HomeMy WebLinkAbout1994 Resolution No. 049RESOLUTION NO . d3
SERIES OF 1994
A RESOLUTION APPROPRIATING FUNDS FROM THE GENERAL FUND OF THE
CITY OF ENGLEWOOD TO IMPLEMENT A CONSULTANT AGREEMENT FOR THE
ENGLEWOOD BY DESIGN COMMUNITY VISIONING PROJECT.
WHEREAS, the City of Englewood by and through L'ie Community Development
Department has entered into a Consultant Agreement with Joe Racine; and
WHEREAS, the Englewood Consultant Agreement pertain• to the Englewood By Desiga
Community-Based Visionin ~ PToject;
NOW, THEREFORE, BE IT RESOLVED BY THE CITY COUNCIL OF THE CITY OF
ENGLEWOOD, COLORADO, AS FOLLOWS :
~-The follo-..ing change in appropriations is hereby made to the 1994 Budget of
th e City of Englewood , Colorado for appropriating funds for implementation of a
Consultant Agreement with Joe Racine for the Englewood By Design Community
Visioning Project .
SOURCE OF FUNDS ·
General Fund
USE OF F\JNPS :
Community De velop ment -Englewood By Design
ADOPTED AND APPROVED thi s 16th day of May, 1994 .
$28,600
$28,600
I, Loucrishia A. Ellis, City Clerk for the City of Englewood, Colorado, hereby certify the
above is a true copy of Resolution N"4f, Series of 1994 . ~ _
4 ·c/,~.
Loucrishia A. Ellis
ENGLEWOOD BY DESIGN
COMMUNITY-BASED VISIONING PROCESS CONSULTANT AGREEMENT
COMES NOW the CITY OF ENGLEWOOD, a home rule municipal corporation ("City")
and JOSEPH A RACINE AND ASSOCIATES ("Consultant") to enter into a consulting
agr-eement a, follow,:
WHEREAS, in 1993 Englewood began the process of developing a strategic plan for
the community to be used as a citizen initiated foundation for the update of the community's
comprehensive plan ; and
WHEREAS, much groundwork has already been done by the Initiating Commitue
in reviewing and evaluating the experiences or other communities which have undertaken
similar efforts: and
WHEREAS, the consulting team in this proposal brings to the project a strong
background in public participation techniques; and
WHEREAS, successful community strategic planning provides a meaningful and
accessible opportunity for open discussion of values and interests among people from
vario us sectors of the community;
NOW THEREFORE the C;ty and ",onsultant enter into the following
&Trangement :
PROJECT OBJECTIVES
I . The objective of this proj ect is lo facilitate a meaningful community strategic
planning process for the people of the City of Englewood, Colorado.
2 . It would also provide a tool for all sectors of the community, i.e. the public ,
private, and nonprofit sectors, to positively influence the course of change
toward a commonly held vision .
SCOPE OF SERVICES
Throughout this project the active participation of the City is implicit. The Consultant's
role, will be to facilitate the process by offering suggestions, observing and critiquing the
process , facilitating the various public involvement opportunities, preparing draft reports,
and otherwi se supporting the process as needed.
An estimated time commitment by the "Consultant" in support of each task is set forth
after each task. Unless otherwise noted , meetings with the Consultant will be served by
only one member of the "Consultant Team" (Joe Racine and/or Gail Hermsen ) so that
costs are minimized.
Ta1k 1.1 -Str1tcric Planning Troi!ll.DI .
' This task wm seTVe to betur acquaint the City of Enctewood with the "Con ■ultant
Team". Prior t.o becinning the final design of the public input proce .. , the Con1ultant will
conduct a training 1euion in ■trategic planr,ing. It is Important throughout the proce11
that there is a consistent underatanding within the City of Englewood of the principles end
the effectivene11 of stra.tegic planning. There are baaic principles that lhould carry
through the effort, and int;o the ongoing action planning and monitoring. In addition t.o
preparing a strategic plan for the community, it is important that the process followed by the
City of Englewood in developing the plan is done in a strategic manner. The session will
include discua!ion of technique! to use in carrying out the project in a strategic manner.
The Consultant Team will prepare for and conduct a training seHion for the City of
Englewood .
Tuk 1.2 -Pronom Evaluation .
Much of lhe ground work for the project has already been laid. This task will provide for
a review and evaluation of the propo sed program prior t.o proceeding . The City of
Englewood will provide the Consultant with documentation of all work done to date . The
Consultant will review the City of Englewood 's work to date , offer sugge,tions, and raise
iss ue s for consideration relative to the proposed program design .
Estimated time : 8 hours.
' Task 1.8 -Pt,:ign of Final Product OntJine .
A major problem can be avoided along the way if there is consensus as to the content,
style, and format of the final product. E ■pecially if individual topical areu and tasks are
del egated to subcommittees, a format adopted by the City of Rnglewood early in the process
will ensure a com plete and consistent product ,.;th a minimum of final editing. The
Consult.an! ,.;11 meet ,.;th the City of Englewood to discuH and develop a consensus of the
conlen·, and general format of the final reporl(s), and will prepare an outline of th e
rep,;rt(s) fo r use during the process.
Estimated time: 12 hours.
Task 1.4 -Deve lo pment of a Long Term lmnlementation/Monitorinr Strategy .
The Consult.ant will meet with the City ofEnglewe>id to develop the strategy and will
prepare a report and process outline. The City of Eng !,1 wood ahould prepare plans early in
th e process as to what will be done with the Strategic Plw, when it is completed.
"·;timaled time : 12 hours .
Task 1.5 · Id entify Su · ilioldrr and Design on Active Involvement StrettfY -
The core of s community slrJtegic plan is the input rec:eived from those in the community
who are interested in, affected b)', or needed for implementation of the plan . 'l'hese are the
stakeholders. Involvement of th,, stakeholders brings their values , perapectives, and ideas
into the process, and fa cili tates implementation. The list of stakeholders may vary
depending on th e topic bei ng discussed . However , in all cases it is imperative that all
stakeho ld ers have a real opportunity to learn about and participate in the process, and that
all stakeholder groups are in some way represent'!<! and heard in the process .
. 3 .
A publ ic meeting 1chedule, publi1hed in the new1paper, may &eem like a rea&0nable
a pproach to obtaining input. In mar.y ca&es it may be rea&0nable. However, in other cues
the particular schedules or needs of people may not fit the City of E11ilewood"1 plan ■. The
re1ponsibility for obtainin11 inp11t goe1 beyond providin11 opportunities for participation .
Th e process will only be 1ucce11ful if the input ia aggre11ively &Ought, e1pecially from
peopl e who may be to &0me degrH diae nfranchised or who may not typic ally become
involved in public processes.
Th e Con sultant wi ll facilitate a brainatorming 1eaaion to identify 1t.akeholder group • for
each topical area , and wi ll assist the City of Engle wood in designing effective public
partici pation method s that may be appropriate. The City ofEnglawood can u&e the list to
identify and so li cit partic ipation from key contact peo pl e within each group.
Est imated time: 16 h ours.
Ta1k t.6 · Conduct Strengtb:s(Wcalcoessca{Opportuniticafl'breats CSWOTl Anelv sis .
Strategic planning models emphasize the need for an understanding of internal and
exte rnal environments within which plans will be developed and implemented . This is
often te rmed a "'SWOT"" analysis, an ac r onym for ""strength s, weaknesses, opportunities,
an d th reats . Thi s is done in a meeting with th e City of Englewood, along with other
selected participants from key organizations. Wh en co mpl eted, th e analysis will provide
lists to be used in deve loping strategies later in the process. Strategi es should build on the
co mmu nity 's strength s, overcome we akn esses, t.ake advantage of opportunities. and
ove rco me th reats.
The Consultant. will cond uct a meeting and prepar e a summary report.
Estima!Pd time : 6 hours.
Task 2.1 · Facilitate Public Mce ti nn .
Public meetings will probably be th e most comm only use d public in put technique. At
these mee tings any of a numbe r of formats cou ld be used, depending on th e desired result.
Brai ns tormi ng, affin ity d iagramming, and/or fo cu s groups might be used .
A total of six topical areas, explored over six month s, with an assumed two public
meetings each month is expected. There i• also an anticipated need for two addition al
general public me etings for introduction to the proce1s , and for mid-process reporting. (A
total of 14 three-hour meetings) If larger public gro11ps are expected, and the City of
Engl ew ood decides to use ""bre ak ou t" groups, th e Con sultant will provide a briefing for
voluntee r small group facilitato rs in advan ce of the meetings . In addition , the Consultant
will a ssist th e ::ity of Englewood in a ssi milating the in pu t from the public meetings.
Esti mates in cl ude preparation time.
Estimated ti me: 90 hours.
Task 3.t -Comoile and Edit Strategic P1an .
In this task , the Consultant will compil e the draft final strategic pl an, including the
vision s, goals, and slro tegies devel oped throughout the process, meet with the City of
Englewoo d to edit and refine the plan, and produce a cam era ready master of the draft.
plan . The City of Englewood sho uld circulate t~e draft. to appropriate stakeholders from
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comment pri n"" to the final editing proce11 . The Consultant wilJ provide the edited draft. on
computer di skette to the City of Englewood for their use in developing the final producL
Estimated time: 80 hour,.
Ta ■k 3.2 • Set Prindtiea nod Pcvoloo Yenr 1 Action Plan -
The input received from the public procesr may include items that are specific enough to
be taken to identified implementing organi&ationa for development into act.ion plana. In
other caaea, the City of Englewood will identify those strategies from the atrategic plan that
are the highest priority, and which should be implemented in the neareat time frame , and
work with pos sible implementing organizations to develop detailed act.ion plans. Once
de vel oped the action plan s should be summarized in an act.ion plan supplement to the
strategi c plan and communicated to the 11ublic.
The Consultant will facilitate a proce11 with the City of Englewood to set priorities, and
will participate in up lo four meetings with implementing agencies lo brainstorm methods
of turning the strategi es into actions. The purpose of the fou r meetings will be lo
demonstrate the proce ss of developing an action plan with possible implementing
organ izations . Additional action plan meetings will be the responsibility of the City of
Englewood. Th e Con sultant will assemble th e t 1nal action plans into a drat\ document for
discussion with the City of Englewood, and will edit and prepare a final action plan
docum ent.
Es timated time: 36 hours.
Task 3.3 • Final Public Presentation of the Strategic Pion.
Keeping mom entum throughout a lengthy process necessitates celebrating the small
successes along th e way. Likewi s e, it is important to bring closure to the strategic
planning portion of the projec t by staging a public acknowledgment of its success, using the
opportunity to r,.:ognize every one who participated , and to familiarize the public with the
plans recomm e ndations.
Both members of the Consulting Team will assist in the preparations for a final public
meeting, and will attend and facilitate the meeting.
Est imated time : 20 hours.
PRO,JECT TEAM
Th e Consultant work will be performed by Joseph Racine. The work will be divided
between Mr. Racine and hi s subcont ractor Gail Hermsen as appropriate, according to th e
t ime es t imates in th e SCOPE OF SERVICES section .
RESPONSIBILITIES
It is impl ici t throughout th is project that th e members of the City of Englewood will work
in clo se collabo ration with the Consultant. Th e followin g are the gen eral responsibilities
of ea ch .
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Respgosihilititt of the Commltent :
The Consultant will be responsible for work as outlined in the Scope of Services.
Training and advice in most cases will b. ,. -ovided at regular meetings of the City of
Englewood . However, City of Englewood members are free to contact the Consultant as
needed with questions or to make arrangements.
Any reports prepared by the C'.onsultant will be in one copy, and will, if requested, be
provided on computer diskette in WordPerfect formal. Reports will be provided to the City
of Englewood in a timely fashion in ord'-•r to facilitate review and reproduction in time for
s ubsequent mtttings.
Reso onsibiJi tie s of the Citv of Enrlewood :
The City of Englewood will be responsible fo r all me eting room arrangements and
logistics, reproduction or working reports, mass ma:ilinga, pnss releases, publicity , public
r elations, and publication of final documents.
PRO,JECT MANAGEMENT AND BUDGI.'T
Oreooiz:ntioo :
Th e Consultant will be availe.ble al mutually agreed upon times and with ,-easona le
notice to meet with the City of Englewood or subcommittees and to fa oilitat.. ;,ublic input
meeti ngs.
SJ:ht.d.w..e :
Th e project is anticipated to be completed within on e year of the date of agreement to
proceed .
.Elu.i.b.ili.l.:
It is very important for all parties to understand that the development of a broad-baaed
plan such as this is a learning process. Thi s implies that the approach to any of the tasks
ma y chang e and that the project outline and the scope of Consultant services may need to be
adjusted fro m ti me to time. Said changes shall be made in writing and signed by both
parties. Within the time estimates outlined in th e SCOPE OF Sl:.RVJCES, the Consultant
will work with the City of Engl ewood to accommodate changes to the scooe aa needed.
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lliJ.lill&:
The Consultant will present bills at th e end of each r,,onth for ~•ch task completed durin g
the month and for the direct expenses incurred during that month.
Lump Sum Prices hv Teak
Task 1.1 S 1,350
Ta•k 1.2 700
Taa!< 1.3 1,000
Task l.4 1,350
Task I.ti 1,350
Task 1.6 500
Task 2.1 9,500
Task 3.1 6,800
Task 3.2 3,000
Task 3.3 __ uw
Subtotal $27,250
Est. Dir.
Expenses
@ fi ~ _l.J5!l
T otal $28 ,600
~jl,fr io nel Work
Additional wo rk requested in writing beyond th e scoµe of services and approved in
writing by th e City will be billed at the following rates:
Principal
Cl erical
Mileage
Other direct expenses
' MISCELLANEOUS
$ SMlow-
$ 3Miour
$0 .30/mile
actual
1. Thi s Aj;,ee ment wi ll be construed under the laws of Colorado .
2 . Thi s Agreement maybe terminated without cause by the City of Englewood or by the
Consultant by giving th e oth er party thirty (30) days written notice at the following
addrP :;;.;:
City of Englewood
3400 South Elati Street
Englewood, Colorado 80110
J oseph A. Racine
2485 W.st Main Street
Littl et•.n, Co lorado 80120
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3 . Payment Upon Tenninatio~ or Nonappropriation. Payment shall be made in full for
those tasks completed. Payment shall be made on a percentage basis of completion for
a task begun but not completed. Payment will not be made for more than one
uncompleted task. If there is more than one uncompleted task payment shall be based
on the chronological order of the incomplete tasks.
4. Consultant and his subcontractors shall not be considered to be employees of the City .
5. No na ppro pri ation of Funds. Th e fina n<ial obligations of the City payable as set forth
he rei n, aft.er the curr ent fiscal year, a re contingent upon fund s for that purpo se being
appropriated , budgeted and oth erwise made available. Th i ■ Agre ement may be
terminated if fund s arc not appropriated. The City ■hall giv e 30 days written notice of
such nonapproprialion .
6 . Seve rability . Should an y provision of th is Agreement be determined by a court of
compeLentjurisdiction to be un constitutio nal or otherwi se nu11 and void , it is th e inte nt
of the parties h ereto that the remain ing provisions of this Agreement shall be of full
force and effect.
Dated----------
CITY OF ENGLEWOOD , COLORADO
Lee Merkel, Director of Community De velo pment
CONSULTANT
By : __________ _
Joseph A Racine
.g.
Date
May 16, 1994
INITIA TI:D BY
STAFF SOURCE
COUNOLGOAL
COUNOL COMMUNICATION
Agenda Item
11 a
Subject Supplemental
Appropriatior;i for
Englewood By Design
Facilitation Services
Department of Community Development and the
Englewood By Design Initiating Committee
Lee D . Merkel, Director of Community De velop ment
Community Interaction
-15.SUE/ ACTION PROPOSED
The Community Development staff seeks Council support of a resolution amer,ding the
1994 Annual Budget to finance the Englewood By Design Community Visioning Project's
Facilitation Services .
PREVIOUS COUNOL ACTION
On December 20, 1993, representatives from the Englewood By Design Initi ating Committee
requested and received from Council authorization to proceed with the i. •uance of a
Request For Proposal to engage a facilitator for the community involvemei1t pc•~ ·on of the
visioning process .
BACKGROUND
In 1992, the Community Development staff began preparatory work for updating th~ 1979
Comprehensive Plan. A part of the background research that was carried out ind' ,,1ed a
review of curre11t methods and trends in comprehP-'1Sive planning. This research, ,._. well as
our experience within the community, pointed out that there are a wide range of issues
facing Englewood that were not addressed by a traditional comprehellsive plan.
Comprehe.-1si ve plans ge11erally contain a land use eleme11t (reside11tial, commercial, and
industrial), a central business district element, a public facilities element (including sewer
and water supply), a transportation eleme11t, a housing eleme11t, and a parks and open
space element. Thus, the comprehensive plan only addresses the infrastructure and
physical development of the community. Today however, there are broader social, cultural,
and economic issues, confronting the community that are not addressed by the
con'Prehensive planning process. This is not due to a shortcoming of the planning process
but rather because these issues fall outside the scope of comprehensive or physi al
planning.
Due to changing needs and expectations within the community, the City is being looked to
more and more to address many nontraditional issues. In the past there were some
attempts to address these issues by categorizing them as "quality of life" issues and
applying physical planning solutions. However, most often they were relegated to agencies
outside of the city. Today, it is rt (-ognized that these iss1,es deserve their own platform,
within the city, from which they can be debated and addressed by the community . The
visioning process provides \hat platforrr, so that the issues which are oitical to defining and
shaping t.1-ie future of the ci ty can be adequately identified and dealt with.
Determining the pref• ed future for the Gty is the primary goal of Englewood By Design .
It will provide the fr ew ork upon which the comprehensive p lan will be built. The
visioning process is not designed to replace the comprehensive planning process nor is
Englewood By Design intended to usurp the role of the Planning and l.on1..1g Commission
to oversee that planning process. Rather, the visioning process is designed to identify, in
the broadest tenns possible, the type of community that Englewood should become.
Defining this vision involves gain ng input from aeyone who has an interest in Englewood.
Using this information, the PlanriJ..~g and Zoning Commission will have a general -
framework from which to craft the substance of a new comprehe "5ivc plan and .iulfill its
duties prescribed by Englewood's charter.
Toward that e,,.d , tl Engle ood By Design project began in June, 1993 with a solici 'cation
from the ~.fa ,·, · wh lch requested leaders and interested citizens to join together to farm an
Initiating C~rau1 ,•tee This committee was charged with the responsibility of defining a
general framework tor a community involvement process . After analyzinl', v arious
processes that have been used by other cities, the Committee defined a p · ,cess based on the
particular nee s of Englewood . The Community Involvement Process that the Comm:ttee
defined contains the following elements·
1. Identification of SWceholders
Identify all potential stakeholders in the community. This :;h ould be foll owed by
identifying specific grol\ps within the major c;itegories and the key contact people
within each of these groups or organizations.
2. Issue Identification and Con,;olidation
Create a process that provides all stakeholders an equal opportunity to participate in
the community-wide discussions that are focused on the future of Englewood . The
process must recognize and accommodate the various stakeholders to ensure equal A
access for all. An open and frank discussion of the issues must be guaranteed so that W
all sides of an issue can be considered . All points of view must be given equal
weight.
3 . wue ANlysis and hnplementation Rnponsibiliti,'1
When all issues have been identified they are categoriz.ed under a major topic area.
These major topic areas become the focus for the formulation of solutions or action
steps that specifically address the individual issues within a topic area. Finally, the
parties responsible for carry ing out the action steps are identified . These parties may
be public and/ or priv~te . This is the "vi sion" of the community along with the steps
necessary to achieve the :r:sion and those who will be responsible for the
implementation of the steps .
4 . V1Sion Assessment
With the vision defined , an ongoing process of assessment must be included to
periodically review progress and make course corrections based on community need .
This allows for the vision to be flexible and respond to changin ,: n~s and trends
within the community .
PROS AND CONS OF OPTIONS RE~1:D
The Englewood By Design process is now at he point of beginning this community
involvement phase. In order to most effec ti ~1y carry this out, th~ Initiating Committee
determined that an independent consultz,~· would be necessai) ·o provide objective
facilitation services . The Committee reasot"'P.d that 1f staff were b, excl usively perform this
function, the results may be viewed as being "filtered " by staff perspectives or expectations .
Thus the credibility of the process could be called into question. To avoid this potential
problem, the services of an independent thir d pa.rty were sought to serve as process
facilitator.
The process for consultant s, :. cti on involved the issuing of a Request For Proposals on
Janu:uy 24, 1994. The follow -,,g are the firms that responded and their contract bid:
Athena's Consulting Network, Inc, $56,000; Center for Public-Priv~te Cooperation,
$1 ,000/staff person/full day facilitation ; David C. White ~nd Associates, $50,000; National
Civic League, $41 ,400; and Joseph A. Racine and Associ ates, $28,600 . The Committee
conducted interviews with these firms c,n March 2, 1994, and after deliberations made its
selection on March 25, 1994.
SfAFF ANALYSIS
When the 1994 budget was developed during the summer of 1993, the Englewood By
~ign Initiating Committee had ~ in existence for only one, month. At that point the
Comr:uttee had not explored all possible options for conducting a community visioning
project and was unable to recommend a budget amount. The Initiating Committee has now
completed its required tasks by completing the design of the community involvement
process and the consultant selection process . The Community involvement phase has
begun with the Initiating Committee turning over its responsibility to Steering Committee.
This Committee is currently seeking additional members to insure broad community
representation. The Steering Committee anticipates that community-wide meetings will
begin in the fall.
FINANOAJ. IMPACT
This amendment will reduce the general fund 's unappropriated fund balance by $28,600 .