN WITNESS WHEREOF,the parties have caused this Amendmentto be duly executed Intending to be bound thereby. 1-NETAPE'NC-2.OFFICE OF STATE PROCUREMENT The Contractor oml?ss that the appropriate persnn(s)have _in accordance with Mi Stat.1ac.o3,subd.3. executed this Amendmmt on behalf ofihe commonas required bye licabieertieies laws resolutions,urordinences.By. B :y A Title:Acgulsition Management Specialist MA;’('L ENmaeijl IF‘“NW ,Date: me:c-‘ a.COMMISSIONER or ADMINISTRATION Dage:3:5 Ordelegatedlepresentative. By;By: Signature Date: Printed Name 9 BYlucosJ.Janneir Title: Date: CONTRACTNO.MNWNC-121 MASTER AGREEMENT AWARD COMPUTER EQUIPMENT NETAFF,INC. Page 235 of 336 BAND 5 STORAGE 0 EXHIBITB:Pricing Schedule m%DEPARTMENT or COMPUTER EQUIPMENT " ADMINISTRATION 2014_2020 I STATE PROCUREMENT ‘Updated 10/02/2017 COOPERATIVE PURCHASING ORGANIZATION MINNESOTA WSCA-NASPO MASTER AGREEMENT AWARD 1.BASELINE PRICE LIST:NETAPP NORTH AMERICAN PRICE LIST TO BE POSTED ON WEBSITE CATEGORY MINIMUM O U N_Ti 2.BAND DISCOUNTS A,B,E,.J,L,M N,F1,F3, G1,G2 CATEGORY EXCEPTIONS:Velociy HW &SW IMPORTANT:The minimum discount is provided,refer to Contract Vendor‘s Website for any additional discounts and request a quote for bulk/volume discounts.All prices shall be FOB Destination,prepaid and allowed (with freight included in the price).If there is a special case where inside delivery fee must be charged,the Contract Vendor will notif the customer in advance. 3.THIRD PARTY PRODUCTS -(APPLICABLE IN ALL BANDS) 4.SERVICES 5.LEASING ParticipatingAddendum may identify if and how leasing agreement terms will be conducted. 6.ADDITIONAL DISCOUNTS —Request a quote for discounts on bulk/volume purchases. For one or more WSCA-NASPO purchase orders received at one time with a North American list price over $750,000.00,NetApp will provide an additional 10%discount to the WSCA-NASPO end user customer for that order only. CONTRACT NO.MNWNC-121 MASTERAGREEMENT AWARD COMPUTER EQUIPMENT NETAPP,INC. Page 236 of 336 .STATE OF MINNESOTA M terl I M '.112;t‘i.f.....I;'.;‘§.°..'£‘..°'é'..'.’..I".I?;°"WScA—NAS Po- 50 Sharbume Avenue ’~,‘°°’§§;fj‘_3’T?g:‘*'"GSt.Paul,MN 55155 Voice:651.296.2600 Fax:651.297.3998 MINNESOTA WSCA-NASPOMASTER AGREEMENT AWARD WITH NETAPP,INC. FOR COMPUTER EQUIPMENT:Storage including Related Peripherals 8-Services DEVARYMENTor ADMINISTRATION To:Net!‘-PP.Inc.CONTRACTNO:MNWNc.121495EastJavaDrive Sunnyvale,CA 94089__ContractVendor Admlnlstratorr CONTRACTPERIOD:April 1,2015,or upon finalDeniseOroscoexecutedsignatures, E _[.0 co ‘whichever is later I .705 E .pL"?a. °§5'?§44_1467"3 °°"‘Through March 31,2017 EXTENSIONOPTION:UP TO 36 MONTHS You are hereby notifiedthat your response to our solicitation,which opened January 31,2014.is accepted.The followingdocuments,in order of preoedence,are incorporated herein by reference and constitute the entire Contract between youandtheState:1.A Participating Entitys Participating Addendum (“PA")A Participating Entity's Participating Addendumshallnotdiminish,change,or impact the rihts of the Lead State with regard to the Lead State's contractual relationshipwiththeContractVendorundertheTermsofMinnesotaWSCA»NASPO Master Agreement;2.Minnesota’)/VSCA-NASPOMasterAgreement(includes negotiated Terms and Conditions);3.The Solicitation;and 4.the Contract Vendor'sresponsetotheSolicitation.These documents shall be read to be consistent and complementary.Any conflict amongthesedocumentsshallberesolvedbygivingprioritytothesedocumentsintheorderlistedabove. IN WITNESS WHEREOF,the parties have caused this Agreement to be duly executed intending to be bound thereby. 1.NETAPP,INC.2.MINNESOTA MATERIALSMANAGEMENT DIVISIONThecumucturnuttwlttheappmpmsperson(s)have In accordance with Minn Stat 51 e mi,subd.a.Contractor as Isnnlrved .ar nralnances. El?Bl? F _:M_O#171‘:T g 7(7IN Tllts:Mas1srArrreanentAdministrmoL my I it //1 W Dale "7 .25 9410/3 Date"2 Z;I L10Z5 W “W 3.MINNESOTA COMMISSIONEROF ADMINISTRATION Or ueleomea representntive. Tllte 5’:'' Date:Date FEB25 ZOI5 ByLucasJ.Jcrnneti 1 CONTRACTNO.MNWNC-121 MASTER AGREEMENTAWARD COMPUTEREQUIPMENT NETAPP,INC. Page 237 of 336 COOPERATIVE PURCHASING ORGANIZATION W31 COMPUTER EQUIPMENT ,.MUIIIIESIIIB2014-2019 ' MINNESOTA WSCA-NASPO MASTER AGREEMENT AWARD TABLE OF CONTENTS TABLE OF CONTENTS......................................... ......................................... ......................................... ...................... ..2 SUMMARY.......................................................................3 EXHIBIT A -TERMS &CONDITIONS..........5 EXHIBITB -PRICING............................... EXHIBIT B -PRICING SCHEDULE.......... EXHIBITC -PRODUCT AND SERVICE SCHEDULE (PSS). EXHIBITD -WEBSITE ................................. EXHIBIT E -ACTION REQUEST UPDATE FORM (ARF)...... EXHIBITF —REPORTING ......... EXHIBIT G -DEFINITIONS........ 2 CONTRACT NO.MNWNC-121 MASTER AGREEMENTAWARD COMPUTER EQUIPMENT NETAPP,INC. Page 238 of 336 1. COOPERATIVE PURCHASING ORGANIZATION Mi“COMPUTER EQUIPMENT ..‘%H?E50t32014-2019 ' DEPARTMENTOF ADMINISTRATION I MINNESOTA WSCA-NASPO MASTER AGREEMENT AWARD SUMMARY BACKGROUND.The State of Minnesota,Department of Administration,Materials Management Division publicly posted a Request for Proposal on behalf of the State of Minnesota and WSCA-NASPO Cooperative Procurement Program (“WSCA-NASPO")resulting in a Master Agreement Award.After evaluation by a multi—statesourcing team the solicitation resulted in the Minnesota WSCA-NASPO Master Agreements with qualified manufacturers for: Computer Equipment (Desktops,Laptops,Tablets,Servers and Storage including related Peripherals & Services). The original solicitation contains the requirements and definitions establishing the following Product Bands allowed on the Master Agreement.The configuration limits and restrictions for this Master Agreement are provided below. Participating Entities may revise these in their Participating Addendum.Band(s)awarded are identified below: Band 5:Storage The original solicitation included Band 6:Ruggedized.This band has been removed and ruggedized equipment will be allowed in Bands 1-5.The original solicitation and responses may be found on the WSCA-NASPO Website. EFFECTIVE DATE:The Master Agreement contract term will begin on April 1,2015,or upon final executed signatures,whichever is later,through March 31,2017,with the option to extend up to 36 months,upon agreement by both parties.Contract Sales may not begin until the Website,Product and Service Schedule and third party products have been approved by the Master Agreement Administrator. PARTICIPATION.All authorized governmental entities in any State are welcome to use the resulting Master Agreements through WSCA-NASPO with the approval of the State Chief Procurement Official.Contract Vendors are able to sign Participating Addendums (PA)at the option of Participating States.Participating States reserve the right to add State specific terms and conditions and modify the scope of the contract in their Participating Addendum as allowed by the Master Agreement. CONFIGURATIONDOLLAR LIMITS.The following configuration limits apply to the Master Agreement.Participating States may define their configuration limits in their participating addendum.The Participating State's Chief Procurement Official may increase or decrease the configuration limits,as defined in their Participating Addendum. The Participating State willdetermine with the Contract Vendor how to approve these modifications to the State’s Product and Service Schedule. The dollar limits identified below are based on a SINGLE computer configuration.This is NOT a restriction on the purchase of multiple configurations (e.g.an entity could purchase 10 laptops @ $10,000 for a total purchase price of $100,000). ITEM CONF|GURATlON* Server $500,000 Storage $500,000 Desktops $10,000 Laptops $10,000 Tablets :3 5,000 Peripherals $5,000 Services Addressed by each State in participating addendum "Configuration is defined as the combination of hardware and software components that make up the total functioning system.Software purchases are considered a part of the configuration limit of the equipment. 3 CONTRACT NO.MNWNC-121 MASTER AGREEMENTAWARD COMPUTER EQUIPMENT NETAPP,INC. l Page 239 of 336 5.RESTRICTIONS.The following restrictions apply to the Master Agreement.A Participating State may set furtherrestrictionsofproductsintheirParticipatingAddendum.The Participating State will determine with the ContractVendorhowtoapprovethesemodificationstotheState's Product and Service Schedule. a.Software 1.Software is restricted to operating systems and commercial off-the-shelf (COTS)software and is subject toequipmentconfigurationlimits. Software is an option which must be related to the procurement of equipment. Software must be pre-loaded or provided as an electronic linkwith the initial purchase of equipment. Software such as middleware which is not always installed on the equipment,but is related to storage andserverequipment(Band 4&5)purchased,is allowed and may be procured after the initial purchase of equipment. :"‘.°’.N b.Services Services must be related to the procurement of equipment. Service limits will be addressed by each State. Wireless phone and internet service is not allowed. Cloud Servicesincluding acquisitions structured as managed on-site services are not allowed. Managed Print Services are not allowed. ."':’>S-°.N.-‘ c.Third Party Products. 1.Contract Vendors can only offer Third Party Products in the bands they have been awarded. 2.Contract Vendor cannot offer products manufactured by another Contract Vendor holding a Minnesota WSCA-NASPO Master Agreement unless approved by the Lead State. cl.Additional Productlservices 1.Hardware and software required to solely support wide area network (WAN)operation and management are not allowed. 2.Lease/Rentals of equipment may be allowed and will be addressed by each State. 3.Cellular Phone Equipment is not allowed. 4 EPEAT Bronze requirement may be waived,on a State case by case basis,if approved by the State’s Chief Procurement Officer. PARTNER UTILIZATION:Each state represented by WSCA-NASPO that chooses to participate in this Master Agreement independently has the option of utilizing partners.Only partners approved by the Participating State may be deployed.The participating State willdefine the process to add and remove partners in their participating addendum. 4 CONTRACT NO.MNWNC-121 MASTER AGREEMENT AWARD COMPUTER EQUIPMENT NETAPP,INC. Page 240 of 336 ‘K COMPUTER EQUIPMENT 2014-2019 (_ 'WSCA-NASPOI COOPERATIVE PURCHASING ORGANIZATIONti‘-W"IIIIIHSUTH, DEPARTMENTOF ADMINISTRATION MINNESOTA WSCA-NASPO MASTER AGREEMENT AWARD EXHIBITA -TERMS &CONDITIONS MASTER AGREEMENT TERMS AND CONDITIONS A.GENERAL TERMS,CONDITIONS &INSTRUCTIONS ACCEPTANCE OF TERMS AND CONDITIONS.The contents of the RFP and the response of the successful responder will become Master Agreement contractual obligations,along with the final Master Agreement,if acquisition action ensues.A statement of acceptance of the proposed Contract Terms and Conditions,unless taken exception to, as specified in the RFP must be included in the response.Any suggestions for alternate language shall be presented. The Lead State is under no obligation to accept wording changes submitted by the responder.The Lead State is solely responsible for rendering decisions in matters of interpretation on all terms and conditions.Any response which fails to comply with this requirement may be disqualified as nonresponsive. All general proposal terms,specifications and WSCA-NASPO Terms &Conditions form a part of this RFP and will apply to any Master Agreements entered into as a result thereof. CONFLICT OF TERMS/ORDER OF PRECEDENCE: a.A Participating Entity’s Participating Addendum ("PA"); b.Minnesota WSCA-NASPO Master Agreement (includes negotiated Terms &Conditions) c.The Solicitation including all Addendums;and d.Contract Vendor's response to the Solicitation. These documents shall be read to be consistent and complementary.Any conflict among these documents shall be resolved by giving priorityto these documents in the order listed above.Contract Vendor terms and conditions that apply to this Master Agreement are only those that are expressly accepted by the Lead State and must be in writing and attached to the Master Agreement as an Exhibit or Attachment.No other terms and conditions shall apply, including terms and conditions listed in the Contract Vendor's response to the Solicitation,or terms listed or referenced on the Contract Vendor's website,in the Contract Vendor quotation/sales order or in similar documents subsequently provided by the Contract Vendor.The solicitation language prevails unless a mutually agreed exception has been negotiated. ADDENDA TO THE RFP.Any addendum issued will become a part of the RFP.The Lead State may modify or clarify the RFP by issuing one or more addenda to all parties who have received the RFP.Each responder must follow the directions on the addendum.Addenda will be numbered consecutively in the order they are issued. AWARD.The award of this solicitation will be based upon the total accumulated points as established in the RFP,for separate items,by grouping items,or by total lot,and where at its sole discretion the Lead State believes it will receive the best value.The Lead State reserves the right to award this solicitation to a single responder,or to multiple responders,whichever is in the best interest of the Lead State.It is the State's intent to award to multiple responders. The Lead State reserves the right to accept all or part of an offer,to reject all offers,to cancel the solicitation,or to re- issue the solicitation,whichever is in the best interest of the Lead State. The Sourcing Team willmake a recommendation on the award of this RFP.The commissioner of Administrationor designee may accept or reject the recommendation of the Sourcing Team.The final award decision willbe made by the Commissioner of Administration and the WSCA-NASPO Management Board. CLARIFICATION.If a responder discovers any significant ambiguity,error,conflict,discrepancy,omission,or other deficiency in the RFP,the responder shall immediately notify the Acquisition Management Specialist in writing,as 5 CONTRACT NO.MNWNC-121 MASTER AGREEMENTAWARD COMPUTEREQUIPMENT NETAPP,INC. Page 241 of 336 10. 11. specified in»the introduction,of such error and request modification or clarification of the document.This notification isduenolaterthansevencalendardayspriortotheproposalduedateandtime. Responders are cautioned that any activity or communication with a State employee or officer,or a member of theEvaluationTeam,regarding this Solicitation‘scontents or process,is strictly prohibited and may,as a result,have itsresponserejected.Any communication regarding this Solicitation,its content or process,must be directed to theAcquisitionManagementSpecialistlistedintheSolicitationdocuments. COMPLETIONOF RESPONSES.A response may be rejected if it is conditional or incomplete.Responses thatcontainconflicting,false,or misleading statements or that provide references that contradict or do not support anattributeorconditionstatedbytheresponder,may be rejected. MASTER AGREEMENTADMINISTRATOR.The MasterAgreement Administratordesignated by WSCA-NASPOandtheStateofMinnesota,Department of Administrationis:Susan Kahle.Direct all correspondence and inquiries,legalquestions,general issues,or technical issues regarding this RFP to: Susan Kahle Acquisition Management Specialist Fax:651.297.3996 Department of Administration E-mail:susan.kah|e@state.mn.us Materials Management Division 50 Sherburne Avenue 112 Administration Building St.Paul,MN 55155 DISPOSITIONOF DATA SUBMITTEDBY CONTRACT VENDOR .All materials submitted in response to this RFP will become property of the Lead State and will become public record after the evaluation process is completed.Theevaluationprocessiscompletewhennegotiationswiththeselectedvendorsarefinal. Byexecuting this Contract,the Contract Vendor certifies and agrees that all information provided in the Contract andinresponsetothesolicitationwillbemadepublicinaccordancewiththesolicitationandthatnoinformationhasbeendesignatedTradeSecretpursuanttotheMinnesotaGovernmentDataPracticesAct. If the Contract Vendor submits informationafter execution of this Contract that it believes to be trade secretmaterials,as defined by the Minnesota Government Data Practices Act,Minn.Stat.§13.37,the Contract Vendormust: a.clearly mark all trade secret materials at the time the information is submitted; b.include a statement with regard to the informationjustifying the trade secret designation for each item;and,c.defend any action seeking release of the materials it believes to be trade secret,and indemnify and hold harmless the Lead State,its agents and employees,from anyjudgments awarded against the Lead State in favor of the party requesting the materials,and any and all costs connected with that defense.This indemnificationsurvivestheLeadState’s award of a Master Agreement.In submitting a response to the RFP,the responder agrees that this indemnification survives as long as the trade secret materials are in possession of the Lead State.The Lead State willnot consider the prices submitted by the responder to be trade secret materials. DISPUTE RESOLUTION PROCEDURES.Any issue a responder has with the RFP document,which includes,but is not limited to,the terms,conditions,and specifications,must be submitted in writing to and received by the Master Agreement Administratorprior to the opening due date and time.Any issue a responder has with the Master Agreement award must be submitted in writing to the Master Agreement Administrator within five working days from the time the notice of the intent to award is issued.This notice may be made by any of the following methods: notification by letter,fax or email,or posted on the Materials Management website,www.mmd.admin.state.mn.us.The Lead State will respond to any protest received that follows the above procedure.For those protests that meet the above submission requirements,the appeal process is,in sequence:The responsible Master Agreement Administrator,the Materials Management Division (MMD)Assistant Director,and the MMD Director. ELECTRONIC FILES TO DOWNLOAD,COMPLETE,AND RETURN.Responders must download a Word/Excel document. ENTIREAGREEMENT.A written Master Agreement (including the contents of this RFP and selected portions of Contract Vendor’s response incorporated therein by reference)and any written addenda thereto constitutethe entire agreement of the parties to the Master Agreement. 6 CONTRACT NO.MNWNC-121 MASTERAGREEMENT AWARD COMPUTER EQUIPMENT NETAPP,INC. l l l l Page 242 of 336 12.IRREVOCABLE OFFER.In accordance with this Request for Proposal,and subject to all conditions thereof,the 13. 14. 15. undersigned agrees that its response to this RFP,or any part thereof,is an irrevocable offer for 180 days following thesubmissiondeadlinedateunlessstatedotherwiseintheRFP.It is understood and agreed that the response,or anypartthereof,when accepted by the appropriate department and State officials in writing,may become part of a legalandbindingMasterAgreementbetweentheundersignedvendorandtheStateofMinnesota. MATERIALDEVIATION.A responder shall be presumed to be in agreement with these terms and conditions unless ittakesspecificexceptiontooneormoreoftheconditions.Submission by the responder of its proposed language shallnotbeviewedasanexceptionunlesstheresponderspecificallystatesintheresponsethatitsproposedchangesareintendedtosupersedethetermsandconditions. RESPONDERS ARE CAUTIONEDTHAT BY TAKINGANY EXCEPTION THEY MAY BE MATERIALLYDEVIATINGFROMTHEREQUESTFORPROPOSAL.IF A RESPONDER MATERIALLYDEVIATES FROM THE GENERAL TERMS,CONDITIONSAND INSTRUCTIONSOR THE WSCA-NASPOTERMS ANDCONDITIONSAND/OR SPECIFICATIONS,ITS RESPONSE MAYBE REJECTED. A material deviation is an exception to the Request for Proposal general or WSCA-NASPO terms and conditions and/or specifications that: a.gives the responder taking the exception a competitive advantage over other vendors;or, b.gives the Lead State something significantly different from that which the Lead State requested. NONRESPONSIVE RESPONSES.Responses that do not comply with the provisions in the RFP may be considered nonresponsive and may be rejected. NOTICES.If one party is required to give notice to the other under the Master Agreement,such notice shall be in writing and shall be effective upon receipt.Delivery may be by certified United States mail or by hand,in which case a signed receipt shall be obtained.A facsimile transmission shall constitute sufficient notice,provided the receipt of the transmission is confirmed by the receiving party.Either party must notify the other of a change in address for notification purposes.All notices to the Lead State shall be addressed as follows: STATE OF MINNESOTA: MN WSCA-NASPO COMPUTER EQUIPMENT CONTRACT ADMINISTRATOR 112 Administration Bldg. 50 Sherburne Avenue St.Paul,MN 55155 651-296-2600 7 CONTRACTNO.MNWNC-121 MASTER AGREEMENTAWARD COMPUTEREQUIPMENT NETAPP,INC. l I l I l l Il l l I l I I I l Page 243 of 336 MASTER AGREEMENTTERMS AND CONDITIONS B.WSCA-NASPO TERMS AND CONDITIONS. The Contract Vendor shall pay a WSCA-NASPOAdministrative Fee of one-tenth of onepercent(0.1%or 0.001)in accordance with the Terms and Conditions of the Master Agreement no later than 60 daysfollowingtheendofeachcalendarquarter.The WSCA-NASPO AdministrativeFee shall be submitted quarterly and isbasedonsalesofproductsandservices(less any charges for taxes or shipping).The WSCA-NASPOAdministrativeFeeisnotnegotiable.This fee is to be includedas part of the pricing submitted with proposal. Additionally,some states may require an additional fee be paid directly to the state on purchases made by PurchasingEntitieswithinthatstate.For all such requests,the"fee level,payment method and schedule for such reports andpaymentswillbeincorporatedintotheParticipatingAddendumthatismadeapartoftheMasterAgreement.TheContractVendormayadjusttheMasterAgreementpricingaccordinglyforpurchasesmadebyPurchasingEntitieswithinthejurisdictionofthestate.All such agreements may not affect the WSCA-NASPO Administrative Fee or thepricespaidbythePurchasingEntitiesoutsidethejurisdictionofthestaterequestingtheadditionalfee. AGREEMENTORDER OF PRECEDENCE.The Master Agreement shall consist of the following documents:a.A Participating Entity’s Participating Addendum (“PA”); b.MinnesotaWSCA-NASPO Master Agreement (includes negotiated Terms and Conditions) c.The Solicitation includingall addendums;and d.Contract Vendor's response to the Solicitation These documents shall be read to be consistent and complementary.Any conflict among these documents shall beresolvedbygivingprioritytothesedocumentsintheorderlistedabove.Contract Vendor terms and conditions thatapplytothisMasterAgreementareonlythosethatareexpresslyacceptedbytheLeadStateandmustbeinwritingandattachedtothisMasterAgreementasanExhibitorAttachment.No other terms and conditions shall apply,including terms and conditions listed in the Contract Vendor's response to the Solicitation,or terms listed orreferencedontheContractVendor's website,in the Contract Vendor quotation/sales order or in similar documentssubsequentlyprovidedbytheContractVendor.The solicitation language prevails unless a mutually agreed exceptionhasbeennegotiated. AMENDMENTS.The terms of this MasterAgreementshall not be waived,altered,modified,supplemented or amended in any manner whatsoever without prior written approval of the WSCA-NASPO Master Agreement Administrator. ASSIGNMENTOF ANTITRUST RIGHTS.Contract Vendor irrevocably assigns to a Participating Entity any claim forrelieforcauseofactionwhichtheContractVendornowhasorwhichmayaccruetotheContractVendorinthefuturebyreasonofanyviolationofstateorfederalantitrustlaws(15 U.S.C.§1-15 or a Participating Entity’s state antitrust provisions),as now in effect and as may be amended from time to time,in connection with any goods or sen/ices provided to the Contract Vendor for the purpose of carrying out the Contract Vendor's obligations under this MasterAgreementorParticipatingAddendum,including,at a Participating Entity’s option,the right to control any such litigation on such claim for relief or cause of action. ASSIGNMENTISUBCONTRACT.Contract Vendor shall not assign,sell,transfer,subcontract or sublet rights,or delegate responsibilities under this Master Agreement,in whole or in part,without the prior written approval of theWSCA-NASPO Master Agreement Administrator. CANCELLATION.Unless othenrvise stated in the terms and conditions,any Master Agreement may be canceled by either party upon 60 days’notice,in writing,prior to the effective date of the cancellation.Further,any Participating Entity may cancel its participation upon 30 days written notice,unless otherwise limited or stated in the special termsandconditionsofthissolicitationorintheapplicableParticipatingAddendum.Cancellation may be in whole or in part.Any cancellation under this provision shall not affect the rights and obligations attending orders outstanding atthetimeofcancellation,including any right of a Participating Entity to indemnification by the Contract Vendor,rights of payment for goods/services delivered and accepted,and rights attending any warranty or default in performance inassociationwithanyorder.Cancellation of the Master Agreement due to Contract Vendor default may be immediate if defaults cannot be reasonably cured as allowed per Default and Remedies term. CONFIDENTIALITY,NON-DISCLOSUREAND INJUNCTIVERELIEF. 7.1 Confidentiality.Contract Vendor acknowledges that it and its employees or agents may,in the course of providing the Product under this Master Agreement,be exposed to or acquire information that is confidential to Participating Entity or Participating Entity’s clients.Any and all informationof any form that is marked as confidential 8 CONTRACT NO.MNWNC-121 MASTER AGREEMENTAWARD COMPUTER EQUIPMENT NETAPP,INC. i I ir l l l Page 244 of 336 or would by its nature be deemedconfidential obtained by Contract Vendor or its employees or agents in theperformanceofthisMasterAgreement,including,but not necessarily limited to (a)any Participating Entity records,(b)personnel records,and (c)informationconcerning individuals,is confidential information of Participating Entity(“Confidential |nformation”).Any reports or other documents or items (including software)that result from the use oftheConfidentialInformationbyContractVendorshallbetreatedinthesamemannerastheConfidentialInformation.Confidential Information does not include informationthat (a)is or becomes (other than by disclosure by Contract Vendor)publicly known;(b)is furnished by Participating Entity to others without restrictions similar to those imposed by this Master Agreement;(c)is rightfully in Contract Vendor’s possession without the obligation of nondisclosure prior to the time of its disclosure under this Master Agreement;(d)is obtained from a source other than Participating Entity without the obligation of confidentiality,(e)is disclosed with the written consent of Participating Entity or;(f)isindependentlydevelopedbyemployees,agents or subcontractor of Contract Vendor who can be shown to have hadnoaccesstotheConfidentialInformation 7.2 Non-Disclosure.Contract Vendor shall hold Confidential Information in confidence,using at least the industry standard of confidentiality,and not to copy,reproduce,sell,assign,license,market,transfer or otherwise dispose of,give,or disclose Confidential Informationto third parties or use Confidential Information for any purposes whatsoever other than the performance of this Master Agreement to Participating Entity hereunder,and to advise each of its employees and agents of their obligations to keep Confidential Information confidential.Contract Vendor shall use commercially reasonable efforts to assist Participating Entity in identifying and preventing any unauthorized use or disclosure of any Confidential Information.Without limitingthe generality of the foregoing,Contract Vendor shall advise Participating Entity immediately if Contract Vendor learns or has reason to believe that any person who has had access to Confidential Information has violated or intends to violate the terms of this Master Agreement and Contract Vendor shall at its expense cooperate with Participating Entity in seeking injunctive or other equitable relief inthenameofParticipatingEntityorContractVendoragainstanysuchperson.Except as directed by Participating Entity,Contract Vendor willnot at any time during or after the term of this Master Agreement disclose,directly or indirectly,any Confidential Information to any person,except in accordance with this Master Agreement,and that upon termination of this Master Agreement or at Participating Entity’s request,Contract Vendor shall turn over to Participating Entity all documents,papers,and other matter in Contract Vendor's possession that embody Confidential Infonnation.Notwithstandingthe foregoing,Contract Vendor may keep one copy of such Confidential Information necessary for quality assurance,audits and evidence of the performance of this Master Agreement. 7.3 injunctive Relief.Contract Vendor acknowledges that breach of this Section,including disclosure of any Confidential Information,will cause irreparable injuryto Participating Entity that is inadequately compensable in damages.Accordingly,Participating Entity may seek and obtain injunctive relief against the breach orthreatened breach of the foregoing undertakings,in addition to any other legal remedies that may be available.Contract Vendor acknowledges and agrees that the covenants contained herein are necessary for the protection of the legitimate business interests of Participating Entity and are reasonable in scope and content. 7.4 Particigating Entity is agreeing to the above language to the extent is not in conflict with Participating Entities public disclosure laws. DEBARMENT.The Contract Vendor certifies that neither it nor its principals are presently debarred,suspended, proposed for debarment,declared ineligible,or voluntary excluded from participation in this transaction (Master Agreement)by any governmental department or agency.Ifthe Contract Vendor cannot certify this statement,attach a written explanation for review by WSCA-NASPO. In any order against this Master Agreement for a requirement established by a Purchasing Entity that discloses the use of federal funding,to the extent another form of certification is not required by a Participating Addendum or the order of the Purchasing Entity,the Contractor’s quote represents a recerlification consistent with the terms of paragraph 8,Section 2D,Minnesota Terms and Conditions 9.DEFAULTS 8-REMEDIES. a.The occurrence of any of the following events shall be an event of default under this Master Agreement: i.Nonperfom1ance of contractual requirements;or ii.A material breach of any term or condition of this Master Agreement;or iii.Any representation or warranty by Contract Vendor in response to the solicitation or in this Master Agreement proves to be untrue or materially misleading;or iv.Institution of proceedings under any bankruptcy,insolvency,reorganization or similar law,by or against Contract Vendor,or the appointment of a receiver or similar officer for Contract Vendor or any of its property, which is not vacated or fully stayed within thirty (30)calendar days after the institution or occurrence thereof; or v.Any default specified in another section of this Master Agreement. b.Upon the occurrence of an event of default,Lead State shall issue a written notice of default,identifying the nature of the default,and providing a period of 30 calendar days in which Contract Vendor shall have an 9 CONTRACTNO.MNWNC-121 MASTER AGREEMENTAWARD COMPUTER EQUIPMENT NETAPP,INC. Page 245 of 336 10. 11. 12. 13. 14. 15. 16. 17. opportunity to cure the default.The Lead State shall not be required to provide advance written notice or a cureperiodandmayimmediatelyterminatethisMasterAgreementinwholeorinpartiftheLeadState,in its solediscretion,determines that it is reasonably necessary to preserve public safety or prevent immediate public crisis.Time allowed for cure shall not diminish or eliminate Contract Vendor's liabilityfor damages,including liquidateddamagestotheextentprovidedforunderthisMasterAgreement. c.If Contract Vendor is afforded an opportunity to cure and fails to cure the default within the period specified in thewrittennoticeofdefault,Contract Vendor shall be in breach of its obligations under this Master Agreement andLeadStateshallhavetherighttoexerciseanyorallofthefollowingremedies: i.Exercise any remedy provided by law;and ii.Terminate this Master Agreement and any related Master Agreements or portions thereof;andiii.Impose liquidated damages as provided in this Master Agreement;and iv.Suspend Contract Vendor from receiving future bid solicitations;and v.Suspend Contract Vendor's performance;and vi.Withhold payment until the default is remedied. d.In the event of a default under a Participating Addendum,a Participating Entity shall provide a written notice ofdefaultasdescribedinthissectionandhavealloftherightsandremediesunderthisparagraphregardingits participation in the Master Agreement,in addition to those set forth in its Participating Addendum.UnlessotherwisespecifiedinaPurchaseOrder,a Purchasing Entity shall provide written notice of default as described inthissectionandhavealloftherightsandremediesunderthisparagraphandanyapplicableParticipating Addendum with respect to an Order placed by the Purchasing Entity.Nothing in these Master Agreement TermsandConditionsshallbeconstruedtolimittherightsandremediesavailabletoaPurchasingEntityundertheapplicablecommercialcode. DELIVERY.Unless othenrvise indicated in the Master Agreement,the prices are the delivered price to anyPurchasingEntity.All deliveries shall be F.O.B.destination with all transportation and handling charges paid by theContractVendor.Additional delivery charges willnot be allowed for back orders. FORCE MAJEURE.Neither party to this Master Agreement shall be held responsible for delay or default caused byfire,riot,acts of God and/or war which is beyond that party’s reasonable control.The WSCA-NASPO Master Agreement Administrator may terminate this Master Agreement after determining such delay or default will reasonablypreventsuccessfulperformanceoftheMasterAgreement. GOVERNING LAW.This procurement and the resulting agreement shall be governed by and construed inaccordancewiththelawsoftheLeadStatesponsoringandadministeringtheprocurement.The construction andeffectofanyParticipatingAddendumororderagainsttheMasterAgreementsshallbegovernedbyandconstrued inaccordancewiththelawsoftheParticipatingEntity’s State.Venue for any claim,dispute or action concerning anorderplacedagainsttheMasterAgreementsortheeffectofaParticipatingAddendumshallbeinthePurchasing Entity’s State. INDEMNIFICATION.DELETEDSEE SECTION 2C17. INDEMNIFICATION—INTELLECTUALPROPERTY.DELETEDSEE SECTION 2C17. INDEPENDENTCONTRACTVENDOR.The Contract Vendor shall be an independent Contract Vendor,and as suchshallhavenoauthorization,express or implied to bind WSCA-NASPO or the respective states to any agreements, settlements,liabilityor understanding whatsoever,and agrees not to perform any acts as agent for WSCA-NASPO orthestates,except as expressly set forth herein. INDIVIDUALCUSTOMER.Except to the extent modified by a Participating Addendum,each Participating Entity shall follow the terms and conditions of the Master Agreement and applicable Participating Addendum and willhave the same rights and responsibilities fortheir purchases as the Lead State has in the Master Agreement,including but not limited to,any indemnity or to recover any costs allowed in the Master Agreement and applicable Participating Addendum for their purchases.Each Purchasing Entity willbe responsible for its own charges,fees,and liabilities.The Contract Vendor will apply the charges and invoice each Purchasing Entity individually. INSURANCE.NEGOTIATED.Except to the extent modified by a Participating Addendum,Contract Vendor shall,during the term of this Master Agreement,maintain in full force and effect,the insurance described in this section. Contract Vendor shall acquire such insurance from an insurance carrier or carriers licensed to conduct business in the Participating Entity’s state and having a rating of A-,Class VII or better,in the most recently published edition of Best's Reports.Failure to buy and maintain the required insurance may result in this MasterAgreement’s termination or at a Participating Entity’s option,result in termination of its Participating Addendum. 10 CONTRACT NO.MNWNC-121 MASTER AGREEMENTAWARD COMPUTER EQUIPMENT NETAPP,INC. Page 246 of 336 18. 19. 20. 22. 23. 24. Coverage shall be written on an occurrence basis.The minimum acceptable limits shall be as indicated below,for each of the following categories: a)Commercial General Liabilitycovering the risks of bodily injury (including death),property damage and personal injury,including coverage for contractual liability,with a limitof not less than $1 millionper occurrence/$2 million general aggregate,with no deductible; b)Contract Vendor must comply with any applicable State Workers Compensation or Employers LiabilityInsurance requirements. Contract Vendor shall pay premiums on all insurance policies.Such policies shall also reference this Master Agreement and shall have a condition that they not be revoked by the insurer until thirty (30)calendar days after notice of intended revocation thereof shall have been given to Participating Entity by the Contract Vendor. Prior to commencement of the work,Contract Vendor shall provide to the Participating Entity a written endorsement to the Contract Vendor's general liabilityinsurance policy that (i)names the Participating Entity as an additional insured, (ii)provides that cancellation,non-renewal,or expiration of the coverage contained in such policy shall have effect unless the named Participating Entity has been given at least thirty (30)days prior written notice,and (iii)provides that the Contract Vendor's liability insurance policy shall be primary,with any liabilityinsurance of the Participating Entity as secondary and noncontributory. Contract Vendor shall furnish to Participating Entity copies of certificates of all required insurance within thirty (30) calendar days of the Participating Addendum’s effective date and prior to performing any work.Copies of renewal certificates of all required insurance shall be furnished within thirty (30)days after renewal date.These certificates of insurance must expressly indicate compliance with each and every insurance requirement specified in this section. Failure to provide evidence of coverage may,at the Lead State Master Agreement Administrator's sole option,result in this Master Agreement’s termination. Coverage and limits shall not limitContract Vendor's liabilityand obligations under this Master Agreement. LAWS AND REGULATIONS.Any and all supplies,services and equipment offered and furnished shall comply fully with all applicable Federal and State laws and regulations. LICENSE OF PRE-EXISTING INTELLECTUALPROPERTY.DELETED —SEE SECTION 2B30 FOR REVISED TERM ADDRESSING TITLE OF PRODUCT. NO WAIVEROF SOVEREIGN IMMUNITY.The Lead State,Participating Entity or Purchasing Entity to the extent it applies does not waive its sovereign immunity by entering into this Contract and fully retains all immunities and defenses provided by law with regard to any action based on this Contract. If a claim must be brought in a federal forum,then it must be brought and adjudicated solely and exclusively within the United States District Court of the Participating Entity’s State. .ORDER NUMBERS.Contract order and purchase order numbers shall be clearly shown on all acknowledgments, shipping labels (if possible),packing slips,invoices,and on all correspondence. PARTICIPANTS.WSCA-NASPO Cooperative Purchasing Organization LLC is not a party to the Master Agreement. It is a nonprofit cooperative purchasing organization assisting states in administering the WSCA/NASPO cooperative purchasing program for state government departments,institutions,agencies and political subdivisions (e.g.,colleges, school districts,counties,cities,etc.,)for all 50 states and the District of Columbia.Obligations under this Master Agreement are limited to those Participating States who have signed a Participating Addendum where contemplated by the solicitation.Financial obligations of Participating States are limited to the orders placed by the departments or other state agencies and institutions having available funds.Participating States incur no financial obligations on behalf of political subdivisions.Unless othenrvise specified in the solicitation,the resulting award will be permissive. PARTICIPATION OF ENTITIES.Use of specific WSCA-NASPO cooperative Master Agreements by state agencies, political subdivisions and other entities (including cooperatives)authorized by individual state's statutes to use state contracts are subject to the approval of the respective State Chief Procurement Official.Issues of interpretation and eligibilityfor participation are solely withinthe authority of the respective State Chief Procurement Official. PAYMENT.Payment for completion of an order under this Master Agreement is normally made within 30 days following the date the entire order is delivered or the date a correct invoice is received,whichever is later.After 11 CONTRACT NO.MNWNC-121 MASTER AGREEMENT AWARD COMPUTER EQUIPMENT NETAPP,INC. Page 247 of 336 25. 26. 27. 45 days the Contract Vendor may assess overdue account charges up to a maximum rate of one percent per monthontheoutstandingbalance.Payments will be remitted by mail.Payments may be made via a State or political subdivision "Purchasing Card”with no additional charge. PUBLIC INFORMATION.The Master Agreement and all related documents are subject to disclosure pursuant to theParticipatingEntity’s public information laws. RECORDS ADMINISTRATIONANDAUDIT.The disclosure of records in Participating States relating to Participating addenda and orders placed against the MasterAgreement shall be governed by the laws of the Participating State and entity who placed the order. The Contractor shall maintain books,records,documents,and other evidence pertaining to this Master Agreement and orders placed by Purchasing Entities under it to the extent and in such detail as shall adequately reflect performance and administration of payments and fees.Contractor shall permit the Lead State,a Participating Entity,a Purchasing Entity,the federal government (including its grant awarding entities and the US.Comptroller General), and any other duly authorized agent of a governmental agency,to audit,inspect,examine,copy and/or transcribe Contractor's books,documents,papers and records directly pertinent to this Master Agreement or orders placed by aPurchasingEntityunderitforthepurposeofmakingaudits,examinations,excerpts,and transcriptions.This right shall survive for a period of five (5)years following termination of this Agreement or final payment for any order placed by a Purchasing Entity against this Agreement,whichever is later,to assure compliance with the terms hereof or to evaluate performance hereunder. Without limitingany other remedy available to any governmental entity,the Contractor shall reimburse the applicable Lead State,Participating Entity,or Purchasing Entity for an overpayments inconsistent with the terms of the Master Agreement or orders or underpayment of fees found as a result of the examination of the Contractor’s records. The rights and obligations herein right exist in addition to any quality assurance obligation in the Master Agreement requiring the Contractor to self-audit contract obligations and that permits the Lead State Master Agreement Administrator to review compliance with those obligations. Records will be retained longer if required by Participating Entity’s law. REPORTS -SUMMARYAND DETAILEDUSAGE.In addition to other reports that may be required by this solicitation,the Contract Vendor shall provide the following WSCA-NASPO reports. a.Summary Sales Data.The Contractor shall submit quarterly sales reports directly to WSCA-NASPO using the WSCA~NASPOQuarterly Sales/Administrative Fee Reporting Tool found at httg://www.naspo.orgNVNCPO/Calculatorasgx.Any/all sales made under the contract shall be reported as cumulative totals by state.Even if Contractor experiences zero sales during a calendar quarter,a report is still required.Reports shall be due no later than the last day of the month following the end of the calendar quarter (as specified in the reporting tool). b.Detailed Sales Data.Contract Vendor shall also report detailed sales data by:state;entity/customer type,e.g., local government,higher education,K12,non-profit;Purchasing Entity name;Purchasing Entity bill-toand ship-to locations;Purchasing Entity and Contract Vendor Purchase Order identifier/number(s);Purchase Order Type (e.g.,sales order,credit,return,upgrade,determined by industry practices);Purchase Order date;Ship Date;and line item description,including product number if used.The report shall be submitted in any form required by the solicitation.Reports are due on a quarterly basis and must be received by the Lead State no later than the last day of the month following the end of the reporting period.Reports shall be delivered to the Lead State and to the WSCA-NASPOCooperative Development Team electronically through email;CD-Rom,jump drive or other electronic matter as determined by the Lead State. Detailed sales data reports shall include sales informationfor all sales under Participating Addenda executed under this MasterAgreement.The format forthe detailed sales data report is in Section 6,Attachment H. c.Reportable sales for the summary sales data report and detailed sales data report includes sales to employees for personal use where authorized by the Participating Addendum.Specific data in relation to sales to employees for personal use to be defined in the final contract award to ensure only public information is reported. d.Timely submission of these reports is a material requirement of the Master Agreement.The recipient of the reports shall have exclusive ownership of the media containing the reports.The Lead State and WSCA-NASPO 12 CONTRACT NO.MNWNC-121 MASTER AGREEMENT AWARD COMPUTER EQUIPMENT NETAPP,INC. Page 248 of 336 shall have a perpetual,irrevocable,non-exclusive,royalty free.transferable right to display,modify,copy,andothenrviseusereports,data and information provided under this section. 28.ACCEPTANCE AND ACCEPTANCE TESTING 29. 30. a.Acceptance.Purchasing Entity (the entity authorized under the terms of any Participating Addendum to place orders under this Master Agreement)shall determine whether all Products and Services delivered meet the Contractor's published specifications (a.k.a.“Specifications”).No payment shall be made for any Products orServicesuntilthePurchasingEntityhasacceptedtheProductsorServices.The Purchasing Entity will make even!effort to notify the Contractor within thirty (30)calendar days following delivery of non-acceptance of aProductorcompletionofService.In the event that the Contractor has not been notified within 30 calendar daysfromdeliveryofProductorcompletionofService,the Product and Services will be deemed accepted on the 315‘ day after delivery of Product or completion of Services.This clause shall not be applicable,if acceptance testing and corresponding terms have been mutually agreed to by both parties in writing. b.Acceptance Testing.The Purchasing Entity (the entity authorized under the terms of any Participating Addendum to place orders under this Master Agreement)and the Contract Vendor shall determine if Acceptance Testing is applicable and/or required for the purchase.The terms in regards to acceptance testing will be negotiated,in writing,as mutually agreed.If Acceptance Testing is NOT applicable,the terms regarding Acceptance in the Contract shall prevail. SYSTEM FAILURE OR DAMAGE.NEGOTIATED.In the event of system failure or damage caused by the Contract Vendor or its Product,the Contract Vendor agrees to use its commercially reasonable efforts to restore or assist in restoring the system to operational capacity in accordance with the terms of the Purchasing Entity’s current maintenance agreement.The Contract Vendor shall be responsible under this provision to the extent a ‘system’is defined at the time of the Order;otherwise the rights of the Purchasing Entity shall be governed by the Warranty. TITLEOF PRODUCT.NEGOTIATED.To the extent that the Software sold under the Master Agreement is Commercial Off-the-Shelf Software,such Software is licensed,not sold,to the Purchasing Entity.The Contract Vendor and its licensors reserve and retain all rights not expressly granted to the Purchasing Entity.No right,title or interest to any trademark,service mark,logo or trade name of Contract Vendor or its licensors is granted to the Purchasing Entity.Licenses to such Software is provided in accordance with the terms of the manufacturer’s written End User License Agreement tied to the product at the time of purchase. Contract Vendor will perform services for the Purchasing Entity,subject to the followingOwnership section pursuant to a fully executed Statement of Work entered into between the Purchasing Entity and the Contract Vendor. The Contract Vendor grants the Purchasing Entity a perpetual,non-exclusive,royalty free the license in Contract Vendor’s pre-existing intellectual property that is contained in the products,materials,equipment or services, excluding software,that are purchased through this Master Agreement. Any and all licensing,maintenance,or order specific agreements referenced within the terms and conditions of this Master agreement are agreed to only to the extent that the terms do not conflict with the terms of the Participating Addendum or the Master Agreement,and to the extent the terms are not in conflict with the Participating Entities’ applicable laws.In the event of conflict the terms and conditions,the Participating Addendum,and then the Master Agreement shall take precedence,as detailed in the Order of Precedence defined herein.Notwithstandingthe foregoing,licensing,maintenance agreements,or order specific agreements may be further negotiated by the Contract Vendor and the potential Purchasing Entity,provided the contractual documents are duly executed in writing. The following Ownership section does not apply to Commercial Off-the-Shelf Software. OWNERSHIP a.Ownership of Deliverables.Any reports,studies,photographs,negatives,databases,computer programs,or other documents,whether in tangible or electronic forms,identified in the Statement of Work,prepared by the Contract Vendor in the performance of its obligations under the Master Agreement and paid for by the Purchasing Entity shall be the exclusive property of the Purchasing Entity and all such material shall be remitted to the Purchasing Entity by the Contract Vendor upon completion,termination or cancellation of the Master Agreement. The Contract Vendor shall not use,willinglyallow or cause to allow such material to be used for any purpose other than performance of the Contract Vendor’s obligations under this Master Agreement without the prior written consent of the Purchasing Entity. b.Rights,Title and Interest in Deliverables.The Deliverables will be the property of the Purchasing Entityand are, by the Master Agreement,assigned to the Purchasing Entity along with ownership of any and all copyrights in the copyrightable material included in the Deliverables.The Contract Vendor also agrees,upon the request of the 13 CONTRACT NO.MNWNC-121 MASTER AGREEMENTAWARD COMPUTER EQUIPMENT NETAPP,INC. Page 249 of 336 Purchasing Entity,to execute all papers and perform all other acts necessary to assist the Purchasing Entity toobtainandregistercopyrightsonsuchmaterials.Where applicable,works of authorship created by the ContractVendorforthePurchasingEntityinperformanceoftheMasterAgreementshallbeconsidered“works for hire"asdefinedintheUSCopyrightAct. c.Notwithstandingthe above,the Purchasing Entity will not own or obtain any right,title or interest in any of theContractVendor’s pre-existing intellectual property that was created prior to the project de?ned in the StatementofWork.The Contract Vendor grants the Purchasing Entity a limited,non-exclusive,non-transferable,fully paiduplicense,with no right to sub-license for Contract Vendor’s pre-existing intellectual property that is contained in the products,materials,equipment or services that are purchased through this Master Agreement for use inPurchasingEntity’s internal business purposes as set forth in the Statement of Work.Excluding the Deliverables,Contract Vendor will retain all right,title and interest in and to Contract Vendor’s know-how,information and/ormaterialsused,generated,created,developed or reduced to practice,including any modifications thereof or thereto,by or for Contract Vendor in connection with or related to the services performed (hereinafter “Professional Services Materials”)—includingall intellectual property rights therein.In no event will ProfessionalServicesMaterialsbedeemedtoincludePurchasingEntity’s pre-existing intellectual property or PurchasingEntity’s confidential information.Purchasing Entity hereby grants Contract Vendor a non-exclusive,worldwide, royalty-free,terminable license to use Purchasing Entity’s pre-existing intellectual property and Purchasing Entity’s confidential information for the sole purpose of performing or producing the Professional Services Materials and Deliverables.Such license willterminate upon the completion of the Deliverable 31.WAIVER OF BREACH.Failure of Lead State Master Agreement Administrator,Participating Entity,or Purchasing Entity to declare a default or enforce any rights and remedies shall not operate as a waiver under this Master Agreement or Participating Addendum.Any waiver by the Lead State or Participating Entity must be in writing.Waiver by the Lead State Master Agreement Administrator,Participating Entity,or Purchasing Entity of any default,right or remedy under this Master Agreement or Participating Addendum,or breach of any terms or requirements shallnotbeconstruedoroperateasawaiverofanysubsequentdefaultor.breach of such term or requirement,or of anyothertermorrequirementunderthisMasterAgreement,a Participating Addendum,or order. 32.WARRANTY.NEGOTIATED.The warranty provided must be the manufacturers written warranty tied to the product at the time of purchase and must include the following:the Product performs according to the manufacturer's specifications.\ For third party products sold by the Contract Vendor,the Contract Vendor will assign the manufacturer or publisher’s l warranty and maintenance.The Contract Vendor will provide warranty and maintenance call numbers and assist the customer in engaging the manufacturer on warranty and maintenance issues. Upon breach of the warranty,the Contract Vendor will repair or replace (at no charge to the Purchasing Entity)the Product whose nonconformance is discovered and made known to the Contract Vendor.If the repaired and/or replaced Product proves to be inadequate,or fails of its essential purpose,the Contract Vendor willrefund the full amount of any payments that have been made.The rights and remedies of the parties under this warranty are in addition to any other rights and remedies of the parties provided by law or so ordered by the court. 14 CONTRACT NO.MNWNC-121 MASTER AGREEMENT AWARD COMPUTER EQUIPMENT NETAPP,INC. Page 250 of 336 MASTER AGREEMENTTERMS AND CONDITIONS C.MINNESOTA TERMS AND CONDITIONS ACCEPTANCE OF PROPOSAL CONTENT.The contents of this RFP and selected portions of response of the successful Proposer will become contractual obligations,along with the final Master Agreement,if acquisition actionensues.The Lead State is solely responsible for rendering the decision in matters of interpretation of all terms and conditions. ACCESSIBILITYSTANDARDS.The State of Minnesota has developed IT AccessibilityStandards effective September 1,2010,which entails,in part,the Web Content Accessibility Guidelines (WCAG)2.0 (Level AA)and Section 508 Subparts A-D which can be viewed at http://www.mmd.admin.state.mn.us/pdf/accessibility standard.pdf Responders must complete the WCAG VPAT form included in the FORMS section of the RFP.The completed VPATformwillbescoredbasedonitscompliancewiththeAccessibilityStandards.The requested WCAG VPAT applies to the responder’s website to be offered under the Contract.For products offered,VPATS are only to be provided upon request by the participating entity. Upon request by the participating entity,the responder must make best efforts to provide Voluntary Product AccessibilityTemplates (\/PATS)for all products offered in its response.Click here for link to VPATS for both Section 508 VPAT and WCAG 2.0 VPAT http://mn.qov/oet/policies-and-standards/accessibility?. ADMINISTRATIVEPERSONNEL CHANGES.The Contract Vendor must notify the Contract Administratorof changes in the Contract Vendors key administrative personnel,in advance and in writing.Any employee of the Contract Vendor who,in the opinion of the State of Minnesota,is unacceptable,shall be removed from the project upon written notice to the Contract Vendor.In the event that an employee is removed pursuant to a written request from the Acquisition Management Specialist,the Contract Vendor shall have 10 working days in which to fill thevacancywithanacceptableemployee. AMENDMENT(S).Master Agreement amendments shall be negotiated by the Lead State with the Contract Vendor whenever necessary to address changes in the terms and conditions,costs,timetable,or increased or decreased scope of work.An approved Master Agreement amendment means one approved by the authorized signatories of the Contract Vendor and the Lead State as required by law. AMERICANSWITH DISABILITIESACT (ADA).DELETED. AWARD OF RELATED CONTRACTS.In the event the Lead State undertakes or awards supplemental Contracts for work related to the Master Agreement or any portion thereof,the Contract Vendor shall cooperate fully with all other Contract Vendors and the State in all such cases.All MasterAgreements between subcontractors and the Contract Vendor shall include a provision requiring compliance with this section. AWARD OF SUCCESSOR CONTRACTS.In the event the State undertakes or awards a successor for work related to the Contract or any portion thereof,the current Contract Vendor shall cooperate fully during the transition with all other Contract Vendors and the State in all such cases.All Master Agreements between subcontractors and the Contract Vendor shall include a provision requiring compliance with this section. CERTIFICATION REGARDINGDEBARMENT,SUSPENSION,INELIGIBILITYAND VOLUNTARYEXCLUSION a.Certification regarding Debarment,Suspension,ineligibilityand Voluntary Exclusion -Lower Tier Covered Transactions. Instructions for certification: 1.By signing and submitting this proposal,the prospective lower tier participant [responder]is providing the certification set out below. 2.The certification in this clause is a material representation of fact upon which reliance was placed when this transaction was entered into.If it is later determined that the prospective lower tier participant knowingly rendered an erroneous certification,in addition to other remedies available to the federal government,the department or agency with which this transaction originated may pursue available remedies,including suspension andlor debarment. 15 CONTRACT NO.MNWNC-121 MASTER AGREEMENTAWARD COMPUTER EQUIPMENT NETAPP,INC. I l l ll lr l l l Page 251 of 336 3.The prospective lower tier participant shall provide immediate written notice to the person to whom thisproposal[response]is submitted if at any time the prospective lower tier participant learns that its certificationwaserroneouswhensubmittedorhadbecomeerroneousbyreasonofchangedcircumstances. 4.The terms covered transaction,debarred,suspended,ineligible lower tier covered transaction,’participant,person,primary covered transaction,principal,proposal,and voluntarily excluded,as used in this clause,have the meaning set out in the Definitionsand Coverages section of rules implementing ExecutiveOrder12549.You may contact the person to which this proposal is submitted for assistance in obtaining a copy of those regulations. 5.The prospective lower tier participant agrees by submitting this response that,should the proposed coveredtransactionbeenteredinto,it shall not knowingly enter into any lower tier covered transaction [subcontract equal to or exceeding $25,000]with a person who is proposed for debarment under 48 CFR part 9,subpart 9.4,debarred,suspended,declared ineligible,or voluntarily excluded from participation in this covered transaction,unless authorized by the department or agency with which this transaction originated. 6.The prospective lower tier participant further agrees by submitting this proposal that it willinclude this clausetitled,"Certification Regarding Debarment,Suspension,ineligibility,and Voluntary Exclusion —Lower Tier Covered Transaction,”without modification,in all lower tier covered transactions and in all solicitationsfor lower tier covered transactions. 7.A participant in a covered transaction may rely upon a certification of a prospective participant in a lower tier covered transaction that it is not proposed for debarment under 48 CFR part 9,subpart 9.4,debarred, suspended,ineligible,or voluntarilyexcluded from covered transactions,unless it knows that the certification is erroneous.A participant may decide the method and frequency by which it determines the eligibilityof its principals.Each participant may,but is not required to,check the list of parties excluded from federal procurement and nonprocurement programs. 8.Nothing contained in the foregoing shall be construed to require establishment of a system of records in order to render in good faith the certification required by this clause.The knowledge and information of a participant is not required to exceed that which is normally possessed by a prudent person in the ordinary course of business dealings. 9.Except for transactions authorized under paragraph 5 of these instructions,if a participant in a covered transaction knowinglyenters into a lower tier covered transaction with a person who is proposed for debarment under 48 CFR part 9,subpart 9.4,suspended,debarred,ineligible,or voluntarily excluded from participation in this transaction,in addition to other remedies available to the Federal government,the department or agency with which this transaction originated may pursue available remedies,including suspension and/or debarment. b.Certification Regarding Debarment,Suspension,ineligibilityand Voluntary Exclusion —Lower Tier Covered Transactions. 1.The prospective lower tier participant certifies,by submission of this proposal,that neither it nor its principals is presently debarred,suspended,proposed for debarment,declared ineligible,or voluntarily excluded from participation in this transaction by any Federal department or agency. 2.Where the prospectivelower tier participant is unable to certify to any of the statements in this certification, such prospective participant shall attach an explanation to this proposal. CHANGE REQUESTS.The Lead State reserves the right to request,during the term of the Master Agreement, changes to the products offered.Products introduced during the term of the Master Agreement shall go through a formal review process.A formal process of changing the Master Agreement shall be developed during the negotiation of the Master Agreement.The Contract Vendor shall evaluate and recommend products for which agencies have an expressed need,The Lead State shall require the Contract Vendor to provide a summary of its research of those products being recommended for inclusion in the Master Agreement as well as defining how adding the product will enhance the Master Agreement.The Lead State may request that products,other than those recommended,are added to the Master Agreement. in the event that the Lead State desires to add new products and services that are not included in the original Master Agreement,the Lead State requires that independent manufacturers and resellers cooperate with the already 16 CONTRACT NO.MNWNC-121 MASTER AGREEMENT AWARD COMPUTER EQUIPMENT NETAPP,INC. Page 252 of 336 10. 11. 12. 13. 14. 15. 16. established Contract Vendor in order to meet the Lead State's requirements.Evidence of the need to add products orservicesshouldbedemonstratedtotheLeadState.The Master Agreement shall be modified via supplement oramendment.The Lead State will negotiate the inclusion of the products and services with the Contract Vendor.NoproductsorserviceswillbeaddedtotheMasterAgreementwithouttheLeadState’s prior approval. CONFLICT MINERALS.Contract Vendor must provide information to the public on its website regarding the use ofconflictminerals,as required by Section 13(p)of the Securities Exchange Act of 1934,as amended,and the rulespromulgatedthereunder.See:http://wvvw.sec.qov/rules/final/2012/34-67716.Ddf. COPYRIGHTED MATERIALWAIVER.The Lead State reserves the right to use,reproduce and publish proposals inanymannernecessaryforStateagenciesandlocalunitsofgovernmenttoaccesstheresponsesand/or to respond torequestforinformationpursuanttoMinnesotaGovernmentDataPracticesAct,,including but not limited to emailing,photocopying,State Intranet/lnternet postings,broadcast faxing,and direct mailing.In the event that the response contains copyrighted or trademarked materials,it is the responder’s responsibility to obtain permission for the LeadStatetoreproduceandpublishtheinformation,regardless of whether the responder is the manufacturer or reseller oftheproductslistedinthematerials.By signing its response,the responder certifies that it has obtained all necessary approvals for the reproduction and/or distribution of the contents of its response and agrees to indemnify,protect,save and hold the Lead State,its representatives and employees harmless from any and all claims arising from the violation of this section and agrees to pay all legal fees incurred by the Lead State in the defense of any such action. EFFECTIVE DATE.Pursuant to Minnesota law,the Master Agreement arising from this RFP shall be effective upon the date of final executionby the Lead State,unless a later date is specified in the Master Agreement. FOREIGN OUTSOURCINGOF WORK.Upon request,the Contract Vendor is required to provide information regarding the location of where services,data storage and/or location of data processing under the Master Agreement will be performed. GOVERNMENT DATA PRACTICES.The Contract Vendor and the Lead State must comply with the Minnesota Government Data Practices Act,Minn.Stat.Ch.13,(and where applicable,if the Lead State contracting party is part of thejudicial branch,with the Rules of Public Access to Records of the Judicial Branch promulgated by the Minnesota Supreme Court as the same may be amended from time to time)‘as it applies to all data provided by the Lead State to the Contract Vendor and all data provided to the Lead State by the Contract Vendor.In addition,the Minnesota Government Data Practices Act applies to all data created,collected,received,stored,used,maintained, or disseminated by the Contract Vendor in accordance with the Master Agreement that is private,nonpublic,protected nonpublic,or confidential as defined by the Minnesota Government Data Practices Act,Ch.13 (and where applicable, that is not accessible to the public under the Rules of Public Access to Records of the Judicial Branch). In the event the Contract Vendor receives a request to release the data referred to in this article,the Contract Vendor must immediately notify the Lead State.The Lead State will give the Contract Vendor instructions concerning the release of the data to the requesting party before the data is released.The civil remedies of Minn.Stat.§13.08, apply to the release of the data by either the Contract Vendor or the Lead State. The Contract Vendor agrees to indemnify,save,and hold the State of Minnesota,its agent and employees,harmless from all claims arising out of,resulting from,or in any manner attributable to any violation of any provision of the Minnesota Government Data Practices Act (and where applicable,the Rules of Public Access to Records of the Judicial Branch),including legal fees and disbursements paid or incurred to enforce this provision of the Master Agreement.In the event that the Contract Vendor subcontracts any or all of the work to be performed under the Master Agreement,the Contract Vendor shall retain responsibility under the terms of this article for such work. HAZARDOUSSUBSTANCES.To the extent that the goods to be supplied by the Contract Vendor contain or may create hazardous substances,harmful physical agents or infectious agents as set forth in applicable State and federal laws and regulations,the Contract Vendor must provide Material Safety Data Sheets regarding these substances.A copy must be included with each delivery. HUMAN RIGHTSIAFFIRMATIVEACTION.The Lead State requires affirmative action compliance by its Contract Vendors in accordance with Minn.Stat.§363A.36 and Minn.R.5000.3400 to 50003600. a.Covered contracts and Contract Vendors.One-time acquisitions,or a contract for a predetermined amount of goods and/or services,where the amount of your response is in excess of $100,000 requires completion of the AffirmativeAction Certification page.If the solicitation is for a contract for an indeterminate amount of goods and/or services.and the State estimated total value of the contract exceeds $100,000 whether it will be a multiple 17 CONTRACT NO.MNWNC-121 MASTER AGREEMENT AWARD COMPUTER EQUIPMENT NETAPP,INC. Page 253 of 336 18 award contract or not,you must complete the Affirmative Action Certificationpage.Ifthe contract dollar amount or the State estimated total contract amount exceeds $100,000 and the Contract Vendor employed more than 40 full-timeemployees on a single working day during the previous 12 months in Minnesota or in the state where it has its principal place of business,the Contract Vendor must comply with the requirements of Minn.Stat. §363A.36,subd.1 and Minn.R.5000.3400 to 5000,3600.A Contract Vendor covered by Minn.Stat.§363A.36, subd.1 and Minn.R.50003400 to 5000.3600 that had more than 40 full-time employees within Minnesota on a single working day during the previous 12 months must have a certificateof compliance issued by the commissioner of the Department of Human Rights (certificate of compliance).A Contract Vendor covered by Minn.Stat.§363A.36,subd.1 that did not have more than 40 full-time employees on a single working day during the previous 12 months within Minnesota but that did have more than 40 full-time employees in the state where it has its principal place of business and that does not have a certificate of compliance must certify that it is in compliance with federal affirmative action requirements. Minn.Stat.§363A.36,subd.1 requires the Contract Vendor to have an affirmative action plan for the employment of minority persons,women,and qualified disabled individuals approved by the commissioner of the Department of Human Rights (commissioner)as indicated by a certificate of compliance.Minn.Stat.§363A.36 addresses suspension or revocation of a certificate of compliance and contract consequences in that event.A contract awarded without a certificate of compliance may be voided. Minn.R.5000.3400-50003600 implement Minn.Stat.§363A.36.These rules include,but are not limited to, criteria for contents,approval,and implementation of affirmative action plans;procedures for issuing certificates of compliance and criteria for determining a Contract Vendor's compliance status;procedures for addressing deficiencies,sanctions,and notice and hearing;annual compliance reports;procedures for compliance review; and contract consequences for noncompliance.The specific criteria for approval or rejection of an affirmative action plan are contained in various provisions of Minn.R.5000.3400-50003600 including,but not limited to, parts 50003420-50003500 and parts 50003552-5000,3559. Disabled Workers.Minn.R.5000.3550 provides the Contract Vendor must comply with the following affirmative action requirements for disabled workers. AFFIRMATIVEACTION FOR DISABLEDWORKERS (a)The Contract Vendor must not discriminate against any employee or applicant for employment because of physical or mental disability in regard to any position for which the employee or applicant for employment is qualified.The Contract Vendor agrees to take affirmative action to employ,advance in employment,and othenrvise treat qualified disabled persons without discrimination based upon their physical or mental disability in all employment practices such as the following:employment,upgrading,demotion or transfer,recruitment, advertising,layoff or termination,rates of pay or other forms of compensation,and selection for training, including apprenticeship. (b)The Contract Vendor agrees to comply with the rules and relevant orders of the Minnesota Department of Human Rights issued pursuant to the Minnesota Human Rights Act. (c)In the event of the Contract Vendor's noncompliance with the requirements of this clause,actions for noncompliance may be taken in accordance with Minn.Stat.§363A.36 and the rules and relevant orders of the Minnesota Department of Human Rights issued pursuant to the Minnesota Human Rights Act. (d)The Contract Vendor agrees to post in conspicuous places,available to employees and applicants for employment,notices in a form to be prescribed by the commissioner of the Minnesota Department of Human Rights.Such notices must state the Contract Vendor's obligation under the law to take affirmative action to employ and advance in employment qualified disabled employees and applicants for employment,and the rights of applicants and employees. (a)The Contract Vendor must notify each labor union or representative of workers with which it has a collective bargaining agreement or other contract understanding,that the Contract Vendor is bound by the terms of Minn.Stat.§363A.36 of the Minnesota Human Rights Act and is committed to take affirmative action to employ and advance in employment physically and mentally disabled persons. Consequences.The consequences of a Contract Vendor's failure to implement its affirmative action plan or make a good faith effort to do so include,but are not limited to,suspension or revocation of a certificate of compliance CONTRACT NO.MNWNC-121 MASTER AGREEMENT AWARD COMPUTER EQUIPMENT NETAPP,INC. Page 254 of 336 by the commissioner,refusal by the commissioner to approve subsequent plans,and termination of all or part oftheContractbythecommissionerortheState. f,Certification.The Contract Vendor hereby certifies that it is in compliance with the requirements of Minn.Stat. §363A.36,subd.1 and Minn.R.5000.3400-5000.3600and is aware of the consequences for noncompliance.ItisagreedbetweenthepartiesthatMinn.Stat.363.36 and Minn.R.5000.3400 to 50003600 are incorporated intoanycontractbetweenthesepartiesbaseduponthisspecificationoranymodificationofit.A copy of Minn.Stat, §363A.36 and Minn.R.5000.3400 to 50003600 are available upon request from the contracting agency. 17.INDEMNIFICATION,HOLD HARMLESSAND LIMITATIONOF LIABILITY.NEGOTIATED.The Contract Vendor 18. shall indemnify,protect,save and hold harmless the Lead State and the Participating Entity,its representatives and employees,from any and all claims or causes of action,including all legal fees incurred by the Lead State and the Participating Entity arising from the performance of the Master Agreement by the Contract Vendor or its agents, employees,or subcontractors.This clause shall not be construed to bar any legal remedies the Contract Vendor may have with the Lead State’s and Participating Entity’s failure to fulfillits obligations pursuant to the Master Agreement. If the Participating Entity’s laws require approval of a third party to defend Participating Entity,Participating Entity will seek such approval and if approval is not received,Contract Vendor is not required to defend that Participating Entity. In no event will Contract Vendor or its suppliers or subcontractors be liable to Participating Entity for incidental, consequential,special,or indirect damages (including without limitation,claims for lost revenue or lost profits,loss of data,interruption in use,unavailabilityof data),regardless of whether such damages are based on contract,tort, warranty or any other legal theory. To the extent that limitation of liabilityis permitted by the law of the Participating Entity,Contract Vendor’s liabilityfor damages of any kind to the Participating Entity and Purchasing Entities shall be limited to the greater of the total aggregate amount paid or payable by Participating Entities and its affiliates to Contract Vendor and its affiliates for all orders issued under this Agreement during the twelve months immediately preceding the accrual of the claim or cause of action or Ten MillionDollars ($10,000,000)whichever is greater.This limitation is cumulative for the twelve months immediately preceding the accrual of the claim and not per incident.The limitations set forth in this Section will not apply to damages for bodily injury or death,or to infringement claims under this section. INTELLECTUALPROPERTY INDEMNIFICATION.The Contract Vendor shall defend or settle any third party claim that any materials or products produced by the Contract Vendor or utilized by the Contract Vendor in the performance of this Master Agreementinfringe upon or violate any patent,copyright,trade secret,or trademark of any third party. In the event of any such claim by any third party against the Participating Entity,the Participating Entity shall promptly notify the Contract Vendor.The Contract Vendor,at its own expense,shall defend to the extent permitted by the Participating Entity’s laws,the Participating Entity against any loss,cost,expense,or liability(including legal fees) arising out of such a claim,whether or not such claim is successful against the Participating Entity,provided that Participating Entity:(a)provides information and assistanceto Contract Vendor to defend such IP Claim;and (b) provides Contract Vendor with sole control of the defense or settlement negotiations. If such a claim has occurred,or in the Contract Vendor's opinion is likelyto occur,the Contract Vendor shall either procure for the Participating Entity the right to continue using the materials or products or substitute or modify the Product,or the relevant portion thereof,so that it becomes non-infringing.If an option satisfactory to the Participating Entity is not reasonably available,the Participating Entity shall return the materials or products to the Contract Vendor and Contract Vendor will refund Participating Entity’s purchase price. Further,notwithstanding anything to the contrary herein,Contract Vendor has no obligation or liabilityfor any claim of infringement that arises from or relates to:(a)Contract Vendor's compliance with or use of designs,specifications, inventions,instructions or technical information furnished by or on behalf of Participating Entity;(b)Product modifications made by or on behalf of Participating Entity without Contract Vendor's authorization;(c)Paiticipating Entity’s failure to upgrade or use a new version of the Product,to make a change or modification requested by Contract Vendor,or to cease using the Product if requested by Contract Vendor;(d)the materials or products produced by the Contract Vendor,or any portion thereof,in combination with any other product or service;(e) services offered by Participating Entity or revenue earned by Participating Entity for such services;or (f)any content or information stored on or used by Participating Entity or a third party in connection with a Product. This Section states Contract Vendor's entire liabilityand Participating Entity’s sole and exclusive remedies for claims of infringement. 19 CONTRACTNO.MNWNC-121 MASTER AGREEMENT AWARD COMPUTER EQUIPMENT NETAPP,INC. l l Page 255 of 336 19.JURISDICTION AND VENUE.This RFP and any ensuing Master Agreement,its amendments and supplements 20. 22. 23. 24. thereto,shall be governed by the laws of the State of Minnesota,USA.Venue for all legal proceedings arising out oftheMasterAgreement,or breach thereof,shall be in the State or federal court with competentjurisdiction in Ramsey County,Minnesota.By submitting a response to this Request for Proposal,a Responder voluntarily agrees to be subject to thejurisdiction of Minnesotafor all proceedings arising out of this RFP,any ensuing Master Agreement,or any breach thereof. LAWS AND REGULATIONS.Any and all services,articles or equipment offered and furnished must comply fully with all local,State and federal laws and regulations,including Minn.Stat.§181.59 prohibiting discrimination and business registration requirements of the Office of the Minnesota Secretary of State. .NONVISUALACCESS STANDARDS.Pursuant to Minn.Stat.§16C.145,the Contract Vendor shall comply with the following nonvisual technology access standards I a.That the effective interactive control and use of the technology,including the operating system applications programs,prompts,and format of the data presented,are readily achievable by nonvisual means; b.That the nonvisual access technology must be compatible with information technology used by other individuals withwhom the blind or visually impaired individual must interact; c.That nonvisual access technology must be integrated into networks used to share communications among employees,program participants,and the public;and cl.That the nonvisual access technology must havethe capability of providing equivalent access by nonvisual means to telecommunications or other interconnectednetwork services used by persons who are not blind or visually impaired. These standards do not require the installation of software or peripheral devices used for nonvisual access when the information technology is being used by individuals who are not blind or visually impaired. NOTICE TO RESPONDERS.Pursuant to Minn.Stat.§270C.65,subd.3,Contract Vendors are required to provide their Federal Employer Identification Number or Social Security Number.This information may be used in the enforcement of federal and State tax laws.Supplying these numbers could result in action to require a Contract Vendor to file tax returns and pay delinquent tax liabilities.These numbers will be available to federal and State tax authorities and State personnel involved in the payment of State obligations. ORGANIZATIONALCONFLICTSOF INTEREST.The responder warrants that,to the best of its knowledge and belief,and except as otherwise disclosed,there are no relevant facts or circumstances which could give rise to organizational conflicts of interest.An organizational conflict of interest exists when,because of existing or planned activities or because of relationships with other persons: 0 a Contract Vendor is unable or potentially unable to render impartial assistance or advice to the State; 0 the Contract Vendor's objectivity in performing the work is or might be othenivise impaired;or o the Contract Vendor has an unfair competitive advantage. The Contract Vendor agrees that if an organizational conflict of interest is discovered after award,an immediate and full disclosure in writing shall be made to the AssistantDirector of the Department of Administration's Materials Management Division that shall include a description of the action the Contract Vendor has taken or proposes to take to avoid or mitigate such conflicts.If an organizational conflict of interest is determined to exist,the State may,at its discretion,cancel the MasterAgreement.In the event the Contract Vendor was aware of an organizational conflict of interest prior to the award of the Master Agreement and did not disclose the conflict to the Master Agreement Administrator,the State may terminate the Master Agreement for default.The provisions of this clause shall be included in all subcontracts for work to be performed,and the terms “Contract,”“Contract Vendor,"“Master Agreement”,“Master Agreement Administrator”and “Contract Administrator”modified appropriately to preserve the States rights. PAYMENTCARD INDUSTRY DATA SECURITY STANDARDAND CARDHOLDER INFORMATIONSECURITY. NEGOTIATED.Contract Vendor assures all of its NetworkComponents,Applications,Servers that are involved with the processing of credit card payments,and Subcontractors(if any)comply with the Payment Card Industry Data Security Standard (“PCIDSS”).“Network Components”shall include,but are not limited to,Contract Vendor's 20 CONTRACT NO.MNWNC-‘I21 MASTER AGREEMENTAWARD COMPUTER EQUIPMENT NETAPP,INC. Page 256 of 336 25. 26. firewalls,switches,routers,wireless access points,network appliances,and other security appliances;“Applications” shall include,but are not limited to,all purchased and custom external (web)applications.“Servers”shall include,butarenotlimitedto,all of Contract Vendor's web,database,authentication,DNS,mail,proxy,and NTP servers.“Cardholder Data”shall mean any personally identifiabledata associated with a cardholder,including,by way of example and without limitation,a cardholders account number,expiration date,name,address,social security number,or telephone number. Subcontractors (if any)must be responsible for the security of all Cardholder Data in its possession;and will only useCardholderDataforassistingcardholdersincompletingatransaction,providing fraud control services,or for other usesspecificallyrequiredbylaw.Contract Vendor must have a business continuity programwhich conforms to PCIDSS to protect Cardholder Data in the event of a major disruption in its operations or in the event of any other disaster or system failure which may occurto operations;will continue to safeguard Cardholder Data in the event this Agreement terminatesorexpires;and ensure that a representative or agent of the payment card industry and a representative or agent of the State shall be provided with full cooperation and access to conduct a thorough security review of Contract Vendor’s operations,systems,records,procedures,rules,and practices in the event of a security intrusion in order to validate compliance with PCIDSS. PERFORMANCE WHILE DISPUTE IS PENDING.Notwithstandingthe existence of a dispute,the parties shall continue without delay to carry out all of their responsibilities under the Master Agreement that are not affected by the dispute.If a party fails to continue without delay to perform its responsibilities under the Master Agreement,in the accomplishment of all undisputed work,any additional cost incurred by the other parties as a result of such failure to proceed shall be borne by the responsible party. PREFERENCE. Targeted/Economically Disadvantaged.ln accordance with Minn.Stat.§16C.16,subds.6 and 7,eligible certified targeted group (TG)businesses and certified economically disadvantaged (ED)businesses will receive a 6 percent preference on the basis of award for this RFP.The preference is applied only to the first $500,000 of the response to the RFP.Eligible TG businesses must be currently certified by the Materials Management Division prior to the bid opening date and time. To verify TG/ED certification,refer to the Materials Management Division’s web site at wvvvv.mmd.admin.state.mn.usunder“Vendor Information,Directory of Certified TG/ED Vendors.” To verify TG eligibilityfor preference,refer to the Materials Management Division’sweb site under “Vendor Information,Targeted Groups Eligible for Preference in State Purchasing”or call the Division's He|pLine at 651.296.2600. Reciprocal Preference.In accordance with Minn.Stat.§16C.06,subd 7,the acquisition of goods or services shall be allowed a preference over a non-resident vendor from a state that gives or requires a preference to vendors from that state,the preference shall be equal to the preference given or required by the state of the non-resident vendor.If you wish to be considered a Minnesota Resident vendor you must claim that by filling out the Resident Vendor Form included in this solicitation and include it in your response. Veteran.In accordance with Minn.Stat.§160.16,subd.6a,(a)Except when mandated by the federal government as a condition of receiving federal funds,the commissioner shall award up to a six percent preference in the amount bid on state procurement to certified small businesses that are majority-owned and operated by: (1)recently separated veterans who have served in active militaryservice,at any time on or after September 11, 2001,and who have been discharged under honorable conditions from active service,as indicated by the person's United States Department of Defense form DD-214 or by the commissioner of veterans affairs; (2)veterans with service-connected disabilities,as determined at any time by the United States Department of Veterans Affairs;or (3)any other veteran-owned small businesses certified under section 16C.19,paragraph (d). In accordance with Minn.Stat.§160.19 (d),a veteran-owned small business,the principal place of business of which is in Minnesota,is certified if it has been verified by the United States Department of Veterans Affairs as being either a veteran-owned small business or a service disabled veteran-owned small business,in accordance with Public Law 109-461 and Code of Federal Regulations,title 38,part 74. To receive a preference the veteran-owned small business must meet the statutory requirements above by the solicitation opening date and time.The preference is applied only to the first $500,000 of the response. If responder is claiming the veteran-owned preference,attach documentation,sign and return form with response to the solicitation.Only eligible veteran-owned small businesses that meet the statutory requirements and provide adequate documentation will be given the preference. 21 CONTRACT NO.MNWNC-121 MASTER AGREEMENT AWARD COMPUTER EQUIPMENT NETAPP,INC. Page 257 of 336 27. 28. 29. 30. 31. 32. 33. 34. 35. PUBLIC INFORMATION.Once the information contained in the responses is deemed public information,interested parties may request to obtain the public information.You may call 651.201.2413 between the hours of 8:00 a.m.to 4:30 p.m.to arrange this. PUBLICITY.Any publicity given to the program,publications or services provided resulting from a State contract for goods or services,including but not limited to notices,informationalpamphlets,press releases,research,reports, signs and similar public notices prepared by or for the Contract Vendor,or its employees individuallyor jointly with others,or any subcontractors,shall identify the State as the sponsoring agency and shall not be released,unless such release is a specific part of an approved work plan included in the Master Agreement prior to its approval by the States Authorized Representative and the States Assistant Director or designee of Materials Management Division. The Contract Vendor shall make no representations of the State's opinion or position as to the quality or effectiveness of the products and/or services that are the subject of the Master Agreement without the prior written consent of the States AssistantDirector or designee of Materials Management Division.Representations include any publicity, including but not limited to advertisements,notices,press releases,reports,signs,and similar public notices. PURCHASE ORDERS.The State requires that there willbe no minimum order requirements or charges to process an individual purchase order.The Master Agreement number and the PO number must appear on all documents (e.g.,invoices,packing slips,etc.).The Ordering Entity’s purchase order constitutes a binding contract RIGHTSRESERVED.Notwithstanding anything to the contrary,the State reserves the right to: reject any and all responses received; select,for Master Agreements or for negotiations,a response other than that with the lowest cost; waive or modify any informalities,irregularities,or inconsistencies in the responses received; negotiate any aspect of the proposal with any responder and negotiate with more than one responder; request a BEST and FINAL OFFER,if the State deems it necessary and desirable;and terminate negotiations and select the next response providing the best value for the State,prepare and release a new RFP,or take such other action as the State deems appropriate if negotiations fail to result in a successful Master Agreement. -"‘.‘”.9-.0 P7!“ RISKOF LOSS OR DAMAGE.The State is relieved of allrisks of loss or damage to the goods and/or equipment during periods of transportation,and installation by the Contract Vendor and in the possession of the Contract Vendor or their authorized agent. SEVERABILITY.If any provision of the Master Agreement,including items incorporated by reference,is found to be illegal,unenforceable,or void,then both the State and the Contract Vendor shall be relieved of all obligations arising under such provisions.If the remainder of the Master Agreement is capable of performance it shall not be affected by such declaration or finding and shall be fully performed. STATE AUDITS (Minn.Stat.§16C.05,subd.5).The books,records,documents,and accounting procedures and practices of the Contract Vendor or other party,that are relevant to the Master Agreement or transaction are subject to examination by the contracting agency and either the Legislative Auditor or the State Auditor as appropriate for a minimum of six years after the end of the Master Agreement or transaction.The State reserves the right to authorize delegate(s)to audit this Master Agreement and transactions. SURVIVABILITY.The following rights and duties of the State and responder will survive the expiration or cancellation of the resulting Master Agreements.These rights and duties include,but are not limited to paragraphs: Indemnification,Hold Harmless and Limitation of Liability,State Audits,Government Data Practices,Governing Law, Jurisdictionand Venue,Publicity,Intellectual Property Indemnification,and Admin Fees. TRADE SECRETICONFIDENTIALINFORMATION.Any information submitted as Trade Secret must be identified and submitted per the Trade Secret Form and must meet Minnesota Trade Secret as defined in Minn.Stat.§13.37. 22 CONTRACTNO.MNWNC-121 MASTER AGREEMENT AWARD COMPUTER EQUIPMENT NETAPP,INC. Page 258 of 336 10. 11. *‘WSCA-NASPOI COOPERATIVE PURCHASING ORGANIZATION COMPUTER EQUIPMENT ,I-IIHHSHTH 2014-2019 DEPARTMENTOF ADMINISTRATION MINNESOTA WSCA-NASPO MASTER AGREEMENT AWARD EXHIBITB -PRICING BAND(S)AWARDED:Band 5:Storage. PRICE STRUCTURE.The contract employs a MINIMUMdiscount-off baseline price list structure with category exceptions for each band.The category discounts may be higher or lower than the than the band discount.The minimum discount and categorized exceptions will be applied to all “quantity one”procurements.An end user will be able to verify pricing using the named base line price list and the minimum discounts with the categorized exceptions provided in the Master Agreement. PRICE GUARANTEE.These discounts must remain firm,or the discount may be increased,during the term of the Master Agreement. BASELINE PRICE LIST.The Base Line Price is designated in the Pricing Discount Schedule.The Base Line Price List must be accessible and verifiable by potential end users preferably on the Contract Vendor Website.All historic versions of the Baseline Price List must be made available upon request pursuant to the audit provisions. PRODUCT AND SERVICE SCHEDULE (PSS).The Product and ServiceSchedule (PSS)identifies a complete listing of all products and services included in the awarded Master Agreement.The PSS serves as the Contract Catalog. The PSS will be submitted to the Lead State following contract award and must be approved by the Lead State prior to the start of any sales.The PSS must be available on the Contract Vendor website for end users to verify pricing based on the minimum discounts with category exceptions provided off a designated base line price list. The Contract Vendor will work with each State to develop a satisfactory PSS reflecting the individual States restrictions. CHANGES TO THE PSS:Contract Vendor will request changes to the PSS utilizing an Action Request Form (ARF) Submittals will be reviewed bythe Lead State quarterly.Obsolete and discontinued products will be removed. BULKIVOLUMEPRICING.Further bulk/quantity savings may be obtained when additional quantities are requested. Additional savings are expected when competing awarded vendors for volume pricing. PROMOTIONAL OFFERS.Contract Vendors may provide promotions for deeply discounted products based on their inventory and sales.The Contract Vendors will be responsible to market these offers. PREMIUM SAVINGS PACKAGE PROGRAM.Contract Vendors participating in the Premium Savings Package (PSP)Program will commit to the standard configurations.The standards currently are refreshed every six months (May and November).Refresh schedule is subject to change.See current configurations: http:/lwwwwnpsp.com/index.html.States and other Participating Entities can choose to purchase these packages without any signing additional documents. TRADE-IN.Trade-In Programs are the option of the Participating Entity.The Participating Addendum by each State may address the allowance of Trade-Ins. SERVICES.Services are at the option of the Participating Entity.The Participating Addendum by each State may address service agreement terms and related travel. 23 CONTRACT NO.MNWNC-121 MASTER AGREEMENT AWARD COMPUTER EQUIPMENT NETAPP,INC. Page 259 of 336 12. 13. 14. LEASING.The Discount schedule will indicate if the Contract Vendor provides leasing.Participating Entities may enter in to lease agreements if they have the legal authority to enter into these types of agreements.The ParticipatingAddendumbyeachStatewillidentifyifandhowleasingagreementtermswillbeconducted. FREIGHT.All prices shall be FOB Destination,prepaid and allowed (with freight included in the price),to the address,receiving dock or warehouse as specified on the ordering agency's purchase order,In those situations in which the“deliver-to”address has no receiving dock or agents,the Contract Vendor must be able to deliver to the person specified on the PO without additional cost.If there is a special case where inside delivery fee must be charged,the Contract Vendor will notify the customer in advance in order for the customerto determine if the additional cost willaffectthedecisiontoutilizetheContractVendor. DELIVERY.Delivery of ordered product should be completed withinthirty (30)calendar days after receipt of an order,unless otherwise agreed to by the ordering agency. 24 CONTRACT NO.MNWNC-121 MASTER AGREEMENT AWARD COMPUTER EQUIPMENT NETAPP,INC. Page 260 of 336 1. 2.BAND DISCOUNTS ‘K Mi“COMPUTER EQUIPMENT ,.??n?s?t? 2014-2019 ' DEPARTMENTOF ADMINISTRATION MINNESOTA WSCA-NASPO MASTER AGREEMENT AWARD EXHIBITB -PRICING SCHEDULE I ,. ‘WSCA—NASPO3 COOPERATIVE PURCHASING ORGANIZATION TO BE POSTED ON WEBSITEBASELINEPRICELIST:NETAPP NORTH AMERICAN PRICE LIST CATEGORY MINIMUM DISCOUNT BAND 5 STORAGE A,B,E,J,L,M 16.25% CATEGORY EXCEPTIONS:Velocity HW &SW D,K 8% 3. 4.SERVICES —15.25% IMPORTANT:The minimum discount is provided,refer to Contract Vendor's Website for any additional discounts and requestaquoteforbulk/volume discounts.All prices shall be FOB Destination,prepaid and allowed (with freight included in the price). If there is a secial case where inside delive fee must be char ed,the Contract Vendor will notif the customer in advance. THIRD PARTY PRODUCTS -(APPLICABLE IN ALL BANDS) Servicesiareat the option of Participating‘States:‘,Pa,rticipating'A_ddendums'by‘eachStatemay address serviceagreement terms‘-andrelated travel.States may negotiate additionalservices.Netapp hardwareinc|udes=a three year warranty,softwarewarrantyis-:90days.-Customer may purchase warranty extension or augmentthe existingrwarranty. Particip_atingAddendum may identify if and how leasingagreement terms will be conducted. AIIOAI I '-5-.1:-0 0 ll 3 -0 - For one or more WSCA purchase orders received at one time with a North American list price over $750,000.00,NetApp will provide an additional 10%discount to the WSCA end user customer for that order only. 25 CONTRACT NO.MNWNC-121 MASTER AGREEMENT AWARD COMPUTEREQUIPMENT NETAPP,INC. l Page 261 of 336 I*‘WSCA-NASPO~_ COOPERATIVE PURCHASING ORGANIZATION COMPUTER EQUIPMENT ,I-IIIIESUI3 A 2014-2019 DEPARTMENT OF ADMINISTRATION MINNESOTA WSCA-NASPO MASTER AGREEMENT AWARD EXHIBIT C -PRODUCT AND SERVICE SCHEDULE (PSS) MAINTAININGTHE PS8.The Product and Service Schedule (PSS)identifies a complete listing of all products and services included in the awarded Master Agreement.The PS8 serves as the WSCA-NASPO Contract Catalog.The PS5 will be submitted to the Lead State following contract award and must be approved by the Lead State prior to the start of any sales.The PSS must be available on the Contract Vendor website for end users to verify pricing based on the minimum discounts with category exceptions provided off a designated base line price list.The Contract Vendor will work with each State to develop a satisfactory PSS reflecting the individual States restrictions. The Contract Vendor willwork to develop a PS8 satisfactory to the Lead State priorto the start of sales and containing the following information: Band number Part #-SKU # Manufacturer Description Minimum Discount Category Code (This code will be refined during the approval process) Other fields approved by the Lead State ‘P-"‘.‘°.°-.".°'S" CHANGES TO THE PSS:Contract Vendor will request changes to the PSS utilizing an Action Request Form (ARF) Submittals will be reviewed by the Lead State quarterly.Obsolete and discontinued products will be removed. FORMAT:The format for the final product and service schedule will be approved within 30 days of contract award. Suggested format is provided below: MANUFACTURER NAME:DATE: BASELINE PRICE LIST: LINK: MINIMUM CATEGORY BAND Part #-SKU#MANUFACTURER DESCRIPTION DISCOUNT CODE 1 XYZ ABC DESKTOP 60%‘IM 2 550 ZZZZZZZ LAPTOP CART 10%ZTM 3 123A ABC SUPER TABLET 25%3A THIRD PARTY PRODUCTS:A list of third party products is to be submitted to the Lead State.Approval must be received from the Lead State prior to adding third party products to the Product and Service Schedule.Master Agreement restrictions of third party products include: a.Contract Vendors can only offer Third Party Products in the bands they have been awarded. b.Contract Vendor cannot offer products manufactured by another Contract Vendor holding a Minnesota WSCA-NASPO Master Agreement unless approved by the Lead State. c.The Contract Vendor willassign the manufacturer or publisher’s warranty and maintenance.The Contract Vendor will provide warranty and maintenance call numbers and assist the customer in engaging the manufacturer on warranty and maintenance issues. Any additions to the Third Party Product list must be submitted utilizing the Action Request Form. The approved Third Party Product list will be clearly posted on the Vendor provided website and updated as products are approved. SD?- 26 CONTRACT NO.MNWNC-121 MASTER AGREEMENT AWARD COMPUTER EQUIPMENT NETAPP,INC. Page 262 of 336 1. ‘K COMPUTER EQUIPMENT .. 2014-2019 [. ‘WSCA—NASPO\ COOPERATIVE PURCHASING ORGANIZATION‘bIr-W"IIIIIESDIH DEPARTMENTOF ADMINISTRATION MINNESOTAWSCA-NASPOMASTERAGREEMENT AWARD EXHIBITD -WEBSITE IMPLEMENTATION.Within 30 calendar days of Master Agreement award,the Contract Vendor must provide a' sample URL of the Master Agreement webpage to the Lead State for review and approval.The Lead State will review‘and determine acceptability of the website format anddata.If the information is determined to be unacceptable or;i‘ncorre,ct,the‘ContractVendor willhave15 calendar days to provide revisionstothe Lead State.Once;the websiteisapproved,the Contract Vendor maynot make material changes to the website without notifying the Lead State andreceivingwrittenapprovalofthechangesutilizingtheActionRequestForm.The Contract Vendor must continue tomonitorandupdatethewebsitethroughoutthelifeofthecontract.Periodic audits may be conducted to ensure websites are updated and Contract Vendors will be expected to correct deficiencies. lWEBSITECONTENT.The websitemust be separate from the Contract Vendorscommercially available (i.e.,public) on-line catalog and ordering systems.Contract Vendor agrees to pursue design of a website to include the items listed below.The Lead State will review and determine acceptabilityof the‘websiteformat and data as stated in Item1above.‘ ‘ a.Baseline Price List and historic versions I b.Approved Product and Service Schedule (PSS) c.Product specifications,pricing,and configuration aids for the major product categories proposed that can be used l to obtainan on-line quote ,, cl.Third Party Product list will be clearly posted on the Vendor provided website and updated as products are approved ILinktotheWSCA-NASPO Emarketcenter l l l l l e. f.Online ordering capability with the ability to remember multiple ship to locations if applicable to product g.Contact informationfor orderplacement,service concerns (warranty and maintenance),problem reporting,and billingconcerns h.Sales representatives for participating entities i.Purchase order tracking j.AvailableTwenty-four (24)hours per day,seven (7)days per week availability,except for regularly scheduled maintenance k.Additional Terms may not be posted on the Website without written approval of the Lead State I.Link to the WSCA-NASPO Emarketcenter if a State is participating m.lnfonnation on accessibility and accessible products n.If participating in Premium Savings Package Program,lead with these products and display prominently on the website I0.Links to environmental certification,including but not limited to take-back/recycling programs, p.Informationregarding the use of Conflict minerals,as required by Section 13(p)of the Securities Exchange Act of 1934,as amended,and the rules promulgated thereunder.See:httb://www,sec.qov/ru|es/final/2O12/34-677’l6.pdf.‘ q.Service options,service agreements for negotiations when allowed by a participating addendum r.EPEAT,Energy Star,etc. s.Link to Signed ParticipatingAddendums t.Linkto Signed Master Agreement u.Linkto solicitation and Response TERMINATIONUpon termination or expiration of the Master Agreement awarded from this RFP all websites,on-line offering systems and Electronic Catalog functions supported and/or available as part of the Master Agreement willceaseandberemovedfrompublicviewingaccesswithoutredirectingtoanotherwebsite. 27 CONTRACT NO.MNWNC-121 MASTER AGREEMENT AWARD COMPUTER EQUIPMENT NETAPP.INC. Page 263 of 336 ‘K M2"‘ COMPUTER EQUIPMENT ..%?nE8HtHy 2014-2019 ' MINNESOTA WSCA-NASPO MASTER AGREEMENT AWARD EXHIBIT E -ACTION REQUEST UPDATE FORM (ARF) The Action Request Form (ARF)provided in this document must be utilized by the Contract Vendor to provide quarterly updates of PSS and to make requests.The Action Request Forms may be reviewed quarterly by the Lead State. (, °WSCA—NASPO§ COOPERATIVE PURCHASING ORGANIZATION DATE: ATTN:WSCA—NASPOMaster Agreement Administrator RE:Master Agreement #with (Contract Vendor) Dear WSCA-NASPO Master Agreement Administrator: (Contract Vendor)is providing the following update and/or requesting the action noted below. Action Requested: Action Log:Verify Log is attached SELECT ACTION BELOW AND PROVIDE REQUIRED INFORMATION: _Update of Product &Service Schedule Provide summary of additions,deletions and pricing changes. NOTE:THIS WILLBE A NOTIFICATIONOF CHANGES TO THE PSS,APPROVAL WILLNOT BE NEEDED __Quarter|y Self Audit Check this box to verify the Quarterly Self Audit has been completed _Third Party Product Addition Provide warranty Guarantee _Marketing Approval Attach Materials for review __Material Website Change Describe and provide link for review __MisceIIaneous Inquiry Provide detail (e.g.key contact change,etc.) The Contract Vendor certifies Products and Services provided meet the terms and conditions of the Master Agreement and understands they may be audited for compliance.Additional information may be requested upon submission.The Lead State may remove previously approved items throughout the life of the Master Agreement if in the best interest at its sole discretion. Contract Vendor:Name of Requester: Title of Requester: 28 CONTRACTNO.MNWNC-121 MASTER AGREEMENT AWARD COMPUTEREQUIPMENT NETAPP,INC. Page 264 of 336 COMPUTER EQUIPMENT ,I-IIHESUIH 2014-2019 DEPARTMENTOF ADMINISTRATION MINNESOTA WSCA-NASPO MASTER AGREEMENT AWARD EXHIBITE -ACTION REQUST FORM (ARF) COOPERATIVE PURCHASING I ORGANIZATION ACTION REQUEST FORM LOG Submit updated Action Log with each update.Log must provide history of previous update. CONTRACT VENDOR: Contact Name and Email (for questions): DATE: DATE ACTION REQUESTED:DATE APPROVED SUBMITTED 2:;CONTRACT NO.MNWNC-121 MASTER AGREEMENT AWARD COMPUTER EQUIPMENT NETAPP,mo. Page 265 of 336 4! innasnta DEPARTMENTOF ADMINISTRATION COMPUTER EQUIPMENT /. 2014-2019 ‘WSCA-NASPO\ COOPERATIVE PURCHASING ORGANIZATION MINNESOTA WSCA-NASPO MASTER AGREEMENT AWARD EXHIBITF —REPORTING OWNERSHIP:Recipient of the reports shall have exclusive ownership of the media containing the reports.The Lead State and WSCA-NASPO shall have a perpetual,irrevocable,non-exclusive,royalty free,transferable right to display, modify,copy,and otherwise use reports,data and information provided. DUE DATE:Reports shall be due no later than the last day of the month following the end of the calendar quarter. FROM TO DUE ' 01 January 1 March 31 April 30 02 April 1 June 30 July 31 03 July 1 September 30 October 31 Q4 October 1 December 31 January 31 REQUIRED REPORTS: Report Name Submitted to Purpose &Submittal WSCA-NASPO Administrative Fee WSCA-Identify total sales and administrative fee due to WSCA- NASPO NASPO 1)Go to:http://www.nasgo.orgNVNCPO/Calculatonaspx 2)Complete all contract report information fields 3)Enter total sales per State or Select “no sales for quarter” checkbox 4)Click on Submit button WSCA-NASPO Detailed Sales WSCA-Detailed sales data by line item.Currently via an Excel Report NASPO template.Future MAY involve a portal.No modifications may be made by the Contract Vendor to the template.This report may also fulfillthe reporting requirements of self audits, premium savings sales,and Bring Your Own Device Employee Sales. Participating States Participating Contract Vendor may utilize the detailed sales report to report State to individual States unless othenlvise directed by the State. States may require additional reporting. Participating Addendum Status WSCA-Provides status of Participating Addendums.Excel Template NASPO to be provided by WSCA-NASPO. Premium Saving Package (PSP)PSP Lead Additional reporting may be requested. Quarterly Updates of PSS and Self Lead State Utilizethe Action Request Form (ARF) Audit 30 CONTRACTNO.MNWNC-121 MASTER AGREEMENT AWARD COMPUTER EQUIPMENT NETAPP,INC. Page 266 of 336 ‘K Mi“COMPUTER EQUIPMENT ..?nnesnta,2014-2019 ' DEPARTMENTOF ADMINISTRATION MINNESOTA WSCA-NASPO MASTER AGREEMENT AWARD EXHIBITG —DEFINITIONS Accessory.Accessories do not extend the functionality of the computer,but enhances the user experience i.e.,mouse pad,monitor stand.For the purposes of this proposal,accessories are considered peripherals. Bands:For the purpose of this solicitation,there are six product bands which may be awarded.Each product band includes related peripherals and services.Responders must only respond to Bands in which they manufacture the defined product.Responder may receive an award in one or more bands for which they manufacture a product based on the evaluation. BAND 1:DESKTOP.A desktop computer is a personal computer intended for regular use at a single location.A desktop computer typically comes in several units connected together during installation:1)the processor,2)display monitor and 3)input devices usually a keyboard and a mouse.All operating systems for tablets are allowed.Zero Clients,Thin clients, all in ones and workstations will also be included under desktops.Ruggedized equipment may also be included in the Product and Service schedule for this band. BAND 2:LAPTOP.A laptop computer is a personal computer for mobile use.A laptop includes a display,keyboard, point device such as a touchpad and speakers into a single unit.A laptop can be used away from an outlet using a rechargeable battery.All operating systems fortablets are allowed.Laptops will include notebooks,ultrabook,mobile thin clients,chromebooks and netbooks.Computers with mobile operating systems will also be included under laptops. Tablets that have the option to be utilized with a keyboard can be sold in this band.Ruggedized equipment may also be included in the Product and Service Schedule for this band. BAND 3:TABLET.A tablet is a mobile computer that provides a touchscreen which acts as the primary means of control.All operating systems for tablets are allowed.Ruggedized equipment may also be included as a category in the Product and Service Schedule for this band. BAND 4:SERVER.A server is a physical computer dedicated to run one or more services or applications (as a host)to serve the needs of the users of other computers on a network.This band also includes server appliances.Sewer appliances have their hardware and software preconfigured by the manufacturer.It also includes embedded networking components such as those found in blade chassis systems.Ruggedized equipment may also be included in the Product and Service Schedule for this band. BAND 5:STORAGE.Storage is hardware with the ability to store large amounts of data.This band includes SAN switching necessary for the proper functioning of the storage environment.Ruggedized equipment may also be included in the Product and Service Schedule for this band. (. 'W5CA-NASPO} COOPERATIVE PURCHASING ORGANIZATION EQUIPMENT MAYBE SOLD IN BANDS 1-5,ROVIDED IT MEETS BAND REQUIREMENTS. Cloud Services.Delivery of computing as a service ratherthan a product,whereby shared resources,software and information are provided to computers and other devices as a utility over a network,such as the Internet.(Cloud Services including acquisitions structured as managed on-site services are not allowed.) Contract Vendor or Contractor.The manufacturer responsible for delivering products or performing services under the terms and conditions set forth in the Master Agreement.The Contract Vendor must ensure partners utilized in the performance of this contract adhere to all the terms and conditions.For the purposes of this RFP,the term Partner will be utilized in naming the relationship a manufacturer has with another company to market and sell the contract.Participating States willhave final determination/approval if a Partner may be approved for that state in the role identified by the Contract Vendor. Components.Parts that make up a computer configuration. Configuration.The combination of hardware and software components that make up the total functioning system. Desktop.This is Band 1 of this solicitation.A desktop computer is a personal computer intended for regular use at a single location.A desktop computer typically comes in several units connected together during installation:1)the processor, 2)display monitor and 3)input devices usually a keyboard and a mouse.Desktop virtualization endpoints such as zero and 31 CONTRACT NO.MNWNC-121 MASTER AGREEMENT AWARD COMPUTER EQUIPMENT NETAPP,INC. I Page 267 of 336 thin clients will also be included under the Desktop Band. Energy Star®.A voluntary energy efficiency program sponsored by the US EnvironmentalProtection Agency.TheEnergyStarprogrammakesidentificationofenergyefficientcomputerseasybylabelingproductsthatdeliverthesame orbetterperformanceascomparablemodelswhileusinglessenergyandsavingmoney.Energy Star qualified computersandmonitorsautomaticallypowerdownto15wattsorlesswhennotinuseandmayactuallylastlongerthanconventionalproductsbecausetheyspendalargeportionoftimeinalow-power sleep mode.For additional informationon the EnergyStarprogram,including product specifications and a list of qualifying products,visit the Energy Star website at http://www.energystar.gov. EPEAT.A system for identifying more environmentally preferable computer desktops,laptops,and monitors.It includes anANSIstandard-the IEEE 1680 EPEAT standard —and website www.egeat.net to identify products manufacturers havedeclaredasmeetingthestandard.EPEAT provides a clear and consistent set of performance criteria for the design of products.It is not a third-party certification program.Instead,Manufacturers self-certify that their products are in conformance with the environmental performance standard for electronic products. FOB Destination.Shipping charges are included in the price of the item and the shipped item becomes the legal property and responsibility of the receiver when it reaches its destination unless there is acceptance testing required. FOB Inside Delivery.Special Shipping arrangements,such as inside delivery,may include additionalfees payable by the Purchasing Entity.Any FOB inside delivery must be annotated on the Purchasing Entity ordering document. General Consulting.Services related to advising agencies on how best to use information technology to meet business objectives.Examples of such services would include management and administration of IT systems.Each State will have varying laws,rules,policies and procedures surrounding general consulting which need adherence.Minnesota Statute section 16C.08 defines general consulting for the State of Minnesota.https://www.revisor.mn.gov/statutes/’?id=16C.08 Laptop.This is Band 2 of this solicitation.A laptop computer is a personal computer for mobile use.A laptop includes a display,keyboard,point device such as a touchpad and speakers into a single unit.A laptop can be used away from an outlet using a rechargeable battery.Laptop Band may include notebooks,ultrabooks,and netbooks.Computers with mobile operating systems will also be included under the Laptop Band. Lead State.The State conducting this cooperative solicitation and centrally administering any resulting Master Agreement with the permission of the Signatory States.Minnesota is the Lead State forthis procurement and the laws of Minnesota Statute Chapter 160 apply to this procurement. Manufacturer.A company that,as one of its primary business function,designs,assembles owns the trademark/patent and markets branded computer equipment. Master Agreement.The underlying agreement executed by and between the Lead State and the Contract Vendor. Middleware.Middlewareis the software ‘'glue’’that helps programs and databases (which may be on different computers) work together.Its most basic function is to enable communication between different pieces of software. Options.An item of equipment or a feature that may be chosen as an addition to or replacement for standard equipment and features. Order.A purchase order,sales order,or other document used by a Purchasing Entity to order the Equipment. Participating Addendum.A written statement of agreement signed by the Contract Vendor and a Participating State or other Participating Entity that clarifies the operation of this Master Agreement for the Participating Entity (e.g.,ordering procedures specific to a Participating State)and may add other state-specific language or other requirements.A Participating Addendum evidences the Participant’s willingness to purchase and the Contract Vendors willingness to provide equipment under the terms and conditions of this MasterAgreement with any and all exceptions noted and agreed upon. Participating States.States that utilize the Master Agreement established by the RFP and enter into a Participating Addendum which further defines their participation. Participating Entity.A Participating State,or other legal entity,properly authorized by a Participating State to enter into the Master Agreement through a Participating Addendum and that authorizes orders from the Master Agreement by Purchasing Entities.Under the WSCA-NASPO program,in some cases,local governments,political subdivisions or other entities in a State may be authorized by the chief procurement officialto execute its own Participating Addendum where a Participating Addendum is not executed by the chief procurement officialfor that state that covers local governments, political subdivisions,or other government entities in the state. Partner.A company,authorized by the Contract Vendor and approved by the Participating State,to provide marketing, support,or other authorized contract services on behalf of the Contract Vendor in accordance with the terms and conditions of the Contract Vendors Master Agreement.In the RFP,Partner is the term that is used to call out the many different relationships a manufacturer may have with another company to market their product including,but not limited to agents, subcontractors,partners,fulfillmentpartners,channel partners,business partners,servicing subcontractor,etc. Peripherals.A peripheral means any hardware product that can be attached to,added within or networked with personal computers,servers and storage.Peripherals extend the functionality of a computer without modifying the core components of the system.For the purposes of this proposal,peripherals are defined as including accessories. Peripherals may be manufactured by a third party,however,Contract Vendor shall not offer any peripherals manufactured by another Contract Vendor holding a Master Agreement.The Contract Vendors shall provide the warranty service and maintenance for all peripherals on the Master Agreement.Examples of peripheralslaccessoriesloptions:Include but 32 CONTRACTNO.MNWNC-121 MASTERAGREEMENT AWARD COMPUTER EQUIPMENT NETAPP,INC. I I Page 268 of 336 are not limitedto:printers,monitors,multifunction printers,audiovisual equipment,instructional equipment,cabling, modems,networking to support server,storage and client applications such as routers,switches.Software is an optionwhichmustberelatedtothepurchaseofequipmentandsubjecttoconfigurationlimits.Third party products are allowed to be offered as peripheralslaccessoriesloptions and may be offered in any related band. Per Transaction Multiple Unit Discount.A contractual volume discount based on dollars in a single purchase order or combination of purchase orders submitted at one time by a Participating Entity or multiple entities conducting a cooperative purchase. Premium Savings Packages.Deeply discounted standard configurations available to Purchasing Entities using the Master Agreement.This specification includes a commitment to maintain and upgrade (keep pace with the advance of technology)the standard configurations for a stated period of time or intervals.WSCA-NASPO reserves the right to expand and modify the PSP throughout the life of the contract.See http://www.wnpsg.com/index.html. Purchasing Entity —means a state,city,county,district,other political subdivision of a State,and a nonprofit organization under the laws of some states if authorized by a Participating Addendum,that issues an order against the Master Agreement and becomes financially committed to the purchase. Ruggedized.This was band 6 of this solicitation.Ruggedized refers to equipment specifically designed to operate reliably in harsh usage environments and conditions,such as strong vibrations,extreme temperatures and wet or dusty conditions. Services.Broadly classed as instaIlation/de-installation,maintenance,support,training,migration,and optimization of products offered or supplied under the Master Agreement.These types of services may include,but are not limited to: warranty services,maintenance,installation,de-installation,factory integration (software or equipment components), asset management,recycling/disposal,training and certification,pre-implementation design,disaster recovery planning and support,service desk/helpdesk,and any other directly related technical support service required for the effective operation of a product offered or supplied.Contract Vendors may offer,but participating States and entities do not have to accept,limited professional services related ONLY to the equipment and configuration of the equipment purchased through the resulting contracts.EACH PARTICIPATINGSTATE DETERMINES RESTRICTIONS AND NEGOTIATES TERMS FOR SERVICES. Server.This is Band 4 of this solicitation.A server is a physical computer dedicated to run one or more services or applications (as a host)to serve the needs of the users of other computers on a network.This band also includes server appliances.Server appliances have their hardware and software preconfigured by the manufacturer.It also includes embedded networking components such as those found in blade chassis systems.Ruggedized equipment may also be included in the Product and Service Schedule for this band. Storage.This is Band 5 of this solicitation.Storage is hardware with the ability to store large amounts of data.This band includes SAN switching necessary for the proper functioning of the storage environment.Ruggedized equipment may also be included in the Product and Service Schedule for this band. Storage Area Network.A storage area network (SAN)is a high-speed special-purpose network (or subnetwork)that interconnects different kinds of data storage devices with associated data servers on behalf of a larger network of users. Storage as a Service (STaaS).An architecture model by which a provider allows a customer to rent or lease storage space on the providers hardware infrastructure on a subscription basis.E.g.,manage onsite or cloud services. Software.For the purposes of this proposal,software is commercial operating off the shelf machine-readable object code instructions including microcode,firmware and operating system software that are preloaded on equipment.The term “Software”applies to all parts of software and documentation,including new releases,updates,and modifications of software. Tablet.This is Band 3 of this solicitation.A tablet is a mobile computer that provides a touchscreen which acts as the primary means of control.Tablet band may include notebooks,ultrabooks,and netbooks that are touchscreen capable. Takeback Program.The Contract Vendor's process for accepting the return of the equipment or other products at the end of life. Third Party Products.Products sold by the Contract Vendor which are manufactured by another company. Upgrade.Refers to replacement of existing software,hardware or hardware component with a newer version. Warranty.The Manufacturers general warranty tied to the product at the time of purchase. Wide Area Network or WAN.A data network that serves users across a broad geographic area and often uses transmission devices provided by common carriers. WSCA-NASPO.The WSCA-NASPO cooperative purchasing program,facilitated by the WSCA-NASPO Cooperative Purchasing Organization LLC,a 501(c)(3)limited liabilitycompany that is a subsidiary organization of the National Association of State Procurement Officials (NASPO).The WSCA-NASPO Cooperative Purchasing Organization facilitates administration of the cooperative group contracting consortium of state chief procurement officialsfor the benefit of state departments,institutions,agencies,and political subdivisions and other eligible entities (i.e.,colleges,school districts,counties,cities,some nonprofit organizations,etc.)for all states and the District of Columbia.The WSCA-NASPO Cooperative Development Team is identified in the Master Agreement as the recipient of reports and may be performing contract administrationfunctions as assigned by the Lead State Contract Administrator. 33 CONTRACT NO.MNWNC-121 MASTER AGREEMENTAWARD COMPUTEREQUIPMENT NETAPP,INC. Page 269 of 336 AMENDMENTNO.5 TO CONTRACTNINWNC-121 THIS AMENDMENTIsby and between the State of Minnesota,acting through its commissioner of Administration (‘State’),and Netllpp.lm:.,495 E Java Dr.,Sunnyvale,CA 94059 (“Contract Vendor‘). WHEREAS.the State has a Contractwith the Contract Vendor Identifiedas Contract No.MNWNC-121,Apnl 1,2015, through March 31,2020 (‘contract’),to provide computer Equipment"Storage includingRelated Peripherals and Services:and WHEREAS,Mlnn,Stet.§160.03,subd.5,affords the commissioner of Administration.or delegate pursuant to Minn.$tzrL §160.03,eubd.16,the authoriy to amend contracts:and WHEREAS,the terms of the Contract allow the State to amend the contract as speci?ed hereln,upon the mutual agreement of the Offloe of State Procurementand the Contract vendor in a fullyexecuted amendmenttothe contract. NOW,THEREFORE,it is agreed by the parties to amend the contract as follows 1.ThatContract No.MNWNC-121is extendedthrough July 31,2021 .at the same tem-as,conditions,and prices. This Amendmentis effective beginningApril 1,2020,or upen the date that the tinalrequired signatures are obtained, whicheveroccurs later,and shall remain In efiect through centred expiration,or untilthe Contract Is eaneeled.whichever occurs first. Except as hereln amended,the provisions of the Contract between the parties hereto are expressly reaf?rrned and remain In full torce and effect. INWITNESS WHEREOF,the parties have caused this Amendment to be duly executed Intending to be bound thereby. 1-NETAPEINC-2.OFFICE OF STATE PROCUREMENTThecontreotoroertltieethatttre?amrffprlatepeuun(s)have M a _Si?wbd "I15Al1I8l'IdII'IBi'lI(Ill be "I8 COMFGCIOYElIBQUIIBH 3 by I ?l1tdESb l lalmuthnl nrnrdinerruel. By: . 79 Title:Ac I I nMana ements eclallWattFauccir l a ‘Frirtnd Nllltl 6 Ti?e;5\/p GeneralCourse! 3.comwrrssrouenor ADMINISTRATIONpage,It\zlrq Ordet ate eentathn ‘""”‘“"” Date:/gég/zzo/7 mm unn- Title: Date: CONTRACTNO.MNWNC-121 MASTERAGREEMENTAWARD COMPUTEREQUIPMENT NETAFF.INC. Page 270 of 336 1 Civic - A250 12 Month Quote #017104 v3 PEAK Resources, Inc. Prepared by:Prepared For: City of Englewood P: (303) 783-6831 E: jking@englewoodco.gov P: (303) 934-1200 E: gcovington@peakresources.com Garrett Covington 2750 West 5th Avenue Denver, CO 80204 Jeromy King 1000 Englewood Pkwy Englewood, CO 80110 Date Issued: 11.14.2022 Expires: 12.09.2022 Hardware with 12 month support Item #Description Price Qty Ext. Price 1 AFF-A250 HEADER LINE $0.00 1 $0.00 2 AFF-A250A-001 AFF A250 HA SYSTEM $1,788.15 2 $3,576.30 3 SW-ENCRYPT-BDL-FA-C SW,ENCRYPTION BUNDLE,FAS,AFF,-C $0.00 2 $0.00 4 AFF-A250-100-C AFF A250,8X3.8TB,NVME,SED,-C $12,024.68 1 $12,024.68 5 X4011A-2-N-C DRIVE PACK 2X3.8TB,NVME,SED,-C $2,297.71 3 $6,893.13 6 SW-DATA-PRO-BDLNVME-A01-C SW,DATA PROTECTN BDL,PER-0.1TB,NVME,A01,-C $24.46 532 $13,012.72 7 SW-CORE-BNDLE-NVME-A01-C SW,CORE BUNDLE,PER-0.1TB,NVME,A01,-C $42.14 532 $22,418.48 8 X1558A-R6-C JUMPER CRD,IN-CAB,48-IN,C13-C14-C $0.00 2 $0.00 9 DOC-AFF-A250-C DOCUMENTS,AFF-A250,-C $0.00 1 $0.00 10 X5532A-N-C RAIL,4-POST,THIN,RND/SQ-HOLE,SM,ADJ,24-32,-C $0.00 1 $0.00 11 X66240A-5-N-C CABLE,25GBE,SFP28-SFP28,CU,5M,-C $0.00 4 $0.00 12 DATA-AT-REST-ENCRYPTION DATA AT REST ENCRYPTION CAPABLE OPERATING SYS $0.00 2 $0.00 13 X1152-N-C MEZZANINE 4-PORT 25GBE,-C $1,270.28 2 $2,540.56 Page 271 of 336 2 Hardware with 12 month support Item #Description Price Qty Ext. Price 14 X66211A-05-N-C CABLE,100GBE,QSFP28-QSFP28,CU,0.5M,-C $0.00 4 $0.00 15 X66250-5-N-C CABLE,LC-LC,OM4,5M,-C $0.00 8 $0.00 16 X6589-N-C SFP+OPTICAL 10GB SHORTWAVE,-C $0.00 8 $0.00 17 CS-4HR-REPLACEMENT 4HR PARTS DELIVERY AND REPLACEMENT $2,290.50 1 $2,290.50 18 CS-G1-SE-ADVISOR SUPPORTEDGE ADVISOR $11,452.50 1 $11,452.50 19 CLMSWITCH-24NODE-R5 SWITCHNETAPPCLUSTER24-NODE $0.00 2 $0.00 20 X190005 BES-53248/IX8 CLSW,16PT10/25GB,PTSX,BRDCM SUP $5,384.43 2 $10,768.86 21 SVCVN-4OSP-X190005 SERVICE BROADCOM,24X7X4HR,PARTS ONSITE $1,830.66 2 $3,661.32 22 SW-BES-53248A2-6P-40-100G BROADCOM 6PORT 40G100G LIC,X190005/R $4,003.80 2 $8,007.60 23 SW-BES-53248A2-8P-1025G BROADCOM 8PORT 10G25G LIC,X190005/R $2,333.82 8 $18,670.56 24 X-RAIL-4POST-190005 RAIL KIT,OZEKI,4-POST,27"-36" RAIL $299.86 2 $599.72 25 X66130-2 CABLE,DIRECT ATTACH CU SFP28 25G,2M $46.70 4 $186.80 26 X6566B-2-R6 CABLE,DIRECT ATTACH CU SFP+ 10G,2M $76.82 8 $614.56 27 X66250-2 CABLE,LC-LC,OM4,2M $192.53 8 $1,540.24 28 X6566B-5-R6 CABLE,DIRECT ATTACH CU SFP+ 10G,5M $126.92 8 $1,015.36 Subtotal:$119,273.89 Page 272 of 336 3 Professional Services Item #Description Price Qty Ext. Price 29 PP-SLED-SOW PS DEPLOYMENT,ADVANCED,AFF,HIGH $0.81 40000 $32,400.00 30 PP-SLED-SOW ONTAP CONTROLLER UPGRADE SERVICE $0.74 8100 $5,994.00 Subtotal:$38,394.00 Contract Purchasing Vehicle Item #Description Qty 31 NASPO CO CONTRACT PRICING USING NASPO VALUE POINT CONTRACT and CO ADDENDUM #s "MNWNC-121 AND 20160000000000000113" - Contract number/Addendum number must be on PO. - Line item detail matching quote must be on PO. - Achievable delivery by date required. 1 Quote Summary Amount Hardware with 12 month support $119,273.89 Professional Services $38,394.00 Total:$157,667.89 INFORMATION CONTAINED HEREIN IS CONSIDERED CONFIDENTIAL AND MAY NOT BE SHARED OUTSIDE OF PEAK AND NAMED CLIENT. All applicable discounts, promotions, solutions assurance and pre-delivery integration charges are reflected in the quote. The quote expires as listed or 30 days following issuance. Miscellaneous expenses are not included (e.g. taxes, duties, tariffs, shipping charges, freight insurance, etc.). PEAK Resources, Inc.’s Terms and Conditions apply to any proposal and agreement and/or purchase order relating to equipment (“Equipment”) sold by PEAK Resources, Inc. (“PEAK”) to a customer (“Customer”). These terms and conditions, together with the related proposal and agreement and/or purchase order shall constitute the entire agreement (“Agreement”) between the parties. To review, please visit www.peakresources.com/terms (password = Terms123). Page 273 of 336 4 Statement of Work PEAK SOW 1.The NASPO and CO Addendum.  This Statement of Work (SOW) represents a binding commitment as of the effective date.  THIS SOW IS EXECUTED PURSUANTE TO AND INCORPORATES THE NASPO VALUE POINT CONTRACT and CO ADDENDUM #S “MNWNC- 121 AND 20160000000000000113." 2.Fees. These Professional Services are provided at the fixed cost in the table below Item#Services Amount 1 NetApp Professional Services, for Production sites $38,394.00 Total $38,394.00 Term. The term of this SOW shall commence on the date signed by the last party whose signing makes this SOW fully executed (“Effective Date”) and terminate one-hundred and twenty (120) days after services commence (“Term”). 4.Services. PEAK will provide remote services and as further described in Exhibit A attached hereto and incorporated herein. 5.Counterparts.  This SOW may be executed in counterparts by each party and delivered by facsimile or email transmission, and such execution and delivery shall be legally binding on the parties to the same extent as if original signatures in ink were delivered in person. Exhibit A SERVICES   1.Scope: PEAK Resources will perform, under the guidance and participation of Customer, the following: High-level tasks for this project include, at each site: 1.PRODUCTION i.Planning & verification of environments 1.Environment verification –paths, configuration, etc. 2.Interoperability checks with infrastructure 3.Physical & logical planning, including which cluster new system will be joined to ii.New A250 HA Pair Basic Install 1.Planning: Installation, configuration, and testing 2.Physical installation to include rack, stack, and cabling in locations designated by Company 3.Downgrade to ONTAP 9.8P8 for compatibility with existing equipment after those are upgraded (see below) 4.Basic Configuration of storage & interfaces 5.Test with Company provided host for accessibility validation 6.Perform Advanced Configuration tasks as determined within the planning process 7.Perform configuration review with Company and administrative turnover 8.Develop As-Built documentation and turn over to Company iii.Add new switches (BES-53248) to existing cluster 1.Planning & Coordination (elevation, power, space, work sheets) 2.Upgrade CN1610 code 3.Install and configure BES switches Page 274 of 336 5 4.Documentation iv.Perform a multi-hop upgrade of existing 8040 – (non-disruptive) 1.Upgrade ONTAP from 9.3 --> 9.5 2.Upgrade ONTAP from 9.5 --> 9.7 3.Upgrade ONTAP from 9.7 --> 9.8P8 v.Add to cluster & migrate 1.Add new system to cluster 2.Customer performs all migrations vi.Decommission 1.Remove FAS2554 from cluster and shutdown 2.Remove A200 from cluster and shutdown 3.Remove cabling from systems, systems from rack, and pack shipment.  The FAS2554 will be returned to NetApp for  trade-in; the A200 will be shipped to DR site 4.Coordinate with Company and NetApp for shipping vii.Upgrade systems to the latest stable OS versions 1.Once all other tasks are complete, perform NetApp ONTAP upgrades to the most current and stable version  compatible with the environment 2.Upgrade ONTAP from 9.8 --> 9.9 3.Upgrade ONTAP from 9.9 --> 9.10 2.Deliverables: 2.As-built documentation. Project Management: 1.Provide full project management services including but not limited to project planning, scheduling, communications, status  tracking, and issue resolution. 2.Help resolve project issues and escalate as needed within the project team or project resources. 3.Action item and task tracking / follow up as necessary throughout the Term of this agreement. 4.Schedule and conduct a project kickoff, recurring sessions, technical discussions, and project closeout as applicable  throughout the Term of this agreement. 4.Assumptions: 1.Specific to this project ii.UCS upgrades and any work related to UCS are specifically excluded. iii.Any VMware work or upgrades are specifically excluded. iv.Production ONTAP upgrade timeframe will be negotiated to minimize potential system impact or performance  issues for Company. v.The ONTAP upgrade(s), while non-disruptive, may be performed during less critical timeframes as defined by the  Customer. 2.General v.End Client must provide an FTP/HTTP server to download packages to the cluster(s). v.All SAN components (Host OS/patches, Host Utilities software, adapter drivers/firmware, and fibre channel switches) are at  compatible levels according to the Interoperability Matrix. If the Customer requests assistance with these upgrades on the  clients, a change order will be required. v.Any knowledge transfer provided under this SOW does not constitute formal product training and shall not result in  certifications of any kind. 3.Hours, Scheduling, Cancellation viii.Normal business days are Monday through Friday, excluding national holidays.   viii.Normal business hours are defined as 8:00 AM to 5:00 PM in the local time zone. viii.Professional services will be provided during normal business hours, unless agreed in writing by both parties. viii.Advanced scheduling is required to help ensure resource availability. PEAK Resources will make all commercially reasonable  best efforts to accommodate short notice support requests but does not guarantee an immediate response. viii.Cancellation of scheduled onsite professional services work less than twenty-four (24) hours is subject to change control  and may result in additional costs. Page 275 of 336 6 viii.Delays or failures to complete tasks requested of, or the responsibility of, the End Client may result in rescheduling services,  project delays, and change control. 4.Out of Scope xiv.PEAK Resources reserves the right to not provide professional services for any in scope hardware or software that is not covered by an active OEM provided hardware or software support agreement. xiv.All parties agree that personnel shall not be asked to perform, nor volunteer to perform, engineering and/or consulting  tasks that lie outside the skill sets and experience of personnel. Personnel have the right to decline on a service request if  the request falls outside the scope of their experience and expertise. xiv.Anything not specified as in scope in this SOW is considered out of scope. 5.Estimated Schedule: 1.The services will be performed consistent with the following estimated schedule. PEAK agrees to make commercially reasonable  efforts to carry out its responsibilities according to the estimated schedule. 2.The following dates are provided for planning purposes only and are subject to change: 1.Estimated Start Date: March 2022 2.Estimated End Date: One hundred twenty (120) days after services commence. 3.Supply Chain disruptions may impact equipment delivery dates, which then impact Services delivery dates.  No Cost change orders  may be required. Customer Responsibilities Customer will: 1.Provide professional services engineers “hands to keyboard” type VPN access to the Customer environment. 2.Provide an FTP/HTTP server to download packages from support sites and upload them to the cluster(s). 3.Develop and execute an access and application test plan after ONTAP upgrades are completed. 4.Ensure current maintenance or applicable support arrangements are in place for products and/or software related to the Services for the duration of this engagement. 5.Provide appropriate usernames and passwords. 6.Provide technically knowledgeable staff to professional services engineers during all phases of the project. 7.Provide all necessary assistance and participation throughout the project. 8.Obtain all necessary licenses for all software required for this SOW before commencement of the Services. 9.Assign a person to work directly with the professional services engineers as the main point of contact. 10.Provide information within the scope of the project as requested by the professional services engineers and project managers with understanding that delays in providing information could impact the timelines for the project. 11.Obtain any necessary consents and take any other actions required by applicable laws, including but not limited to data privacy laws, prior to disclosing information. 12.Adequately back up all information and data residing on End Client’s system(s) before professional services engineers’ commencement of Services and after the Services are completed.           City of Englewood  PEAK Resources, Inc. Signature Signature    Name Name    Date Signed Date Signed   Page 276 of 336 7 Page 277 of 336 COUNCIL COMMUNICATION TO: Mayor and Council FROM: Chris Edelstein, Melinda Goblirsch DEPARTMENT: Public Works DATE: December 5, 2022 SUBJECT: EEF - Contract Renewal for Snow & Ice Removal Services DESCRIPTION: Approval to renew the Contract with Keesen Landscape Management, Inc. to provide continued Snow and Ice Removal Services for the EEF (Englewood Environmental Foundation) properties in the not-to-exceed amount of $550,000 RECOMMENDATION: Staff recommends Council approve, by consent, to renew the Contract with Keesen Landscape Management, Inc. in the not-to-exceed amount of $550,000 PREVIOUS COUNCIL ACTION: NA SUMMARY: Keesen Landscape Management, Inc. has been providing Snow and Ice Removal Services for the EEF (Englewood Environmental Foundation) since 2019. This request is to approve Renewal Agreement #2. This agreement will provide for continuous snow and ice removal anticipating the eventual dissolution of EEF. ANALYSIS: The City and EEF properties require continuous snow and ice removal to clear sidewalks and parking lots after snowfall events. Snow removal includes plowing, shoveling and applying deicing agents. Roadways are plowed by the City of Englewood. Keesen Landscape Management, Inc. has continually provided responsive, quality, and comprehensive snow and ice removal services since 2019. COUNCIL ACTION REQUESTED: Continuous snow and ice removal are required for the Civic Center and surrounding EEF properties. Staff requests that City Council approve, by motion, Renewal Contract #2 for Keesen Landscape Management, Inc. in the not-to-exceed amount of $550,000. FINANCIAL IMPLICATIONS: Year Fund No. Fund Title Amount 2022 Page 278 of 336 85 8501-54201 Professional Services $ 50,000 2023 85 8501-54201 Professional Services $ 500,000 Total $550,000 CONNECTION TO STRATEGIC PLAN: Infrastructure ATTACHMENTS: EEF Board Memorandum for Approval Renewal Agreement 2 - CFS/20-66 Schedule A Contract Approval Summary (CAS) Snow & Ice Removal - Map PowerPoint Presentation Page 279 of 336 TAD 11/17/22 Page 280 of 336 .....2. ‘ .... .,,........u....... L......H. ‘;.,_._... ;_......, ‘ ..__. .H...,..., .._.,,.._,..‘.‘.... :..._..,...._ .‘._. W..,..... ...x..x,_ RENF.WAI..AGRl7.EMl§NT #2 'l‘() 'l‘lll".CON'l'RAC'l'FOR SF,RVl(.‘.l£S ("FITS/20-66)OF O(.‘.'l'OB.l.*3R 2],2020 BI1"l'Wl.*'.l£N 'Kl*‘.ESl.‘lNLANDSCAPIE M.ANAGF.M.lSN'l',lNC. AND THE (.‘.liTY OF EN(}LEWO0D FOR l(i3l'.*'.AND SNOW REMOVAL Tl HS AMENDMI-'£N’l‘/12to the Contract for Services Agreement dated October 2 l,2020, made and entered into on this day of 20_by and between the City of Englewood,hereinafter referred to as “the City,”and Keesen Landscape Management,Inc,lxereinafter referred to as “(..‘.ontractor,”and collectively relerred to as the “Parties.” WHEREAS,on October 2!,2020 the Parties entered into a Contract for Services Agreement (“(.'.l*‘S”)for the provision of snow and ice removal services within the Englewood Environmental Foundation (“BEEF”)property area for the City of Englewood Public Works Department;and Wl—lER'l5AS,the CPS was previously amended on October 6,202!to extend the term of the CPS by one year;and WI ll':1Rl’.A.S,the parties desire to Amend the CF and any amendments thereto,to extend the term of the Cl"-'S on a monthly basis through no later than October 6,2023. NOW,'l'HEREF()R E,the City and Contractor hereby enter into this Renewal Agreement Number 2 (“Agreement”)as follows: I.AMENDMENT TERMS This Amendment is entered in.toto extend the term by modilying Section 2 to read.as follows: 2.Term and Renewal.The term of this Agreement shall commence on October 0,2022, and shall automatically renew for a one—mont.hterm (the “Renewal Term”)on the 6"’of eachmonththereafterunlesseitherparty notifiesthe other party in writing of its intent to terminate the Agreement prior to the Renewal Term as provided in this Section 2.(a).Any renewal beyond a one-year period,i.e.beyond October 6,2023,may require approval of the linglewood City Council.The Parties understand and expressly acknowledge that a Renewal Term beyond one year is contingent upon adequate appropriation of funds for each ?scal year. 2.(a)Termination.Either party may terminate this Agreement by giving notice in writing by registered mail,return receipt requested,to the other party thirty (30)days prior to any such intent to cancel this Agreement. _ Page 281 of 336 (‘V II.SCHEDULE A ——OUTLINE OF STA'l'EMEN'l'OF WORK The Outline of Statement of Work attached hereto as Attachment A and incorporated herein by reference outlines the understanding and performance that each Party shall provide to the other pursuant to the terms and conditions of the (‘FS and this Agreement for the Renewal Term. ll].COMPENSATION Compensation and Payment for the services described in the Outline of Statement of Work, attached hereto,shall be per the terms of Section 5 of the CFS and the attached Statement of Work, in an amount not to exceed $550 000.00. IV.l4'llR'I‘H ER AMEN DM ENTS Notwithstanding anything in the Cl'*'Sto the contrary,the City may on written notice to Contractor but without Contractofs consent,assign any or all of its rights and delegate any or all of its obligations under the CFS to any successor in interest to all or substantially all of the business to which the CFS relates. V.INCORPOR/\'l'lON BY REFERENCE OF AGREEMENT,ANY PRIOR AM EN DM ENTS Except as speci?cally modi?ed herein,all other temis and conditions of the (TFS and any prior amendments thereto are incorporated by reference as it‘fully set forth herein,and shall continue in full force and effect until the earlier of (a)expiration of the term,completion of the Project/Scope of Services,or termination of the Agreement;or (b)mutual agreement in writing by the Partie shereto. lN Wl'[‘Nl£SS WHt",RF.()l~‘,the (‘ity and Contractor do hereby execute this Renewal Agreement #2 to the Contract for Services Agreement (CPS/20-66).dated October 2|,2020. THE CITY OF ENGLEWOOD Date: City Manager Date: Department Directo Page 282 of 336 % Mayor Date: Keesen sca Management,Inc. Date:3&2‘‘AU (TONT C B)’: Date: Attcst: Page 283 of 336 SCHEDULE A OUTLINE OF STATEMENT OF WORK Englewood Environmental Foundation, Inc. (EEF) Snow & Ice Removal Services 1. GENERAL Englewood Environmental Foundation Inc. will award Snow & Ice Removal Services where vendor will supply all labor, materials, equipment and incidentals necessary to provide appropriate electrical services at the Englewood Environmental Foundation (EEF) property. 2. NAMES OF PROJECT COORDINATORS Contractor: EEF Project Coordinator: Keesen Landscape Management, Inc. Melinda Goblirsch (303) 761-0444 (303) 762-2511 sgenders@keesenlandscape.com mgoblirsch@englewoodco.gov 3. SUMMARY OF PURPOSE FOR STATEMENT OF WORK To provide high quality snow removal services in order to provide safe and convenient facilities for the public. Typical snow removal services may include, but are not limited to: plowing/removing snow and ice from parking lots, sidewalks, and pedestrian ramps. Deicing agents shall be applied to all pedestrian access/egress points, stair ways, sidewalks, and pedestrian ramps during or immediately after snow removal. 4. EQUIPMENT AND PROGRAMMING TO BE PROVIDED BY CITY (IF ANY) N/A 5. OTHER RESOURCES Access to designated snow and ice removal locations. 6. DESCRIPTION OF WORK PRODUCT AND DELIVERABLES •Contractor shall monitor the weather in order to determine the appropriate time to begin and complete snow removal operations. •Contractor shall respond to calls for service within one (1) hour, 24 hours per day, 7 days per week Page 284 of 336 •Contractor shall provide a fully qualified and experienced supervisor to manage the Contractor’s equipment and personnel; the foreman shall act as a liaison between the EEF representative and the Contractor’s personnel •Contractor shall complete all work in a satisfactory manner within the specified timelines •Contractor shall provide appropriate equipment, material and personnel resources to complete all work in a satisfactory manner within the specified timelines •Contractor shall provide equipment which is safe and in good working condition •Contractor shall provide documentation for each snow event detailing personnel, equipment and materials used as well as number of pushes for each; reports shall be submitted within three (3) business days of each snow event where snow removal services are initiated General •Snow shall be placed in areas that will prevent snowmelt from draining back onto cleared surfaces •Snow plowing shall be completed so as to minimize the loss of parking areas •Snow removal and deicing shall be performed at such frequencies so as to maintain parking areas and walkway in a safe and passable condition for both pedestrian and vehicular traffic •Deicing agents must be environmentally friendly and approved as safe for use on concrete and asphalt surfaces •Deicing agents shall be submitted for approval by EEF, annually, prior to written approval for use •Snow accumulations shall be as measured along the north entry of the Civic Center Building as shown on attached map. Building: Englewood Civic Center Address: 1000 Englewood Parkway Hours: 8:00 a.m. to 10:00 p.m., seven (7) days per week Required Services: Snow shall be plowed from all hard-surfaced areas when it reaches one and a half (1-1/2) inches in depth (or one (1) inch in depth with snow still falling). Snow shall be plowed during the early morning hours, with a completion time of 8:00 A.M. on all weekdays and 10:00 A.M. on all weekend days. Sidewalks and parking areas shall remain open and useable until 9:00 P.M. Clearing of accumulation shall be maintained throughout the day. Snow shall be removed to designated areas for storms that deposit three (3) inches or more of accumulation. Building: Parking Garage Address: 1000 Englewood Parkway Page 285 of 336 Hours: 24 hours per day, seven (7) days per week Required Services: Snow shall be plowed from all hard-surfaced areas when it reaches one and a half (1-1/2) inches in depth (or one (1) inch in depth with snow still falling). Snow and ice shall be continually removed from parking areas, stair ways (trace of moisture) and walk ways. Snow removal and deicing shall be performed at such frequencies so as to maintain areas in a safe and passable condition for both pedestrian and vehicular traffic, on all weekdays and weekend days. Snow shall be removed to designated areas for storms that deposit three (3) inches or more of accumulation. The bridge to the RTD light rail station is not included in the scope of work as a heating system is used to melt any snow or ice on the bridge. However, the ramps and stairways shall be plowed & treated with deicing agent by the Contractor. If the heating system is broken or significant accumulation occurs, the Contractor may be directed to clear snow from this area. The hourly rate for Snow Removal: Sidewalks, Walk Ways & Pedestrian Ramps will be used to compensate the contractor for this work. Only rubber cutting edges on snowplow equipment blades shall be allowed to be used on the parking garage. No equipment over 10,000 lbs. in gross vehicle weight (GVW) will be used for snow removal on the parking garage. Perimeter Sidewalks/Walk Ways/Pedestrian Ramps & Parking Lots (see attached map) Address: N/A Hours: 24 hours per day, seven (7) days per week Required Services: Snow shall be plowed from all hard-surfaced areas when it reaches one and a half (1/2) inches in depth (or one (1) inch in depth with snow still falling). Snow and ice shall be continually removed from sidewalks, pedestrian ways, pedestrian ramps, stair ways and paved surfaces. Snow removal and deicing shall be performed at such frequencies so as to maintain areas in a safe and passable condition for pedestrian traffic, on all weekdays and weekend days. Snow shall be removed to designated areas for storms that deposit three (3) inches or more of accumulation. Areas directly surrounding the fountain in front of the Civic Center building in the middle of Englewood Parkway shall be hand shoveled to prevent laminar damage and no motorized plow use. Contractor Responsibilities •Contractor shall monitor the weather in order to determine the appropriate time to begin and complete snow removal operations •Contractor shall respond to calls for service within one (1) hour, 24 hours per day, 7 days per week Page 286 of 336 •Contractor shall provide a fully qualified and experienced supervisor to manage the Contractor’s equipment and personnel; the foreman shall act as a liaison between the EEF representative and the Contractor’s personnel •Contractor shall complete all work in a satisfactory manner within the specified timelines •Contractor shall provide appropriate equipment, material and personnel resources to complete all work in a satisfactory manner within the specified timelines •Contractor shall provide equipment which is safe and in good working condition •Contractor shall provide documentation for each snow event detailing personnel, equipment and materials used as well as number of pushes for each; reports shall be submitted within three (3) business days of each snow event where snow removal services are initiated EEF Responsibilities •EEF shall designate an individual to serve as the contact person for the contractor, also described as the EEF representative •The EEF representative shall designate site(s) to place snow for removal for storms that deposit three (3) inches or more of accumulation •The EEF representative shall enable contractor access to sites and snow removal areas, as needed •EEF shall provide up to three (3) designated parking spots within the parking garage for equipment used to execute this Contract 7. SPECIAL TERMS, IF ANY •The firm must be organized for the purpose of providing commercial snow removal services with a minimum of five (5) years of successful experience. •The firm must be able to respond to service calls within one (1) hour, 24 hours per day, 7 days per week. •On-site personnel may be required to pass a background check. 8. MODE OF PAYMENT Payment by check after invoice submitted and approved 9. PAYMENT SCHEDULE Invoices shall be submitted monthly and shall detail the hours utilized, according to the Pricing worksheet, at the contract rates. Page 287 of 336 10. SCHEDULE AND PERFORMANCE MILESTONES 11. ACCEPTANCE AND TESTING PROCEDURES The EEF representative shall inspect the work to verify compliance with specifications and industry and performance standards. Work that does not meet specifications will be corrected in accordance with contract provisions, at no additional cost to EEF. 12. LOCATION OF WORK FACILITIES Englewood Environmental Foundation, Inc. property located on the Northeast quadrant of Highway 285 and S. Santa Fe Dr. IN WITNESS WHEREOF, pursuant and in accordance with the Services Agreement between the parties hereto dated _______________, 20__, the parties have executed this Statement of Work as of this ______ day of ________________, 20__. CITY OF ENGLEWOOD, COLORADO By: (Signature) _________________________________ (Print Name) Title: Date: _______________________________ ____________________________________ Company Name By: (Signature) _________________________________ (Print Name) Title: Date: _______________________________ Page 288 of 336 Contract Approval Summary V10/25/2017 Page | 1 Contact Identification Information (to be completed by the City Clerk) ID number:Authorizing Resolution/Ordinance: Recording Information: City Contact Information Staff Contact Person: Melinda Goblirsch Phone: (303) 762-2511 Title: City Architect Email: mgoblirschi@englewoodco.gov Vendor Contact Information Vendor Name: Keesen Landscape Mgmt, Inc.Vendor Contact: Steve Genders Vendor Address: 3355 S. Umatilla St.Vendor Phone: (303) 761-0444 City: Englewood Vendor Email: sgenders@keesenlandscape.com State: CO Zip Code: 80110 Contract Type Contract Type:Other (describe below) Description of ‘Other’ Contract Type: Renewal Agreement with automatic renewal for one-month term, unless either party notifies the other party of intent to terminate (see agreement for detail) Description of Contract Work/Services: Attachments: ☒Contract -- ☐Original ☐Copy ☐Addendum(s) ☐Exhibit(s) ☐Certificate of Insurance Summary of Terms: Start Date: 10/06/22 End Date: 10/05/23 Total Years of Term: 1 Total Amount of Contract for term (or estimated amount if based on item pricing): Not to Exceed $ 550,000.00 If Amended: Original Amount Amendment Amount Total as Amended: Renewal options available:Additional one-year term. Payment terms (please describe terms or attach schedule if based on deliverables): The City will pay Vendor for the work in accordance with unit prices for actual services provided. Monthly payments will be made upon work completed and approval of the invoice. Typical snow removal services may include but are not limited to plowing/removing snow & ice from parking lots, parking garage, sidewalks, and pedestrian ramps. The bridge to the RTD light rail station is not included in the scope of work as a heating system is used to melt any snow or ice on the bridge. Deicing agents shall be applied to all pedestrian access/egress points, stairways, sidewalks, and pedestrian ramps during or immediately after snow removal. Page 289 of 336 Contract Approval Summary V10/25/2017 Page | 2 Attachments: ☐Copy of original Contract if this is an amendment ☐Copies of related Contracts/Conveyances/Documents Source of funds (Insert Excel Document Image): Attachment (For Capital Items Only / Expense Line-Item Detail is located in Open Gov): ☐Prior Month-End Project Status and Fund Balance Report Process for Choosing Vendor: ☐Bid: ☐ Bid Evaluation Summary attached ☐ Bid Response of proposed awardee ☐RFP: ☐ RFP Evaluation Summary attached ☐ RFP Response of proposed awardee ☐Quotes: Copy of Quotes attached ☐Sole Source: Explain Need below ☐ O ther: Please describe Page 290 of 336 EASTMAN HURONELATIFOXGALAPAGOUS 285 DARTMOUTH SANTA FEINCAFLOYD INCAENGLEWOOD PKWY PRINTED: 2019-01-07 15:35 DRAWN BY: JDL Snow & Ice Removal (Limits shaded in yellow) Roadway cleared by City Clearing of RTD walk, bridge, andsteps requires approval prior to work. ¶N SCALE:DATE: January 7, 2019PHOTO DATE: 2016 1 inch = 300 feet Snow measure area Page 291 of 336 Renew Contract for Snow & Ice Removal Services Englewood Environmental Foundation Melinda Goblirsch –City Architect Page 292 of 336 •The Englewood Environmental Foundation (EEF) selected Keesen Landscape Management, Inc. to provide Snow & Ice Removal Services in 2019. •A second contract (CFS/20-66) in the amount of $280,000 was approved by City Council and issued in 2020. •Change Order #1 to supplement this agreement was issued in March 2021 for $100,000. •Change Order #2 for additional funding was issued in April 2021 for $150,000. •Renewal Agreement Number 1 was approved in the amount of $500,000. •Change Order #1 to supplement this agreement was issued in March 2022 for $50,000. •This request is for approval of Renewal Agreement Number 2. Renewal Agreement # 2 will automatically renew for a one-month term for one year. •This is to provide continuous snow & ice removal anticipating the eventual dissolution of EEF. •A Request for Proposal will be issued in 2023, if additional services are needed. History of the Contract Page 293 of 336 •Capital Project Management seeks approval to renew the Contract with Keesen Landscape Management, Inc. to provide continued Snow & Ice Removal. •Services include plowing/removing snow and ice from parking lots, and sidewalks. Applying deicing agents during or immediately after snow removal. •Each year Keesen Landscape Management has provided responsive, quality service, and are familiar with City’s procurement policies and billing procedures. Purpose of the Request Page 294 of 336 •The City and EEF properties require continuous snow & ice removal to clear sidewalks and parking lots after snowfall events. This is to maintain safe / slip resistant surfaces for City employees, transit users, tenants, customers and visitors and extends over a large area. •Renewal Agreement # 2 will cover these services while allowing for the future dissolution of EEF. Analysis Page 295 of 336 Financial Implications Funding Source Amount G/L Account # Capital Projects Fund (Fund 31) $721,646.70 31-1005-001 Total $721,646.70 Funding to provided by: Year Fund No.Fund Title Amount 2022 85 8501-54201 Professional Services $ 50,000 2023 85 8501-54201 Professional Services $ 500,000 Total $ 550,000 Page 296 of 336 •Continuous snow & ice removal services are required after snow events for Civic Center and surrounding EEF properties. •Staff requests that City Council approve, by consent, Renewal Contract #2 for Keesen Landscape Management, Inc., in the not-to-exceed amount of $550,000. Summary Page 297 of 336 Questions?Page 298 of 336 COUNCIL COMMUNICATION TO: Mayor and Council FROM: Chris Edelstein, Melinda Goblirsch DEPARTMENT: Public Works DATE: December 5, 2022 SUBJECT: EEF - Contract Renewal for Landscaping / Ground Maintenance Services DESCRIPTION: Approval to renew the Contract with Terracare Associates, Inc. to provide continued Landscaping / Ground Maintenance Services for the EEF (Englewood Environmental Foundation) properties in the not-to-exceed amount of $250,000. RECOMMENDATION: Staff recommends Council approve, by consent, to renew the Contract with TerraCare Associates, Inc. in the not-to-exceed amount of $250,000. PREVIOUS COUNCIL ACTION: NA SUMMARY: TerraCare Associates, Inc. has been providing Landscaping Services for the Englewood Environmental Foundation (EEF) since 2019. This request is to approve Renewal Agreement #2. This agreement will provide for continuous landscaping services anticipating the eventual dissolution of EEF. ANALYSIS: The City and EEF properties require continuous landscaping / maintenance services to maintain a clean and safe environment. This includes general cleaning, leaf removal, grass cutting, tree trimming, irrigation repair and maintenance. TerraCare has continually provided responsive, quality, and comprehensive landscaping services since 2019. COUNCIL ACTION REQUESTED: Continuous landscaping and ground maintenance services are required for the Civic Center and surrounding EEF properties. Staff request that City Council approve, by consent, Renewal Contract #2 for TerraCare Associates, Inc. in the not-to-exceed amount of $ 250,000. FINANCIAL IMPLICATIONS: Year Fund No. Fund Title Amount 2022 Page 299 of 336 85 8501-54201 Professional Services $ 50,000 2023 85 8501-54201 Professional Services $ 200,000 Total $ 250,000 CONNECTION TO STRATEGIC PLAN: Infrastructure ATTACHMENTS: EEF Board memorandum for Approval Renewal Agreement 2 - CFS/20-65 Schedule A Contract Approval Summary (CAS) Landscaping Limits - Map PowerPoint Presentation Page 300 of 336 Page 301 of 336 RENEWAL AGREEMENT #2 TO THE CONTRACT FOR SERVICES (CFS/20-65)OF OCTOBER 21,2020 BETWEEN TERRACARE ASSOCIATES,INC. AND THE CITY OF ENGLEWOOD FOR LANDSCAPING/GROUNDS MAINTENANCE THIS AMENDMENT #2 to the Contract for Services Agreement dated October 21,2020, made and entered into on this day of ,20 by and between the City of Englewood hereinafter referred to as “the City,”and TerraCare Associates, Inc.,hereinafter referred to as “Contractor,”and collectively referred to as the “Parties.” WHEREAS,on October 21,2020 the Parties entered into a Contract for Services Agreement (“CFS”)for the provision of landscaping and grounds maintenance services within the Englewood Environmental Foundation (“EEF”)property area for the City of Englewood Public Works Department;and WHEREAS,the CFS was previously amended on October 19,2021 to extend the term of the CFS by one year;and WHEREAS,the parties desire to Amend the CFS,and any amendments thereto,to extend the term of the CFS on a monthly basis through no later than October 19,2023. NOW,THEREFORE,the City and Contractor hereby enter into this Renewal Agreement Number 2 (“Agreement”)as follows: I.AMENDIVIENT TERMS This Amendment is entered into to extend the term by modifying Section 2 to read as follows: 2.Term and Renewal.The term of this Agreement shall commence on October 19,2022, and shall automatically renew for a one—monthterm (the “Renewal Term”)on the 19thof each month thereafter unless either party noti?es the other party in writing of its intent to terminate the Agreement prior to the Renewal Term as provided in this Section 2.(a).Any renewal beyond a one-year period,i.e.beyond October 19,2023,may require approval of the Englewood City Council.The Parties understand and expressly acknowledge that a Renewal Term beyond one year is contingent upon adequate appropriation of funds for each fiscal year. 2.(a)Termination.Either party may terminate this Agreement by giving notice in writing by registered mail,return receipt requested,to the other party thirty (30)days prior to anyPage 302 of 336 II.SCHEDULE A —OUTLINE OF STATEMENT OF WORK The Outline of Statement of Work attached hereto as Attachment A and incorporated herein by reference outlines the understanding and performance that each Party shall provide to the other pursuant to the terms and conditions of the CFS and this Agreement for the Renewal Term. III.COMPENSATION Compensation and Payment for the services described in the Outline of Statement of Work, attached hereto,shall be per the terms of Section 5 of the CFS and the attached Statement of Work, in an amount not to exceed $250 000.00. IV.FURTHER AMENDMENTS Notwithstanding anything in the CFS to the contrary,the City may on written notice to Contractor but without Contractor’s consent,assign any or all of its rights and delegate any or all of its obligations under the CFS to any successor in interest to all or substantially all of the business to which the CFS relates. V.INCORPORATION BY REFERENCE OF AGREEMENT,ANY PRIOR AMENDMENTS Except as speci?cally modi?ed herein,all other terms and conditions of the CFS and any prior amendments thereto are incorporated by reference as if fully set forth herein,and shall continue in full force and effect until the earlier of (a)expiration of the term,completion of the Proj ect/Scope of Services,or termination of the Agreement;or (b)mutual agreement in writing by the Parties hereto. IN WITNESS WHEREOF,the City and Contractor do hereby execute this Renewal Agreement #2 to the Contract for Services Agreement (CFS/20-65),dated October 19,2021. THE CITY OF ENGLEWOOD By: Department Director Date: By: Date:Page 303 of 336 Mayor Date: Attest: Date: CONTRACT R 1By: Tem'aCare Associates,Inc. Date:OQ,+obC/‘£2031-Page 304 of 336 SCHEDULE A OUTLINE OF STATEMENT OF WORK Englewood Environmental Foundation, Inc. (EEF) Landscaping and Grounds Maintenance Services 1. GENERAL Englewood Environment Foundation Inc. will award Landscaping and Grounds Maintenance Services where vendor will supply all labor, materials, equipment and incidentals necessary to provide appropriate landscaping and grounds maintenance services at the Englewood Environmental Foundation property. 2. NAMES OF PROJECT COORDINATORS Contractor: EEF Coordinator: TerraCare Associates, Inc. Melinda Goblirsch (712) 251-9848 (303) 762 - 2511 aeriell.earleywine@myterracare.net mgoblirsch@englewoodco.gov 3. SUMMARY OF PURPOSE FOR STATEMENT OF WORK To provide EEF with high quality landscaping & ground maintenance services in order to provide safe and convenient facilities for the public Typical services may include, but are not limited to: general cleaning of all common areas including sidewalks, planters, roadways, grassed areas, and the parking garage. Different seasons of the year will dictate different maintenance activities such as leaf removal, grass cutting, tree trimming, etc. 4. EQUIPMENT AND PROGRAMMING TO BE PROVIDED BY CITY (IF ANY) N/A 5. OTHER RESOURCES •EEF shall designate an individual to serve as the contact person for the contractor, also described as the EEF representative •The EEF representative shall enable contractor access to various sites, as needed •EEF shall provide up to three (3) designated parking spots within the parking garage for equipment used to execute this Contract Page 305 of 336 6. DESCRIPTION OF WORK PRODUCT AND DELIVERABLES Day Porter Services (Daily) • Provide one (1) person and associated equipment during the following hours: o Monday thru Friday from 7:00 a.m. to 2:00 p.m. o Saturday from 7:00 a.m. to 12 noon For a total of 40 hours per week •Provide one (1) person half time and associated equipment during the following hours: o Monday thru Friday from 7:00 a.m. to 11:00 a.m. For a total of 20 hours per week •Monitor, collect and dispose of debris and trash from all areas including benches, planter beds and planted areas •Dispose of all collected materials in the dumpster located in the on-site trash enclosure •Collect any private shopping carts and stockpile them in the on-site trash enclosure for disposal by the EEF •Empty all trash receptacles (approximately 55 total) on sidewalks and replace trash liners, as needed •Collect commercial trash (approximately 10 locations) from the piazza and north side of Englewood Parkway buildings and dispose of in the on-site trash enclosure •Sweep and mop RTD elevator at least three (3) times per day •Clean interior of RTD elevator to include: interior walls, doors & glass, exterior glass on both landings •Conduct periodic checks of the elevator throughout the day to address any cleaning needs in a timely manner •Sweep and spot clean/mop stairways (five (5) total) in parking garage; wipe down handles •Remove all flyers, posters, advertisements and graffiti placed on light poles, trash receptacles, walls, benches, etc. •Collect pet feces from the designated dog walking area and other areas around the site, where deposited •Perform property inspection of the entire site and notify EEF representative of any property damage, vandalism, lighting issues, illegal dumping or missing signage Specialty Services Power Washing •Provide mechanized power washing of all concrete surfaces, per the attached map; this will include sidewalks, walk ways, stair ways, pedestrian ramps and the exterior of all concrete planters Page 306 of 336 •Building windows adjacent to areas that are power washed shall be cleaned immediately after power washing operations and prior to store operations resuming on the next business day •Dates & times for services to be coordinated with the EEF representative •Special requests for power washing (outside of the two times per year requirement) may be requested by the Owner and paid at the hourly rate provided Grass Cutting & Trimming •Grass clippings shall not be bagged but shall be left on the turf areas •Grass clippings shall not be blown onto or in any way deposited in paved areas, including streets, nor in the storm sewer system •Grass clippings shall be blown into piles, swept up and disposed of in the EEF trash enclosure •The Contractor shall supply herbicides and fertilizer that is environmentally friendly and approved as safe for use near people & animals •The Contractor shall submit proposed herbicide and fertilizer to the EEF representative, along with MDS sheets, prior to purchase. EEF representative will review and provide written approval or denial of material. Irrigation Repair & Maintenance •Complete minor repairs & replace components of the irrigation system, as needed •Startup system in spring; check & repair any leaks or broken components •Winterize system in fall •Program clocks, as needed •Inspect backflow prevention devices annually 7. SPECIAL TERMS, IF ANY Blowing or depositing grass clippings or any other organic material on paved surfaces or in the storm sewer system is a violation of the city’s MS4 permit and is subject to fines and penalties including possible termination of the contract. 8. MODE OF PAYMENT Payment by check once invoice is received and approved 9. PAYMENT SCHEDULE Invoices shall be submitted monthly and shall detail the hours utilized, according to the Pricing Worksheet, at the contract rates. Page 307 of 336 10. SCHEDULE AND PERFORMANCE MILESTONES N/A Power Washing Schedule Location Frequency Allowable Time Periods Englewood Parkway, Inca St, Floyd Ave & Galapago St 2 times per year Saturday or Sunday, 5:00 p.m. to 8:00 p.m. Piazza/Amphitheater 2 times per year Weekdays, 7:00 a.m. to 4:00 p.m. Civic Center Sidewalks & Walk Way 2 times per year Weekdays, 7:00 a.m. to 4:00 p.m. RTD Bridge & Ramps 2 times per year Saturday or Sunday, 5:00 p.m. to 8:00 p.m. Parking Garage Stair Ways, Walk Ways & Pedestrian Ramps 2 times per year Saturday or Sunday, 5:00 p.m. to 8:00 p.m. Landscaping/Tree Trimming Schedule Location Frequency Allowable Time Periods Trim all trees & bushes 2 times per year 6:00 a.m. to 6:00 p.m. Replenish mulch in planting areas 1 time per year (spring)6:00 a.m. to 6:00 p.m. Plant annuals in planter beds 1 time per year (spring)6:00 a.m. to 6:00 p.m. Identify & replace any dead/dying shrubs in planter beds As needed 6:00 a.m. to 6:00 p.m. Leaf collection & disposal Weekly, in fall 6:00 a.m. to 6:00 p.m. Grass Cutting & Trimming Schedule Location Frequency Allowable Time Periods Mow all turf areas 1 time per week 6:00 a.m. to 6:00 p.m. Edge all turf areas 1 time per week 6:00 a.m. to 6:00 p.m. Blow all grass clippings off of paved surfaces; collect and dispose of appropriately 1 time per week 6:00 a.m. to 6:00 p.m. Page 308 of 336 Apply herbicide & fertilizer to all turf areas; install warning signage per manufacturer’s guidelines 3 times per year (spring, summer, fall) 6:00 a.m. to 6:00 p.m. 11. ACCEPTANCE AND TESTING PROCEDURES The EEF representative shall inspect the work to verify compliance with specifications and industry and performance standards. Work that does not meet specifications will be corrected in accordance with contract provisions, at no additional cost to EEF. 12. LOCATION OF WORK FACILITIES Northeast quadrant of Highway 285 and S. Santa Fe Drive in Englewood, Colorado. The property is owned by the Englewood Environmental Foundation, Inc. (EEF) Services shall be provided for the following buildings/sites: •Englewood Civic Center •Parking Garage •Bridge to RTD Light Rail Station (including elevator and ramps) •Amphitheater •Fountain area/front lawn •Sidewalks/Walk Ways/Pedestrian Ramps •Paved Roadways & Parking Lots within the EEF area (as shown on the attached map) IN WITNESS WHEREOF, pursuant and in accordance with the Services Agreement between the parties hereto dated _______________, 20__, the parties have executed this Statement of Work as of this ______ day of ________________, 20__. CITY OF ENGLEWOOD, COLORADO By: (Signature) _________________________________ (Print Name) Title: Date: _______________________________ ____________________________________ Company Name Page 309 of 336 By: (Signature) _________________________________ (Print Name) Title: Date: _______________________________ Page 310 of 336 Contract Approval Summary V10/25/2017 Page | 1 Contact Identification Information (to be completed by the City Clerk) ID number:Authorizing Resolution/Ordinance: Recording Information: City Contact Information Staff Contact Person: Melinda Goblirsch Phone: 303-762-2511 Title: City Architect Email: mgoblirsch@englewoodco.gov Vendor Contact Information Vendor Name: TerraCare Associates, LLC Vendor Contact: Aeriell Earleywine Vendor Address: 15603 E. Fremont Drive Suite B Vendor Phone: 712-251-9848 City: Centennial Vendor Email: aeriell.earlywine@myterracare.net State: CO Zip Code: 80112 Contract Type Contract Type:Contractural Services Description of ‘Other’ Contract Type: Renewal Agreement with automatic renewal for one-month term, unless either party notifies the other party of intent to terminate (see agreement for detail) Description of Contract Work/Services: Attachments: ☒Contract -- ☐Original ☐Copy ☐Addendum(s) ☐Exhibit(s) ☐Certificate of Insurance Summary of Terms: Start Date: 10/19/2022 End Date: 10/18/2023 Total Years of Term: 1 Total Amount of Contract for term (or estimated amount if based on item pricing):$250,000.00 If Amended: Original Amount $ Amendment Amount $ Total as Amended: $ Renewal options available:Additional one-year term. Payment terms (please describe terms or attach schedule if based on deliverables): The City will pay Vendor for the work in accordance with unit prices for actual services provided. Monthly payments will be made upon work completed and approval of the invoice. EEF Landscaping and Grounds Maintenance Services - Typical services may include but are not limited to general cleaning of all common areas including sidewalks, planters, roadways, grassed areas, and the parking garage. Different seasons of the year will dictate different maintenance activities such as leaf removal, grass cutting, tree trimming, etc. Page 311 of 336 Contract Approval Summary V10/25/2017 Page | 2 Attachments: ☐Copy of original Contract if this is an amendment ☐Copies of related Contracts/Conveyances/Documents Source of funds (Insert Excel Document Image): Attachment (For Capital Items Only / Expense Line-Item Detail is Located in Open Gov): ☐Prior Month-End Project Status and Fund Balance Report Process for Choosing Vendor: ☐Bid: ☐ Bid Evaluation Summary attached ☐ Bid Response of proposed awardee ☐RFP: ☐ RFP Evaluation Summary attached ☐ RFP Response of proposed awardee ☐Quotes: Copy of Quotes attached ☐Sole Source: Explain Need below ☐ O ther: Please describe Page 312 of 336 EASTMAN HURONELATIFOXGALAPAGOUS 285 DARTMOUTH ENGLEWOOD PKWYSANTA FEINCAFLOYD INCAPRINTED: 2019-01-07 15:34 DRAWN BY: JDL EEF Landscaping Limits Dog Walking Areas (Limits shaded in yellow) ¶N SCALE:DATE: January 7, 2019PHOTO DATE: 2016 1 inch = 300 feet Page 313 of 336 Renew Contract for Landscaping / Ground Maintenance Services Englewood Environmental Foundation Melinda Goblirsch –City Architect Page 314 of 336 •The Englewood Environmental Foundation (EEF) / City of Englewood (COE) selected TerraCare Associates, Inc. to provide Landscaping Services in 2019. •A second contract (CFS/20-65) in the amount of $250,000 was approved by City Council and issued in 2020. •Renewal Agreement Number 1 was approved by Council on October 4, 2021. •This request is for approval of Renewal Agreement Number 2. Renewal Agreement # 2 will automatically renew for a one-month term for one year. •This is to provide continuous landscaping services anticipating the eventual dissolution of EEF. •A Request for Proposal will be issued in 2023, if additional services are needed. History of the Contract Page 315 of 336 •Capital Project Management seeks approval to renew the Contract with TerraCare Associates to provide continued Landscaping / Ground Maintenance. •Services include general cleaning, leaf removal, grass cutting, tree trimming, irrigation repair and maintenance. •Each year TerraCare Associates has provided responsive, quality service, and are familiar with City’s procurement policies and billing procedures. Purpose of the Request Page 316 of 336 •The City and EEF properties require continuous landscaping / maintenance services to maintain a clean and safe environment for City employees, transit users, tenants, customers and visitors. Service required extends over a large area. •Renewal Agreement # 2 will cover these services while allowing for the future dissolution of EEF. Analysis Page 317 of 336 Financial Implications Funding Source Amount G/L Account # Capital Projects Fund (Fund 31) $721,646.70 31-1005-001 Total $721,646.70 Funding to provided by: Year Fund No.Fund Title Amount 2022 85 8501-54201 Professional Services $ 50,000 2023 85 8501-54201 Professional Services $ 200,000 Total $ 250,000 Page 318 of 336 •Continuous landscaping and ground maintenance are required for the Civic Center and surrounding EEF properties. •Staff requests that City Council approve, by consent, Renewal Contract #2 for TerraCare Associates, Inc. in the amount of $250,000. Summary Page 319 of 336 Questions?Page 320 of 336 COUNCIL COMMUNICATION TO: Mayor and Council FROM: Chris Edelstein, Richard Scharnell, Steve Ortega DEPARTMENT: Public Works DATE: December 5, 2022 SUBJECT: Approve a resolution authorizing the purchase of two (2) Utility Bed Trucks from Brandon Dodge DESCRIPTION: Approve a resolution authorizing the purchase of two (2) Utility Bed Trucks from Brandon Dodge on Broadway RECOMMENDATION: Staff recommends that Council approve a resolution authorizing the purchase of two 2022 Utility Bed Trucks at a total cost of $157,880 ($78,940 per unit). Units are part of the Capital Equipment Replacement Fund (CERF) program and past due for replacement. SUMMARY: The Fleet Service Division of the Public Works Department proposes purchase of two (2) 2022 Ram 3500 Utility bed trucks that are part of the Capital Equipment Replacement Fund (CERF) program with a total cost of $157,880: Purchase of these units is recommended in 2022 and delivery is expected before the end of 2022. Due to material shortages and supply chain issues finding Utility Bed trucks, let alone one ton truck, has been very scarce. These units come already outfitted and ready for service. Purchasing these vehicles now will allow replacement of two units in need of replacement for time and repair. ANALYSIS: The City accounts for replacing capital equipment and vehicles in its CERF. Vehicle or equipment replacement is based on its average useful life. The 2022 budget included funding for the planned replacement of carious vehicles, including these units. Fleet Services has been in contact with numerous local dealership such as Ford, Chevrolet, and Dodge, but due to the rising inflation costs, they cannot fulfill state bids or collaborative purchasing agreements prices. Several vendors cancelled units due to the rise in inflation. However, Fleet Services was able to locate these units, which are available for purchase and also upfitted with utility beds; therefor, they can be placed into service without the need to get upfitted. Fleet Services and a member of the Utilities Department went to the dealership, viewed these units, and agreed to move forward with this purchase. COUNCIL ACTION REQUESTED: The Fleet Service Division requests that City Counsil approve, by resolution, the purchase of two (2) 2022 Ram 3500 Utility Bed Trucks each at $78,940, for a total cost of $ 157,880 from Brandon Dodge on Broadway. Page 321 of 336 FINANCIAL IMPLICATIONS: The table below details information regarding the proposed units due for replacement: Unit # Vehicle Replace d Purchas e Year Expecte d Life of Vehicle Replaceme nt Year CERF Funds Collecte d M&R Cost Actual Replaceme nt Cost Cost Differenc e 042 0 2007 Dodge RAM 3500 2007 10 2017 $33,138 $29,70 4 $78,940 $45,802 144 4 2013 Chevrole t 3500 2013 8 2021 $83,850 $17,00 0 $78,940 (4,910) Total $116,98 8 $46,70 4 $157,880 $40,892 The total amount collected by Fleet Services through the CERF program to replace these units is $116,988 leaving a total unfunded balance of $40,892. Fleet Services will calculate a new CERF charge to ensure it includes the new unit's acquired cost, fund shortage (if required), upfit charges (if required), and market adjustment (5% per year). Unit # CERF Collected 2022 Acquired Cost Fund Shortage Total includes Acquired Cost Unfunded Balance & Market Adjustment (5%) New Estimated Annual Charge 0420 $33,138 $78,940 $45,802 $140,530 $28,106 The new rate would start in 2024 through the unit's life and would replenish the $45,802 of the unfunded balance and ensure the department would have roughly $94,728 to replace this unit when due for replacement. The annual charge will be adjusted (reduced) upon the old unit's sale price at auction. ATTACHMENTS: Resolution Contract Approval Summary Quotes PowerPoint Page 322 of 336 1 RESOLUTION NO. ____ SERIES OF 2022 A RESOLUTION AWARDING A CONTRACT FOR THE PURCHASE OF (2) 2022 RAM 3500 UTILITY BED TRUCKS FROM BRANDON DODGE. WHEREAS, Section 116(b) of the Englewood Home Rule Charter, allow contracts for public works or improvements associated with capital improvements to be negotiated, provided that contracts for which no competitive bids have been requested are approved and accepted by Resolution setting forth the reason for the exception to the competitive bidding requirement; and WHEREAS, Section 4-1-3-1 of the Englewood Municipal Code 2000 allows for the purchase of materials, equipment, machinery or devices without competitive bids where the standardization of such materials and equipment is necessary to ensure the proper functioning of existing equipment, machinery or devices and/or to prevent the duplication of existing equipment; and WHEREAS, the Englewood Public Works Department and Utilities Department each require the acquisition of a 2022 Ram 3500 Utility Bed Truck to replace units past their expected vehicle life expectancy; and WHEREAS, the Public Works Department, Fleet Services Division has been in contact with numerous local dealerships such as Ford, Chevrolet, and Dodge, but due to the rising inflation costs, they cannot fulfill state bids or collaborative purchasing agreement prices; and WHEREAS, Brandon Dodge has these units available for purchase at a cost of $78,940.00 each, and have already upfitted the units with utility beds allowing them to be placed into service immediately; and WHEREAS, the funds for the purchase of these two units would come from the Public Works 2022 Capital Equipment Replacement Fund (CERF), in the total amount of $157,880. NOW, THEREFORE, BE IT RESOLVED BY THE CITY COUNCIL OF THE CITY OF ENGLEWOOD, COLORADO, AS FOLLOWS: Section 1. The Englewood City Council hereby authorizes the purchase of two (2) 2022 Ram 3500 Utility Bed Trucks, in lieu of the internal competitive bid process, for a purchase in the total amount of $157,880.00, as set forth in the Brandon Dodge quotes, attached hereto as Exhibit A. Section 2. The Mayor, Mayor Pro Tem (in the Mayor’s absence), and/or City staff are hereby granted the authority to take all actions necessary to implement the provisions of Section 1 above. Page 323 of 336 2 ADOPTED AND APPROVED this ____ day of _______________, 202____. Othoniel Sierra, Mayor ATTEST: Stephanie Carlile, City Clerk I, Stephanie Carlile, City Clerk for the City of Englewood, Colorado, hereby certify the above is a true copy of Resolution No. ____, Series of 202___. Stephanie Carlile Page 324 of 336 Contract Approval Summary March 2019 Update Page | 1 Contact Identification Information (to be completed by the City Clerk) ID number:Authorizing Resolution/Ordinance: Recording Information: City Contact Information Staff Contact Person: Richard Scharnell Phone:303-762-2545 Title: Fleet Supervisor Email: RScharnell@englewoodco.gov Vendor Contact Information Vendor Name: Brandon Dodge on Broadway Vendor Contact: Hal Turley Vendor Address: 5600 South Broadway Vendor Phone: 720-261-4711 City: Littleton Vendor Email: Hal_Turley@Hotmail.com State: CO Zip Code: 80121 Contract Type Contract Type:Other (describe below) Description of ‘Other’ Contract Type: Vehicle Purchases Description of Contract Work/Services: Attachments: ☒Contract -- ☐Original ☐Copy ☐Addendum(s) ☐Exhibit(s) ☐Certificate of Insurance Summary of Terms: Start Date: 12/05/2022 End Date: 12/31/2022 Total Years of Term: Total Amount of Contract for term (or estimated amount if based on item pricing):$157,880.00 If Amended: Original Amount $ Amendment Amount $ Total as Amended: $ Renewal options available: Payment terms (please describe terms or attach schedule if based on deliverables): Attachments: ☐Copy of original Contract if this is an Amendment ☐Copies of related Contracts/Conveyances/Documents CERF replacements for 0420 and 1444 Page 325 of 336 Contract Approval Summary March 2019 Update Page | 2 Source of Funds (Insert Excel Document Image): Attachment (For Capital Items Only / Expense Line Item Detail is Located in Open Gov): ☐Prior Month-End Project Status and Fund Balance Report Process for Choosing Vendor (Check Box): ☐Bid: ☐ Bid Evaluation Summary attached ☐ Bid Response of Proposed Awardee ☐RFP: ☐ RFP Evaluation Summary Attached ☐ RFP Response of Proposed Awardee ☐Quotes: Copy of Quotes attached ☐Optimal Source: Provide Detailed Explanation: ☐ Sole Source (Use as much space as necessary for detailed explanation): ☐ Qualification Based Selection / Best Value* (Continue on Next Page): *Note: Qualifications Based Selection / Best Value Justification detailed explanation may include the following information, but is not limited to: CAPITAL ONLY A B C 1 = A-B-C Capital Operating Year Tyler / New World Project # / Task#Fund Division Object Line Item Description Budget Spent to Date Contract Amount Budget Remaining C 2022 62 1001 61402 (2) 2022 Ram 3500 $3,410,973.00 3,184,512.36$ 157,880.00$68,580.64$ -$ -$ -$ -$ Total by Fund - Current Year $3,410,973.00 3,184,512.36$ 157,880.00$68,580.64$ Grand Total $3,410,973.00 3,184,512.36$ 157,880.00$68,580.64$ CAPITAL & OPERATING EXPENSE Page 326 of 336 Contract Approval Summary March 2019 Update Page | 3 1.) Product and provider reliability 2.) Product and project understanding 3.) Product availability / Low risk solution 4.) Ability to connect to with current City of Englewood IT systems 5.) Familiarization with the City of Englewood Page 327 of 336 SALISMAN 2:1 TURLEY,HALVEHICLEPURCHASEAGREEMENTSALESMAN#2 ___$$;___THE FRONTANDBACK OFTHISAGREEMENTCOMPRISE THE ENTIRE AGREEMENTAFFECTINGTHIS PURCHASE DATE OF ORDER:10/19/2022 DEAL # I-’un'lIa5€I CITY OF ENGLEWOOD CIrPIIIcIIaseI Adams 1000 ENGLEWOODPKWY CI[).C0unl}.SLate.ZipENGLEWOOD CO 80110-2373Pho-=c~H~303/349-7253 W-303/961-4864 L hrreby order from you,snhjett to all termx.mndittinns Ind ngnements coutaincd llervin.and III:ADDITIONALC 129698 DELIVERYDATE:10/19/2022 Dealer BRANDOND O.\"Dl'I'IOl\'Sprintui an thc rncn:side.Stock ?t Year Make 8.’Model Color VEl1lClC'Idenu?czztionNumberR78162022RAM35003C63R3GL5NG30338 DESCRIPTION or 'I‘RAI)E-INS;Stock ?t Yczu Make &Mudrl Color \'elTIL‘leIdeI1ti?CaLIonNumber .\1:Ike&Model Color Vehicle Idcnu?calionNumber Lit No. CASH PRICE AS E8UIPPEDBEFORE.VIA.'\'L'FACTL'RERDISCOUNTS.-L'VD/R REBATES: MAVUFACTURERDISCOUNTPROGRAM: NET PURCHASER(S)PRICE: 1.CASH PRICE BEFORE REBATE: 2.DOWN PAYMENTConsxsungBf AI CASH FROM PL'RCHASER(S/ 7321035 6.OTHER CHARGES:C sIS!Iugof~ A.DEPT.OF MOTOR VEI ICLES:Consisting of: 78210.36 78210.36 -TITLE TRANSFFR 3 7,20.LICENSE/REGISTRATION 3 2o_()() —1'R_lP PERMITVIN.IlTS—l;ECTION 4_44 .SAlES"USE TAX N/A.{AX —LUXURYCAR N/A was Is,MAI\"L'FACTl.'RERREBATE S N/A C.TR.—\DE~IN(S)S .DELIVER\’AND HANDLING‘593 _o0-TRADE-I.\'(s;ALLOWANCE 5 N/A LITE TERM COVERAGE N/A—BAI,A.\’CE owED ow TRADE-lN(Sr 3 N/A DISABILITYCOVERAGE N/A C.‘1_H'!DF)w ~NET TRADE~[.\'(S>ALLOVVANCE S .SI:R\’ICECONTRACTPLAN" .MAI.\'I'ENANCEPLAN ToTAL LOSS PROTECT N 1.N/A K-N/A ’—-N/A M.T0TAI.0THERcHARES 7.[TVPAID BALANCElAInount Financed) 8.FINANCECHARGE: 9.DEFERREDPAYMENTPRICE: 10.TOTAL OF PAYMENTS ll.A.\_\'['AL PERCENTAGERATE: I2.UNPAID RALANCETO E PAID PAYMENT F BEGINNING 10/19/ N/A N/A N/A N/A N/A N/A I 3;N/A D.DEFERREDDOWN PAYME.\'T 5 N/A mmuommmmmmu. E.T0rrAI_DOWN PAYMENT 3 N/A.CASH BALANCEAS EQUIPPEI): 4.AFTERMARKETPRODUCTSPURCHASED: MAG WINDSHIELD 3 N/A 78940.00 'u 5 78210.36 N/A 78940.00 1'IRE&WHEEI_3 N/A ETCH I N/A SAFE STOP 3 N/A DINGSHIELD 5 N/A TOTAL AFTERMARKETPRODUCTSPURC}-IASED; .UNPAID BALANCE OF CASH PRICE: ,Purchnser(s)agree that financing will be secured through: CASH DEAL .''‘lance is . \- I ''-I‘I?3BI‘(§)to appear as legal owner on the tltle unnl the nnpmd ba 14.THE DEALER shall have a sccurlty Il'I(l?Ye)I In the property and Is nulhortzed by Purc V _ PERCEVTAGE »>,'‘ A 4 ‘W LL BE CHARGEI INTEREST AT THE AVIVLAI.. paid in full.Should the unpzud balance be C0nsILlLre(lpa§ldl1€.THE Pl RC H \$l3Rt5)l ’RATE OF 18%AND DEALER WILL HAVE THE RIGHT TO REPOSSESS THE VEHICLE. 10/19/22 01:10 pm PAGE 1 OF 4 46248"'l ‘BDM-Fl Page 328 of 336 Purchaser CITY OF ENGLEWOOD C LP Purchaser Address 1000 ENGLEWOODPKWY Cit).CouI1ty.State.ZipENGLEWOOD CO 80110-2373 Phone r‘»Hr 303/349-7253 I.|.I:r¢I.vy onlu from you,subjrtl In anImus.conditions and azmrmnvs zunlained hmin.and H1:ADDITIONAL C Stuck Jv‘Year R7759 Stock a Year VTHHCLEPURCHASEAGREBWENT THE FRONT AND BACK OF THIS AGREEMENT COMPRISE THE ENTIRE AGREEM DATE OF ORDER:10/19/2022 DEAL # W-303/961-4864 Make &I\10dtI Color 2022 RAM 3500 DESCRIPTION or TRADE-I_‘\‘(S) Make &Model Color 129697 De-11"BRANDON DO 5600 S BROA LITTLETON,C Venn‘It Idemi ?canon Number 3C63R3GL3NG303384 Vehrdr Idcnri?calion Number MAN /41 TURLEY,HAL MAN #2 ENT AFFECTING THIS PURCHASE DELIVERY DATE:10/19/2022 GE ON BROADWAY WAY I)80121 NDITIONS y?nlrd on the runs:sidz. Lic Nu. Make &Modcl Color Vehncle Idemi?calionIxumbcr Lir.No.No.Q Is (‘ASH PRICEA5 E8DISCOIXVTSAND/R REBATES: MANL'FACTI'RER DISCOUNT PROGRAM: NET PURCHASER(S)PRICE: 1.CASH PRICE BEFORE REBATE: 2.DOWN PAYf\’IE!\"l‘Conusung .r UIPPED BEFORE MA.‘\'L'FA("I'['RER 3 78210.36 N/A 78210.36 78210.36 6.OTHER CHARGES:c A.DEPT.OP MOTOR VEl- —TI1 LE TRANSFER -I.ICEI\'SE«REGIST —TRIP PERMIT VIN I msrsung,of~ ICLES:Consisting of. S 7 .20 “O”20.00 SPECFION A.CASH FROM PIJRCIIASERISI S .SALES USE TAX B.I\IAN1'l-'ACTURER REBATE 97 N/A .'lA)(-LUXURYCAR C.TRADE-IN(SI .DELIVERYAND HANE mm -TRADE—IN(S7 ALLOWANCE N/A '.LIFE TERM COVERAG —BALANCE OWED ON TRADEINIS)S .DISABILITY COVER.-\ »NET TR.\DE—L‘\'(S)ALLO\\'PL\lCF,S '.SERVICE CONTRACT 5 D«I.INCE DWINGIS ANESTIMATEL'M'II.PAIDBY DEALER.PURCHASER V MA”-TE;;ANCE PLAN 5 N/AASSUMESALLLl.ILTII FURIT'S ACELRACI.IF ESTIMATEISTOO LOW Pl'R(I'lA.\ER M sr PM‘THE ADDITIONALDALLNCF IM.‘»lEDI\TFl_Y rm 1,TOTAL L055 }>R0[E(“[1Q_\j 3 N/ATHISAUREEIIENTMAYBECANCELEDBIDEALERATONUE. J.N/A 3 N/A N/A K’N/A 5 N/A D.DEFERRED DOWN PAYMENT 5 N/A L‘N/A 3 N/A E.TOTAL DO\\"_\'mvrsmvr S N/A 5 M.TOTAL OTHER CHAR GES 729.64 .CASH BALANCE AS EQUIPPED:S 78210.36 .LNPAID BALANCE (Amount Financed):78940.00 AFTERMARKETPRODYCTS PURCHASED: MAG WIN DSHIELD 3 N/A .FINANCE CHARGE: .DEFERRED PAYIVIEIN" .TOTAL OF PAYMENTS: N/A N/APRICE: TIRE&\VHEEl 3 N/A EICII $N/A SAFE STOP S DINGSI-HELD 3 N/A TOTAL AFTERMARKET PRODUCTS PURCIIASED: .I7'.'\'I’AIDBALANCE OF CASH PRICE: .Purchaser(s)agree that ?nancing will be sccumd through: 14. CASH DEAL THE DEALER shall have a security inlere‘-I in [he properly and is aulhorized by Purchaser(s)to appear as legal nwneronthe title untiIvlI_|eunpaid balancaispaidinfull.Should lhe unpaid balance be considered pasl due,THE PURC}IASER(S)VVILLBE CIIARGID I.\'l EREST AT THE A.\'.‘Vl.-\L PERCENTAGE RATE OF 18"/u.A_\'D DEALER WILL HAVETHE RIGHT TO REPOSSESS THE VEHICLE. PAGE 1 OF 4 46248"1"BDM-Fl .ANNUAL PERCENTAC 12.UNPAID ISALILVCE 10 BE PAID . PAYMENT OF $ BEGINNING 10/19 PAYABLE T0:CASH DEAL 2022 10/19/22 01:12 pm Page 329 of 336 Purchase of Utility Truck Beds By: Steve Ortega, Maintenance & Operations Manager Richard Scharnell, Fleet Supervisor Page 330 of 336 Fleet Services is working to replace two (2) units due for replacement. These units are past due for replacement. Older vehicles have higher fuel costs and maintenance costs and tend to be unreliable. Background Page 331 of 336 Maintenance & Repair Vehicle Acquired Cost Actual Maintenance & Repair Costs M&R as a % of Acquired Cost #0420 $29,126 $29,704 102% #1444 $40,751 $17,000 42%Page 332 of 336 Financial Implications Vehicle CERF Collected Replacement Cost Fund Shortage #0420 $33,138 $78,940 $45,802 #1444 $83,850 $78,940 $(4,910) Total $116,988 $157,880 $40,892 •The shortage of $40,892 will be paid from the CERF balance •The sale price of the two (2) units, at auction, will be returned to the CERF balance •The remaining shortfall will be factored into the annual CERF charge, paid by the Utilities Department, and Fleet Services over the life of the new units starting in 2024 Page 333 of 336 Unit 0420 (Fleet Services) CERF Collected -$33,138 Replacement Cost -$78,940 Fund Shortage -$45,802 (paid back over the next five years) 5% market increase cost -$15,788 (varies by year & by vehicle class) Total Cost including fund shortage & 2024 market increase -$140,530 New CERF Payment -$2,342.17 month x 12 months -$28,106 (annually) CERF Balance after five (5) years, excluding fund shortage -$94,728 2023 CERF Charge Example Page 334 of 336 Staff recommends Council approval to purchase two (2) 2022 Ram 3500 Utility Truck Beds from Brandon Dodge on Broadway. CONNECTION TO STRATEGIC PLAN: Governance -A City government that is accountable, effective, and efficient. Recommendation Page 335 of 336 Questions & Thank You!Page 336 of 336